DocketNumber: No. CV01-0507762
Citation Numbers: 2001 Conn. Super. Ct. 17199
Judges: dos SANOTOS, JUDGE.
Filed Date: 12/21/2001
Status: Non-Precedential
Modified Date: 4/18/2021
In the second case (Case No. MPP-19, 417) a citizen named Roman Deneka filed a lawsuit against, inter alia, bargaining unit members Domingo Paul, Lisa Wexler, John Burke and Kevin Emery, alleging that the manner in which they had effected Deneka's arrest had violated his civil rights pursuant to
On July 3, 1997, the union filed the first complaint (Case No. MPP-19, 222) with the labor board, alleging that the city had violated General Statutes §
On December 16, 1997, the union amended both of its complaints to include allegations that the city violated MERA by unilaterally imposing a requirement that bargaining unit members contribute towards the settlement of lawsuits in which they were codefendants with the city. (ROR, Items 3, 4.) The two complaints were consolidated on April 6, 1998, and came before the labor board for a hearing on June 18, 1998. (ROR, Item 5.) At the hearing, the city filed a motion to dismiss the complaints for lack of jurisdiction with supporting documentation. (ROR, Item 6.) In support of its motion, the city submitted documentation, which was entered for identification only, including a sworn affidavit by Attorney Martin Echter (Echter affidavit), who had represented the city in the TARP and Deneka lawsuits. (ROR, Item 6, Exhibit 2D.) The parties further agreed to a briefing schedule to allow the union an opportunity to object to the city's motion to dismiss and to the admissibility of the supporting documentation. (ROR, Item 6, pp. 26-28.)
The union filed its objection to the city's motion to dismiss on August CT Page 17201 6, 1998, and also objected therein to certain of the city's exhibits. (ROR, Item 8.) On August 7, 1998, the city filed a brief in support of its motion. (ROR, Item 9.) The union filed a reply on September 18, 1998. (ROR, Item 11.) After several postponements and a continuance, the parties again appeared before the labor board on December 10, 1999.
At the December 10 hearing, the labor board heard oral argument on the city's motion to dismiss, and ultimately denied the motion on the record. (ROR, Item 17, pp. 89-90.) The labor board then related its belief that "essentially this is a case of legal argument" of whether lawsuit settlement contributions were mandatory subjects of bargaining. (ROR, Item 17, p. 90.) The labor board claims that the union also admitted that the case involved purely legal argument. (ROR, Item 17, p. 98.) The labor board then asked the parties what additional facts needed to be presented. (ROR, Item 17, p. 91.) In response to the board's query, the union described the testimony it had planned to present. (ROR, Item 17, pp. 91-95.) The labor board contends that the union then admitted that its allegations of coercion were not relevant to its claim of unilateral change; (ROR, Item 17, p. 97); and that the union further admitted that the relevant facts with regard to the alleged unilateral change were not in dispute. (ROR, Item 17, p. 98.) The union requested a stipulation that there had been no prior instances where the city had made employee contributions a condition of settling a lawsuit. (ROR, Item 17, p. 98.) However, the city refused to so stipulate.
The labor board entered the documents submitted by the city for identification, including the Echter affidavidit, into the record as full exhibits. (ROR, Item 17, p. 102-03.) The union objected to the admissibility of the documents, stating the following:
Attorney Murray: What I would like to do, because I'm hearing that this is how we're going to proceed is just to be on the record, Mr. Sauter, [it] is in my brief you know that I objected to a number of the City's exhibits being admitted. It's found on page 10 of my original memorandum. I'm going to address why I objected to those in my brief, but just to be on the record I would like you to formally overrule my objections to that on the record.
Chairman Sauter: Okay. Fine. Very well. We will receive those over your objections. And you certainly have a right to CT Page 17202 argue that that was inappropriately decided.
(ROR, Item 17, 104-05.)
In its posthearing brief of March 29, 2000, the union argued that requiring a bargaining unit member to contribute towards the settlement of a lawsuit is a mandatory subject of bargaining. The union also argued that the city had unilaterally modified a past practice of not requiring settlement contributions from officers. Lastly, the union made reference in its brief to the allegations of direct dealing.
