DocketNumber: No. 054449S
Citation Numbers: 1993 Conn. Super. Ct. 1871
Judges: DRANGINIS, J.
Filed Date: 2/22/1993
Status: Non-Precedential
Modified Date: 4/18/2021
During the course of the marriage, the plaintiff wife developed several medical conditions, including migraine headaches, gastroenteritis of unknown origin, and a recurrence of her pre-existing condition of lupus. The primary symptoms were severe headache and nausea. The plaintiff wife also had the full time care of two young children. During the late 1980's, the defendant husband began to prescribe medicine for the plaintiff-wife. The plaintiff wife was also being treated by several doctors in the Sharon area who were also prescribing for her. The plaintiff wife alleges in the Third Count of her complaint that between approximately January of 1988 and May of 1990, the defendant husband prescribed for and otherwise obtained and personally gave to the plaintiff wife a grossly excessive course of drugs. The plaintiff wife further alleged that the amount, sequences, and nature of these drugs were such that the plaintiff wife was bedridden the majority of her time during an approximately eighteen CT Page 1872 month period. Toward the end of this period, the defendant husband allegedly began telling the plaintiff wife that she was crazy, a drug addict, and was not a good wife or mother. The plaintiff wife was also allegedly isolated in her bedroom and sometimes not being offered dinner. Allegedly, during this time the plaintiff wife was severely sedated because of the medication, often crying after the defendant husband's insults, much of which went on in front of the children.
In April and May of 1990, the plaintiff wife, allegedly went to her primary physician in Sharon, who at the time had discovered the extent of the husband's prescribing regimen, compared it with the prescribing that he and other doctors had done. Subsequently, the plaintiff wife stopped taking the defendant husband's medications.
The plaintiff has moved to join the tort claims with the action for legal separation. The plaintiff asserts that all causes of action between the parties should be joined for the purpose of consolidating and completing the litigation between the parties in one action.
The defendant, on the other hand, argues that joinder of the interspousal tort claim should not be joined with the action for dissolution because the divorce action would be delayed for several years while the tort action is processed; another attorney would have to be hired to litigate the the tort action; the dissolution action would be impossible to settle because of the joined tort action, mainly because other parties would have to be joined.
Generally, a plaintiff may include in the complaint several independent causes of action. General Statutes Section
"Transactions" which may be joined are defined as those "which grew out of the subject matter in regard to which the controversy has arisen." Practice Book Sect. 134. Moreover, causes of action for legal or equitable relief may be joined in the same action. Practice Book Section 136.
The purpose of joinder is to "enable parties to settle all their controversies in a single action." Veits v. Hartford,
The term "cause of action" as used with reference to joinder has been defined as "a single group of facts out of which arises one or more rights to relief." Fairfield Lumber Supply Co. v. Herman,
is therefore to be construed as men commonly understand it, when applied, as in our Practice Act it certainly is applied to any dealings between the parties resulting in wrongs, without regard to whether the wrong be done by violence, neglect or breach of contract. It seems to us hardly to be doubted that any ordinary man would consider everything stated in the complaint as properly belonging to a narrative of the whole transaction between the parties, and necessary for the information of one who was to form a judgment as to their respective rights.
