DocketNumber: File No. CV-08-4002685-S
Judges: Bright
Filed Date: 8/26/2011
Status: Precedential
Modified Date: 11/3/2024
The petitioner, Troy Little, alleges in his Amended Petition for a writ of habeas corpus, filed on December 20, 2010, that he was denied the effective assistance of counsel prior to his criminal trial, at his criminal trial, and on appeal from his conviction. In particular, the petitioner claims in Count One that his trial counsel, Attorney Thomas Farver, failed to: (1)
The trial of the matter was concluded before the court on May 13, 2011. The court heard from five witnesses: the petitioner; Attorney Farver; Attorney Con-don (by deposition), Attorney John Waddock, the prosecutor in the petitioner’s criminal case; and Darrin Stanley (by videoconference), the witness whom the petitioner alleges was not properly examined by Attorney Farver. The court also received as exhibits: Attorney Farver’s notes of a conversation with Attorney Waddock (Pet. Ex. 1); the transcripts of the trial in the underlying criminal case (Pet. Ex. 2-4; Resp. Ex. A); documents related to the petitioner’s appeal (Pet. Ex. 5-8); and the notice and transcript of Attorney Condon’s deposition (Pet. Ex. 9-10).
BACKGROUND
The petitioner was the defendant in a criminal case, docket number CR-01-0499262, in the Judicial District of New Haven, in which he was charged with murder in violation of General Statutes § 53a-54a and carrying a pistol without a permit in violation of General Statutes § 29-35. The jury found the petitioner not guilty of murder, but found him guilty of the lesser included offense of manslaughter in the first degree with a firearm in
The petitioner appealed his conviction to the Appellate Court, where he raised two grounds. First, he argued that the trial court violated his due process rights by marshaling the evidence in favor of the state. Second, he argued that the prosecutor committed misconduct that resulted in a denial of the petitioner’s due process rights to a fair trial. The appellate court rejected the petitioner’s claims and affirmed his convictions. State v. Little, 88 Conn. App. 708, 870 A.2d 1170, cert. denied, 274 Conn. 916, 879 A.2d 895 (2005). Attorney Condon represented the petitioner both on his appeal and his unsuccessful petition for certification to our Supreme Court.
As set forth by our Appellate Court, the jury reasonably could have found the following facts. “On the evening of August 16, 2000, the [petitioner] was walking with four young women along the sidewalk on Lilac Street in New Haven. The victim, Kishawn Council, drove a black car alongside the group as it walked. There were three other men in the victim’s car. The victim called out to the women to get their attention, and the [petitioner] began to stare into the victim’s car. The victim asked the [petitioner], ‘What you looking at?’ and the [petitioner] and the victim, began to argue. The victim’s car continued to follow alongside the group as the two men argued.
“When the [petitioner] and the women reached the comer of Lilac and Newhall Streets, they turned right and continued down Newhall Street. The victim followed the group and then stopped his car on Newhall Street. The victim got out of his car and approached
“A bystander broke up the fight and separated the two men. The victim returned to his car, and the [petitioner] ran across the street to a friend who was standing nearby. The [petitioner] yelled to his friend, asking him for a gun. The [petitioner’s] friend initially refused but gave a nine millimeter black handgun to the [petitioner] after he saw the victim reach inside the car. Armed with the gun, the [petitioner] started to run after the victim. The [petitioner] chased the victim in between two houses on Lilac Street and then fired at the victim from the driveway between the two houses.
“The next morning, one of the occupants of the house at 25 Lilac Street found the victim’s body on the back steps of the house. The cause of death later was determined to be a gunshot wound to the jaw, which traveled through the victim’s neck causing extensive bleeding. The [petitioner] surrendered himself to the police on April 1, 2001, and he was arrested. He was charged with murder and carrying a pistol without a permit. A jury found the [petitioner] guilty of the lesser included offense of manslaughter in the first degree with a firearm and of carrying a pistol without a permit.” Id., 710-11. Additional facts will be discussed as necessary.
