ANDREW BUTLER v. HENRY HARDEN

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DISTRICT OF COLUMBIA COURT OF APPEALS
No. 14-CV-1367 2/11/16
ANDREW BUTLER, APPELLANT,
V.
HENRY HARDEN, APPELLEE.
Appeal from the Superior Court
of the District of Columbia
(LTB-12794-14)
(Hon. Brian F. Holeman, Trial Judge)
(Submitted November 12, 2015 Decided February 11, 2016)
(Amended February 18, 2016*)
Kenneth E. Barton, III, Student Attorney (No. 13794), and Daniel M. Clark,
Supervising Attorney, were on the brief for appellant.
Appellee did not file a brief.
Before THOMPSON and EASTERLY, Associate Judges, and FERREN, Senior
Judge.
THOMPSON, Associate Judge: The record on appeal establishes that a
Superior Court judge entered a judgment for possession of appellant’s rental unit at
*
This opinion is amended to remove former footnote 5.
2
1427 Holbrook Street, N.E., as well as a money judgment in favor of the appellee
landlord, even though (1) appellant had appeared in the Landlord Tenant (“L&T”)
case and (2) the landlord failed to present ex parte proof of the rent allegedly owed.
Therefore, as we explain below, the judgments were void. This means that the
ruling that is before us on appeal — a judgment reinstating the judgments for
possession and back rent that had earlier been vacated — cannot stand.
Accordingly, we reverse.
I.
On May 21, 2014, appellee Henry Harden (the “landlord”) filed a complaint
for possession against appellant Andrew Butler, alleging nonpayment of rent.
During the L&T court roll call on the initial return date, June 11, 2014, appellant
was present, the landlord failed to appear, the case was dismissed for want of
prosecution, and appellant was excused. Later that day, after appellant had been
excused, the landlord appeared through counsel, and the court vacated the
dismissal, reinstated the case, and set the case for a “further initial hearing” to be
held on June 26, 2014. The docket sheet indicates that notice of the rescheduled
hearing was mailed to appellant, but appellant asserts (as he eventually told the
trial court) that he never received the notice. On June 26, 2014, when appellant did
3
not appear at the scheduled hearing, the court (the Honorable Brian Holeman)
entered a default against appellant, heard representations by landlord’s counsel
about the amount of rent owed, agreed to grant the landlord a judgment for
possession and a money judgment (the “default judgments”), and after the landlord
filed a Servicemembers Civil Relief Act affidavit1 on August 8, 2014, entered the
default judgments. The landlord obtained a writ of restitution on August 19, 2014.
On August 28, 2014, appellant, having received a notice of the writ, asked
the court to stay execution of the writ, explaining that he thought the case had been
dismissed and that he had not received notice of the June 26 hearing. The court
(the Honorable Jeanette Clark) denied his request on the same day. On September
8, 2014, appellant, this time represented by a student attorney, again applied to stay
execution of the writ and asked the court to vacate the default judgments.2 Without
1
See Super. Ct. L&T R. 11 (e), (f).
2
The student attorney advanced the same arguments appellant had made
when he appeared pro se on August 28: that appellant had been present in L&T
court on June 11, was excused when the landlord did not appear, and did not
receive notice of the June 26 rescheduled initial hearing. The student attorney also
filed on appellant’s behalf an answer and counterclaim that alleged serious housing
code violations. The student attorney did not address whether the court had
authority to reinstate the landlord’s complaint. See Super. Ct. L&T R. 11 (c) (“The
Clerk shall dismiss the case without prejudice for want of prosecution . . . if the
defendant appears, personally or through counsel, but neither the plaintiff nor the
plaintiff’s attorney is present.”). But see Super. Ct. Civ. R. 41 (b) (“Any order of
(continued…)
4
the landlord present, the court granted a stay through September 22, 2014, when
the court would hear the motion to vacate. At the September 22 hearing, again
without the landlord in attendance, the court (the Honorable Stuart Nash) granted
the motion to vacate “[i]n the absence of any opposition” and quashed the writ of
restitution.
