DocketNumber: No. 365472
Judges: LEVIN, JUDGE.
Filed Date: 5/22/1998
Status: Non-Precedential
Modified Date: 4/17/2021
The plaintiff was an employee of the defendant, Yale-New Haven Hospital. His complaint alleges that in November of 1990, he was injured during the course of his employment. Thereafter the plaintiff notified the defendant of his injuries and applied for and received workers' compensation benefits. Approximately seventeen months later, in April, 1992, the plaintiff re-injured himself in the course of his employment with the defendant. Again the plaintiff notified the defendant of his injuries and applied for and received workers' compensation benefits. Upon his return to work after his second injury, the plaintiff alleges, he "was discriminated against by the [d]efendant in violation of Connecticut General Statutes §
The defendant's motion for summary judgment challenges the merits of the plaintiff's claim under §
General Statutes "[s]ection
"In McDonnell Douglas Corporation v. Green,
Thus, under the burden shifting formula of McDonnell DouglasCorporation v. Green, the plaintiff is initially required to establish a prima facie case of retaliatory discharge. "The [plaintiff] must present some evidence from which a trier of fact could infer that the employer discharged or discriminated against the [employee] because [he] had exercised [his] rights under the Workers' Compensation Act. Id., 53-54. Without some proof of an improper motive, [a plaintiff's] case must fail. See Id.' Chiaiav. Pepperidge Farm, Inc., supra, 366." Erisoty v. Merrow MachineCo.,
Preliminarily, the plaintiff in his opposition memorandum observes that cases of retaliatory discrimination necessarily involve questions of motive and intent, and as such, summary judgment is generally inappropriate for their disposition. Although the plaintiff's argument is a fair statement of the law, it is well recognized that "even with respect to questions of motive, intent and good faith, the party opposing summary judgment must present a factual predicate for his argument in order to raise a genuine issue of fact." Wadia Enterprises, Inc.v. Hirschfeld,
Since the Connecticut Supreme Court has adopted the McDonnellDouglas shifting burden analysis for cases involving retaliatory discharge and employment discrimination, it is appropriate to look to federal employment discrimination law as a guide for the application of the test to the facts of this case on defendant's summary judgment motion. Cf. Blakeslee Arpaia Chapman, Inc. v. EIConstructors, Inc.,
Unlike other areas of the law, where a defendant files a motion for summary judgment challenging the merits of an employment discrimination claim, the plaintiff has an initial burden of persuasion, albeit an attenuated one. As the Second Circuit has recently held, "[t]he burden that an employment discrimination plaintiff must meet in order to defeat summary judgment at the prima facie stage is de minimis." McClee v.Chrysler Corporation,
In the present context, the plaintiff, to make out a prima facie case of retaliatory discharge, must establish (a) that he has filed a claim for workers' compensation benefits or otherwise exercised his rights under chapter 568 of the Connecticut General Statutes; (b) an employment action disadvantaging the plaintiff and © a causal connection between the protected activity and the adverse employment action. Cf. Morgan v. Hilti, Inc.,
Both parties' evidence shows that the plaintiff has established his prima facie case with respect to the first two elements of the test. First, there is no dispute that the plaintiff had made a claim for and was collecting worker's compensation benefits. Second, the plaintiff's employment was subsequently terminated.
