Barr v. Barr

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ALISON BARR v. DEAN BARR
(AC 42333)
Keller, Bright and Sheldon, Js.
Syllabus
The defendant, whose marriage to the plaintiff previously had been dis-
solved, appealed to this court from the judgment of the trial court
granting the plaintiff’s postjudgment motion for contempt. The plaintiff
had filed five postjudgment motions for contempt alleging the defen-
dant’s noncompliance with various dissolution orders. The court granted
three of the motions and issued orders thereon, after which the plaintiff
filed a sixth postjudgment motion for contempt, seeking an order holding
the defendant in contempt for failing to comply with the court’s orders.
By the time the plaintiff filed this motion, the defendant had moved his
residence to Georgia. The plaintiff’s counsel certified the motion to an
address in Georgia on file for the defendant and to his e-mail address
on file, but the defendant was not served personally. Held that the trial
court improperly granted the motion for contempt because the plaintiff
did not properly serve the defendant with process: the defendant’s claim
was reviewable because it challenged the court’s personal jurisdiction,
and that issue was not waived because there had been no service of
process or attempt of service; moreover, a postjudgment motion for
contempt filed for the purpose of enforcing an antecedent judicial order
requires proper service of process and the plaintiff made no attempt to
serve the defendant with process, rather, the plaintiff’s counsel certified
that a copy of the motion was mailed to the defendant’s address in
Georgia and e-mailed to the defendant’s e-mail address on file, and
whether the plaintiff’s attempts to provide the defendant with mail or
e-mail actually occurred, or whether they provided the defendant with
actual notice of the motion, was immaterial because knowledge of the
motion, without proper service, was insufficient to confer personal juris-
diction.
Argued November 13, 2019—officially released January 28, 2020
Procedural History
Action for the dissolution of a marriage, and for other
relief, brought to the Superior Court in the judicial dis-
trict of Stamford-Norwalk and tried to the court, S.
Richards, J.; judgment dissolving the marriage and
granting certain other relief; thereafter, the court,
Heller, J., granted three motions for contempt filed by
the plaintiff and entered orders thereon; subsequently,
the court, Heller, J., granted the plaintiff’s motion for
contempt, and the defendant appealed to this court.
Reversed; judgment directed.
Joseph M. Pastore III, for the appellant (defendant).
Opinion
KELLER, J. The defendant, Dean Barr, appeals from
the trial court’s judgment granting the postjudgment
motion for contempt brought by the plaintiff, Alison
Barr.1 The defendant claims that, with respect to the
motion, the plaintiff did not properly serve the defen-
dant with process.2 We agree with the defendant and,
accordingly, reverse the judgment of the court and
remand the case with direction to dismiss the motion
for contempt.
The record reveals the following procedural history.
The court, S. Richards, J., rendered judgment dissolv-
ing the parties’ marriage on December 31, 2015. On
October 7, 2016, the plaintiff filed five postjudgment
motions for contempt, citing the defendant’s noncom-
pliance with various dissolution orders. On March 21,
2017, the court, Heller, J., issued a memorandum of
decision, in which it granted three3 of the plaintiff’s
motions for contempt and denied two4 of the plaintiff’s
motions for contempt. On June 21, 2018, the plaintiff
filed a motion for contempt seeking an additional order
holding the defendant in contempt for failing to comply
with the orders set forth in the March 21, 2017 memoran-
dum of decision. The plaintiff’s counsel certified the
June 21, 2018 motion to an address for the defendant
in Suwanee, Georgia. On July 16, 2018, the court held
a hearing on the plaintiff’s motion. The defendant did
not file an appearance and was not present at the hear-
ing, but the court found that the defendant had notice
of the hearing and of the June 21, 2018 motion for
contempt. The court did not make any finding with
respect to whether the out-of-state defendant was
served with process in accordance with the applicable
long arm statutes. On November 9, 2018, the court
issued a memorandum of decision, in which it granted
the plaintiff’s motion for contempt. The defendant filed
the present appeal on November 29, 2018.5
On appeal, the defendant asserts that the plaintiff’s
counsel had claimed that a copy of the June 21, 2018
postjudgment motion for contempt was mailed to a
Georgia address on file for the defendant and was
e-mailed to the defendant’s e-mail address on file. The
defendant claims that the plaintiff, therefore, did not
properly serve the defendant with process. We agree.
