DocketNumber: No. CV95 0551453
Citation Numbers: 1996 Conn. Super. Ct. 8261
Judges: McWEENY, J.
Filed Date: 10/28/1996
Status: Non-Precedential
Modified Date: 7/5/2016
The Board on November 12, 1980, acting on the remand, issued "findings and conclusion" based on the record of the 1974 §
Plaintiff appealed the November 12, 1980 decision to the Superior Court (Docket No. CV81-0253483) pursuant to §
Plaintiff appealed the Superior Court decision to the Appellate Court. The appeal was transferred to the Supreme Court pursuant to the Rules of Appellate Practice.
The Connecticut Supreme Court reversed the Superior Court dismissal of Plaintiff's Appeal. On November 8, 1994 the Supreme Court again directed that the case be returned to the Board for further proceedings in accordance with the Supreme Court's more explicit instruction. Halpern v. Board of Education,
Following this remand Judgment the Board and Plaintiff took the following actions. CT Page 8263
A January 4, 1995 letter from Board's attorney to the Board's Superintendent outlining distribution of the transcript and exhibits from Plaintiff's 1974 hearing to current Board members. Copies of the letter went to each Board member outlining their obligation to review the materials from the 1974 hearing (R. #9).
A January 5, 1995 letter from the Board's attorney to the Plaintiff's attorney outlining a procedure intended to comport with the Supreme Court mandate (R. #9).
There is no record of a response by Plaintiff or her attorney to the January 5, 1995 letter; other than in minutes of the January 25th meeting indicating that Plaintiff, through counsel, had requested the January 25th meeting be a public proceeding.
On January 13, 1995 the Board disseminated notice of a special Board meeting to address a personnel matter involving Plaintiff on January 25, 1995 (R. #10).
January 25, 1995. The Board met at a special meeting in public session. Attending the meeting were nine members of the Board, the Board's attorney, the Plaintiff, the Plaintiff's attorney and the Board's Director of Personnel. The minutes in pertinent part describe the purpose of the meeting.
Attorney Clemow explained that while the purpose of the meeting was to discuss the termination of employment of a former teacher in the Bristol Public Schools, the discussion would be held in public session at the request of Ms. Halpern, as conveyed through her attorney, John L. Schoenhorn. Attorney Clemow also stated that Attorney Schoenhorn had requested that the draft findings contemplated by the Connecticut Supreme Court decision be distributed to his client at the same time they are distributed to all of the members of the Board, so that he is permitted to comment or respond to them before the full Board votes on them. Accordingly, Attorney Clemow suggested that the draft findings be prepared by a single member of the Board, in consultation with counsel, then distributed to Ms. Halpern and the Board. After Ms. Halpern has an opportunity for input as contemplated by the Supreme Court, the full Board can then discuss and CT Page 8264 amend or adopt the draft findings as their final decision.
The minutes also reflect the members of the Board confirming that they had read the transcript and exhibits of the Plaintiff's 1974 termination proceeding. Several members of the Board expressed dissatisfaction with the state of the record, but were instructed by their attorney that they must limit their consideration to the 1974 record. A general discussion of the merits of the case ensued, until the members of the Board had reached a conclusion. The unanimous conclusion was that valid grounds existed for the termination of Plaintiff's employment.
The Board Chairperson agreed to write up proposed findings and conclusions with the assistance of the Board's attorney. The draft proposed findings and conclusion would be circulated to the Board members and Plaintiff at the same time. A further Board meeting would then be scheduled to allow Plaintiff to respond and consider amending or adopting the draft findings and conclusion as the Board's decision (R. #11).
February 24, 1995. The Board's attorney transmitted the draft findings and conclusion to Plaintiff's counsel. Plaintiff was also afforded, until March 17, 1995, to submit "any written argument [she] wished to present." A special meeting of the Board was proposed for the week of March 27, 1995 to allow for Plaintiff's oral argument and Board action (R. #12).
On March 23, 1995, the Board's attorney by Fax notified Plaintiff's attorney of a March 28, 1995 special meeting of the Board on the Plaintiff's case. The letter noted the absence of a written brief by the Plaintiff but welcomed oral argument at the meeting (R. #13).
On March 28, 1995, the Plaintiff through her attorney requested orally and in writing a rescheduling of the Board meeting concerning Plaintiff's case (R. #15).
