DocketNumber: No. CV93-1967
Citation Numbers: 1997 Conn. Super. Ct. 1504, 19 Conn. L. Rptr. 158
Judges: BISHOP, J.
Filed Date: 2/18/1997
Status: Non-Precedential
Modified Date: 4/18/2021
Following a jury trial in the Superior Court, Judicial District of New London, the petitioner was convicted of two counts of Sexual Assault in the First Degree in violation of C.G.S. §
The petitioner's conviction was affirmed on direct appeal.State v. James L.,
In the underlying criminal proceedings, the petitioner was represented at pretrial and trial by Attorney Richard Perry. In Docket Number CV 90-1095-S, the petitioner brought a habeas petition in the Tolland Judicial District in which he alleged that his confinement was unlawful on the basis of his claim that Attorney Perry's representation had been ineffective. On May 23, 1995, following an evidentiary hearing, the court (Sferrazza, J.) dismissed the petition.
After the petitioner had been convicted, he discharged his trial counsel and retained Attorney Kenneth Leary to represent him at sentencing and on appeal. In this petition, he alleges that Attorney Leary was ineffective for failing to file an CT Page 1505 application for review of his sentence with the Sentence Review Division of the Superior Court within the time period prescribed by law.
In his return to the petition, the Commissioner alleged that the petitioner has abused the writ of habeas corpus and/or otherwise procedurally defaulted the claim raised in this petition by failing to raise the claim in this petition in prior habeas corpus petitions he had filed in regard to these convictions. Thereafter, the respondent filed a Motion to Dismiss the Petition and a Motion for Summary Judgment. While taking judicial notice that the petitioner had filed prior habeas petitions and three petitions for a new trial, the court denied the respondent's Motion to Dismiss and Motion for Summary Judgment because this petition does not raise the same ground as the previous petitions as the term "grounds" was defined by the Supreme Court in Negron v. Warden,
With respect to the petitioner's factual allegations, the court finds that on the same day as sentencing, though later in the day while the petitioner was in the court room, the clerk handed the petitioner a notice of a right to appeal, an application for waiver of fees, and a notice of the right to have his sentence reviewed. Petitioner's Exhibit 1, Sentencing Transcript, 19. The petitioner took these forms with him from the courtroom to his place of incarceration. That evening, having filled out the form concerning a waiver of fees and costs, but without filling out the form concerning sentence review, he placed all the forms in an envelope and mailed them to Attorney Leary. While Attorney Leary did file a timely appeal on behalf of the petitioner, he took no immediate action with respect to the unsigned sentence review form he received back from the petitioner. Nor did he attempt to learn from the petitioner why he had returned the sentence review application, and more particularly, whether the petitioner wished to have this avenue pursued.
While Attorney Leary could not recall actually discussing with the petitioner the question of whether an application for sentence review should be filed, the petitioner testified, and the court finds from the credible evidence, that no meaningful CT Page 1506 discussion of the subject of sentence review took place between Attorney Leary and him on the day of sentencing or at any time within thirty days thereafter.
The petitioner, who assumed that Attorney Leary had filed the application on his behalf, did not learn until after his appeal failed that an application for sentence review had not been filed. Thereafter, Attorney Leary attempted unsuccessfully to file a late application for sentence review on behalf of the petitioner.
At the habeas trial, the petitioner called Attorney Alexander Schwartz of the Bridgeport bar as an expert witness. Attorney Schwartz testified that it would be below the standard or norm for a reasonably competent criminal defense lawyer acting in the exercise of due care to fail to conduct a meaningful discussion concerning whether to file an application for sentence review with a client who has been sentenced to a period of confinement of three or more years. Attorney Schwartz posited that a meaningful discussion would be one in which counsel gives a client a sufficient factual basis so that the client is able to make a knowing decision. Such a basis, Attorney Schwartz opined, would include a discussion of whether the particular sentence imposed falls within the parameters of other sentences imposed for similar offenses, whether the sentencing judge has a particular history with the Sentence Review Division, and whether there are any unique facts which could be presented to the Sentence Review Division.
Attorney Schwartz further testified that a reasonably competent criminal defense lawyer acting in the exercise of due care, when faced with a client who manifests ambivalence about whether to file for sentence review, would file such a request in a timely manner, knowing that it could later be withdrawn if the client subsequently decided not to pursue it.
Finally, germane to the petitioner's circumstances, Attorney Schwartz testified that a reasonably competent criminal defense attorney acting in the exercise of due care, when confronted with receipt of an unsigned application for sentence review from his incarcerated client within the time period for filing such a petition, would ascertain the client's desires in a timely manner.