Three days later, the landlord filed a motion for relief from the ruling that
vacated the default judgments, arguing that appellant’s filing of a second
application to stay execution of the writ after his first (pro se) application had been
denied was an improper means of seeking redress. On November 21, 2014, Judge
Nash granted the landlord’s motion, reasoning that “Judge Clark[] had already
ruled [against appellant] on that exact issue.” Judge Nash reinstated the default
judgments and denied appellant’s oral motion to stay execution of the judgments.
Appellant timely appealed that ruling.
(…continued)
dismissal . . . shall not take effect until fourteen (14) days after the date on which it
is docketed and shall be vacated upon the granting of a motion filed by plaintiff
within such 14 day period showing good cause why the case should not be
dismissed.”); Super. Ct. L&T R. 2 (providing that Super. Ct. Civ. R. 41 is among
the rules “applicable to proceedings in the Landlord and Tenant Branch of the
Court, except where inconsistent with the provisions of the Landlord and Tenant
Rules or the summary nature of proceedings in this Branch”).
5
Appellant argues on appeal (1) that he is entitled to relief because Judge
Holeman granted the default judgments without first requiring the landlord to
present ex parte proof of the amount of rent allegedly owed, and (2) that Judge
Nash abused his discretion in reinstating the default judgment. We agree with the
first of appellant’s contentions and need not reach the second.
II.
The Superior Court docket sheet indicates, and there is no dispute, that
appellant appeared on the initial return date in this case.3 The L&T court rules
provide that if a defendant “has previously entered an appearance,” the court may
grant a default judgment for possession “only upon plaintiff’s presentation of ex
parte proof[.]” Super. Ct. L&T R. 11 (e)(1). The requirement for ex parte proof
applies as well with respect to the money judgment.4 Thus, to obtain the default
3
The landlord has not filed a brief in this court, but, in the trial court, the
landlord’s counsel acknowledged that appellant “did come to court” on June 11.
4
See W.H.H. Trice & Co. v. Faris, 829 A.2d 189, 193 (D.C. 2003)
(reviewing D.C. Small Claims court Rule 11 and explaining that default judgment
was in error because it was entered without ex parte proof of liability); Klein v.
Rappaport, 90 A.2d 834, 835 (D.C. 1952) (“Absence of a defendant [who had
appeared and answered] when a case is called for trial . . . does not warrant a
judgment against him by default, but a trial or hearing on the issues is necessary
and the judgment which follows is based on the proof adduced.”).
6
judgments, the landlord was required to present ex parte proof, i.e., documentation
of “liability and damages.” Jones v. Hersh, 845 A.2d 541, 548 (D.C. 2004)
(interpreting L&T court Rule 11). Judge Holeman, however, operating under the
mistaken belief that appellant never “answer[ed] up at the roll call . . . when the
Court called his name,” did not require and did not receive ex parte proof as
required by Rule 11 (e)(1). Judge Holeman had before him only the verified
complaint and heard only from the landlord’s counsel, who told the court
(incorrectly, as it turns out) that she “believe[d]” that appellant’s portion of the
(subsidized) rent was “$202 per month.”
Without the required ex parte proof, Judge Holeman was without authority
to enter the default judgments. “[A] judgment entered without the requisite proof
is a judgment that is void.” Id.; Health Res. Corp. of Am., 509 A.2d at 1146-47.
“[I]f a judgment is void, it must be vacated.” Hersh, 845 A.2d at 545. It is of no
moment that appellant did not raise this claim in opposing the landlord’s motion to
reinstate the judgments (or in moving to vacate the judgments), because a “void
judgment may be vacated at any time.” Wade v. Union Storage & Transfer Co., 58
A.2d 493, 496 (D.C. 1948).
7
For the foregoing reasons, the judgment reinstating the default judgments is
reversed, and the case is remanded for vacation of the default judgments, and for
further proceedings as appropriate.5
So ordered.
5
We have not been asked to decide whether there are impediments to
further proceedings on the landlord’s complaint. See supra note 2.