On April 28, 1995, the Board disseminated a formal notice of a May 8, 1995, 7:00 p.m. meeting to address a personnel matter involving the Plaintiff (R. #17).
The Board met on May 8, 1995, in public session. All nine members of the Board who participated in the January 25, 1995 meeting were present. Also in attendance were the Board's CT Page 8265 attorney, the Plaintiff, Plaintiff's attorney, the Board's Personnel Director and members of the press.
The meeting was not recorded, but the record contains detailed minutes (R. #18). The minutes were conceded to be accurate by Plaintiff's attorney at oral argument and in Plaintiff's brief.
The meeting was not called to order until 7:15 p.m., following an approximately fifteen minute delay, at Plaintiff's request. The delay was for the purpose of allowing plaintiff additional time to consult with her attorney.
Plaintiff's attorney objected to the absence of a stenographer or recording device. The claim was made pursuant to the Teacher Tenure Act General Statutes §
Plaintiff initially went into a dispute with the Board over access to records and was advised that the Board would not consider additional evidence. The Plaintiff also sought to inquire of each Board member his or her reasons for supporting the proposed finding and conclusion. The Chairperson of the Board denied this request and directed Plaintiff to make her argument.
Plaintiff proceeded with a detailed presentation, responding to the proposed finding and conclusion (R. #18, pp. 2-3). The meeting was recessed between 8:50 p.m. and 9:05 p.m. When the meeting was reconvened the Chairperson of the Board indicated that in absence of any agreement on a reasonable time limit the meeting would end at 10 p.m. Plaintiff's attorney objected and argued that Plaintiff should be given as long as she wished, with additional meeting dates if necessary.
Plaintiff continued her detailed presentation until interrupted by the Board Chairperson at 10:00 p.m. Plaintiff asked for a short time to finish her point and this was permitted. The Plaintiff's request for an additional hour to finish her entire presentation was denied. CT Page 8266
The Chairperson of the Board inquired if any member of the Board wished to comment about the proposed findings and conclusion or to address any points raised by Plaintiff. No Board member responded.
A Board member proposed the adoption of the proposed findings and conclusion. The Board then voted unanimously to adopt the proposed findings and conclusion and terminate Plaintiff's employment. The Board meeting was then adjourned at 10:15 p.m.
It is from this vote that the Plaintiff has appealed pursuant to §
In her brief Plaintiff claims that the Board's May 8, 1995 decision violates her constitutional rights to due process of law, her rights under General Statutes §
Plaintiff's brief also claims that the Board's termination decision was arbitrary, capricious, illegal, biased, an abuse of discretion and in bad faith. The other issues raised in the appeal but not briefed are viewed as abandoned. Collins v.Goldberg,
In evaluating Plaintiff's claims this court must review the Supreme Court decisions which directly address this case, in order to evaluate what the Board was obligated to do after the most recent remand (January 3, 1995, Superior Court Judgment R. #8).
In its first review in 1980 the Supreme Court addressed two claims of the Plaintiff. One claim about the validity of the Board's August 30, 1974 meeting was rejected. Thus, the Court decided the case on one issue: "On Appeal, the plaintiff claims that the trial court erred . . . (1) in concluding that the Board's failure to state the reasons for its decision or the evidence upon which it relied did not deprive the plaintiff of due process of law . . . ." Lee v. Board of Education,
The Supreme Court in Lee went on to hold: "Those decisions, and their rationale, lead us to the conclusion that a tenured teacher discharged for cause under General Statutes §
In language which is particularly instructive to this court the Lee decision notes: "Our conclusion is also based upon General Statutes §
In its decision in Halpern v. Board of Education,
The issues and disposition in Halpern are enunciated at
The gravamen of the plaintiff's present appeal is that the members of the board that reconsidered her termination in 1980 could not validly conduct the "further proceedings" ordered by this court because none of them had been a member of the board at the time of the original termination proceedings in 1974. The plaintiff maintains that the actions of the newly CT Page 8268 constituted board in making its determination on the prior record, without conducting an entirely new hearing, violated: (1) her statutory rights; (2) her constitutional rights; and (3) the mandate of our remand order. Although we disagree that a new hearing is required, we agree that the special circumstances of this case warrant a more expansive interpretation of our mandate than it received from the board or from the trial court." (Footnote omitted.)
