DocketNumber: File Nos. CV-10-6002479, CV-10-6004555
Citation Numbers: 53 Conn. Supp. 269, 2014 Conn. Super. LEXIS 2315
Judges: Moukawsher
Filed Date: 9/11/2014
Status: Precedential
Modified Date: 11/3/2024
1
Summary: hospitals have nondelegable duties to emergency room patients
Some people accept legally enforceable duties by contract and some have them thrust upon them by legislatures or courts. In 2009, in Machado v. Hartford,
In deciding whether a hospital is vicariously hable for “independent contractor” doctors in its emergency room, all questions concerning agency would be decided as a matter of law if hospitals have nondelega-ble duties concerning the adequacy of emergency room care. The answer to the question whether hospitals have such nondelegable duties in turn depends upon whether hospitals’ statutory and common-law duties to emergency patients are so important to society that they may not be contracted out.
One way to answer this question is to consider that while posing it, sick and injured men, women and children have died or been redeemed by the quality of care in emergency rooms across the country. When people rush to the nearest hospital for help, they have little time and no leverage to bargain over their treatment or understand who is really giving it. They put their trust in the institution they arrive at and hope for the best. They may reflect on the fact that nothing in life is more important than life itself. Since this reflection is undoubtedly true, it should also be undoubted that hospitals operating emergency rooms have duties so important that liability for performing them may not be shed by hiring “independent contractors” to staff their emergency rooms.
2
Hospitals have significant statutory and common-law duties
As the Connecticut Hospital Association rightly points out on its website, the law imposes serious duties
To exist at all, a hospital must be licensed under General Statutes § 19a-491. Literally, the statute says any “institution” must be licensed, but a hospital is the first among those included in the definition of “institution” under General Statutes § 19a-490a (a), so everywhere the relevant statutes mention “institutions,” they mean hospitals. Under General Statutes § 19a-13, a license is, by definition, only for hospitals that can “demonstrate competence” and prove following examination that they meet “minimum standards . . . .” General Statutes § 19a-495 says that licensed hospitals are subject to Department of Public Health regulations concerned with “promoting safe, humane and adequate care and treatment of individuals in institutions. . . .” The Regulations of Connecticut State Agencies set further standards. Under Regulation 19-13-D3 (f), hospitals are required to “maintain or have available . . . competent medical supervision, appropriate to the needs of the hospital in serving its patients.” Regs., Conn. State Agencies § 19-13-D3 (f).
At oral argument, Lawrence & Memorial Hospital (L& M), rested a key part of its claim on its “absolute” belief that only emergency room doctors—not the hospitals that run them—have a legal duty to provide adequate emergency room care. On this, the hospital is wrong as a matter of law. Regulation 19-13-D3 (j) requires each hospital “to provide adequate care for persons with
Hospitals failing in these duties may face sweeping interventions permitted under state law. General Statutes § 19a-494 permits the Commissioner of Public Health to revoke the licenses of hospitals providing inadequate care, to censure them, to suspend them, and even to specify how to run the hospital under a “directed plan of correction. . . .’’If the proceedings under this statute are too slow, in emergencies, General Statutes § 19a-494a permits the commissioner to shut them down, limit them or compel them to their duties without even so much as a hearing.
General Statutes § 19a-127p requires hospitals to contract with patient safety organizations whose goal it is to “improve patient care and safety . . . .” Under General Statutes § 52-184c, where a plaintiff proves a hospital breached “the prevailing professional standard of care,” it can liable for negligence.
Federal regulation is layered on top of all of this, including through requiring Medicaid/Medicare eligible hospitals to be certified by the Joint Commission, an entity whose job it declares is, “evaluating health care organizations and inspiring them to excel in providing safe and effective care of the highest quality and value.” As Connecticut’s Office of Legislative Research reports, emergency rooms at these hospitals are specifically regulated: “The federal Emergency Medical Treatment and Labor Act (EMTALA) requires any hospital that participates in Medicare and provides emergency services to provide (1) an appropriate medical screening examination to anyone who comes to its emergency
Therefore, by statute and regulation, the duty to provide adequate care at a hospital emergency room rests directly on the hospital.
