Shane Tynique Evans & Ebony Ruffin v. United States

Notice: This opinion is subject to formal revision before publication in the
Atlantic and Maryland Reporters. Users are requested to notify the Clerk of the
Court of any formal errors so that corrections may be made before the bound
volumes go to press.
DISTRICT OF COLUMBIA COURT OF APPEALS
Nos. 14-CF-852 and 14-CF-869
SHANE TYNIQUE EVANS AND EBONY RUFFIN, APPELLANTS,
V.
UNITED STATES, APPELLEE.
Appeals from the Superior Court of the
District of Columbia
(CF2-4016-13 and CF2-458-13)
(Hon. Anita Josey-Herring, Trial Judge)
(Argued November 3, 2016 Decided June 15, 2017)
Benjamin Brooks for appellant Shane Tynique Evans.
Donald L. Dworsky for appellant Ebony Ruffin.
Nicholas Coleman, Assistant United States Attorney, for appellee.
Channing D. Phillips, United States Attorney, with whom Elizabeth Trosman,
Chrisellen R. Kolb, Kara Traster, and Jay Apperson, Assistant United States
Attorneys, were on the brief, for appellee.
Before GLICKMAN, Associate Judge, and WASHINGTON and NEBEKER, Senior
Judges. *
*
Judge Washington was Chief Judge at the time of argument. His status
changed to Senior Judge on March 20, 2017.
2
NEBEKER, Senior Judge: After a jury trial, appellants—Ebony Ruffin and
Shane Evans—were convicted of two counts of assault with a deadly weapon
(hammer and taser),1 assault with a significant bodily injury,2 assault with intent to
commit robbery while armed,3 and armed robbery.4 Additionally, Evans was
convicted of obstruction of justice5 and threatening to injure.6 Ruffin raises two
sufficiency of the evidence arguments pertaining to identification evidence and
proof of knowledge for the aiding and abetting charge. Evans raises five
arguments including failure to grant trial counsel‟s motion to sever, a sufficiency
of the evidence argument, admission of hearsay statements, prejudicial effect of the
use of a video clip as evidence and prosecutorial error regarding the use of
prejudicial rhetoric in the government‟s opening and closing statements. Finding
no reversible error, we affirm the appellants‟ convictions.
1
D.C. Code § 22-402 (2001). Evans was convicted of aiding and abetting
this charge.
2
D.C. Code § 22-404 (a)(2) (2001).
3
D.C. Code §§ 22-401, -4502 (2001).
4
D.C. Code §§ 22-2801, -451 (2001). Ruffin was convicted of aiding and
abetting this charge.
5
D.C. Code § 22-722 (a)(6) (2001).
6
D.C. Code § 22-1810 (2001).
3
I.
On September 9, 2012, the victim, Lakesha Bell, was attacked by three
women: appellants Evans and Ruffin, and a third women, Nichelle Rogers. At
that time, Bell was the girlfriend of an individual named Purnell Hawkins and was
seven months pregnant with Hawkins‟s child. Evans was Hawkins‟s former
girlfriend. Prior to the day of the incident, in the summer of 2012, Bell visited the
D.C. Superior Court to observe Hawkins‟s court appearance on an unrelated
matter. Evans also attended the court proceedings and was present in the
courtroom. At one point during the proceeding, Hawkins handed a note to his
lawyer to pass onto Bell. As Bell started reading the note, Evans attempted to steal
it from her hand. Bell pulled the note away and stated, “This is not for you.”
At some point thereafter, from jail, Hawkins called Bell, who informed
Hawkins about the courtroom letter interaction with Evans. As a result, Hawkins
arranged for a joint phone call including himself, Bell and Evans. At one point
during this joint conversation, Evans exclaimed, regarding Bell, “F*** her and that
baby.”
4
A. The Assault Charges
Weeks after the interaction at the D.C. Superior Court, on September 9,
2012, Bell was walking home to her mother‟s house at approximately 6:00 PM—
while it was still daylight. A woman, later identified as Evans, stepped out of a
green van in front of Bell. Bell inquired, “What is this for?” Evans responded,
“You know what this is for” and subsequently punched Bell in the stomach. Evans
further stated, “You took my dude and you‟re not having this baby today.” For
some time thereafter, Evans and Bell fought amongst themselves until appellant
Ruffin emerged from the van declaring, “This b**** is really fighting back.”
