DocketNumber: No. CV99 049 41 84
Judges: MOTTOLESE, JUDGE.
Filed Date: 1/11/2000
Status: Non-Precedential
Modified Date: 7/5/2016
The existing zones permit single family detached development on forty thousand (RS-1) and ten thousand (RS-3) square foot parcels. In addition, the existing floating affordable housing regulations (§ 5.4) permit up to 4.25 units per forty thousand square feet of land area if the underlying zone is RS-3 and up to 1.25 units per forty thousand square feet if the underlying zone is RS-1. The record does not indicate the total potential density of the site either as presently zoned or if zoned affordable housing under § 5.4 because there is no breakdown of land area for each underlying zone.
The property is bounded on the south and west by the town highways, Chapel Street and Cut Spring Road, and on the north and east by a fully developed single family neighborhood situated partly in the RS-3 and RS-1 zones. It was noted from a view2 of the neighborhood that most if not all of the lots in the RS-1 zone were nonconforming as to area and setbacks. CT Page 493
When a zoning commission has stated its reasons, the reviewing court ought only to determine whether the assigned grounds are pertinent to the considerations which the authority was required to apply, and whether they are reasonably supported by the record. First Hartford Realty Corporation v. Planning and ZoningCommission,
The first of these considerations is found in §
In Christian Activities Council, Congregational the court further refined the "sufficient evidence" standard to require that a commission demonstrate that there is a "quantifiable probability of harm" that would afflict a substantial public interest which needs to be protected. Id. at 585. Although the court seems to have ruled that a record which reveals only apossibility rather than a probability of such harm would not be supported by sufficient evidence.3 Id. at 595. This court believes that a fair reading of the entire majority opinion does not preclude a finding of sufficient evidence where thepossibility of harm is real and the magnitude of the harm is catastrophic. Fairfield 2000 Corporation v. Newtown Planning andZoning Commission, No. CV970578756S, Judicial District of Fairfield at Bridgeport, March 1999 (Mottolese, J.). The court will proceed to evaluate the defendant's action on the above basis. CT Page 495
In this case the defendant Commission has recited what the court believes breaks down to eighteen (18) separately identifiable reasons. The court concludes that none of these reasons is sufficient to support the commission's decision.Zygmont v. Planning Zoning Commission, supra.
These reasons lack support in the record on one of four grounds, viz: (1) the quantum of the evidence is insufficient; (2) the reason is not supported by evidence of a probability of harm or a possibility of catastrophe; (3) the harm anticipated will not effect a substantial public interest, (4) the concept of need is misunderstood. The court will consider each reason in the order in which they appear in Exhibit 36 entitled "Memorandum of Decision-Stratford Zoning Commission". (part of and adopted in minutes of 9/16/97)4
First Reason — Relation to Existing Zoning.
The essence of this reason seems to be that rather than create a new zonal classification with new implementing legislation the applicant should have worked within the existing zoning regulations by combining features of § 5-3, Residence apartments and § 5-4, Affordable Housing Development.
A similar situation was involved in Town Close Associates v.Planning and Zoning Commission,
The Commission's position is not unlike the position taken by the defendant in National Associated Properties v. North BranfordPlanning and Zoning Commission, 9CSCR 17 (November 17, 1993), aff'd,
As in National Associated Properties, supra, this court continues to adhere to the principle that a zoning authority has no substantial public interest in holding out for compliance with its own affordable housing regulations when strict compliance with those regulations would result in rejection of the affordable housing proposal.
Second Reason — Special Case Requirements/Health. Safety andWelfare Provision.
As stated above, the plaintiff's application as in two parts, viz: (1) to enact a new set of regulations so as to create an HODZ zone, and (2) to rezone from RS-1 and RS-3 to HODZ. This reason denies the application because it failed to include a provision requiring that the development obtain approval from the Commission as a special case. First, the Commission misconstrues the application as one for multi-family housing when in fact it proposes clustered, single family, detached housing. Second, as stated in "First Reason" above, under
In a similar setting our Supreme Court ruled as follows: "We conclude, therefore, that §
Third Reason — Spot Zoning.