In providing care, hospitals, like any other provider, owe a common-law duty of care. In 2006 Carrano v. Yale-New Haven Hospital held that hospitals are liable for medical malpractice when a plaintiff proves: “(1) the requisite standard of care for treatment, (2) a deviation from that standard of care, and (3) a causal connection between the deviation and the claimed injury.”
Hospitals operating emergency rooms have significant legal duties. The question remains whether the duties are so important to society that they may not be delegated.
3
Hospitals’ emergency duties are too important to delegate
a
Hospital emergency rooms are not merely important, but vital
The importance of a hospital emergency room can hardly be overstated. According to the Centers for Disease Control (CDC), in 2010 there were roughly 130 million emergency room visits in the United States, a
b
Hospitals’ emergency duties are far more important than the duties our courts have recognized as nondelegable in other cases
The relative importance of a hospital’s duty to maintain adequate emergency room care is even clearer
In 2009, in Teney v. Oppedisano, the Superior Court held a plumber with warranty obligations hable for flood damage caused by an independent contractor because the plumber’s duty to perform the work to the warranty standard was nondelegable.
Finally, in 2009 in Machado v. Hartford, the Supreme Court recognized and enforced the long-standing rule that municipalities may not escape liability to maintain public roads by hiring independent contractors—the state statutes imposed the duty to maintain roads on municipalities.
If the work of plumbers, landlords and even judges is important enough to be nondelegable, the work of emergency rooms is important enough to be nondelega-ble, too.
4
Hospitals’ emergency duties are too important to apply only actual and apparent agency rules
While Connecticut judges have not written much about this issue, those who have done so have typically
Among those courts considering the agency issue and concerned about the unfairness of delegation, most have sought to apply apparent agency rules. In Heath v. Day Kimball Hospital, for instance, the court denied a hospital summary judgment in an emergency room contractor case, recognizing that liability could rest on apparent agency as well as agency grounds.
This year, in Ntumbanzondo v. Bang Chau, this court cited ten cases applying the apparent authority doctrine in hospital cases and then joined them.
The last part rings true, but the reference to secret limitations is a problem. It suggests that a hospital charged with maintaining adequate emergency room care can escape liability for negligent care merely by revealing its secret and telling patients the staff doctors are independent contractors. Connecticut courts appear to have no significant experience considering disclosures given to emergency room patients telling them the doctors who will treat them are independent contractors for whom they disclaim responsibility.
Courts inclined toward the apparent agency route could consider the approach the Georgia Appellate Court used in Cooper v. Binion in 2004.
As superficially attractive as it might be to simply let a jury decide from all of the circumstances whether a given hospital holds its doctors out as employees or contractors, this approach risks doing more harm than good. It broadcasts to hospitals that to avoid liability they need to try harder to get their patients to understand the concept of vicarious liability and to make them accept that the hospitals are not subject to it because their emergency room doctors are independent contractors. To achieve this, it would not be enough for patients to hear the words “independent contractor.” That label tells nonlawyers nothing. Courts would likely continue to let jurors decide whether patients were told enough information and hospitals would be pressured to respond by confronting patients with even more legal information.
It seems poor policy to assume that a panic stricken mother holding a sick child should be required to absorb a lesson on vicarious liability. Likewise, the dying, the unconscious, and the bleeding are poor candidates for such lessons. And it makes no sense to let someone try to sort out who can understand and who cannot. The circumstances in an emergency situation are too stressful, too hurried and too important to be burdened with this form of legal triage. Indeed, it is arguable that a hospital is better off with a clear rule of liability for doctor misdeeds than a rule where they may never know or plan for their potential exposure and are encouraged simply to be more aggressive and see how it sits with a jury.
The only substantive Connecticut comment on the matter was the 2010 decision in Dunn v. Chen.
