DocketNumber: No. 17-FM-588; No. 17-FM-589
Judges: Beckwith, Fisher, Thompson
Filed Date: 9/27/2018
Status: Precedential
Modified Date: 10/18/2024
In Appeal No. 17-FM-588, appellant M.D. seeks review of (1) a March 15, 2017, order by an Associate Judge of the Superior Court upholding the October 14, 2016, order by a Magistrate Judge in Case No. 2003-PCS-2050 (the "paternity disestablishment case") denying a Super. Ct. Dom. Rel. R. 60 (b)(6) motion for relief from an adjudication of paternity, and (2) a May 1, 2017, order by the Associate Judge denying M.D.'s motion to amend the March 15, 2017, judgment. In Appeal No. 17-FM-589, appellant L.P. seeks reversal of the Associate Judge's separate May 1, 2017, order denying L.P.'s motion to intervene in the paternity disestablishment case. We hereby sua sponte consolidate the appeals. For the reasons that follow, in Appeal No. 17-FM-588, we reverse and remand for further proceedings. In Appeal No. 17-FM-589, we reverse and instruct that L.P. be permitted to intervene in the paternity disestablishment case.
In 2003, M.D. gave birth to a daughter ("minor child" or "child") in the District of Columbia. During the month or so surrounding the child's conception, M.D. was involved in sexual relationships with appellee R.W. and with L.P. On October 24, 2003, based on M.D.'s receipt of public benefits, the District of Columbia filed a *377petition to establish paternity and provide support for the minor child, naming R.W. as the putative father. R.W. waived his right to genetic testing, and on April 14, 2004, the Superior Court entered an Adjudication of Paternity, i.e., an order adjudicating him the father of the minor child. The Adjudication of Paternity was signed by R.W. but not by M.D. The Superior Court entered a consent order dismissing the petition upon information that M.D. and R.W. had entered into a private agreement regarding child support.
Subsequently, M.D. (who at some point had moved to Maryland) and R.W. became involved in a paternity/child support proceeding in the Circuit Court for Prince George's County, Maryland. On June 10, 2008, the Maryland court dismissed the matter for want of prosecution upon ordering, on the basis of genetic testing, that R.W. "is excluded as the natural father of the minor child." On December 3, 2009, M.D. filed a petition in the Superior Court to amend the child's birth certificate by removing R.W.'s name.
On June 22, 2010, while M.D. still resided in Maryland, the District of Columbia filed an interstate uniform support petition against L.P. to establish paternity and to collect child support, attaching M.D.'s affidavit alleging that L.P. is the biological father of the minor child. L.P. argued in opposition to the petition that the court could not establish his paternity because R.W. had been adjudged the father of the child. The District of Columbia and L.P. then filed a joint stipulation of dismissal. M.D. asserts that she did not receive notice of the hearings in the case, was not present for any of the proceedings, and was not involved in the stipulation of dismissal.
On January 5, 2016, after M.D. had moved back to the District, had begun receiving TANF benefits, and had assigned to the District of Columbia her right to collect child support, the District of Columbia filed a motion to reinstate and consolidate the cases involving R.W. and L.P. and to establish paternity for the child. The District asked the court to vacate *378the April 14, 2004, Adjudication of Paternity, arguing that vacatur was warranted because "there are conflicting orders regarding the paternity of the [m]inor [c]hild," with the result that "the minor child is essentially stripped of her right to seek support, as [R.W.] was adjudicated by one court to be the father of the minor child, and subsequently excluded by another court as the father of the same minor child." The District noted that L.P. had "objected to both formal and informal actions seeking to determine his biological connection to the minor child[ ] due to [R.W.'s] prior adjudication of paternity." The District also requested "leave to seek the establishment of paternity and child support from [L.P.]" The District of Columbia later withdrew from both cases, citing a "positional conflict," and the court granted M.D.'s motion to proceed in the cases on her own behalf (and with the aid of counsel) to establish paternity.