Preliminarily, we address the reviewability of the
defendant’s claim because he raises the issue of per-
sonal jurisdiction for the first time on appeal. ‘‘Under
our well established jurisprudence, [a] challenge to a
court’s personal jurisdiction . . . is waived if not
raised by a motion to dismiss within thirty days [after
the filing of an appearance]. . . . The general waiver
rule, however, is inapplicable in situations in which
there has been no service of process or attempt of
service.’’ (Citations omitted; internal quotation marks
omitted.) Bowen v. Seery, 99 Conn. App. 635, 638, 915
A.2d 335, cert. denied, 282 Conn. 906, 920 A.2d 308
(2007). In Bowen, this court held that a party did not
waive its challenge to personal jurisdiction by not filing
a motion to dismiss within the time constraints of Prac-
tice Book § 10-30 because the party was not served with
process and did not appear in the action. Id., 640 n.5.
Further, our Supreme Court has held that ‘‘[i]t is
axiomatic that a court cannot render a judgment with-
out first obtaining personal jurisdiction over the parties.
No principle is more universal than that the judgment
of a court without jurisdiction is a nullity. . . . Such
a judgment, whenever and wherever declared upon as
a source of a right, may always be challenged.’’ (Internal
quotation marks omitted.) Argent Mortgage Co., LLC
v. Huertas, 288 Conn. 568, 576, 953 A.2d 868 (2008).
‘‘As a matter of law, in the absence of jurisdiction over
the parties, a judgment is void ab initio and is subject
to both direct and collateral attack.’’ (Internal quotation
marks omitted.) Wilkinson v. Boats Unlimited, Inc.,
236 Conn. 78, 84, 670 A.2d 1296 (1996). The Restatement
(Second) of Judgments categorizes relief by way of an
appeal from a judgment as a direct attack. 2
Restatement (Second), Judgments, c.5, introductory
note, pp. 140–41 (1982).6
Having determined that this court can review the
defendant’s claim, we now turn to the applicable stan-
dard of review.7 ‘‘[A] challenge to the jurisdiction of the
court presents a question of law over which our review
is plenary.’’ Ryan v. Cerullo, 282 Conn. 109, 118, 918
A.2d 867 (2007). ‘‘[T]he Superior Court . . . may exer-
cise jurisdiction over a person only if that person has
been properly served with process, has consented to
the jurisdiction of the court or has waived any objection
to the court’s exercise of personal jurisdiction.’’
(Emphasis added; internal quotation marks omitted.)
Kim v. Magnotta, 249 Conn. 94, 101–102, 733 A.2d
809 (1999).
‘‘Proper service of process is not some mere techni-
cality . . . but is designed to provide notice of judicial
proceedings that may implicate a party’s rights. It is
beyond question that due process of law . . . requires
that one charged with contempt of court be advised of
the charges against him, have a reasonable opportunity
to meet them by way of defense or explanation, have the
right to be represented by counsel, and have a chance
to testify and call other witnesses in his behalf, either
by way of defense or explanation. . . .
‘‘Adjudication of a motion for civil contempt impli-
cates these constitutional safeguards. . . . [W]here the
alleged contempt does not occur in the presence of the
court . . . process is required to bring the party into
court, and the acts or omissions constituting the offense
are to be proved as in ordinary cases.’’ (Citations omit-
ted; footnote omitted; internal quotation marks omit-
ted.) Alldred v. Alldred, 132 Conn. App. 430, 434–35, 31
A.3d 1185 (2011), appeal dismissed, 303 Conn. 926, 35
A.3d 1075 (2012). This court, in Alldred, addressed an
issue nearly identical to that in the present case:
‘‘[W]hether a postjudgment motion for contempt that is
filed for the purpose of enforcing an antecedent judicial
order requires proper service of process.’’ Id., 435.
Although the procedural posture of Alldred differed
from that of the present case, because in Alldred, this
court reviewed the trial court’s judgment granting the
plaintiff’s motion to dismiss the defendant’s contempt
actions and, here, we are reviewing the trial court’s
judgment granting the plaintiff’s motion for contempt,
the service of process requirement delineated in Alldred
remains equally applicable to the present case. Id., 433.