This case considers the different circumstances of the emergency room, so Dunn does not conflict. There was no emergency in Dunn. Unlike patients such as Dunn who choose the time, place, manner, and principal
Dunn should not be read to suggest that the hospital regulations aim at something other than requiring a minimum standard of care when they use the word “adequate.” Dunn does not elaborate enough to give a clear sense of what it meant by saying the regulations are seeking only to ensure “treatment.” Clearly, using a qualitative word like “adequate” means something more than any old treatment at all; regulating hospitals would be pointless if the regulations were not aimed at the institutions’ quality of the care. In Machado v. Hartford, the Supreme Court held that municipalities had a nondelegable duty to maintain safe roads even though the statute only required municipalities to “build and repair all necessary highways and bridges . . . .”
This court also rejected the duty at issue here in 2011 in Dunkirk v. Ranginwala
5
Thoughtful decisions from other states recognize an emergency room nondelegable duty
Two states appear to reject the nondelegable duty doctrine related to emergency room care. In 1998 in Baptist Memorial Hospital System v. Sampson, the Texas Supreme Court declared that patients had adequate recourse in suing physicians.
Five other jurisdictions apply the nondelegable duty doctrine to prevent hospitals from contracting out their liability for doctors’ emergency room care. Two years ago in Wolcoff v. United States, the United States District Court for the District of Alaska held that Alaska has imposed a nondelegable duty on hospitals employing consulting physicians in their emergency rooms since
The court further pointed out that hospitals have regulatory responsibility for the care provided inside them and that: “We, therefore, hold that a general acute care hospital’s duty to provide physicians for emergency room care is non-delegable. Thus, a hospital such as [Fairbanks Memorial Hospital] may not shield itself from liability by claiming that it is not responsible for the results of negligently performed health care when the law imposes a duty on the hospital to provide that health care.”
Florida agrees. Two years ago in Newbold-Ferguson v. ÁMISUB (North Ridge Hospital), Inc., a Florida court of appeal recognized that the state had adhered to the doctrine for thirty years, explaining: “[A] hospital which provides emergency room services has a non-delegable duty to provide competent emergency treatment based upon an implied contract. It is therefore clear that the plaintiff could have pleaded a claim against the hospital for the emergency room doctor’s negligence on a non-delegable duty theory. The imposition of a non-delega-ble duty to provide competent emergency room services makes sense, because a patient in an emergency room
New York has long recognized the nondelegable duty doctrine, which it has sometimes dubbed the “emergency room doctrine.” Twenty-one years ago in Citron v. Northern Dutchess Hospital, the New York Supreme Court, Appellate Division, explained that hospital liability flows from patients seeking hospital services: “[A] hospital may be held vicariously hable for the acts of independent physicians if the patient enters the hospital through the emergency room and seeks treatment from the hospital, not from a particular physician .... In these circumstances, [a patient] could properly assume that the treating doctors and staff of the hospital were acting on behalf of the hospital . . . .
Earlier this year, a Puerto Rico court signed on as weh. In Ramirez-Ortiz v. Corporacion del Centro Cardiovascular de Puerto Rico y del Caribe, the United States District Court for the District of Puerto Rico held that liability hinges on whether the patient seeks services from a particular doctor or from the hospital as an institution: “[W]hen a person goes directly to a hospital for medical treatment and the hospital ‘provides’ the physician who treats him [or her],” the hospital is vicariously liable for the physician’s negligence because the individual seeking medical aid has entrusted his or her health to the hospital as an institution. . . . Under that framework, it makes no difference whether the attending physician is a hospital employee or not, or a physician granted a ‘franchise’ to offer his [or her] specialized medical services to the hospital patients, or a physician belonging to the
Finally, in 2000, the South Carolina Supreme Court, in Simmons v. Tuomey Regional Medical Center, held that under the nondelegable duty doctrine hospitals are liable for emergency room physicians.
Patients going to an emergency room are usually seeking the services of the hospital as an institution. The circumstances are not the same where patients go to the hospital to meet their own physicians. Therefore, the Simmons court appropriately limited its holding to cases where the patient sought the services of the hospital, not a particular doctor.