The express mandate is set forth at
To eliminate any ambiguity in our present order of remand, we direct the trial court to set aside its judgment and to remand the case to the board to determine whether there are grounds for the plaintiff's termination and to specify the evidence that supports its determination. In order to provide the plaintiff with a voice in these proceedings, we direct the board to adopt, by analogy, the procedure specified by the Uniform Administrative Procedure Act in General Statutes §
4-179 . (Footnote omitted.) That section requires, in somewhat comparable circumstances, the preparation of a "proposed final decision" and affords to interested parties the opportunity to comment on that proposal by filing exceptions and presenting briefs and oral argument to the officials who are to render the decision. We have held that the opportunity to respond to a "proposed final decision" is a constitutionally adequate safeguard of the due process rights of the parties whose interests are being adjudicated in a contested case. Pet v. Dept. of Health Services,228 Conn. 651 ,672 ,638 A.2d 6 (1994). The board is therefore directed in this case to prepare such a "proposed final decision," and thereafter to afford the plaintiff and other interested parties the opportunity for appropriate responses thereto, including the right to file exceptions and to present briefs and oral argument to the board. After due consideration of these responses, the board is then authorized to adopt a final decision including the requisite findings CT Page 8269 concerning the propriety of the termination of the plaintiff's tenure as a teacher in 1974.
The court having reviewed the history of the case and the Supreme Court mandate will now review Plaintiff's claims.
The Board argued that Plaintiff has waived her right to challenge the sufficiency of evidence supporting her termination. The Board cited the footnote in Halpern at
The Supreme Court made clear in Lee, supra, that one of the specific reasons for requiring findings (a statement of reasons and evidence relied upon) was because under a §
The Board on May 8, 1996, having independently reviewed the record of the 1974 termination hearing, adopted findings and a conclusion terminating Plaintiff's employment. The Teacher Tenure Act clearly affords Plaintiff the opportunity, however belatedly, to have a court review the merits of that decision. This appeal presents the first opportunity to review findings and a conclusion which were reached pursuant to a procedure which was not violative of Plaintiff's constitutional rights or the Connecticut Supreme Court mandate.
An analysis of Plaintiff's bias claim is also assisted by the court's consideration of the record upon which the Board acted on the merits.
A basic principle of administrative law is that the scope of the court's review of an agency's decision is very limited. General Statutes §
Furthermore, "Judicial review of conclusions of law reached administratively is also limited. The court's ultimate duty is only to decide whether, in light of the evidence, the agency has acted unreasonably, arbitrarily, illegally, or in abuse of its discretion." Conn. Light Power Co. v. Dept. of Public UtilityControl,
"Judicial review of [an administrative agency's] action is governed by the Uniform Administrative Procedure Act (General Statutes, c. 54,
Nevertheless, where "the issue is one of law, the court has the broader responsibility of determining whether the administrative action resulted from an incorrect application of the law to the facts found or could not reasonably or logically have followed from such facts. Although the court may not substitute its own conclusions for those of the administrative board, it retains the ultimate obligation to determine whether the administrative action was unreasonable, arbitrary, illegal or an abuse of discretion." United Parcel Service, Inc. v.Administrator, Unemployment Compensation Act,
Exhibit H of the record contains a detailed chronology of a major portion of the 1973-74 school year from September 10, 1973 through March 29, 1974. It includes twenty-three days when Plaintiff was late for work; three incidents when Plaintiff, during the course of the school day, left her students unsupervised; two occasions when Plaintiff failed to pick up her students from special classes; eight instances of Plaintiff being either late or absent from assigned supervisory duties; and five times when Plaintiff missed or was late for special classes. Exhibit H also documents ongoing disputes about Plaintiff's keeping first grade students after school, assigning excessive class work and homework, denying lunch and recess breaks to students and parental complaints about Plaintiff's performance.
At the hearing in 1974 the principal of the school where Plaintiff taught, substantiated on his personal knowledge a clear majority of the events listed in Exhibit H (R. #1, p. 25).