The petitioner's counsel, taking none of these steps, simply CT Page 1507 placed the unsigned application for sentence review in his file without further inquiry or action until well after the passage of thirty days.
As a general proposition, in order for the petitioner to succeed in his claim that he was denied the effective assistance of counsel in the criminal proceedings, he has the burden of proving both that his trial counsel's performance was deficient and that he was actually prejudiced by his counsel's deficient performance. Strickland v. Washington,
The petitioner's right to the effective assistance of counsel is assured by the
The Strickland court also gave guidance to the trial bench for its assessment of ineffective claims. The Supreme Court opined: "Judicial scrutiny of counsel's performance must be highly deferential. It is all too tempting for a defendant to second guess counsel's assistance after conviction or adverse sentence, and it is all too easy for a court, examining counsel's defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable . . . A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time. Because of the difficulties inherent in making the evaluation, a court must indulge a strong presumption that CT Page 1508 counsel's conduct falls within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action' might be considered sound trial strategy' . . . [C]ounsel is strongly presumed to have rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment." (Citations omitted.) Strickland v.Washington, supra,
With respect to the prejudice component of the Strickland
test, as a general proposition, the petitioner must demonstrate that, ". . . counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable."Strickland v. Washington, supra
The petitioner's entitlement to the effective assistance of counsel pertains to sentence review proceedings. The Supreme Court has stated: "A hearing before the review division, like the original imposition of sentence after ascertainment of guilt, constitutes a critical stage of the sentencing procedure. The plaintiff was entitled under the federal constitution to ``the guiding hand of counsel' at that hearing. (internal citations omitted)" Consiglio v. Warden,
This obligation pertains not only to advocacy at the sentence review hearing, but representation of a criminal defendant in regard to whether to pursue this avenue and preparation for the hearing itself. Attorney Leary's performance was deficient in this regard. The court finds that Attorney Leary had no meaningful conversation with the petitioner on the subject of sentence review. Indeed, while it is evident to the court from Attorney Leary's habeas testimony that he believed that the petitioner had done well at sentencing in light of his exposure to a substantially longer period of incarceration, there is no credible evidence Attorney Leary conveyed this advice, and the basis for it, to the petitioner. Counsel's assessment, even if founded, is no justification for a failure to conduct a meaningful discussion with one's client to enable the client to make an informed decision of whether to pursue sentence review. Moreover, in this case, it is clear that the petitioner mailed the application, albeit unsigned, to counsel within the requisite time period, and counsel, then in possession of the application, failed to ascertain the petitioner's purpose in mailing it to him.
Having satisfied the effectiveness prong of the Strickland
test, the next issue concerns the proper yardstick for measuring prejudice where counsel's failure has deprived the petitioner of his right to pursue sentence review in a timely manner. The Supreme Court has recognized that while the principles which underlie the requirement of showing prejudice are constant, different standards of prejudice apply to different types of claims regarding counsel's performance. Thus, in a situation in which defense counsel is burdened by an actual conflict of interest, a successful habeas petitioner need not establish actual prejudice. cf. Phillips v. Warden,
The court's assessment is not completed by its determination that the petitioner has proven that counsel's performance was deficient and that the petitioner suffered resultant prejudice. There remains the consideration of whether the court has the authority to grant the relief the petitioner seeks. The petitioner has asked the court to restore his right to file an application for sentence review.
In considering this question the court has reviewed the following: determinations made by the Sentence Review Division that the time period established by statute implicates its subject matter jurisdiction; decisions by the habeas court, including the undersigned, restoring a petitioner's right to pursue sentence review after the expiration of the statutory time period; a willingness on the part of the Sentence Review Division to hear such late applications; recognition by the Appellate Court, without comment, that the habeas court has granted such relief; the nature of habeas corpus; and, the language, historical context, and legislative history of C.G.S. §
On more than one occasion, the Sentence Review Division has stated its view that C.G.S. §
However, when confronted with an order restoring a defendant's right to pursue sentence review, the Division has not invariably declined on the basis of subject matter jurisdiction. In State v. Shinkewicz, No. CR21-37097 (February 15, 1995), the Division heard a late application on the merits following restoration of the right to file by the habeas court where the petitioner had not been properly advised of his right to file an application for sentence review. In State v. Rouleau, No. CR4-118139 (April 22, 1991), the Division heard a late application where the habeas court had restored a petitioner's right to file, and in State v. Fantasia, No. CR92-86574 (July 27, 1995), the Division heard a late application based on an order from the habeas court.