The Simmons court also held that notices do not matter. “[H]ospitals will not be allowed to escape liability by giving last-minute notice of independent-contractor practitioners through admission forms or
6
L&M operates the emergency room and Noel sought its care
This is not a case where a patient arranged to meet his doctor at the hospital to perform some service or even to attend him in the emergency room. The parties agree and the trial testimony shows that Noel showed up for urgent treatment at the emergency room licensed to L&M unscheduled, had no say in who treated him, and was assisted by the regular doctors L&M engaged to staff the emergency room.
Noel signed a hospital form authorizing release of medical records and payment of benefits from third parties. An unsigned page the hospital says accompanied the signed authorization says that, “I understand my physicians . . . are not employees or agents of the Hospital. . . . [M]y physician(s)—not the Hospital—
It is no surprise that Noel testified that when he showed up at the hospital with what he claims are stroke symptoms he did not read the statement, which was not on the page he signed and is in the middle of over a dozen single-spaced paragraphs in small type. He assumed the doctors who treated him worked for the hospital. This is consistent with what L&M itself says. Its website lists emergency services as one of its “core services.”
7
A hospital’s duty to provide adequate emergency care is nondelegable
It does not matter whether Noel read or signed the disclosure L&M claims it presented to him. It would not matter if L&M had more disclosures or better ones. L&M is licensed to operate its emergency room. The statutes and regulations make L&M directly responsible to provide adequate care to emergency patients. By statute and common law, adequate care is care that would have been provided under the circumstances by a reasonably prudent similar provider. When physicians provide services in connection with the treatment of emergency room patients but fail to meet that standard, the hospital responsible for the emergency room is vicariously liable—liable without fault of its own—for damages flowing from the doctor’s misdeeds.
This does not mean that hospital corporate entities are making individualized medical judgments. Vicarious liability means that hospitals are responsible for the
Responsible hospitals undoubtedly can do many things to protect themselves from vicarious liability for incompetent doctors providing services to help emergency room patients. At a minimum they can choose good doctors, train them well, monitor their past performance well, provide them adequate resources, give them good procedures to follow and act swiftly when they fall below the standards of care.
Given that hospitals choose who works in their emergency rooms, making them vicariously hable makes them less likely to skimp on resources and more likely to focus on care. At oral argument, L&M claimed that one advantage of the system it advocates is that it can save money for cash-strapped hospitals. This brings to
The doctors who work in emergency rooms do not decide the number and quality of the doctors on staff, the allocation of resources to support them, or the quality controls that apply to them. Only the hospital can control these factors, and they are vital to providing adequate care. Without any responsibility for substandard work done by the doctors treating the patients, hospitals have little incentive to ensure that the doctors they appoint have the necessary skills and resources to meet the standard of care. Instead, immunity that could be granted by law or patient “consent” would give them every incentive to cut services.
The nondelegable duty of care recognized here applies when a patient goes to the emergency room for services. It does not apply when patients attend scheduled appointments at the hospital with doctors they have chosen regardless whether those appointments are at the emergency room or some other place in the hospital. It would not apply when patients’ chosen physicians are summoned to the emergency room to care for them in urgent situations.
The legal duties imposed on them, the absence of bargaining power, the need for speed, and the hospitals’ exclusive responsibility for choosing all of the service providers involved make it reasonable for patients to expect that the hospital is responsible for their treatment when they are in the emergency room. These factors make a hospital’s duty to provide adequate emergency room care important enough to recognize as nondelegable regardless whether any other hospital duties may be delegated. This ruling says nothing about
L&M has moved for a directed verdict on the question whether it would be vicariously hable for any resulting damages caused if the emergency room physician in this case breached his standard of care. In particular, L&M argues that Noel has failed to offer evidence from which a reasonable jury could conclude that the doctor was the hospital’s agent or apparent agent. The hospital’s nondelegable duty means it is responsible for any misdeeds by the doctor regardless whether the situation meets traditional agency rules. Therefore, on the question of vicarious liability, L&M’s motion for directed verdict is denied as a matter of law. As indicated on the record, decision is reserved on the remaining motion (317.00) concerning negligence.
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