With respect to the third element, the law is that "``a causal connection may be established either indirectly by showing that the protected activity was followed closely by discriminatory treatment, or through other evidence such as disparate treatment of fellow employees who engaged in similar conduct, or directly
through evidence of retaliatory animus directed against a plaintiff by the defendant.'" (Emphasis in original.) Johnson v.Palma, supra, 931 F.2d 207, citing DeCintio v. Westchester CountyMedical Center,
In his affidavit, the plaintiff states that the defendant's supervisors unlawfully discriminated against him by instructing him to perform work that violated his medically authorized work restrictions. What kind of work and what restrictions are not disclosed. See Lawrence v. National Westminster Bank of NewJersey,
The plaintiff also attempts to draw an inference of unlawful discrimination by claiming that the defendant's supervisors CT Page 6312 treated him differently upon his return to work after suffering his work-related injuries. The plaintiff states in his affidavit that "[d]uring this period of time my employer's treatment of me was substantially different than it was previously." Again the claim is vague. See Burns v. AAF-McQuay, Inc.,
Lastly, the plaintiff offers his performance review records as evidence of the defendant's discriminatory motives. The plaintiff states that his performance ratings were either "very good" or "good" in most categories, and that only after his workers' compensation claims is there a change in the performance reviews. The evidence, however, does not support the plaintiff's conclusion. The plaintiff's first claim for workers' compensation benefits was filed in October, 1990, yet he still received mostly good reviews concerning his work performance in his November, 1990, review. After the plaintiff's one year evaluation in November, 1991, he again received mostly satisfactory and good reviews, although he had previously received workers' compensation benefits.
In the performance evaluations offered as evidence of discrimination, the plaintiff's attendance evaluation is always either average or unsatisfactory. Moreover, the period of time in which the plaintiff's performance reviews were conducted is not contemporaneous with the plaintiff's termination. See Rand v. CFIndustries, Inc., supra, 42 F.3d 1146. The plaintiff was terminated effective November 25, 1992; the last performance review the plaintiff offers as evidence of discrimination was conducted a year earlier, on November 11, 1991.
However, given the de minimis standard for the plaintiff's burden to present a prima facie case, the court will assume without deciding that the plaintiff has satisfied the third element and has established a prima facie case. "On summary judgment, the need to order the presentation of proof is largely obviated, and a court may often dispense with strict attention to the burden-shifting framework, focusing instead on whether the evidence as a whole is sufficient to make out a jury question as to pretext and discriminatory animus." Fennell v. First StepDesigns, Ltd., supra, 83 F.3d 535.
The defendant is entitled to summary judgment since it has rebutted any presumption of discrimination with overwhelming evidence of a legitimate nondiscriminatory reason for its actions. Ford v. Blue Cross Blue Shield of Connecticut, Inc.,
CT Page 6314 supra,
Assuming that the plaintiff has established a prima facie case, the burden shifts to the defendant to produce evidence that it had a legitimate, nondiscriminatory reason for terminating the plaintiff. Bradley v. Harcourt, Brace Co.,
It is widely recognized that "absence control" policies that are neutrally applied, even if they make no distinction between work-related and non-work related injuries, are not per se violative of General Statutes §
The defendant's Human Resources Policy and Procedures Manual establishes the general attendance policy under which all CT Page 6315 employees are covered. Section E. 1. of the policy states: "It is the responsibility of employees who will be unable to report to work at the beginning of their scheduled shift to notify their department before the start of the scheduled shift. . . ." Furthermore, Section E. 2. of the policy states: "An employee absent without prior notice, or without prior approval by the department head or supervisor for three (3) consecutive scheduled work days will be considered as having voluntarily resigned without notice." The term "absence" as used in the policy means: "Unscheduled absence — An unscheduled absence is any scheduled work period that an employee missed without prior approval by the employee's department." An exception, however, to the definition of unscheduled absences is created for absences attributable to workers' compensation. Thus, workers' compensation absences are not to be used in calculating an employee's absenteeism. However, even if such was done here, the defendant would have met its burden of showing a nondiscriminatory reason for the plaintiff's discharge. A nondiscriminatory mistake by the employer is not transmogrified into an act of discrimination simply because that is the nature of the plaintiff's lawsuit. Schultz v. GeneralElectric Capital Corp.,
In addition to the defendant's general attendance policy, the plaintiff also was subject to a supplemental policy for the Environmental Services Department. This supplemental policy is tailored to the employees specifically working in the buildings services department. The supplemental policy provides in pertinent part: "3. Dependability, a. If you are ill or unable to CT Page 6316 report to work for any other reason, you . . . must call the Environmental Services Supervisor on duty. . . ." The policy further states: "Unexcused absences and Tardiness. The department adheres to the Hospital Wide Attendance Policy. Excessive absenteeism . . . will result in progressive disciplinary action, that ranges from verbal counseling to termination."