LEGAL STANDARD
“The principal purpose of the writ of habeas corpus is to serve as a bulwark against convictions that violate
“The first component, generally referred to as the performance prong, requires that the petitioner show that counsel’s representation fell below an objective standard of reasonableness. ... In Strickland, the United States Supreme Court held that [j]udiciai scrutiny of counsel’s performance must be highly deferential. It is all too tempting for a [petitioner] to second-guess counsel's assistance after conviction or adverse sentence, and it is all too easy for a court, examining counsel’s defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable. ... A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct
As to the prejudice prong, “[a]n error by counsel, even if professionally unreasonable, does not warrant setting aside the judgment of a criminal proceeding if the error had no effect on the judgment. . . . The purpose of the Sixth Amendment guarantee of counsel is to ensure that a defendant has the assistance necessary to justify reliance on the outcome of the proceeding. Accordingly, any deficiencies in counsel’s performance must be prejudicial to the defense in order to constitute ineffective assistance under the Constitution.” Strickland v. Washington, supra, 466 U.S. 691-92. Consequently, the petitioner must affirmatively show that his counsel’s performance had an adverse impact on the defense. Id., 693. Put another way, in order to meet the prejudice prong, the petitioner must prove that “there
Our Supreme Court recently refined the prejudice standard as it relates to claims of ineffective assistance of appellate counsel. In Small v. Commissioner of Correction, 286 Conn. 707, 720-22, 946 A.2d 1203, cert. denied sub nom. Small v. Lantz, 555 U.S. 975, 129 S. Ct. 481, 172 L. Ed. 2d 336 (2008), the court determined that the proper question is not whether there is a reasonable probability that a new trial would lead to a different outcome but for appellate counsel’s error, but instead whether there is “a reasonable probability that, but for his counsel’s [error, the petitioner] would have prevailed on his appeal.” (Internal quotation marks omitted.) Id., 720. “[T]o determine whether a habeas petitioner had a reasonable probability of prevailing on appeal, a reviewing count necessarily analyzes the merits of the underlying claimed error in accordance with the appropriate appellate standard for measuring harm.” Id., 722. The count emphasized that “the task before [the count] is not to conclude definitively whether the petitioner, on appeal, would have prevailed .... Rather, the task before [the court] is to determine, under Strickland, whether there is a reasonable probability that the petitioner would have prevailed on appeal.” (Emphasis in original.) Id., 731.
DISCUSSION
I
First, the petitioner claims that Attorney Farver failed to inform him of a plea bargain offer from the state. The following additional facts are relevant to this claim.
On or about September- 12, 2002, several months before the petitioner’s trial began, Attorney Farver had
The petitioner now claims that he was deprived of the opportunity to negotiate for such an offer because Attorney Farver never told him about Attorney Wad-dock’s overture. He makes this argument despite the lack of any evidence that the state would have ever made such an offer. For the reasons set forth below, the petitioner’s argument is without merit.
The law is clear that defense counsel has an obligation to meaningfully explain to his client any plea offer made by the state. Sanders v. Commissioner of Correction, 83 Conn. App. 543, 851 A.2d 313, cert. denied,
The problem for the petitioner is that the facts of this case are a far cry from those in Sanders. In Sanders, there was a firm offer that the prosecutor communicated to the petitioner’s counsel. The court found that the offer was never meaningfully communicated to the petitioner. The petitioner also testified that had he been aware of the offer he would have accepted it. Finally, the sentence the petitioner received after being found guilty at trial was indisputably longer than the offer the state had made. None of those facts are present here.
First, the evidence is undisputed that Attorney Wad-dock never made an offer to Attorney Farver. The only thing he did was suggest a possible reduced charge, if the petitioner was willing to plead guilty. Attorney Waddock never suggested a possible sentence should the petitioner be willing to plead to the lesser charge. Consequently, unlike in Sanders, there was nothing that Attorney Farver could have conveyed to the petitioner that was capable of acceptance.
Second, the court credits Attorney Farver’s testimony that the petitioner steadfastly refused to discuss any resolution of his case short of a trial. His position remained unchanged through the conclusion of trial.