Craft Refrigerating Machine Co. v. Quinnipiac Brewing Co.,
The Connecticut courts have allowed joinder of another cause of action with a divorce action as long as the claim is connected with the matter in controversy under the plaintiff's complaint and that its consideration may be necessary for a full determination of the rights of the parties. Defelippi v. Defelippi,
The Connecticut courts have also allowed joinder of a third party defendant in a divorce proceeding to promote the policy of "the desirability of avoiding multiple suits and of granting complete relief in a single proceeding." Gaudio v. Gaudio,
With varying levels of enthusiasm, a number of recent cases from different states hold that a victim spouse will be allowed to litigate an interspousal tort claim in a subsequent separate action. Abbott v. Williams,
In effect, these courts exempt an interspousal tort claim from the basic principle of res judicata: a party should not be allowed to relitigate a matter that it already had the opportunity to litigate. These courts reason that the spouses divorce and tort claims are separate and independent causes of action that do not have to be joined in a single proceeding. Typical is a recent pronouncement of the Massachusetts Supreme Judicial Court:
A tort action is not based on the same underlying claim as an action for divorce. The purpose of a tort action is to redress a legal wrong in damages; that of a divorce action is to sever the marital relationship between the parties, and, where appropriate, to fix the parties' respective rights and obligations with regard to alimony and support, and to divide the marital estate. Although a judge in awarding alimony and dividing marital property must consider among other things, the conduct of the parties during the marriage, the purpose for which these awards are made do not include compensating a party in damages for injuries suffered. The purpose of an award of alimony is to provide economic support to a dependent spouse, that of the division of marital property is to recognize and equitably recompense the parties' respective contributions to the marital partnership. CT Page 1875
Heacock v. Heacock,
A significant minority of courts, however, do not concur in the "different causes of action" analysis. Rather, applying the "same transaction" test, (See Restatement (Second) of Judgments 24(1) (1982)), they hold that a subsequently filed interspousal tort action is barred by res judicata. Smith v. Smith,
Connecticut has adopted the "transactional test" of the Restatement (Second), Judgments (1982). Orselet v. DeMatteo,
"Original claim" has been defined by the Restatement in Sect. 24(1): "[t]he claim [that is] extinguished includes all rights of the plaintiff to remedies against the defendant with respect to all or any part of the transaction, or series of connected transactions, out of which the action arose." Restatement (Second), Judgments Sect. 24(1); see Duhaime v. American Reserve Life Ins. Co.,
The broad application of res judicata allowing the joinder of an interspousal tort claim with a divorce proceeding will conserve judicial resources by concentrating all claims between the divorcing couple into a single proceeding. Judicial resources are finite and the number of cases that can be heard by the court is limited. Every dispute that is reheard means that another will be delayed. State court dockets are crowded and divorce litigation comprises a major portion of our caseload. The policy interest in conserving scarce judicial resources by concentrating all claims between the divorcing couple into a single proceeding is thus great and weighs in favor of a broad application of res judicata principles.
There is also a related social interest in reducing the private transaction costs (the most significant component of which is legal fees) of settling marital differences. Divorce is generally a zero sum economic transaction: there is not enough money in the marital settlement pot for both spouses to live postdivorce at the same standard of living as before the divorce. Increasing the transaction costs of the divorce settlement by reopening proceedings reduces further the total resources available for the postdivorce family to live on. The result of allowing a spouse to file his/her tort claim after the divorce settlement may be to transfer more money from one spouse to the other; the tortfeasor spouse, however, will be poorer, and both spouses lawyers will be richer.
Also weighing in favor of a broad application of res judicata is the policy of repose that underlies it. Divorce is a wrenching, all-consuming emotional experience, perhaps more so than the events underlying most other kinds of litigation. This is a more compelling argument when one recognizes the rights of the children who are caught in the fray of divorce. Their need for closure, and for a reestablishment of routine within their separated family is of critical importance. This necessary function of post-dissolution behavior requires disposition of all outstanding issues between the adult parties. The adult issues need resolution so that the parents can proceed to deal with the important task of responsible parenting post-dissolution. The courts must recognize this important step in a process of assisting children through their parents' divorce. In so doing, the court sends a critical message to adults concerning their responsibilities to their children. The parties well-being, and their continued productive functioning as members of society, require that their emotional stability be CT Page 1877 reestablished quickly and firmly by a final settlement of marital differences. See Boronow v. Boronow,
Giving a spouse a second chance to raise an interspousal tort claim also means he/she need not disclose his/her intention to sue the tortfeasor spouse the first time around. The tortfeasor spouse thus has no opportunity to attempt to negotiate settlement of the tort claim as part of the divorce settlement. He/she has a more than colorable basis for arguing that the rules of procedure discourage the spouse and his/her lawyer from being fully candid in the divorce settlement negotiations.