The Review Division's decision in State v. Crespo is illuminating for it's discussion of subject matter jurisdiction.
Thus, a review of Sentence Review Division decisions on this issue suggest that the Division will decline to hear a late application on the basis that it lacks subject matter jurisdiction except in a circumstance in which a habeas court has, on the basis of an actual adjudication, made a determination that a late filing, or the absence of a filing, was due to no fault of the applicant, and resulted from a deprivation of a constitutional right.
In addition to these matters, the court has determined that the habeas court has, on at least three other occasions not including once by the undersigned, ordered the restoration of a petitioner's sentence review rights. cf. Ranieri v. Warden,
No. CV93-1795 S (April 20, 1995, Sferrazza, J.); Rouillard v. Warden,
No. CV87-1943 (January 19, 1993, Fineberg, J.); and, Ostolaza v.Warden, (Kaplan, J.),
The determination of the Sentence Review Division that it does not have the right to hear an untimely application on its CT Page 1513 own initiative but that it can hear a late-filed application when the right has been restored following adjudication by the habeas court is instructive, though not conclusive.
There question remains that if the Sentence Review Division lacks subject matter jurisdiction to hear a late application, whether a coordinate court may grant subject matter jurisdiction to the Division. This inquiry entails a two-fold consideration of whether the timing language in the legislation authorizing the Sentence Review Division implicates subject matter jurisdiction, and, if so, whether there are circumstances in which a habeas court, in the exercise of its constitutional function, can confer subject matter jurisdiction on the Division. The court answers both questions in the negative. This court does not believe that the timing language in C.G.S. §
The term "subject matter jurisdiction" refers to the rules that invest a particular court or other tribunal with authority to decide various kinds of legal controversies; it implicates the power of the court to adjudicate the type of controversy involved in the action. Restatement of the Law: Judgments 2d 2, 10. "Subject matter jurisdiction involves the authority of a court to adjudicate the type of controversy presented by the action before it. . . . A court does not truly lack subject matter jurisdiction if it has competence to entertain the action before it. . . . Jurisdiction invokes the power in a court to hear and determine the cause of action presented to it and its source is the constitutional and statutory provisions by which it is created." (internal citations omitted) State v. Piorkowski,
The question of whether the statutes authorizing the Sentence Review Division and establishing procedures for the filing of applications for sentence review before it implicate subject matter jurisdiction requires an analysis of the language, history, and purpose of the legislation.
C.G.S. §
The issue at hand is whether the time limitation of thirty days implicates the subject matter jurisdiction of the Division.
As a general statement of law, the Superior Court, as a court of general jurisdiction, is presumed to have jurisdiction. cf.Sheff v. O'Neill,
The Supreme Court has previously reviewed the purpose and historical context of the Sentence Review Act. cf. State v.Nardini,
In 1971, the Supreme Court, in discussing the Sentence Review Act, noted that the Governor's Prison Study Commission, in its report dated November 19, 1956, recommended the establishment of the sentence review procedure to enable the offender to "enter the crucial first stage of prison life with at least one less grievance and with a feeling that his sentence does not represent the bias and prejudice of a single judge." State v. Delgado,
This view is buttressed by reference to the wording of the time limiting language in the statute. The act does not state that an offender "must" or "shall" file an application within thirty days, but that such a person "may, within thirty days from the date. . . . file. . . . an application for review of the sentence by the review division." C.G.S. §
Given the historical context and remedial purpose of the Sentence Review Act, together with the specific language of the statute, the court concludes that the time limitation provision in C.G.S. §
The respondent's claim that the outcome of this issue is determined by the holding of the Supreme Court in Iovieno v.Commissioner of Correction is unavailing. In Iovieno, the court held that the language of C.G.S. §
Having determined that the time limitation language of C.G.S §
For the reasons stated, the petitioner's right to apply to the Sentence Review Division for review of his sentence is granted. The time period for filing such application commences on the date of the filing of this Memorandum.
Bishop, J.
Consiglio v. Warden , 153 Conn. 673 ( 1966 )
State v. Delgado , 161 Conn. 536 ( 1971 )
State v. Crespo , 42 Conn. Super. Ct. 371 ( 1992 )
State v. Morrissette , 29 Conn. Super. Ct. 131 ( 1971 )
State v. Zappone , 28 Conn. Super. Ct. 196 ( 1968 )
State v. Nardini , 187 Conn. 109 ( 1982 )
Negron v. Warden , 180 Conn. 153 ( 1980 )