DocketNumber: No. 06-FS-312
Judges: Fisher, Schwelb, Thompson
Filed Date: 2/18/2010
Status: Precedential
Modified Date: 10/26/2024
After a bench trial in the Superior Court Juvenile Division, the court found appellant D.W. responsible for one count of kidnaping, one count of attempted first-degree child sexual abuse, and two counts of second-degree child sexual abuse. In this appeal, D.W. contends that the court erred in denying his motion to suppress statements that he made to police. He also argues that (1) the petition was insufficiently specific as to the kidnaping charge; (2) merger applies with respect to the kidnaping and child sexual abuse adjudications that were based on a June 2005 incident; (3) the court erred in permitting an amendment to the petition as to one of the charges of second-degree child sexual abuse; and (4) the evidence was insufficient to support the court’s finding that he committed attempted first-degree child sexual abuse. We affirm the judgment of the trial court.
I.
The court reserved ruling on D.W.’s suppression motion until hearing all the evidence at trial. The evidence was as follows. The complainant, R.T., testified about two incidents involving D.W., whom she described as her godbrother and who lived in a house along with R.T., her mother, and her two brothers. The first incident occurred during the summer of 2003, when R.T. was nine years old and D.W. was fifteen. R.T. was alone in her family’s living room when D.W. “came over and touched [her] ... on [her] breast.”
The second incident occurred on June 21, 2005, when R.T. was eleven. R.T. was in her mother’s room getting a DVD when D.W. entered, grabbed her arm and then her wrist, pulled her, told her to go into her own bedroom, and when she refused, pushed her into her room, which was ten to fifteen feet away. D.W. then “pulled [R.T] on[to] the floor and got on top of [her],” took off his shoes and shirt, and “tried to unbutton [R.T’s] ... pants,” scratching her stomach in the process. D.W. did not manage to get R.T.’s clothes off, but he “put his hands under [R.T.’s] butt” and “squeez[ed][her] butt” while he was on top of her with his knees on the ground. R.T. testified that the encounter ended moments later when Terry Quales, a friend of R.T.’s mother, came upstairs. D.W. jumped off of R.T. and sat on the bed. Quales said “that is wrong, what you all are doing,” and “it smells like sex in
R.T.’s father, E.T., testified that he went to the house in response to R.T.’s call. He called D.W. downstairs and asked him whether he had “put his hands on” and “sexually harass[ed]” his daughter. D.W. said that he did. E.T. instructed R.T. to call the police.
Metropolitan Police Department (“MPD”) Officer Edward Farris testified that, at about 5:00 p.m., he and his partner Officer Creasman, both armed and in uniform, responded to the report of a “criminal assault” (which the officer explained is a code phrase for “sexual assault”). When they arrived on the scene, Officer Farris found R.T. and D.W. both seated in the living room, with no one else apparently in the house. Farris “separated the female and the male” and said to D.W., “[L]et’s go upstairs.” Officer Creasman remained downstairs and, Officer Farris believed, questioned R.T. D.W. and Officer Farris went to an unoccupied upstairs bedroom and D.W. sat down on the bed. The door to the bedroom remained open. Standing at a distance of four to five feet from the bed, the officer asked D.W. in a conversational tone, “[W]hat’s going on[?]” Farris explained that he was not aware of what had actually happened at that point,
Detective Keith Bookard of the MPD Youth Division arrived at R.T.’s home at about 6:15 p.m. and was the officer who placed D.W. under arrest and escorted him from there to the Youth Division. The detective testified that, prior to interviewing D.W. at the Youth Division just before 9:00 p.m., he orally advised D.W. of his rights and also provided him with a PD 47 form, which explained those rights in written form. D.W. “acted like he understood his rights.” In response to questions from the detective, D.W. denied having been drinking or smoking or having “had some sort of blackout.”
After hearing all the testimony, the court denied D.W.’s motion to suppress the statements he made to Officer Farris and Detective Bookard. The court credited Officer Farris’s testimony and found that the questioning of D.W. by Officer Farris was not custodial and was of a “general investigative nature and ... not posed to elicit an incriminating response.” The court also found that D.W.’s statement to Detective Bookard was not coerced. The court credited R.T.’s testimony and found that it was corroborated by the testimony of E.T. and Officer Farris that D.W. admitted “sexually harass[ing]” or getting on top of R.T., and by D.W.’s statement to Detective Bookard.
II.
D.W. contends that the court should have suppressed his statements to Officer Farris because they were made without the officer having advised D.W. of his Miranda rights. He also argues that his statements during the interview with Detective Bookard should also have been suppressed because the purported waiver -of his Miranda rights was not voluntary, an argument D.W. raises for the first time on appeal, and because police engaged in the type of two-step interrogation prohibited under the Supreme Court’s ruling in Missouri v. Seibert, 542 U.S. 600, 124 S.Ct. 2601, 159 L.Ed.2d 643 (2004).