The Plaintiff was repeatedly orally and in writing directed to follow specific directives relating to reporting to work on time, dismissing classes on time, not assigning mandated homework and not leaving her class unattended (R. #1, pp. 33-34, 40-41, Exhibits A, C, D, and E). Exhibit H and Principal Kerr's testimony provided evidence of a failure to comply with these directives.
The Plaintiff at the hearing denied some, but not all of the alleged deficiencies in her performance.
Q. Mrs. Lee, you have concluded, and we all accept the fact that you . . . just can't get to work on time, is that correct? Is that a fair statement?
A. It is not an every day occurrence, but during the course of the year I am late.
Q. It is not like once or twice a month, it is more like once or twice a week?
A. I would say once a week.
R. Exhibit 1 Transcript pp. 157-158: CT Page 8272
Also, at pp. 164, 166 and 170 Plaintiff acknowledged failing to meet her obligations and willfully refusing to follow directions.
The Board's "Finding of Fact" (set forth in R. #19, pp. 2-3) are substantiated by reliable and probative evidence in the record.
The critical conclusions of the Board are:
The Board concludes that Ms. Lee's chronic failure to report to work on time, as well as her repeated failure to perform supervisory duties as scheduled or get students to special classes as scheduled, continued with such frequency and over such a period of time as to constitute inefficiency or incompetence. The Board also concludes that Ms. Lee's failure to stop assigning homework to her first grade students, and especially her failure to heed administrative directives to dismiss children at 3:00 p.m., were sufficiently significant and serious to constitute insubordination." (R. #19, p. 5.)
The Teacher Tenure Act, §
Section
The documented evidence of repeated and admitted tardiness, combined with a record of failure to cover assignments, suffice to substantiate a conclusion of inefficiency and/or incompetence. Plaintiff's repeated failure to arrive on time for supervisory duties, such as recess, presented safety problems. Her tardiness and forgetfulness with respect to special classes disrupted the schedules of other teachers and deprived students of educational opportunities offered by the school. No matter how skilled a teacher may be, a continuous failure to report on time and cover assignments constitute inefficiency and/or incompetence.
The Board's conclusion as to insubordination is offered not under §
The Board relies on Tucker v. Norfolk Board of Education,
The record reflects the Plaintiff's repeated and willful refusal to follow the directives of her administrative superiors. It is unquestionably insubordinate conduct. The pattern and continuation of such conduct also substantiate the conclusion that it was of a serious enough nature to justify a termination of the employment of a tenured teacher.
The board contends that insubordination in and of itself constitutes "other due and sufficient cause" for the termination of the Plaintiff's contract and is a valid statutory basis for dismissal under the provisions of §
10-151 (b)(6). We agree with the board's contention.
Tucker, supra,
The Plaintiff in her brief challenges the proposed findings and conclusions as not meeting due process of law standards. Plaintiff claims that the proposed findings and conclusions were not specific enough for her to respond to.
In Lee, supra,
The Proposed Findings and Conclusions (R. #12) are five pages in length, contain thirteen specific findings, and include a weighing and assessment of the evidence. The record also indicates that Plaintiff and her attorney were present on January 25, 1996, when the Board discussed the evidence and considered a conclusion. The Proposed Findings and Conclusions meet the constitutional due process requirements for administrative agencies. CT Page 8274
The Plaintiff's claims respecting her opportunity for input on the "Proposed Findings and Conclusion" are essentially twofold. One aspect is the denial of the opportunity to present additional evidence and the other claim relates to the time limitation on oral argument.
The Plaintiff was not entitled constitutionally, under §
The remands in both the Lee and Halpern decisions clearly did not contemplate further evidentiary proceedings. Halpern expressly addressed this claim:
Applying these principles to the circumstances of this case, we are persuaded that the Plaintiff cannot prevail on her claim that she is entitled, as a matter of statutory right, to a new termination hearing. In our prior decision, we concluded that Plaintiff's statutory rights had not been violated. Lee v. Board of Education, supra,
181 Conn. 76 -77. Accordingly, our mandate for further proceedings did not direct a new hearing under the statute.
The Supreme Court explicit mandate as previously noted in this decision affords Plaintiff the opportunity to have "a voice in the proceedings" through a process that would allow her to "comment on that proposal by filing exceptions and presenting briefs and oral argument to the officials who are to render the decision." Halpern, supra,
The Plaintiff did not have any right to examine the Board CT Page 8275 members individually, introduce additional evidence or enter into discovery proposals.