During a hearing on July 14, 2016, the court (Magistrate Judge Bouchet) stated from the bench that it would dismiss the case against L.P. because "paternity ha[d] been established [in 2004]." The court stated that it would still hold a hearing scheduled for September 13, 2016, in the case against R.W., but expected that its decision would be the same. Before that scheduled hearing, L.P. filed a motion to intervene in the case against R.W. in order to "protect his interests," to take an adversarial stance with respect to M.D.'s and R.W.'s desire to vacate the 2004 judgment of paternity, and to avoid the potential for inconsistent rulings.
At the September 13, 2016, hearing in the case against R.W., the court said that it would dismiss that case as well. In an October 14, 2016, written order (entered in the docket in both cases), the court formally dismissed both cases, denied the motion to reinstate and consolidate, declined to order genetic testing of L.P., and denied the motion to disestablish paternity (which the court treated as a motion under Super. Ct. Dom. Rel. R. 60 (b) ) on the grounds that neither M.D. nor R.W. had acted with diligence and expedience and that the record revealed no extraordinary circumstances that justified their delay in seeking to vacate the Adjudication of Paternity.
M.D. sought review of the October 14, 2016, Magistrate Judge's order by an Associate Judge. Before the Associate Judge, L.P. renewed his motion to intervene (on which the Magistrate Judge had not ruled), asked the court to consolidate the cases, and later filed a motion for limited access to the records in the paternity disestablishment case.
On February 24, 2017, the Associate Judge affirmed the October 14, 2016, ruling. The Associate Judge found persuasive M.D.'s argument that her pro se action in 2009 to have the child's birth certificate amended should be treated as a motion to disestablish paternity, but reasoned that even that "motion" was not filed within a reasonable time after M.D. became aware of the 2008 genetic testing results supporting her 2016 effort to disestablish paternity. The court also rejected M.D.'s claim of hardship, reasoning that it was far from clear that she suffered extreme hardship "during the past six years while her efforts to collect support lay dormant," and that she could still pursue child support from R.W.
On May 1, 2017, the Associate Judge denied M.D.'s motion to amend the February 24, 2017, ruling (which the court recognized, based on its substance, could properly be treated as a Rule 59 (e) motion citing alleged errors of law). The Associate Judge rejected M.D.'s argument that the Magistrate Judge had erred by failing to consider the factors identified in Wylie v. Glenncrest ,
M.D. argues that the Superior Court erred by failing to analyze the Rule 60 (b)(6) factors and also "improperly analyzed whether [M.D.] acted within a reasonable time and in the face of extraordinary circumstances." L.P. argues that the Superior Court erred in denying his motion for intervention because he satisfies the requirements for intervention as of right under Super. Ct. Dom. Rel. R. 24 (a)(2) and has a legally protectable interest in the paternity disestablishment action.
II.
Upon a party's motion "made within a reasonable time," the Superior Court may "relieve a party ... from a final judgment[ ] [or] order" for "any ... reason justifying relief from the operation of the judgment."
We review the denial of a Rule 60 (b) motion (including an Associate Judge's order upholding the denial of a Rule 60 (b)(6) motion) for abuse of discretion. See Onyeneho v. Allstate Ins. Co. ,
"Where the trial court's ruling on a motion to intervene as of right involves a question of law, appellate review is de novo , while to the extent the ruling is based on questions of fact, it is ordinarily reviewed for abuse of discretion."
*380HSBC Bank USA, N.A. v. Mendoza ,
III.
For a number of reasons, we decline to resolve this appeal on the basis of whether the Superior Court erred by failing to consider the Rule 60 (b)(6) factors. For one thing, our review of the record confirms that M.D. raised the issue for the first time in her motion to amend. We also are inclined to agree with the Associate Judge (although we decline to definitively decide) that the Rule 60 (b)(6) factors articulated in Wylie are most apposite in cases in which judgment has been entered without a determination on the merits. And, in any event, while it is true that the Associate Judge did not articulate or expressly apply those factors in determining whether to uphold denial of the Rule 60 (b)(6) motion, she did consider record facts relevant to those factors. For example, the Associate Judge acknowledged that M.D. might not have known about the Adjudication of Paternity at the time it was entered;
We nevertheless conclude that a remand is warranted because, as M.D. argues and as we explain below, the Associate Judge did not adequately analyze all of the hardship factors M.D. cited and whether M.D. acted within a reasonable time. In addition, the court seems to have conflated the requirement to show extraordinary circumstances with the requirement to show timely action, requiring that extraordinary circumstances have "justif[ied] the delay."