Ruffin then proceeded to hit Bell twice with a hammer. A third woman, Rogers,
subsequently entered into the fight and tased Bell twice in the stomach. Evans then
proceeded to kick Bell in the stomach. Rogers asked Evans if she “got [Bell‟s]
bag” and Evans responded in the affirmative.
An hour and fifty minutes later, an eyewitness, Melvina Rawlings, testified
that around 7:50 PM, Ruffin was driving a green van. Additionally, a few weeks
after this initial incident, Evans and Ruffin stopped their car in front of Bell as she
was walking down the street. Evans yelled out the window, “You hot as s***.
You talking to the feds.”
5
After the original incident, Bell called 911 at 7:46 PM and met with law
enforcement later that same night—specifically Officer Gregory Turner, Detective
Joseph Belfiore, and Detective Greggory Pemberton. In the initial 911 call, Bell
did not identify any of the women who attacked her by name; however, she stated
that one of the female assailants was her boyfriend‟s ex-girlfriend. Three days
after the incident, Bell met with the officers a second time and positively identified
all three of the women from photo arrays. Bell also positively identified the three
women in court at trial.
However, at one point during trial, Bell testified that she had received the
names of the women from Hawkins. She said that “when [she] [described] Ebony
[Ruffin] to him, he told [her] exactly who she was.” She admitted that she heard
the name from Hawkins, who was not present during the incident. Bell testified
that—prior to the incident—she knew Ruffin only from Facebook and “somebody”
informed her that Ruffin and Evans were friends. Bell also stated that she was able
to see “their faces” on Facebook and “that‟s how [she] knew exactly what [she]
was doing.” She further admitted that at the time of the incident—prior to
conversing with anyone—she did not know the name or identity of the specific
woman (Ruffin) who hit her with the hammer. However, she testified that she
found out that it was Ruffin who utilized the hammer because she “got information
6
from people who know her who heard about [how] they just jumped [her] that told
[her] who it was.” When defense counsel asked Bell if Hawkins provided her with
the names after the attack, she said “no” he did not because she “[already] knew
the names.”
Thus, it is apparent from the record that, at some point, Bell looked on
Facebook to associate appellants‟ faces with names. At one point during trial, she
was impeached regarding the fact that on February 27, 2014, she misidentified,
while testifying under oath, a picture of Ruffin as Evans. However, Bell also
stated that she “saw all of them” and “all of their faces” at the time of the attack,
and she positively identified the three women as her attackers both in photo arrays
a few days after the arrest and in court.
B. The Threats Charge
Approximately a month after the incident, on October 14, 2012, Evans made
a jail call to Hawkins. During their conversation, Hawkins asked Evans, referring
to Bell, “What did she do?” Evans responded, “You‟ll find out when I f*** that
b**** up.” As a result of the statements made in this phone call, Evans was also
7
charged with threatening to injure in addition to the charges associated with the
underlying incident.
At the beginning of trial, Evans‟s counsel moved to sever the threats count,
asserting that it was “not related” to the underlying assault charge. The court
denied Evans‟s oral motion, concluding that the threats charge was properly
included because it was part of the “continuing circumstances.” Later in trial,
counsel objected to the introduction of the jail call itself, arguing that it was “more
prejudicial than probative.” However, the court overruled the objection, finding
that the jail call “goes directly to one of the charged offenses,” referring to the
threats charge.
II.
A. Ruffin’s Case on Appeal
Ruffin argues two sufficiency of the evidence claims on appeal: i) Bell‟s
identification of appellant was weak and, accordingly, the trial court erred in not
granting the defense‟s motion for judgment of acquittal, and ii) the government
failed to prove that Ruffin had the intent necessary for aiding and abetting the
robbery charge.
8
When reviewing sufficiency of evidence claims, we must consider whether
“after viewing the evidence in the light most favorable to the prosecution, any
rational trier of fact could have found the essential elements of the crime beyond a
reasonable doubt.” Rivas v. United States, 783 A.2d 125, 134 (D.C. 2001)
(emphasis in original) (internal quotation marks omitted).