Third, the petitioner testified that he would have considered an offer of approximately twenty years. There was absolutely no evidence that such an offer would have ever been made. Consequently, unlike in Sanders, the petitioner has presented no evidence that he would have accepted what was on the table. Even if the court were to consider Attorney Waddock’s reference to the lesser included offense of manslaughter with a firearm a firm offer, which it was not, there is no evidence that the petitioner was willing to accept the maximum penalty of forty years to which he would have been exposed under that statute. The court was presented with nothing more than the petitioner’s wishful thinking that Attorney Waddock would have agreed to a sentence of approximately half the maximum, or less. Put another way, the petitioner cannot meet his burden of proving prejudice by showing he would have accepted an offer that was never made.
Finally, unlike in Sanders, the petitioner has presented no evidence that he did worse at trial than he would have done through a plea. This case might be different if the petitioner had been found guilty of murder and given a longer period of incarceration than would have been available for the lesser charge suggested by Attorney Waddock. That, however, is not what happened. The petitioner was acquitted of the murder charge and found guilty of the same manslaughter charge Attorney Waddock was willing to consider if the petitioner had been willing to plead guilty. The trial court sentenced the petitioner to thirty years of
Recognizing that this case diverges significantly from the facts in Sanders, the petitioner asks the court to apply the holding from a decision of the Tennessee Supreme Court. In Harris v. State, 875 S.W.2d 662 (Tenn. 1994), the petitioner moved to set aside his conviction for assault with intent to commit murder, for which he received a sentence of thirty-five years to serve. He claimed that he received ineffective assistance of counsel because his trial attorney failed to communicate to him an offer of five years to serve.
What distinguishes the two cases is what occurred when James D. Harris’ postconviction petition was first assigned in the trial court. The matter was originally
The court rejected the state’s argument. It held that the petitioner had met both prongs of Strickland. Id., 664-65. At the same time, though, it recognized that the petitioner was not entitled to a negotiated sentence that was not approved by the court. Consequently, it ordered the case “remanded to the trial court for a hearing by a new judge in which the State is directed to reinstate its original guilty plea offer and negotiate in good faith. If accepted by the defendant, the trial court may utilize its discretion to accept or reject this or any other plea agreement which may be negotiated. Otherwise, the case will stand for trial in due course.” Id., 667.
The petitioner here argues that this court should order a similar remedy to address Attorney Farver’s failure to communicate Attorney Waddock’s overture. While creative, the petitioner’s argument stretches the reasoning of Harris too far. As noted above, here there is no evidence of a concrete offer, and no evidence that
Unlike in Sanders and Harris, the evidence presented here fails to prove either deficient performance or prejudice. Consequently, the petitioner’s claim regarding the overture from Attorney Waddock is rejected.
II
The petitioner’s second claim is that Attorney Farver failed to properly question Darrin Stanley. The following additional facts are relevant to this claim. The state claimed at the petitioner’s criminal trial that Stanley either gave the petitioner the gun used to kill the victim or showed him where the gun was. Prior to trial, Stanley gave the police a twenty-eight minute tape-recorded statement in which he admitted at least having near him a gun the petitioner retrieved shortly after his fight with the victim.
The statement was admitted through the testimony of Detective John Bashta, one of the detectives who interviewed Stanley and recorded the statement. During his voir dire examination of Detective Bashta, Farver brought out the fact that Stanley was questioned for approximately two hours before the tape recorder was turned on. (Id., pp. 25-26, 31.) Attorney Farver got Detective Bashta to admit that during those first two hours Stanley denied giving a gun to the petitioner or showing the petitioner where he could find a gun. (Id., pp. 51-52.) Detective Bashta also admitted on cross-examination that Stanley only admitted to involvement with the gun after Bashta told Stanley that other witnesses told the police that Stanley did give a gun to the petitioner. (Id., pp. 52-53.) Detective Bashta further acknowledged that while he met Stanley at his home with his mother, the interview and tape recording were done at the police station without Stanley’s mother there. (Id., pp. 53-54.) Farver was also able to establish through Detective Bashta that Stanley was only sixteen years old at the time, did not read well, and was in a special education class in school. (Id., p. 49.) He also established that Stanley was never given a transcript of the tape-recorded interview to review for accuracy, nor did he sign such a transcript indicating that the statement was true. (Id., p. 27.)