In addressing M.D.'s claims of hardship, the Associate Judge did not adequately consider the consequences to the child of denying the motion for relief from the Adjudication of Paternity. M.D. claimed to be motivated by her desire to sever the relationship between the child and R.W. - who she represented has never been active in the child's life - because R.W. is "dangerous" and M.D. does not want him around the child. M.D. also asserted (in her opposition to L.P.'s motion to intervene) that her move to Maryland was to "escape [R.W.'s] abuse" and that R.W. "was arrested in Maryland in 2006 for assaulting [M.D.][ ] and pled guilty to second-degree assault." For his part, R.W. repeatedly expressed his resentment towards M.D., and the Magistrate *381Judge remarked on the "volatile" nature of the parties' in-court interactions.
Despite this record, in addressing in the February 24, 2017, order M.D.'s argument that leaving the paternity judgment in place created extreme hardship, the Associate Judge considered only whether there would be hardship from the lack of child support. The Associate Judge did not adequately consider M.D.'s argument that leaving the paternity adjudication in place created a continuing potential for R.W., who allegedly has a history of intrafamily violence,
As noted above, we have said that "what constitutes a reasonable time under Rule 60 (b) depends upon the circumstances of each case" and have emphasized that whether a movant "should be penalized for not moving more expeditiously" depends on "whether and to what extent the non-movant would be prejudiced by granting the movant's request for relief." Carrasco ,
The Superior Court also required M.D. to show not only that the *382motion for relief was made within a reasonable time, but also the existence of "extraordinary circumstances ... that justify the delay," which is not the correct standard. Relief under Rule 60(b)(6) does require "extraordinary circumstances" or "extreme and undue hardship" arising out of a judgment, Miranda ,
For the foregoing reasons, we conclude that the proper disposition is to vacate the Superior Court's order upholding the denial of the Rule 60(b) motion, and to remand for further consideration by the Superior Court in light of this court's flexible approach toward "reasonable time."
IV.
L.P. seeks to participate in the proceedings on remand, arguing that he has a right to intervene under Super. Ct. Dom. Rel. R. 24 (a)(2).
We begin by assessing whether L.P. has proffered an adequate interest - a term this court has read "broad[ly]." McPherson v. District of Columbia Hous. Auth. ,
L.P.'s interest is legally protectable. While the statutes governing paternity determinations mainly exist to protect "the child's welfare," District of Columbia ex rel. W.J.D. v. E.M. ,
Although additional steps must be taken to prove that L.P. is the child's father, the disestablishment action could "as a practical matter impair or impede" L.P.'s ability to protect his interest. Super. Ct. Dom. Rel. R. 24(a)(2). "To satisfy this element ..., [L.P.] must show only that impairment of [his] substantial legal interest is possible if intervention is denied[,] [a] burden [that] is minimal." HSBC Bank ,
The trial court effectively concluded, and M.D. essentially argues, that any harm to L.P is speculative because, even if the disestablishment suit succeeds, M.D. (or the District) would need to initiate a separate action to establish that L.P. is the father. In particular, M.D. urges us to hold that a court may not allow intervention where the applicant's interest is in avoiding a potential liability that "remains contingent on a separate legal action." She derives this rule primarily from federal cases concerning insurance disputes. Yet, as one case she cites explains, this rule exists partly to avoid opening the door to any entity that "might anticipate a benefit from a judgment in favor of one of the parties." See Flying J.,Inc. v. Van Hollen ,
Nor is the rule that she urges one that federal courts have uniformly followed. For example, in Crossroads Grassroots Policy Strategies v. Fed. Election Comm'n ,
Turning to the final two considerations, neither the trial court nor M.D. questioned the timeliness of L.P.'s motion to intervene. Nor did either suggest that R.W. or M.D. could adequately represent L.P.'s interest. Such a position would be meritless, as M.D. seeks to establish L.P. rather than R.W. as the child's legal father and R.W. supports that result. Indeed, if L.P. does not intervene, then no party will oppose M.D.'s motion, let alone "adequately represent[ ]" L.P.'s interests. These circumstances, on their own, strongly counsel in favor of allowing L.P. to participate in the proceedings on remand. See Calvin-Humphrey ,
In reaching our holding today, we recognize that the case law on intervention is complicated and does not always yield *385rules that can easily be applied to all circumstances. But these doctrinal challenges arise from real-world necessities. Rule 24"attempts to address" the "wide variety of situations" in which a nonparty seeks to intervene. United States v. Tex. E. Transmission Corp. ,
For the reasons discussed above, we reverse the judgment that is the subject of Appeal No. 17-FM-588 and remand for further proceedings. We also reverse the judgment that is the subject of Appeal No. 17-FM-589 and instruct that L.P. be permitted to intervene in the paternity disestablishment case.