(1) Identification
Ruffin asserts that there was insufficient evidence for a conviction because
Bell‟s identification was weak and founded upon hearsay. At trial, Ruffin‟s
counsel raised these issues regarding the identification in a motion for judgment of
acquittal. Thus, on appeal, we must review this claim under the sufficiency
standard.
As a preliminary matter, we note that Ruffin did not file a motion to
suppress the identifications. Unlike the cases of Wade and Gilbert and their
progeny, the trial court in this case was not required to consider whether the in-
court identification was still intact because any arguably suggestive pre-
identification procedures were merely the actions of the victim, i.e. a non-state
9
actor, and not law enforcement. See Gilbert v. California, 388 U.S. 263, 272
(1967); United States v. Wade, 388 U.S. 218, 235-36 (1967).
Whether or not Hawkins or another person furnished Bell with the names
(subsequent to which she procured their corresponding photographs on Facebook),
the government emphasizes that the incident occurred during the daytime and Bell
positively identified Ruffin in court and in photo arrays. Moreover, as the
government points out, Bell never expressed uncertainty regarding her in-court or
photo array identification. Thus, even if, as Ruffin argues, Bell heard additional
information from Hawkins regarding the names of her attackers—she identified
appellants in court as the women she observed on the day in question. Moreover,
the testimony of eyewitness Rawlings revealed that Ruffin was driving the green
van approximately two hours after the time that the incident occurred.
Accordingly, based on the evidence in the record, we find that there was
sufficient evidence for a rational fact-finder to conclude beyond a reasonable doubt
that Bell adequately identified Ruffin as a perpetrator in the attack. See, e.g.,
Carter v. United States, 957 A.2d 9, 14 (D.C. 2008).
10
(2) Aiding and Abetting: Robbery
Ruffin further argues that the government failed to sufficiently prove
Ruffin‟s mens rea for aiding and abetting the robbery.
For a conviction under the aiding and abetting theory, the government must
demonstrate that: “(a) a crime was committed by someone, (b) the accused
assisted or participated in its commission; and (c) [the accused‟s] participation was
with guilty knowledge.” Tyree v. United States, 942 A.2d 629, 636 (D.C. 2008)
(internal quotation marks omitted).
Ruffin argues that because Evans—not Ruffin herself—physically stole
Bell‟s purse, the government has failed to demonstrate that Ruffin aided and
abetted the robbery charge. Ruffin reasons that even if she were present during the
course of the attack and the robbery, she never intended to rob Bell and instead,
only intended to assault her. However, as the government reasons, this argument
fails because it does not consider that one can be found guilty of aiding and
abetting by merely encouraging or facilitating a crime. See Settles v. United States,
522 A.2d 348, 356 (D.C. 1987). “Although mere presence at the scene is not
enough to establish guilt under an aiding and abetting theory, the additional proof
11
of „conduct which designedly encourages or facilitates a crime will support an
inference of guilty participation in the crime as an aider and abettor.‟” Porter v.
United States, 826 A.2d 398, 405 (D.C. 2003) (quoting Jefferson v. United States,
463 A.2d 681, 683 (D.C. 1983)). Here, as the government reasons, Ruffin was
present throughout the entirety of the assault, including the portion during which
Evans and Ruffin were discussing stealing Bell‟s purse. Moreover, Ruffin
assembled into the green van with the other women and a witness observed her
driving the vehicle shortly after the time the incident occurred. Thus, we find the
government‟s argument convincing that the jury could have made the reasonable
inference that Ruffin drove the car away from the scene and facilitated in the
robbery, as well as the assault.
B. Evans’s Case on Appeal
Evans asserts that the trial court abused its discretion by failing to sever the
threats count from the assault charge and by admitting a video clip conversation
between Evans and Hawkins. Moreover, she argues that the government did not
provide sufficient evidence for Evans‟s aiding and abetting the two counts of
assault with a deadly weapon (Rogers‟s use of the taser and Ruffin‟s use of the
hammer) and the armed robbery charge. Finally, she states that the court should
12
have sua sponte excluded the 911 call as well as statements that Bell made to the
officer as inadmissible hearsay.