In Kaufman, supra, the court rejected the zoning authority's argument that imposition by the zoning commission of conditions designed to assure that the proposed housing would remain affordable would violate the rule requiring uniformity of regulation. Kaufman v. Zoning Commission, supra, at 147. InWisniowski v. Planning and Zoning Commission, supra, at 315, our Appellate Court held that "the requirement of uniformity of §
The very same reasoning applies to the principle of spot zoning. "Simply defined, ``spot zoning' is the reclassification of a small area of land in such a manner as to disturb the tenor of the surrounding neighborhood." Pierrepont v. Zoning Commission,
In this case, the area qualifies as small and thus satisfies the first element. The plaintiff's proposal, however, does not satisfy the second element. The development of single family, detached residences, though clustered in order to avoid meeting setback and lot area requirements of the underlying zones, and though producing a substantially greater density than that found in the neighborhood, does not disturb the tenor of the surrounding neighborhood which is already developed, as single family on lots which are legally nonconforming as to area and yards. So, on the basis of the factual record before the Commission, the Commission was incorrect in characterizing this project as spot zoning.
Furthermore, this court holds as a matter of law that an affordable housing development which is to be located in an existing residential neighborhood cannot be deemed to constitute spot zoning because affordable housing is for the benefit of the entire community as well as for that of the State and is not primarily designed for the benefit of the developer. Wisniowskiv. Planning and Zoning Commission, supra at 315.
Fourth Reason — Landscaping Standards/Open Space.
The Commission has failed to demonstrate how lack of landscaping standards constitutes a substantial public interest, especially when the Commission was fully at liberty to require a landscaping plan either pursuant to its general planning authority or by adding to the proposed legislation a requirement for landscape site plan review. Moreover, the commission could have granted approval of the application conditioned upon presentation of an acceptable landscape plan. Kaufman v. ZoningCommission, supra at 141-148.
Fifth Reason — Density Limits.
This reason will be considered with the reason which appears on page three of the commission's memorandum of decision entitled "Proposed Density." Both reasons make the same claim that the proposed density of 5.9 units per acre is six times greater than that which is allowed under existing zoning. Certainly, with reference with the RS-1 zone (1 acre) this is substantially correct. But it is not correct with reference to the RS-3 zone (10,000 square feet) as to which it is 4.4 times the density and only three times greater than that which would be allowed under Stratford's own affordable housing regulations (§ 5.4). These reasons do not specifically pinpoint the public interest which the commission seeks to protect by limiting density. If this were a conventional zoning appeal, controlling density would clearly be a permissible public interest which the commission may properly address pursuant to G.S. §
The only disclosed basis for this reason is that the applicant failed to provide economic justification for his proposal. That is, the developer did not prove that he needs to sell 25 units to make the development economically feasible. The issue may be stated as follows: Is a zoning authority permitted to deny an application for an affordable housing development because a for-profit developer has not provided economic data to prove that the number of units proposed are necessary in order for him to make a reasonable profit? CT Page 500
In West Hartford Interfaith Coalition, Inc. v. Town Council, supra, at 524, our Supreme Court held that to require a not-for-profit developer to furnish proof that it had obtained all funding approvals for the financing of assisted affordable housing prior to obtaining zoning authorization would thwart the purpose of §
The Commission's denial on these grounds seems to be drawn from the doctrine long observed in traditional rezoning cases that ordinarily a zoning commission is under no obligation to down zone unless it appears that the property cannot be usedeconomically under one or more of the other zonal classifications available under existing regulations. Zygmont v. Planning andZoning Commission, supra at 555. Whatever place the principle of economic justification has in the jurisprudence of conventional zoning legislation, it has no place in the application and interpretation of §
Turning first to the language of the statute, there is no provision which deals directly with this issue. However, both subsections (b) and (d) recognize the possibility that a developer may be aggrieved by a decision of a zoning authority which places restrictions on an approval "which have a substantial adverse impact on the viability of the development or the degree of affordability of the affordable dwelling units specified in subparagraph (B) of subdivision (1) subsection (a) of this section." "In construing §
It is apparent that among the restrictions affecting economic viability might be one which reduces the number of units applied for (density) to a number which renders the development no longer economically feasible. It is perfectly conceivable that in an appropriate case a zoning authority might find on the basis of sufficient evidence in the record, that to permit construction of CT Page 501 the exact number of units applied for would probably have a harmful effect on a substantial public interest, such as a water supply or on site sewage disposal. The applicant would then have a right of appeal as an be aggrieved person on the grounds that the reduction substantially adversely impacted the viability of the development.