In Alldred, this court distinguished between the ser-
vice requirements for pendente lite and postjudgment
motions in holding that ‘‘proper service of process in
postjudgment contempt proceedings requires the mov-
ant to cause the contempt complaint and summons
to be served upon the alleged contemnor.’’ (Emphasis
omitted.) Id., 436. Further, this court relied on the family
law volume of the Connecticut Practice Series to sup-
port this service of process requirement: ‘‘Where a final
judgment has entered and no other matters in connec-
tion with the case are currently pending before the
court . . . the contempt proceeding must be initiated
by way of an Application for Order to Show Cause
and for Contempt Citation. . . . [T]he application is
forwarded first to the clerk of the court who assigns a
specific date and time for hearing on the contempt
matter. The papers are then served on the respondent
in the same manner employed for the service of civil
process.’’ A. Rutkin et al., 8 Connecticut Practice Series:
Family Law and Practice with Forms (2010) § 34:5, pp.
110–11. Further, in a postjudgment contempt proceed-
ing, ‘‘mere knowledge of the proceedings is insufficient
to confer personal jurisdiction over a party who has
not been properly served.’’ Alldred v. Alldred, supra,
132 Conn. App. 437. On the basis of the foregoing, in
Alldred this court held that the defendant’s ‘‘attempt to
serve the plaintiff by mailing copies of the postjudgment
contempt motions to the plaintiff’s counsel did not con-
fer personal jurisdiction over the plaintiff on the court.’’
Id., 438. Our Supreme Court has also held that, ‘‘[w]hen
a particular method of serving process is set forth by
statute, that method must be followed. . . . Unless ser-
vice of process is made as the statute prescribes, the
court to which it is returnable does not acquire jurisdic-
tion.’’ (Internal quotation marks omitted.) Argent Mort-
gage Co., LLC v. Huertas, supra, 288 Conn. 576.
Here, with regard to the June 21, 2018 postjudgment
motion for contempt, the plaintiff did not provide the
defendant with proper service of process. Pursuant to
Alldred, the plaintiff must have provided the defendant
with service of process in the manner required for the
service of civil process. The record indicates that the
plaintiff made no attempt to serve the defendant under
any applicable long arm statute. Rather, the record
reflects that the plaintiff’s counsel certified that he
mailed a copy of the motion to an address on file for
the defendant in Suwanee, Georgia, and e-mailed a copy
to the defendant’s e-mail address on file. Whether the
plaintiff’s attempts to provide the defendant with mail
or e-mail actually occurred, or whether they provided
the defendant with actual notice of the motion, is imma-
terial because knowledge of the motion, without proper
service, is insufficient to confer personal jurisdiction
over that party. Alldred v. Alldred, supra, 132 Conn.
App. 438.
The judgment is reversed and the case is remanded
with direction to dismiss the June 21, 2018 motion
for contempt.
In this opinion the other judges concurred.
1
The plaintiff did not file a brief and we have ordered that this appeal
be considered on the basis of the defendant’s brief and the record alone.
2
The defendant asserts two claims: ‘‘(1) [The] [d]efendant was not prop-
erly served with process of [the] plaintiff’s motion for contempt, postjudg-
ment, dated June 21, 2018.
‘‘(2) The trial court erred in holding that [the] defendant was properly
served with the motion for contempt, postjudgment, dated June 21, 2018.’’
Because we deem these claims to raise the same issue we have combined
these claims into one.
3
The court granted the plaintiff’s motions for contempt related to the
following matters: (1) the defendant’s failure to pay the balance of alimony
and child support arrearage, (2) the defendant’s failure to pay a $210,000
loan due to the Bank of America, and (3) the defendant’s failure to pay
pendente lite attorney’s fees.
Further, on March 13, 2017, the court granted the plaintiff’s motion for
reimbursement of the sums paid by the plaintiff to reinstate medical insur-
ance coverage for the parties’ minor children and to maintain the defendant’s
then existing life insurance coverage.