The Plaintiff was afforded in excess of two hours of oral argument. She declined opportunities to file a written brief or to propose an alternate procedure. She was specifically advised at approximately 9:05 p.m. that she needed to conclude her presentation by 10 p.m. At 10 p.m. she was afforded an additional "minute or so" to conclude a point.
Plaintiff was afforded a voice in the proceedings and given ample opportunity to comment on the proposed findings and conclusion by written brief and/or oral argument. Plaintiff chose not to file written briefs and elected to argue herself rather than through her experienced attorney.
Due process requires fair proceedings not perfect or exhaustive proceedings. State v. Daugaard,
In analyzing Plaintiff's arguments the court has considered the facts as represented in the record not the factual misrepresentations contained in Plaintiff's brief. The Plaintiff "Preliminary Brief," dated November 17, 1995; asserts that: "The defendant board offered the Plaintiff the options of submitting objections in writing or appearing at a hearing to present rebuttal. The Plaintiff chose the latter." At oral argument Plaintiff's counsel conceded that Plaintiff was free to comment both in writing and orally (R. #12). Plaintiff asserts at page 5 of her brief that she was peremptorily cut off in her oral argument. In fact, after presenting over an hour of oral argument, she was afforded at least forty-five minutes to conclude her argument, and afforded the courtesy of an extra few minutes to conclude a point.
Pet v. Department of Health Services,
Plaintiff's failure to take advantage of the fair opportunity to respond in writing is related to the time necessary to allow a fair oral argument. Similarly, Plaintiff's election to reserve to the May 8, 1995 hearing her concerns about the specificity of the findings undermines her objections.
The Board's communications to Plaintiff concerning the procedure to be followed on remand (R. #9) express an openness to suggestions and input by Plaintiff. The record is devoid of any comment from Plaintiff until the literal eleventh hour (R. #18). This pattern suggests the Plaintiff's concerns as being procedural as opposed to substantive. It is certainly long past the time for any substantive issues relating to the termination to be aired and finally resolved.
Section
The May 8, 1995 oral argument, discussion and vote were not transcribed. Plaintiff objected to the lack of a verbatim record at such hearing (R. #18).
Defendant argues that the statute refers to the evidentiary portion of such proceedings not oral argument and Board discussion. This construction is supported by a consideration of the teacher termination procedure outlined in §
Plaintiff fails to provide any basis for the court to conclude the failure to provide a transcript of the May 8, 1995 proceeding in any way prejudiced her. Detailed minutes of the May 8, 1995 meeting are in the record (Exhibit #18). Plaintiff's counsel, at oral argument, acknowledged the accuracy of these minutes. A transcript would only have reflected the Plaintiff's verbatim oral argument. There was no Board discussion. The Plaintiff on appeal must show not only a technical error, but that there is some resulting harm to her from such error. Pet v.Department of Health Services, supra,
Additionally, Plaintiff was offered the opportunity to record the proceedings herself; and made no effort to do so, or request a continuance to make arrangements to do so. "In administrative appeals, we have held that the failure to utilize a remedy available to cure a defect deprives a complainant of the right to reject to the alleged defect." Pet v. Department of MentalHealth, supra,
Plaintiff's claim of bias is not supported by evidence of a disqualifying interest in the case. "It is presumed that members of administrative boards acting in an adjudicative capacity are unbiased." Jutkowitz v. Department of Health Services, supra,
The claim of bias is allegedly evidenced by the failure of the Board to discuss the findings after Plaintiff's oral argument on May 8, 1995. The Board had received the record of the 1974 CT Page 8278 hearing by January 4, 1995 transmittal (R. #9). All Board members had reviewed the materials prior to discussing them in public session on January 25, 1995 (R. #17). Proposed findings and a recommendation had been available since February 24, 1995. Plaintiff had declined to comment in writing on the proposed findings and recommendation.
The court cannot conclude from the record that the Board acted improperly when it declined the opportunity to discuss or amend its proposed findings and recommendation following Plaintiff's oral argument.
CONCLUSION
For the reasons set forth above, the court finds no violation of Plaintiff's rights.
Plaintiff's Appeal is dismissed.
Robert F. McWeeny, J.