The state also introduced the testimony of three other witnesses, James Sessler, David Bethea, and Esther Massey, who all testified that the petitioner approached Stanley looking for a gun. (Resp. Ex. A., Tr. 5/13/2003, pp. 57-60, 142-47; Tr. 5/15/2003, pp. 76-77.) Sessler testified that Stanley handed the gun to the petitioner.
The petitioner claims that Attorney Farver’s performance was deficient because he did not ask Stanley enough questions about the gun. In particular, he claims that Attorney Farver should have specifically asked Stanley if he gave a gun to the petitioner, had a gun near him or showed the petitioner where to get a gun. The petitioner called Stanley as a witness in this matter, and Stanley testified that he never made a gun available to the petitioner. Attorney Farver testified that he made a strategic decision not to ask Stanley those specific questions because he did not know what Stanley would say. Stanley had testified that his statement to the police was untruthful, and included in that statement was Stanley’s statements about a gun being available to the petitioner. According to Attorney Farver, the admission that the statement was untruthful was enough for Farver to argue to the jury that Stanley denied giving the petitioner the gun or seeing him retrieve a gun.
Based on the evidence presented, the court cannot find that Attorney Farver’s performance regarding Stanley was ineffective. The jury heard from Stanley more than once, including during Attorney Farver’s questioning, that his statement to the police was not true. Attorney Farver’s decision not to ask any follow-up questions was a tactical one entitled to a strong presumption of reasonableness. That presumption has not been overcome here. Attorney Farver decided to attack Stanley’s statement in other ways. During his cross-examination of Detective Bashta, Attorney Farver
Nor has the petitioner established any prejudice. As noted above, three other witnesses testified that the petitioner sought a gun from Stanley, and two testified that they saw the petitioner get a gun either directly from Stanley or from his immediate vicinity. The jury obviously believed these witnesses over Stanley’s denial that his statement to the police was untrue. There is no reasonable probability that the result would have been different had Stanley also explicitly told the jury, “I did not give a gun to Troy Little.” Consequently, the petitioner has also failed to meet the second prong of Strickland as to this claim.
Ill
The third issue raised by the petitioner, as to both trial and appellate counsel, relates to the trial court’s consciousness of guilt charge. The following additional facts are relevant to this claim. Shortly after the victim was shot, the petitioner left Connecticut for North Carolina. The petitioner testified before the jury that he went to North Carolina to visit a friend. (Resp. Ex. A., Tr. 5/ 19/2003, pp. 82-83.) He spent three weeks in North
“Now, I’m going to speak with you concerning a concept we call consciousness of guilt. The law of our state recognizes a concept which is known as consciousness of guilt. When a person is on trial for a criminal offense, it is proper for you to consider evidence of the defendant’s conduct subsequent to the alleged criminal offense to show that the defendant had a guilty knowledge. In other words, this evidence would tend to show that the defendant was conscious of his own guilt, and his actions were in accordance with a guilty mind.
“You have heard testimony which the state asserts showed that the defendant, knowing that he was wanted for the murder of Mr. Krshawn Council, sought to avoid apprehension and fled the state. This evidence of flight
“Moreover, should you determine that the defendant’s actions do provide evidence of a guilty mind, then it is still for you to determine what weight, if any, you wish to attribute to this evidence.” (Id., pp. 69-70.)
After the court concluded its charge, Attorney Farver restated his objection to the consciousness of guilt charge because “it highlights what is simply otherwise simply evidence, and by doing so seems to place it on a pedestal that it does not warrant, and it’s like any other circumstantial evidence and certainly should fall within that charge.” (Id., pp. 99-100.) Attorney Farver also noted that he was not taking exception to the “actual language used” in the charge. (Id.) On appeal, Attorney Condon did not raise any issues relating to the court’s consciousness of guilt charge.