Procedural rules reflect a vision of how parties in a dispute should communicate with each other. Allowing relitigation of issues that should have been resolved in the first divorce proceeding encourages the notion that divorcing spouses are allowed to "sandbag" each other by somewhat deceptive strategic behavior during divorce settlement negotiations.
The policies favoring a broad application of res judicata to bar subsequently filed interspousal torts must, however, be carefully balanced against the policies favoring justice in the individual case and practicality. In the past decade, our collective social consciousness has been raised to recognize the serious problems of spousal abuse and domestic violence. In Connecticut, as with many other jurisdictions, the doctrine of spousal immunity has been abrogated and therefore spouses may bring tort actions against each other. Silverman v. Silverman,
These concerns can be conceptually supported by the contention that the spouses claims for tort and divorce are so fundamentally different that they should not be joined in a single proceeding. The divorce claim is simply designed to sever the marriage with the other spouse and to determine the economic rights resulting CT Page 1878 therefrom. The tort action, in contrast, is designed to punish the tortfeasor spouse and compensate the victim because the tortfeasor breached the minimum standards of care and decency towards the victim-spouse required of all members of a civilized society, irrespective of marital status. Given these different purposes, it is arguable that the victim spouse's tort and the divorce claims should also be procedurally separate. Or, at the very least, joinder should be permissive, not mandatory.
Furthermore, problems of judicial administration arise should res judicata compel the joinder of tort and divorce action. The most prominent is the right to a jury trial. See e.g. Abbott v. Williams,
Finally, overlaying tort litigation on divorce claims may make divorce litigation unmanageable. Some fear that requiring litigation of interspousal torts in a divorce action may undermine the policy premises of no-fault divorce. Simmons v. Simmons,
The expanded concepts of res judicata and the expanded divorce action have not, however, fully merged. Taken as a group, state courts are profoundly ambivalent about requiring the victim spouse to join his/her tort claim against the tortfeasor spouse with the divorce action. That ambivalence is expressed in different definitions of the scope of the res judicata effect given to divorce judgments.
Some courts acknowledge the same transaction test to be the governing standard, yet treat interspousal torts filed after a judgment of divorce as an exception to an otherwise "liberal [transactional] approach to what constitutes a cause of action." Aubert v. Aubert,
The advantage of the same transaction analysis is that it emphasizes function, not form. It looks behind labels and compels careful and pragmatic analysis of the reasons and policies why disputes should or should not be combined into a single litigation unit. Applying it to divorce actions serves the basic purposes of modern divorce law and the policies of judicial economy and litigant repose.
Tort awards of compensatory damages generally consist of three components: (1) compensation for pain, suffering and actual physical harm; (2) compensation for lost income and medical expenses; and (3) compensation for loss of consortium. There are two possible overlaps between the compensatory damages award and economic relief in the divorce action. First, in Connecticut an unliquidated personal injury action is subject to an award pursuant to Section
In a majority of equitable distribution states personal injury awards are marital property. Specifically, the Superior Court decision in Raccio, supra, stands for the proposition that an unliquidated personal injury action may be subject to an alimony or equitable distribution award under General Statutes Section
It is conceivable that the tortfeasor spouse might thus claim that some portion of the victim spouse's tort recovery belongs to the marital estate, or to him/her. The idea that the tortfeasor spouse is entitled to share in the victim spouse's recovery when: (a) he/she caused the injuries; and (b) he/she would not share in the recovery if the parties were not married, is, however, highly objectionable. It is possible to dismiss a tortfeasor spouse's claim on the principle that a tortfeasor should not profit from his/her own wrong. The victim spouse's personal injury award should thus be classified as his/her separate property, and the tortfeasor spouse should have no claim for loss of consortium.