Applying the above principles of statutory construction the court concludes that the legislature did not intend to permit zoning authorities to deny an application for an affordable housing development because the applicant failed to justify the economic need to build the precise number of units for which he applied.
As the court states in West Hartford Interfaith Coalition,Inc., supra, at 511 our review of "the statute's legislative history reveals that the key purpose of §
Moreover, there is other mischief associated with the exercise of such authority. In the absence of a legislatively expressed statutory standard of economic viability, each zoning authority would be free to set its own standard resulting in lack of uniformity from municipality to municipality and ensuing lack of certainty in the administration of §
Sixth Reason — Setbacks and Height.
Other than the commission's own value preference, there is nothing in the record to support the need to adhere to the setbacks and height requirements prescribed in § 5.4 (affordable housing regulations) or those of the RS-1 district. The reason, as expressed in the language chosen, fails to identify any specific public interest which the Commission wished to protect nor does it indicate how or why this public interest will be endangered, e.g., exposure to fire, loss of light, air, noise, pollution infiltration, etc. It defies the court's comprehension CT Page 502 precisely how this condition could constitute a substantial public interest which is entitled to protection.
Seventh Reason — Determination of Affordability.
The Commission has denied the application because the applicant has not "documented affordability" and apparently thereby has failed to persuade the Commission that the application was legitimately made for an affordable housing development as that term is defined in §
A similar attempt was made by the zoning authority in WestHartford Interfaith Coalition, Inc. v. Town Counsel, supra, at 524-525. In that case the court held that a not-for-profit developer was not required to provide documentation to the authority that it would be receiving the necessary financial assistance to make the development affordable. Likewise the court approved a practice whereby the applicant "indicated its intent (emphasis in original) to use a . . . declaration containing restrictions and covenants which run with the land." No documentation of affordability was or is necessary.
Eighth Reason — Standards for Zone Change Approval. Sect. 26.12(Applicant's proposal).
It is difficult to discern what public interest the Commission seeks to protect by denying the application for failure to provide information concerning surrounding uses, traffic levels and physical characteristics of the property. The record reveals that the commission had this information before it anyway. The record is replete with references to the character of the neighborhood and the topographical features of the land. The plaintiff submitted a traffic study authored by Highway Traffic Consultants (Exhibit 19). But even if this information were absent from the record, these are items which lend themselves readily to submission at a subsequent administrative event such as site plan review.
Ninth Reason — Standards for Site Development Sect 26.13.1
As with the eighth reason, subpart (c)(1)(D) authorizes the commission to make reasonable changes to the legislation as proposed. Instead of utilizing this trivial grounds for denial the Commission easily could have amended the legislation to include the information it claims was absent. While it may serve CT Page 503 the public interest to mandate these "considerations", the Commission points to no general or specific harm to any substantial public interest which the absence of these considerations are likely to cause.
Tenth Reason — Traffic.
The applicant's evidence on traffic impact is condemned by the Commission as incomplete and implausible. The lack of reliable technical data on the issue of traffic impact cannot under any circumstances constitute a threat of harm to a substantial public interest unless the Commission explicitly identifies both the specific harm and the public interest. Discrediting an expert without linking the deficiency to a specific public interest does not satisfy the sufficient evidence standard. The court cannot be left to speculate as to either. Moreover, there is no reasonable basis in the record for the Commission to have inferred the presence of harm or the probability that traffic safety would be adversely affected or that there would be congestion in the streets if the application were granted. Generalized fears are similar to "concerns" which do not attain the level of a "quantifiable probability." Christian Activities Council,Congregational, supra, at 605; Kaufman v. Zoning Commission, supra, at 154-162.