The petitioner first claims that Attorney Farver’s performance was deficient because he failed to request innocent explanation balancing language in the consciousness of guilt charge. In particular, he claims that Attorney Farver should have requested that the court tell the jury that the petitioner claims that he went to North Carolina, not to flee from a crime, but to visit a friend. In addition, he stayed in New York City even though he knew the police were looking for him, not because he was trying to evade apprehension, but because he was afraid of the New Haven police. For the reasons set forth below, this claim is rejected.
At the outset, it is important to bear in mind that the trial court was not required to include innocent explanation language in its consciousness of guilt charge. State v. Freeney, 228 Conn. 582, 594, 637 A.2d
The petitioner claims that even if the court was not required to include the innocent explanation language, Attorney Farver should have requested it, and had he done so, the court might have included it. Because the trial court was not required to include such language, this argument is, at best, speculative. Furthermore, Attorney Farver testified that it is his practice to always object to the consciousness of guilt charge in its entirety, because he thinks the underlying basis for the charge is flawed. In this case, he articulated this reasoning to the trial court when he objected to the charge. He further testified that, given his overriding objection to the charge, he chooses never to submit
Furthermore, the petitioner has not shown any prejudice. The petitioner explained to the jury his reasons for leaving Connecticut and not returning from New York. The petitioner was the last witness to testify, and he did so the day before the court delivered its charge to the jury. Thus, the jury had an opportunity to consider his innocent explanations, keeping in mind the court’s instruction that it was up to them to determine whether the petitioner’s actions reflected a consciousness of guilt. The lack of innocent explanation language in the court’s consciousness of guilt charge in no way undermines this court’s confidence in the outcome of the trial.
Finally, the petitioner claims that Attorney Condon’s performance was deficient because he did not raise any issues relating to consciousness of guilt on appeal. In particular, the petitioner claims that Attorney Condon should have raised the objection to the charge which Attorney Farver had properly preserved. This claim is without merit. The fact that Attorney Farver thought the issue might be worth raising on appeal, does not mean that Attorney Condon was required to agree with him. The trial court’s consciousness of guilt instruction was legally correct and could only be overturned on appeal if the Appellate or Supreme Court decided to
Furthermore, Attorney Condon testified that the sole focus of his practice from 1997 through 2005 was representing criminal defendants in appeals. (Id., p. 22.) During that time he handled approximately forty such appeals. (Id.) He testified that his approach to appeals is not to take a “shotgun approach” and raise several issues, but instead to focus on the strongest claims. (Id., p. 24.) He testified that he reviewed the record regarding the consciousness of guilt charge and made a tactical decision not to raise the argument. (Id., pp. 27-28.) Given the state of the law at the time, such a decision was clearly reasonable.
In any event, because the trial court’s charge was legally correct, the petitioner can demonstrate no prejudice. Even had Attorney Condon raised the issue, there was no reasonable probability that the petitioner would have succeeded on his appeal. Consequently, he can meet neither prong of Strickland and Small on this claim.
CONCLUSION
For all the foregoing reasons, the petition is DENIED.
The petitioner restates this claim in Count Two of the Amended Petition and makes specific reference to our Appellate Court’s decision in Sanders v. Commissioner of Correction, 83 Conn. App. 543, 851 A.2d 313, cert. denied, 271 Conn. 914, 859 A.2d 569 (2004). The court can discern no substantive difference between the plea bargain offer claims set forth in the two counts. Consequently, the court’s analysis of the claim in Count One applies with equal force to the claim asserted in Count Two.
The decision in Harris refers to the petitioner’s request for “post-conviction relief . . . .” Harris v. State, supra, 875 S.W.2d 663. Although the court does not specifically mention the writ of habeas corpus, it does apply the Strickland test to trial counsel’s conduct. Consequently, the Tennessee “post-conviction” proceeding appears to be the functional equivalent of our habeas corpus procedure.
While both the tape-recorded statement and a transcript of the recording were admitted into evidence at the petitioner’s criminal trial, neither was provided to the court in this proceeding. Thus, it is unclear exactly what Stanley told the police regarding the gun. A review of the questioning of Detective Bashta and the attorneys’ closing arguments provides enough information for the court to conclude that Stanley, at the very least, told the police when he was being recorded that he had the gun in his possession and dropped it near him, where the petitioner found it.