(1) Motion to Sever
Evans argues that the trial court erred in denying severance from the original
assault charge. The threats charge occurred approximately a month after the
assault and stemmed from Evans‟s phone call conversation with Hawkins during
which, in response to Hawkins inquiring what Bell ever “[did] to [her,]” Evans
stated, “You will find out what she did when I f*** that b**** up.” Evans argues
that the court should have severed the threats charge because it was unrelated to
the underlying assault and occurred a month apart. Evans further argues that she
was prejudiced by the joinder of the offense.
We review denials of motions to sever for abuse of discretion. Bright v.
United States, 698 A.2d 450, 454 (D.C. 1997). Specifically, we consider whether
the trial court abused its discretion in failing to sever the charges while balancing
“the possibility of [impermissible] prejudice to the defendant[s] against the
legitimate probative force of the evidence and the interest in judicial economy.”
13
Crutchfield v. United States, 779 A.2d 307, 322 (D.C. 2001) (internal quotation
marks omitted).
Our court has specifically elaborated on severance pertaining to additional
threat charges in Haney v. United States, 41 A.3d 1227, 1230 (D.C. 2012). In
Haney, our court held that a separate threats charge can be admissible in the trial of
the underlying charged crime if the threats evidence: “(1) can be reasonably
identified as a threat, (2) confirms a direct link between the accused and the crime
charged, and (3) can be reasonably perceived to show consciousness of guilt, and
… (4) the court determines that the prejudicial effect does not substantially
outweigh its probative value.” Haney, 41 A.2d at 1233 (footnotes omitted).
Evans does not assert misjoinder of the claims, nor does she dispute that the
first two prongs of the Haney test are satisfied. Instead, Evans finds issue with the
third and fourth prongs of the Haney test. However, we are persuaded by the
government‟s argument that the display of Evans‟s animosity towards Bell in the
phone call can be “reasonably perceived to show consciousness of guilt” of the
crime charged. See id. As the government points out, Evans argued a
misidentification defense theory at trial and thus, such further hostile language
towards Bell is probative as it further inculpates Evans‟s nexus to the underlying
14
assault charge. Moreover, we do not find merit in Evans‟s argument that the
prejudice substantially outweighs the probative value. The prejudice in this
instance does not rise to an alarming level given the fact that the statements are not
particularly descriptive or violent in nature and, as the government points out, the
jury was given proper instructions to consider each charge and evidence separately.
Thus, the trial court did not abuse its discretion in declining to sever the
threats charge from the main assault charge.
(2) Aiding and Abetting: Assault with a Deadly Weapon and Armed
Robbery
Evans asserts that there was insufficient evidence in support of her
convictions for aiding and abetting the charges relating to weapons: one count of
assault with a deadly weapon for the taser, one count of assault with a deadly
weapon for the hammer, and armed robbery.
While reviewing Evans‟s sufficiency argument, we must consider whether
“any rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.” See Rivas, 783 A.2d at 134.
15
Evans was found guilty of the charges relating to weapons via the aiding and
abetting theory and accordingly, the government was required to prove Evans‟s
guilty knowledge. See Tyree, 942 A.2d at 636. Accordingly, Evans argues that the
government failed to prove such requisite knowledge beyond a reasonable doubt
because it did not produce evidence that demonstrated that Evans was aware that
Ruffin and Rogers would utilize weapons. However, this argument is unpersuasive
because, as the government reasons, it can also satisfy this burden by
demonstrating “present sufficient circumstantial evidence for the trier of fact to
infer that the aider and abettor knew the principal was armed.” Robinson v. United
States, 100 A.2d 95, 106 (D.C. 2014). Moreover, as the government discussed in
its brief at page nineteen, “if a defendant continues to participate in a crime after a
[weapon] was displayed or used by a confederate, the jury may infer from [the
defendant‟s] failure to object or withdraw that [s]he had such knowledge.” Tann v.
United States, 127 A.3d 400, 434 (D.C. 2015) (quoting Rosemond v. United States,
––– U.S. –––, 134 S. Ct. 1240, 1250 n.9 (D.C. 2014)). Here, Evans did not
withdraw from the attack after weapons were exposed and, instead, continued
participating in the assault. Bell testified that Ruffin injected herself into the action
by producing a hammer and stating, “This b**** is really fighting back.” Bell
further testified that, after Ruffin emerged with the hammer, Evans was standing
directly in front of Ruffin trying to prevent Bell from fighting back against Ruffin.