Eleventh Reason — Town Plan.
This reason denies the application because it is inconsistent with the Stratford Land Use Plan, the town plan of development. The Commission cites § 6.4.3 of the plan which states that the Commission should give careful consideration to the density and scale of a proposed development in determining its impact on surrounding areas. Such a statement merely reflects the statutory duty of all zoning commissions in evaluating every application for a zone change. Again, there is nothing in the record to support the claim that the density of this development probably will have an adverse impact on the surrounding neighborhood.
On the other hand, the plan of development, which was adopted in 1993, set a goal of adding 436 affordable housing units by the year 1998 and 480 such units by the year 2001. (Record, item 9, pg.
Twelfth Reason — Public Utilities.
This reason calls into question the sufficiency of the evidence in the record with respect to future harm to the municipality because of sewage system overload to be produced by this development. The town engineer, John Casey, admitted that this development would not overload the municipal sewage system by itself but that there is a possibility of future overload if the area of the neighborhood affected by the off site drainage were developed to similar density. (Exhibit #27). Such a concern does not even rise to the level of a possibility of harm because the same can be said with regard to every use which incrementally burdens the municipal infrastructure. Moreover, Mr. Casey readily acknowledged that "hard data on the existing capacity of the system does not exist." So, not only is there insufficient evidence to support this reason but the commission fails to explain how the town could have a substantial public interest in protecting its sewage system against the need for future expansion or modification, or, for that matter, how that public interest could out weigh the need for affordable housing. CT Page 505
Thirteenth Reason — Statutory Goals of §
Here, the Commission specifically cites overcrowding of land, inadequate light and air, noise pollution, the character of the neighborhood, high density and the most appropriate use of the land. Each of these precepts have been addressed above and do not merit repetition. Like its sister agency, the Planning Commission, it has failed in its effort to address the "overall goals of §
Fourteenth Reason — Application Deficiency.
A minor administrative noncompliance such as the failure to file an A-2 survey is not such a public interest requirement as to warrant the denial of an affordable housing application. Such a document can be mandated at anytime prior to final approval or can be made a condition of approval. Kaufman v. Planning andCT Page 506Zoning Commission, supra at 147.
Fifteenth Reason — Environmental Issues.
Since Christian Activities Council, Congregational v. TownCouncil, supra, the preservation of open space has been recognized as a substantial public interest which a municipality is entitled to protect, at least under the particular circumstances of that case. Whether other "environmental issues" can qualify on the same basis will have to be answered on a case by case basis. The only environmental issue identified by the commission is a concern over "whether the surface water drainage system will work given the lack of soils and high bedrock."
The record reveals that Jeff Samas, the town environmental conservation officer, identified certain potential adverse impacts. He expressed "an erosion concern over the soil that covers the bedrock" (emphasis added) and called for a detailed soils investigation in order to determine the entire infiltration of the drainage galleries. Likewise the town engineer, Mr. Casey called for more engineering design information. William McCann, the conservation administrator stated as to drainage runoff, "the property itself is not going to have a problem. They probably will not see any recognizable flooding problems or runoff problems. Its the adjacent properties that we're concerned about" (Emphasis added).
Each of the town officials who testified analyzed the harm to down stream property owners as a potential and a concern and expressed the need for additional technical engineering data. None of these officials indicated that an effective surface water drainage system could not be designed. The Commission could properly have insisted upon this as a condition of approval. Its absence is not grounds for denial of the application.
While protection against flooding is clearly a protectable public interest, there is no evidence of either the nature or extent of the harm to which the down stream owners would be exposed or that such harm is at all probable. Kaufman v. ZoningCommission, supra; Christian Activities Council, Congregationalv. Town Council, supra.