4
The court denied the plaintiff’s motions for contempt related to the
following matters: (1) the defendant’s failure to make a payment due to the
plaintiff from proceeds received from certain prior litigation, and (2) the
defendant’s failure to obtain life insurance.
5
In its November 9, 2018 memorandum of decision, the court also awarded
the plaintiff attorney’s fees as a sanction for the defendant’s conduct. At
the time this appeal was filed, it does not appear that the court had made
a finding regarding the amount of the attorney’s fees to be awarded as a
sanction. Even though the issue of sanctions had not been resolved fully
at the time this appeal was filed, the court’s judgment finding the defendant
in contempt constitutes an appealable final judgment. See Khan v. Hillyer,
306 Conn. 205, 217, 49 A.3d 996 (2012) (‘‘a civil contempt order requiring
the contemnor to incur a cost or take specific action . . . satisfies the
second prong of [State v. Curcio, 191 Conn. 27, 31, 463 A.2d 566 (1983)]
and, therefore, constitutes an appealable final judgment’’); Bryant v. Bryant,
228 Conn. 630, 636, 637 A.2d 1111 (1994) (civil contempt finding based upon
determination of arrearage under marital dissolution decree an appealable
final order even though issue of sanctions unresolved).
In State v. Curcio, supra, 191 Conn. 31, our Supreme Court set forth the
test for determining when an otherwise interlocutory order or ruling of the
Superior Court constitutes an appealable final judgment. ‘‘An otherwise
interlocutory order is appealable in two circumstances: (1) where the order
or action terminates a separate and distinct proceeding, or (2) where the
order or action so concludes the rights of the parties that further proceedings
cannot affect them.’’ Id.
6
The defendant potentially could have moved to open the court’s judg-
ment. Raising the claim before the trial court, by means of an appropriate
postjudgment motion, would have afforded the trial court an opportunity
to correct any potential error with respect to this issue; see, e.g., Alexandre
v. Commissioner of Revenue Services, 300 Conn. 566, 584–85, 22 A.3d 518
(2011); and, perhaps, would have provided the defendant with a more effi-
cient means of obtaining relief. Nonetheless, we conclude that the defendant
did not waive his right to challenge the court’s lack of personal jurisdiction,
and, in the present appeal, he may raise such issue in the form of a direct
attack on the judgment rendered against him.
7
Even if we were to conclude that, in the absence of recourse to an
extraordinary level of review, the defendant could not properly raise a claim
related to lack of personal jurisdiction for the first time on appeal, we
nonetheless would conclude that the claim is amenable to review pursuant
to State v. Golding, 213 Conn. 233, 239–40, 567 A.2d 823 (1989).
‘‘[A] defendant can prevail on a claim of constitutional error not preserved
at trial only if all of the following conditions are met: (1) the record is
adequate to review the alleged claim of error; (2) the claim is of constitutional
magnitude alleging the violation of a fundamental right; (3) the alleged
constitutional violation . . . exists and . . . deprived the defendant of a
fair trial; and (4) if subject to harmless error analysis, the state has failed
to demonstrate harmlessness of the alleged constitutional violation beyond
a reasonable doubt.’’ (Emphasis in original; footnote omitted.) Id.; see also
In re Yasiel R., 317 Conn. 773, 781, 120 A.3d 1188 (2015) (modifying third
prong of Golding by eliminating word ‘‘clearly’’ before words ‘‘exists’’ and
‘‘deprived’’ [internal quotation marks omitted]).
In the present case, the record is adequate to review the alleged claim
of error and the defendant’s claim is of constitutional magnitude because,
as he asserts in his brief, it implicates the right to due process. Additionally,
as explained later in this opinion, the constitutional violation exists. The
defendant’s claim is not subject to a harmless error analysis.
The defendant did not affirmatively request review pursuant to Golding;
this fact, however, does not preclude this court from such review. See State
v. Elson, 311 Conn. 726, 754–55, 91 A.3d 862 (2014) (‘‘to obtain review of
an unpreserved claim pursuant to [Golding], a defendant need only raise
that claim in his main brief, wherein he must present a record that is
[adequate] for review and affirmatively [demonstrate] that his claim is indeed
a violation of a fundamental constitutional right’’ [internal quotation
marks omitted]).