So ordered.
M.D. told the Magistrate Judge that "the courts [were] telling [her] that [she] had up to five years to ... get [R.W.'s] ... name removed" from the birth certificate.
As M.D.'s counsel noted during one of the hearings in the Superior Court, that court issued, on August 4, 2011, an Administrative Order (Administrative Order 11-13) that recognizes that "issues of paternity are raised when an applicant seeks to change the identity of the father listed in a birth certificate." The Administrative Order directs that if there is no open CPO, child support order, or open Family Court case, the application to amend a birth certificate of a minor child to change the name of a parent "must be assigned for resolution to a Family Court calendar." Administrative Order 11-13 at 1. The Administrative Order also directs that where an issue of paternity is raised, the judge to whom the application is assigned may "order the applicant to supplement the Application by filing a Petition to Disestablish Paternity with [Family Court] Central Intake," and Central Intake must schedule a hearing before the assigned judge. Id. at 2-3. Had these procedures been in place earlier, they might have averted the situation in this case, in which the birth certificate was amended despite the still-extant Adjudication of Paternity. M.D.'s counsel reasonably argued to the magistrate judge that Administrative Order 11-13 "is [a] recognition that pro se parties have been misunderstanding this amending the birth certificate process and have been using it as a means to disestablish paternity."
I.e., "whether the [Rule 60 (b)(6) ] movant (1) had actual notice of the proceedings, (2) acted in good faith, (3) took prompt action, [and] (4) made a prima facie showing of an adequate defense, and (5) whether vacatur would prejudice the non-moving party." Id. at 84.
"Because [Super. Ct. Dom. Rel. R. 60 (b)(6) ] is identical in all material respects to the corresponding civil rule ... we shall not differentiate between the two in this opinion." See Cruz v. Sarmiento ,
M.D. claimed throughout the proceedings on her motion that she lacked actual notice of the Adjudication of Paternity until the March 11, 2016, hearing.
See
The Associate Judge did consider that hardship in denying the Rule 59 (e) motion, but incorrectly reasoned that this would be "at issue in any case involving misidentification of a child's father." This case - in which there is no evidence that R.W. has ever had a relationship with the child - is in stark contrast to M.M. , where the movant was the adjudicated father with whom the child had spent time over occasional weekends, during overnight visits to the movant's parents' home, and during a month in the summer.
This case is also unlike M.M. in other important ways. In M.M. , the adjudicated father asked the court to vacate an adjudication of paternity twelve years after it was entered, during which passage of time the child's mother had died, thus disadvantaging the child and her caretakers in their efforts to "identify[ ] the true biological father."
Cf. Miller v. Charles ,
L.P.'s original motion to intervene also argued for permissive intervention under Super. Ct. Dom. Rel. R. 24 (b), but he did not reassert that contention in his renewed motion to intervene or in this appeal.
In making this point, M.D. emphasized the importance of allowing her daughter to "establish and maintain a relationship with her biological father." This argument undercuts her assertion that it would be speculative to assume that she would file a paternity action against L.P. upon stripping R.W. of his status as the legal father.
This observation demonstrates the limits of M.D.'s argument - made in her brief opposing intervention - that L.P. cannot contest a parentage action by asserting a collateral estoppel defense predicated on the Adjudication of Paternity. Even if he cannot use the Adjudication to argue issue preclusion, L.P. could still rely on it to raise other challenges to a paternity test, such as ones predicated on § 16-2343(a).