It is uncontroverted that the plaintiff was absent forty five days in 1990, twenty one days in 1991 and through his last day worked on October 20, 1992, the plaintiff was absent seventy days. Moreover, from October 21 through October 28, 1992, the plaintiff was absent every day from work. However, under the hospital's attendance policies, absences attributable to workers' compensation are not to be included when calculating an employee's absentee rate. As documented in the Department of Building Services' attendance records, some of the plaintiff's absences recorded in the daily log during this time are listed as "WC," or "workers' compensation." Therefore, those absences ought not to have been counted towards the plaintiff's absenteeism. However, as discussed supra, this mistake does not constitute unlawful discrimination. See Rand v. CF Industries, Inc., supra, 42 F.2d 1146; Schultz v. General Electric Capital Corp., supra, 37 F.2d 333-334.
Apart from the defendant's mistake under its Human Resources Policy and Procedures Manual, the evidence as a whole clearly rebuts the plaintiff's prima facie case of discrimination and shows that the plaintiff's employment was terminated for absenteeism that did not include absences for injuries related to workers' compensation.
On November 23, 1992, Kent Zergiebel, Director of the Building Services Department, sent a letter to the plaintiff, informing him that he had been repeatedly absent without proper notice in violation of hospital policy. In the letter, Zergiebel specifically indicated that the plaintiff had been absent without proper notice for thirteen days, from November 10, 1992 to November 23, 1992, the date of the letter, and that it was imperative that the plaintiff contact Zergiebel concerning this absence. Otherwise, the letter stated, the defendant would consider the plaintiff's unauthorized absence as a voluntary resignation from his position in the Building Services Department. On November, 24, 1992, the plaintiff spoke with Zergiebel concerning the letter. Zergiebel states in his affidavit that he reminded the plaintiff of the hospital's CT Page 6317 attendance policy, and that the plaintiff had to comply with this policy in the future. Furthermore, Zergiebel states that he told the plaintiff that "under the policy, only employees with a medical clearance from a physician indicating that they could not work for a specified period of time were excused from the call-in requirement." Finally, Zergiebel states that the plaintiff acknowledged that he did not have any such medical clearance for this period of time and, therefore, he was not exempt from the call-in requirement.
The plaintiff's affidavit does not address this meeting with Zergiebel, but his deposition does shed some light on the conversation. In his deposition the plaintiff states that he was not sure whether the hospital had a doctor's letter that would exempt him from the call-in requirement. Of course, such uncertain and unsupported speculation advances the plaintiff's case not at all. See Helfter v. United Parcel Service, supra, 115 F.3d 616; Harbour Dynamics Research Corp., supra, 63 F.3d 37. The plaintiff also states that he did not call in every day when he missed work; he only called in on the first full day when he was going to be out for an extended period of time. For instance, the plaintiff when asked about whether he called in during the stretch of absences in November, 1992, he states, "I had called in the first day of that [fourteen] days and I had not called in the rest because that was the way we — I had been doing it."
On November 25, 1992, the day following the discussion between the plaintiff and Zergiebel, the plaintiff again failed to report to work or to notify his supervisor that he would be absent. Thereafter, the plaintiff stopped attending work altogether, and no call was ever made to the defendant's supervisors explaining the plaintiff's absences. Finally, no medical documentation concerning this period of time explaining the plaintiff's absence was ever given to Zergiebel. On December 11, 1992, Zergiebel wrote to the plaintiff and informed him that pursuant to their previous conversation of November 24, and in accordance with Personnel Policy #B:12, E.(2), the plaintiff was considered to have "voluntarily resigned," effective November 25, 1992.
In light of the evidence presented by both parties, the defendant is entitled to summary judgment as a matter of law. Beyond doubt, the plaintiff was terminated for his failure to comply with the defendant's attendance policy. The plaintiff has offered no evidence that he called each day he was absent CT Page 6318 although he was aware of the defendant's attendance policy, or that the defendant was in possession of medical documentation that would allow the plaintiff to forego the call-in requirement.