16
Thus, Evans was still present and assisting in the attack when Ruffin brought out
the hammer. Moreover, after Rogers tased Bell in the stomach, Bell testified that
Evans was again still present at the scene—at which point Rogers asked Evans if
she “got her bag?” Evans responded, “Yeah.” Shortly thereafter, the three women
descended back into the van and drove away. Moreover, as discussed further
below, after the assault, the government introduced into evidence a video clip in
which Evans informs Hawkins that she assaulted Bell with a taser and a hammer.
Thus, there is sufficient evidence for a rational fact finder to conclude that
appellant is guilty of aiding and abetting the two counts of assault with a deadly
weapon and the armed robbery charge.
(3) Video Clip Admission
Evans argues that the trial court abused its discretion in admitting the video
clip of Evans talking with Hawkins at the D.C. jail. In the video, Evans informs
Hawkins that she had been arrested for assaulting Bell. However, at this time, the
assault on Bell had already occurred, but Evans had not yet been arrested. In the
clip, Evans informs Hawkins that she assaulted Bell with a taser and a hammer.
17
We review decisions to admit evidence for abuse of discretion. Walker v.
United States, 982 A.2d 723, 734 (D.C. 2009). Evans urges that the video clip is
more prejudicial than probative because the statement itself was untrue and people
around the community already knew that Bell had accused Evans of the assault
with a hammer and taser—thereby arguing that this evidence offers little probative
value as it is not immediately relevant to knowledge or motive. The government
argues that the clip is relevant “to show Evans‟s knowledge of the details of the
crime even before she was arrested or charged, and to rebut her claim that she was
„not there‟ during the assault.” We find appellant‟s argument unconvincing. As
the government argues, knowledge of the details of the assault—especially the use
of a hammer and taser—demonstrates association with the incident and thus is
probative, especially in light of a misidentification defense. Irrespective of the fact
that Evans may have misrepresented the timing of the events, she still
demonstrated knowledge of pertinent details that establish a link to the incident.
Accordingly, the trial court did not abuse its discretion in admitting the video clip
into evidence.
18
(4) Out-of-Court Statements
Evans furthers that the court should have sua sponte excluded Bell‟s out-of-
court statements to the 911 operator as well as those made to the police officers.
However, trial counsel did not object to the admission of the statements at the trial
level. Accordingly, the government asserts that such arguments are waived. Evans
argues that this inquiry should be reviewed for plain error because the admission of
these statements was “so clearly prejudicial to substantial rights as to jeopardize
the very fairness and integrity of trial.” Venture v. United States, 927 A.2d 1090,
1102 (D.C. 2007). We find Evans‟s argument unpersuasive because even if any
error occurred, it did not amount to a “miscarriage of justice” or “jeopardize the
very fairness and integrity of the trial” as the plain error review standard requires.
See id.The parties further debate whether or not the statements are, in fact, hearsay.
However, we need not delve into this analysis because such statements are not
prejudicial enough to warrant reversal on plain error review.
19
a) The 911 Call
Evans argues that Bell‟s 911 call should not have been admitted into
evidence. She reasons that the call was i) inadmissible hearsay that ii) improperly
bolstered Bell‟s testimony regarding the incident that occurred. Evans
acknowledges that the trial attorney did not object to the call‟s admission at trial,
however, still asserts that the court should have excluded the call sua sponte.
The parties debate whether the 911 call amounted to inadmissible hearsay or
qualified under the excited utterance exception. However, even if the call were to
be classified as hearsay, the question becomes whether the court committed plain
error when failing to sua sponte exclude the 911 call. Accordingly, this inquiry
must be conducted under a plain error standard, and appellant must demonstrate
that: “(1) that the trial judge committed error; (2) that the error was plain, i.e.,
clear or obvious; (3) that the error affected his substantial rights; and (4) that a
failure to correct the error would seriously affect the fairness, integrity, or public
reputation of judicial proceedings.” Jones v. United States, 127 A.3d 1173, 1187
(D.C. 2015) (citing Marshall v. United States, 15 A.3d 699, 710 (D.C. 2011)).