In its posthearing brief of March 25, 2000, the labor board argued that the parties were provided an opportunity to present evidence and testimony on the merits of the complaints and that the parties and the labor board ultimately agreed that the complaints presented purely legal issues. Further, the labor board contended that at no time on the record did the union object to not presenting witnesses or additional evidence in support of its case on the merits, and that the union did not object to the labor board's plan to limit its consideration of the case to the issue of whether lawsuit contributions were a mandatory subject of bargaining. Finally, the labor board argued that the union "conceded in its brief that decisions made by the municipality as to how to defend itself and its employee, whether both would be represented by the same attorney, whether it will proceed to trial or settle the case, and the amount that it, (emphasis supplied) the municipality, will be willing to pay if it does settle, would involve managerial prerogatives." (Brief of the Defendant, Connecticut Board of Labor Relations, pp. 7-8.)
On August 25, 2000, the labor board issued Decision No. 3788, dismissing both of the union's complaints. (ROR, Item 25.) Specifically, the labor board concluded that the city's decision to settle lawsuits and to request individual codefendants to contribute towards the cost of the settlements constituted a permissive subject of bargaining and did not require prior negotiations with the union. (ROR, Item 25, pp. 6-9.) Further, the labor board concluded that the city did not commit a prohibited practice under MERA when it unilaterally required individual bargaining unit members to contribute towards the settlements of lawsuits in which they were codefendants with the city. (ROR, Item 25, pp. 8-9.) This appeal followed.
"The fundamental test for establishing classical aggrievement is well settled: [F]irst, the party claiming aggrievement must successfully demonstrate a specific personal and legal interest in the subject matter of the decision. . . . Second, the party claiming aggrievement also must demonstrate that its asserted interest has been specially and injuriously affected in a way that is cognizable by law." (Citations omitted; internal quotation marks omitted.) King v. Sultar,
In its brief, the labor board claims that the union did not pursue available administrative remedies. "It is a settled principle of administrative law that if an adequate administrative remedy exists, it must be exhausted before the Superior Court will obtain jurisdiction to act in the matter." (Internal quotation marks omitted.) Housing Authorityv. Papandrea,
The labor board raises two administrative remedies that the union could have pursued before bringing this appeal. The first, that the union has not moved the labor board to reconsider its decision pursuant to General CT Page 17204 Statutes §
The court shall not substitute its judgment for that of the agency as to the weight of the evidence on questions of fact. The court shall affirm the decision of the agency unless the court finds that substantial rights of the person appealing have been prejudiced because the administrative findings, inferences, conclusions, or decisions are: (1) In violation of constitutional or statutory provisions; (2) in excess of the statutory authority of the agency; (3) made upon unlawful procedure; (4) affected by other error of law; (5) clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record; or (6) arbitrary or capricious or characterized by an abuse of discretion or clearly unwarranted exercise of discretion.
Pursuant to this standard, the court is required to "determine whether there is substantial evidence in the administrative record to support the agency's findings of basic fact and whether the conclusions drawn from those facts are reasonable." (Internal quotation marks omitted.) Dolgnerv. Alander,
Even as to questions of law, the court's review is limited to a determination of whether the labor board acted arbitrarily, unreasonably, contrary to law or in abuse of its discretion. MacDermid,Inc. v. Dept. of Environmental Protection,
"Hearings before administrative agencies . . . although informal and conducted without regard to the strict rules of evidence, must be conducted so as not to violate the fundamental rules of natural justice. . . . Due process of law requires not only that there be due notice of the hearing but that at the hearing the parties involved have a right to produce relevant evidence, and an opportunity to know the facts on which the agency is asked to act, to cross-examine witnesses and to offer rebuttal evidence." (Citations omitted; internal quotation marks omitted.) Giaimo v. New Haven, supra,
In addition to the constitutional guarantee, parties have a right to cross-examination under both the UAPA and the regulations governing the labor board. Pursuant to General Statutes §
The right of cross-examination, however, "has always been understood as requiring, not necessarily an actual cross-examination, but merely an opportunity to exercise the right to cross-examine if desired." Welch v.Zoning Board of Appeals of the Town of North Branford,