Realistically, the tortfeasor spouse's payment of the tort award comes in the form of a higher percentage of the marital estate being awarded to the victim spouse or from the tortfeasor spouse's separate property, if he/she has any. The size of the tort award to the victim spouse is, however, potentially much greater than his/her share of the marital estate, since the tort award is not conceptually limited by the amount of assets available for distribution, or the tortfeasor spouse's income.
The danger of double recovery by the victim spouse arises, however, because economic awards in divorce judgments incorporate principles of compensation similar to those considered by juries in making personal injury awards. For example, Connecticut's CT Page 1881 equitable distribution statute requires the divorce court to consider the following factors in determining how to distribute marital property: the future financial circumstances of each party; the "age and health of both parties,"; "causes for dissolution"; "liabilities and needs of the parties". See General Statutes Section
The factual overlap between the grounds and remedies in the divorce and tort actions alone makes the spouses marriage and the victim spouses tort claim a "convenient trial unit," and thus outweigh non-joinder. The procedural inefficiency that results when the tort and divorce actions are not combined was illustrated in Simons v. Simons, supra.
In Simmons v. Simmons, supra, it took seven years and two appeals to get back to ground zero because the tort and divorce proceedings were not treated as a single litigation unit. The husband won a partial summary judgment in the separate divorce action based on an antenuptial agreement. The wife then won a large tort award after a separate jury trial, during which her lawyers argued that she should be granted a large tort award because the antenuptial agreement limited her recovery in the divorce action. The wife won a reversal of the divorce court's decision on the antenuptial agreement; the husband then won a reversal of the tort decision on the grounds of unfair prejudice due to the references to the antenuptial agreement before the jury. Thus, despite the extensive proceedings in both the divorce and tort actions, the Simmons' were no closer to finalizing their economic rights against each other than they were when they began. The result is a wasteful allocation of their own and society's limited resources for resolving disputes. The only people who profited from keeping the divorce and tort actions separate were the Simmons' lawyers.
Another principal barrier to the efficiencies of combination are fears that the victim spouse will lose his/her right to a jury trial in a combined proceeding.
The constitution of Connecticut, article CT Page 1882 first, Sect. 19, states that "[t]he right of a trial by jury shall remain inviolate. This particular provision of our constitution has been consistently construed by Connecticut courts to mean that if there was a right to a trial by jury at the time of the adoption of the provision, then that right remains intact. (Citations omitted). It is generally held that the right to a jury trial exists not only in cases in which it existed at common law and at the time of the adoption of constitutional provisions preserving it, but also exists in cases substantially similar thereto.
Skinner v. Angliker,
The divorce statutes and practice in Connecticut place the fact-finding power in divorce cases in a judge, rather than a jury. The reasons that divorce practice takes place before judges, not juries is because distributing a marital estate often requires complex accounting of the parties' mutual claims against each other. Historically, such complex accounting was performed by equity, not law courts, not juries. Dobbs, Remedies Section 4.3 at 252-254.
Tort claims, which usually involve a single lump sum award are in contrast, classically "legal." A tort plaintiff is generally entitled to a jury trial. The problem thus arises about how to arrange a jury trial for the victim spouse's tort claim, while keeping the fact-finding for and administration of the divorce in the judge's hands.
No one, presumably, wants to add juries to divorce court in any major way. There are thus two realistic possibilities for managing the problems of jury trial in the victim spouse's combined tort and divorce action against the tortfeasor spouse: (1) try the tort claim before a jury first, then incorporate its factual findings and damage award in the judge's divorce decree; (2) have both the tort and divorce claims decided by a judge.