20
Evans argues that the statement was inadmissible under an excited utterance
exception because Bell did not call 911 immediately after the incident happened.
Instead, she called Hawkins‟s mother, returned to her own mother‟s house, and
then called 911 approximately two hours later. The government asserts that even if
such an error were to be found, there was no “violation of substantial rights” or any
type of prejudice that resulted from the admission of the call into evidence.
As the government asserts, the court‟s failure to sua sponte exclude this
testimony did not affect Evans‟s “substantial rights” or “seriously” affect the
“fairness, integrity, or public reputation.” Jones, 127 A.3d at 1187. Any improper
“bolstering” of Bell‟s testimony is not egregious enough to amount to plain error.
Because Bell testified herself and was cross-examined about these facts, the harm
resulting from the error was minimal—as opposed to, for example, if the hearsay
was the only source of novel information. Moreover, Evans argued a
misidentification defense theory and the 911 call did not name or describe her
attackers or bolster Bell‟s identifications.7
7
Evans argues that her misidentification theory was “foreclosed by the
constant repetition of Ms. Bell‟s account of the incident.…” However, Evans‟s
point ignores the fact that Bell did not identify Evans by name or descriptions in
the 911 call, but merely stated that one of the assailants was her boyfriend‟s ex-
girlfriend.
21
Thus, regardless of whether or not this was error, in the absence of a defense
objection, reversal is not warranted in this case for the trial court‟s failure to sua
sponte strike the hearsay testimony. See, e.g., Derrington v. United States, 488
A.2d 1314, 1334 (D.C. 1985) (“Much of this testimony was inadmissible hearsay
and opinion testimony … but it was also independent of his tainted testimony, and
in the absence of defense objection, the trial court was not under a duty to strike it
sua sponte.”).
Accordingly, we find no reversible error in the court‟s failure to sua sponte
strike the 911 call.
b) The Officers’ Statements
Evans further asserts that Officer Turner‟s, Detective Belfiore‟s, and
Detective Pemberton‟s testimony containing Bell‟s account of the incident
constituted inadmissible hearsay. Regarding the court‟s failure to sua sponte strike
the officers‟ testimony, Evans makes a similar argument as articulated above with
respect to the 911 call.
22
For the same reasons stated above, the trial court‟s failure to sua sponte
exclude any inadmissible hearsay does not amount to plain error and thus does not
warrant reversal.
(5) Opening and Closing
Evans argues that the government, in its opening and closing statements,
improperly emphasized Bell‟s pregnancy and insinuated that appellant‟s motive
was to murder the fetus—in an effort to “inflam[e] the jury‟s passions.”
We review this prosecutorial argument issue for plain error because, as the
government points out, this issue was not objected to at the trial level. See, e.g.,
Jones, 127 A.3d at 1187. Thus, in order for an error to be found under this
standard, the appellant must prove “(1) . . . error; (2) that the error was plain, i.e.,
clear or obvious; (3) that the error affected his substantial rights; and (4) that a
failure to correct the error would seriously affect the fairness, integrity, or public
reputation of judicial proceedings.” Id. (citing Marshall, 15 A.3d at 710). In the
case of prosecutorial error, this court will reverse if the conduct “so clearly
prejudiced substantial rights as to jeopardize the fairness and integrity of the trial.”
Irick v. United States, 565 A.2d 26, 32 (D.C. 1989).
23
Evans argues that the prosecution over-emphasized Bell‟s pregnancy and
“went too far in its effort to demonize the defendant and unnecessarily
engender[ed] sympathy for the victim.” Moreover, she asserts that the prosecutor
herself was pregnant and that this prosecutor selection created an “overwhelming”
“emotional impact.”
However, absent an objection, there exists no error so plain that the trial
court should have excluded this information sua sponte. Moreover, as the
government argues, the pregnancy motif was relevant to its case theory that
Evans‟s motive was jealousy regarding Bell‟s boyfriend and their unborn child.
Moreover, such language in an opening or closing would not affect Evans‟s
substantial rights or jeopardize the fairness or integrity of a trial. See, e.g., Jones,
127 A.3d at 1187.
Thus, finding no reversible error—whether individual or cumulative—in the
trial court‟s findings, the judgment of the trial court is
Affirmed.