In this case, as opposed to Welch and Cole, the union did not have a full opportunity to cross-examine. As noted in Part I of this opinion, the labor board admitted the Echter affidavit as a full exhibit at the hearing on December 10, 1999. (ROR, Item 6, pp. 8-9, Item 17, pp. 102-03.) Earlier, the union objected to the admittance of the Echter affidavit on the ground that Echter was present at the hearing, available to testify, "so that would be the best evidence." (ROR, Item 17, pp. 55-56.) Additionally, the union objected on the ground that Echter was both attorney and witness in the case. (ROR, Item 17, p. 56.) Instead of ruling on the union's objections, the board suggested first permitting the city to make its arguments. (ROR, Item 17, p. 57.) The board would then "go from there." (ROR, Item 17, p. 57.) The board did not, however, at any point in the hearing return to the issue raised by the union, that it was improper to accept the affidavit in evidence since Echter was present and available to testify. Instead, at the conclusion of oral argument on the city's motion to dismiss, the labor board first denied the city's motion, (ROR, Item 17, pp. 89) then, Chairman Sauter stated: "Our questions, our concerns, however, go to the merits. And it seems to us that we've heard — we've heard enough so that essentially, this is a case of legal argument." (ROR, Item 17, pp. 89-90.) In effect, Chairman Sauter's statement precluded the union from cross-examining Echter by informing the parties that the labor board considered the case to involve only issues of law. Later in the hearing, the board admitted all of the city's exhibits, including the Echter affidavit, as full exhibits. (ROR, Item 17, p. 102.) The labor board then relied on Echter's representations in its own findings of fact. (ROR, Item 25, ¶¶ 8, 9, 10, 14 and 16.) In effect, the labor board accepted his "written testimony" without question.
Moreover, it is obvious from the labor board's findings and conclusions that the union was substantially prejudiced by its inability to cross-examine Echter. Echter averred in his affidavit that it was not a past practice of the city to indemnify its police officers "in all instances and in all lawsuits." (ROR, Item 6, Exhibit 2D, p. 2.) Instead, he claimed, the city made such decisions on a "case-by-case basis." (ROR, Item 6, Exhibit 2D, p. 4.) The labor board's factual CT Page 17208 finding that the city did indeed make such determinations on a case-by-case basis was essential to its decision. (ROR, Item 25, p. 3.)
The labor board argues that the union waived its right to cross-examination. "Waiver is the intentional relinquishment of a known right." Ann Howard's Apricots Restaurant v. Commission on Human Rightsand Opportunities, supra,
Because the court has already found that the Echter affidavit was improperly admitted, it is unnecessary to determine the issue of whether the labor board admitted the affidavit in violation of § 3.7 of the Rules of Professional Conduct, which contains a general prohibition against an attorney acting as a witness.4 Indeed, based on the administrative record, it is difficult to determine the level and nature of Attorney Echter's involvement in the case. The court does note with concern, however, that despite the union's objection to the Echter affidavit on the ground that Echter was acting both as advocate and witness (ROR, Item 17, pp. 56, 75.), the labor board made no effort to clarify the extent and nature of Attorney Echter's involvement in the case prior to admitting his affidavit as a full exhibit.
The labor board informed the union at the December 10, 1999, hearing that testimony would not be helpful in deciding the case. (ROR, Item 17, pp. 91-102.) Yet, in its decision, the board found that "[t]he only impact alleged by the union in this case is the asserted impact on employee wages. . . ." (ROR, Item 25, p. 7.) Since the union clearly indicated at the December 10, 1999 hearing that its proposed witnesses would testify concerning both the city's past practice of not requiring an individual officer to contribute as a condition to settlement and concerning the impact of the city's change of policy, the board's conclusion is premature. The union was not given the opportunity, despite its assertion of its right to do so, to present evidence before the board as to the city's past practices and as to the impact of the city's unilateral CT Page 17210 decision. Until the board has heard the union's proposed evidence, it lacks the necessary information to perform the DeCourcy balancing test. Therefore, the board's decision to exclude the union's evidence constituted an abuse of discretion and denied the union of a full and fair hearing in violation of the union's right to due process and in violation of §
Angelo L. dos Santos Judge of the Superior Court
Connecticut Life & Health Insurance Guaranty Ass'n v. ... , 173 Conn. 352 ( 1977 )
Welch v. Zoning Board of Appeals , 158 Conn. 208 ( 1969 )
Connecticut State Board of Labor Relations v. Town of South ... , 39 Conn. Super. Ct. 338 ( 1983 )
West Hartford Education Assn., Inc. v. DeCourcy , 162 Conn. 566 ( 1972 )