Connecticut, like the federal system, has merged law and equity into a trial court of general jurisdiction which is empowered to grant divorce and tort relief. See Practice Book Section. 136. In a merged court system, jury trial can be preserved in a single presentation of evidence for legal and equitable claims CT Page 1883 by simply mandating the order in which the claims are decided. In federal practice, absent compelling necessity, legal issues must be decided before equitable issues when the two are combined. A similar rule could be imposed in state practice for a combined divorce and tort action. See Noble v. Noble,
A basic question of fairness is, however, raised by the problem. The victim spouse would be entitled to a jury trial on his/her tort claim if he/she were not married. There does seem to be something inherently unfair about denying the victim spouse a jury trial for the same claim simply because he/she is married and seeking both a divorce and tort judgment. The jury is the conscience of the community in tort cases, articulating and imposing minimum standards of civilized behavior. Since the policy decision has been made to allow married people to sue each other for tort, (see Silverman, supra,) the jury should perform the same function for married plaintiffs and defendants as for the unmarried. The victim spouse should get a jury trial on his/her tort claim, especially since it is entirely feasible for the legal system to provide it and still combine her divorce and tort actions.
Another concern about a combined divorce and tort action is that vital interim determinations, particularly custody issues, will be delayed while the combined action proceeds. See Stuart, supra,
Moreover, should the combined action prove too difficult to manage either party could make a motion to sever claims for separate trial. See Practice Book Section 284. A court also has the power, in appropriate cases, to keep the combined divorce and tort action relatively simple by denying joinder of third parties and claims whose addition will complicate and delay the action because of marginal issues they interject. See Practice Book Sections 84, 85; General Statutes Sections
While spouses are adversaries, they, and society, have an important interest in candor in their settlement negotiations and complete resolution of all issues between them in a single negotiation or proceeding. As such the transactional approach is more morally compelling and socially useful than the claim based analysis or the exempting of interspousal tort claims from the principles of res judicata.
In the subject action, the parties, after some visitation problems, have settled into a routine involving the children. They have an established routine, and while not optional, it is a routine. The essential basis of the marital tort action in this case is so closely bound to the issues of the parties relationship and marriage, that on the facts compels the court to reject arguments as to delay.
Accordingly, the plaintiff's interspousal tort claim is joined and shall be presented in conjunction with the dissolution proceeding as part of the overall dispute between the parties in order to lay to rest all of their legal differences in one proceeding and avoid the prolongation and fractionalization of litigation.
Furthermore, the parties are ordered to appear for a status conference and scheduling orders with all counsel, both on the dissolution and tort claims at 9:15 a.m. on March 18, 1993.
DRANGINIS, J.
Lord v. Shaw , 1983 Utah LEXIS 1063 ( 1983 )
McCoy v. Cooke , 165 Mich. App. 662 ( 1988 )
Lei Abbott v. Harlan Owens Williams, Jr. , 888 F.2d 1550 ( 1989 )
Stuart v. Stuart , 143 Wis. 2d 347 ( 1988 )
McNevin v. McNevin , 1983 Ind. App. LEXIS 2771 ( 1983 )
Davis v. Dieujuste , 11 Fla. L. Weekly 529 ( 1986 )
Noble v. Noble , 89 Utah Adv. Rep. 3 ( 1988 )
Nash v. Overholser , 114 Idaho 461 ( 1988 )
Nelson v. Jones , 1990 Alas. LEXIS 20 ( 1990 )
Smith v. Smith , 1988 Ala. LEXIS 424 ( 1988 )
Defelippi v. Defelippi , 23 Conn. Super. Ct. 352 ( 1962 )
Heacock v. Heacock , 402 Mass. 21 ( 1988 )
Grant v. Grant , 63 Conn. 530 ( 1893 )
Silverman v. Silverman , 145 Conn. 663 ( 1958 )
Weil v. Lammon , 503 So. 2d 830 ( 1987 )
Goldman v. Wexler , 122 Mich. App. 744 ( 1983 )
Raccio v. Raccio , 41 Conn. Super. Ct. 115 ( 1987 )
Veits v. City of Hartford , 134 Conn. 428 ( 1948 )
Tevis v. Tevis , 79 N.J. 422 ( 1979 )