Sixteenth Reason — Parking.
Curiously, the Commission did not find that the number of CT Page 507 parking spaces was insufficient. It found rather that the driveway spaces did not satisfy the requirement of the zoning regulations. Section 12.5 and 12.5.1 of the Stratford zoning regulations require one space per dwelling unit exclusive of driveway necessary for access. While it is true that the site plan shows parking in the driveways, the Commission easily could have required as a condition of approval that the parking spaces be relocated, especially since § 12.2 permits location of parking within 200 feet from the use for which it serves. This reason is so trivial that the court is left with the impression that it is pretextual. Besides, the Commission has identified no public interest which it seeks to protect by relieving the residents of the development of the inconvenience of having to move parked cars to allow garage cars in or out.
Seventeenth Reason — Recreation.
The Commission complains that the recreation area shown on the site plan is too far away from the houses. This reason is factually without a basis since it couldn't possibly be closer. (See Exhibit 32. Site layout and grading plan). This reason is flagrantly pretextual.
Eighteenth Reason — Housing Needs/Affordability.
In West Hartford Interfaith Coalition, Inc., supra, at 520, the defendant argued that "the trial court should have considered evidence of existing housing that did not meet the statutory definition of affordable housing but was nevertheless "affordable." In particular, the defendant argues that the trial court should have considered statistical evidence demonstrating that at the time of the plaintiff's hearing before the defendant, there were at least 60 residential units listed on the market in West Hartford for less than $147,500 and 37 housing units listed within an asking price below $99,000. Additionally, the defendant argues that the trial court should have considered evidence that the defendant's membership had personal knowledge of various efforts on the part of West Hartford to promote affordable housing in the town". In disagreeing with that argument the court stated ". . . there is no support in the statute or its legislative history for the defendant's position. Section 8.30g(a) explicitly limits the definition of ``affordable housing' to ``assisted housing' or deed restricted housing. Further, 8.30g(f) and (g) provide specific exemptions from the statute's appeal procedure. Because the ``evidence' proffered by the defendant does not comport with the statutory definition of "affordable housing" it satisfies neither statutory exemption. Consequently, when weighing the need for affordable housing, the trial court correctly refused to consider the defendant's evidence of low cost housing and of private efforts to encourage its development."
In 1992, the Connecticut Department of Housing fixed the percentage of statutorily eligible affordable housing units in CT Page 509 Stratford at 7.8% of its total housing stock. In 1996 that percentage decreased to 7.32%. It is obvious that Stratford is regressing in its efforts to increase its affordable housing availability. Not only has Stratford failed to add a single unit in its stated goal of adding 436 units by 1998 but it has actually lost 80 units. This statistic alone undermines the sincerity of Stratford's commitment to affordable housing and totally vitiates its articulated finding that "there is no clear evidence on the record that demonstrates the economic need for development at the high density proposed".
The Commission's effort to weigh the harm to the public interest against the need for affordable housing fails in two respects. First, there is no evidence of any quantifiable probability of harm to any public interest. Second, the Commission has deliberately miscalculated the existence of need by (a) including ineligible housing units, and (b) ignoring its own regression in the field. Thus, this court holds that this Commission's exercise in balancing need with protection against harm was illusory and of no force and effect, quite unlike that performed by the zoning authority in Christian ActivitiesCouncil, Congregational v. Town Council, supra. In that case the town of Glastonbury had met 55% of its affordable housing goal since 1989, there was evidence of approval of other affordable housing developments in the community and other sites within the community had been identified by the town as appropriate for affordable housing.
Notwithstanding the Commission's invitation to the developer to submit a modified proposal addressing the Commission's reasons for denial (§ 8.30g(d)) the developer declined. It is obvious that the developer was unwilling to scale down the size of his proposal to satisfy the commission's reasons for denial. That is his privilege.
Because the defendant Commission has not satisfied its burden under §
BY THE COURT,
Mottolese, Judge