The record refutes any suggestion that the defendant had a discriminatory motive or intent when it terminated the plaintiff's employment. The plaintiff filed for workers' compensation on two separate occasions, on October 8, 1990, and April 30, 1992. On both occasions the plaintiff received workers' compensation benefits. The temporal interval between the plaintiff's original filing for the worker's compensation benefits and the ultimate termination of his employment, even when viewed in the light most favorable for the plaintiff, does not give rise to a reasonable inference of discrimination. The plaintiff received worker's compensation benefits periodically for over two years before he was terminated. Furthermore, the plaintiff could have continued to work for the defendant and receive workers' compensation benefits indefinitely, if only he had complied with the defendant's attendance policies.
Additionally, the defendant has provided evidence that it did not possess any medical documentation that would allow the plaintiff to miss work from the period of November 4, through December 11, 1992. And, based upon the evidence before the court, it is abundantly apparent that the plaintiff had a history of attendance problems, most of which were not related to any of his workers' compensation claims. Notably, the defendant repeatedly warned the plaintiff of this ongoing attendance problem through the use of performance reviews and by periodic verbal warnings.
It is undisputed that from November 4, 1992, through December 11, 1992, the plaintiff attended work once — and that was for a meeting with the plaintiff's supervisor on November 24, 1992, in which the defendant offered the plaintiff a chance to retain his position. This supports the defendant's contention that the reason for its discharging the plaintiff was nondiscriminatory. See Giannopoulos v. Brach Brock Confections, Inc.,
Finally, the plaintiff has failed to present evidence of a pretextual animus on the part of the defendant for the purportedly legitimate discharge of the plaintiff. "To defeat a summary judgment motion, [the plaintiff] would have to present evidence establishing a reasonable inference [that] the employer's proffered, nondiscriminatory explanation is pretextual." Meredity v. Beech Aircraft Corp.,
The plaintiff, in attempting to satisfy this third element of the test, has offered a cursory and highly speculative explanation for the defendant's conduct. The plaintiff states that "while the [d]efendant contends in its [m]otion that it was justified in terminating the [p]laintiff for unexcused absences, the plaintiff denies those claims in his deposition, in his affidavit, and his discovery responses which disclosed the doctor's notes." Mere denials, speculation and unsubstantiated allegations, however, will not suffice to show pretext. Rand v.CF Industries, Inc., supra, 42 F.3d 1146-47. "Once the moving party has presented evidence in support of the motion for summary judgment, the opposing party must present evidence that demonstrates the existence of some disputed factual issue. . . . It is not enough, however, for the opposing party merely to assert the existence of such a disputed issue. Mere assertions of fact . . . are insufficient to establish the existence of a material fact and, therefore, cannot refute evidence properly presented to the court. . . . The movant has the burden of showing the non-existence of such issues but the evidence thus presented, if otherwise sufficient, is not rebutted by the bald statement that an issue of fact does exist." (Citations and internal quotation marks omitted.) Daily v. New Britain MachineCo.,
"[T]o prevent summary judgment, [the plaintiff] must present evidence that [the defendant] is insincere when it claims to have discharged [the plaintiff] for [failure to comply with the attendance policy]." Essex v. United Parcel Service, Inc., supra, 111 F.2d 1310. "To defeat a properly supported motion for summary judgment, the plaintiff must ``produce sufficient evidence to support a rational finding that the legitimate, nondiscriminatory reason proffered by the employer were false [sic], and that more likely than not the employee's [workers' compensation claim] was the real reason for the discharge.'" Viola v. Philips MedicalSystems of North America,
This is not a close case. The plaintiff was discharged for chronic absenteeism without notifying his supervisor that he would be absent, in violation of the defendant's attendance policies. "[S]ummary judgment procedure is designed to eliminate the delay and expense incident to a trial where there is no real issue to be tried. . . . It is an attempt to dispose of cases involving sham or frivolous issues in a manner which is speedier and less expensive for all concerned than a full-dress trial." (Internal quotation marks omitted.) Mac's Car City, Inc. v.American National Bank,
BY THE COURT
Bruce L. LevinJudge of the Superior Court
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