The rights established under Miranda are triggered only when an individual is in custody and under interrogation. Miranda v. Arizona, 384 U.S. 436, 445, 478, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966) (recognizing that safeguards are required in the case of “incommunicado interrogation of individuals in a police-dominated atmosphere, resulting in self-incriminating statements without full warnings of constitutional rights”). In determining whether an individual is in custody, a necessary inquiry is whether, given the circumstances surrounding a police encounter, “a reasonable person [would] have felt he or she was not at liberty to terminate the [encounter] and leave.” In re I.J., 906 A.2d 249, 256 (D.C.2006) (quoting Thompson v. Keohane, 516 U.S. 99, 112, 116 S.Ct. 457, 133 L.Ed.2d 383 (1995)) The inquiry is an objective one, i.e., “how a reasonable person in the suspect’s situation would perceive [the] circumstances.” Moore v. United States, 927 A.2d 1040, 1059 (D.C. 2007) (citation omitted); Morales v. United States, 866 A.2d 67, 73 (D.C.2005) ([Consideration of ... “inherently subjective and individualized factors is impermissible.”). However, “this inquiry, though necessary, is not sufficient.” In re I.J., 906 A.2d at 256. “[T]he ultimate inquiry is simply whether there is a formal arrest or restraint on freedom of movement of the degree associated with a formal arrest.” California v. Beheler, 463 U.S. 1121, 1125, 103 S.Ct. 3517, 77 L.Ed.2d 1275 (1983) (citation and internal quotation marks omitted); In re J.H., 928 A.2d 643, 648 (D.C.2007) (per curiam); see also United States v. Newton, 369 F.3d 659, 672 (2d Cir.2004) (noting that “a free-to-leave inquiry reveals only whether the person questioned was seized” and is not disposi-tive as to whether the person was in custody for Miranda purposes).
“[T]he first step in the inquiry” [about “custody”] is to determine what were “the circumstances surrounding the interrogation” — a “distinctly factual” inquiry as to which “we must defer to the trial judge’s factual findings and accept any reasonable inferences [she] has drawn
As the Supreme Court has observed, “[u]nfortunately, the task of defining ‘custody is a slippery one.” Oregon v. Elstad, 470 U.S. 298, 309, 105 S.Ct. 1285, 84 L.Ed.2d 222 (1985); see also Berkemer v. McCarty, 468 U.S. 420, 441, 104 S.Ct. 3138, 82 L.Ed.2d 317 (1984) (recognizing that police and the courts “will continue occasionally to have difficulty deciding exactly when a suspect has been taken into custody”). It is clear, however, that an individual may be in custody even when he has not been formally arrested
D.W. cites a number of facts that he contends require a conclusion that he was in custody when Officer Farris interviewed him. He emphasizes that the officer questioned him in “a room upstairs away from anyone else’s view” and that it was “abundantly clear to Officer Farris from [the] circumstances that D.W. was the alleged perpetrator of the assault.” Further, the officer, who was armed, remained standing while D.W. was seated on the bed, an act which a reasonable person could perceive as a “show of authority.” Moore, 927 A.2d at 1060. Although the officer did not inform D.W. that he was being arrested, the officer also did not clarify that D.W. was free to leave. See In re J.H., 928 A.2d at 650 (“It certainly is a relevant, and important, part of the totality of the circumstances if the person being interviewed was told that he did not have to talk with the police officer and was, in fact, free to leave.”); In re I.J., 906 A.2d at 260 (“[Wjhere the police specifically inform the suspect that she or he is not under arrest, and does not need to talk to the police, a stop for investigatory purposes is unlikely to be custodial even if some form of restraint is imposed.”) (citation omitted).
On this record, however, “[t]aking all the foregoing circumstances into consideration, and mindful of past eases holding comparable and more intimidating confrontations to be non-custodial, we cannot conclude as
We hold the same as to D.W.’s statements to Detective Bookard after the detective read him his rights and he signed the PD 47 form waiving his right to remain
D.W. argues that the trial court did not adequately consider the validity of his waiver of Miranda rights, because the court said nothing on the record to indicate that it had given special consideration to D.W.’s age, his possible learning disability,
In this case, the court explicitly mentioned or relied on evidence that established similar facts (or facts indicative of even less coercive potential). The court credited Detective Bookard’s testimony that the detective read D.W. his rights “four hours after the initial call [at R.T.’s house] but as soon as the officer came to be seated in the room with the respondent,” that D.W. read the rights as set out on the PD 47 form and said he understood his rights, and that there was “very brief questioning of a conversational tone” (an observation the court presumably made from viewing the video recording, since Detective Bookard did not testify about the tone of voice that he used). Detective Bookard testified that D.W. appeared to understand his rights, and, from the video recording of the interview, the court presumably could assess the clarity of the detective’s reading to D.W., D.W.’s demeanor, energy level and apparent level of understanding. Also, the court could hear the statements the detective made and questions he asked of D.W. and could see the lack of restraints. Although in ruling on the motion to suppress the court did not explicitly discuss D.W.’s age and it doubtless would have been better practice for the court to do so, the record shows that the court was aware of D.W.’s age (the court noted his age explicitly when it rendered its findings on the merits, the lawyers referred to D.W.’s age repeatedly in their briefs and arguments on the motion to suppress, and the court began its findings by stating that it “had the benefit” of the briefs). Especially in light of the court’s opportunity to view the video recording, we discern no basis to disturb the court’s conclusion that D.W. gave a valid waiver of his Miranda rights. Cf. Everetts v. United States, 627 A.2d 981, 986 (D.C.1993) (noting that trial court’s viewing of the video of appellant’s statement to police supported the court’s finding that waiver of rights was knowing, intelligent, and voluntary). Accordingly, there was no error in admitting D.W.’s statements to Detective Bookard.
We can dispose quickly of D.W.’s claim that his statements to the police were inadmissible under Seibert,
III.
D.W. next contends that the charging document was insufficient as to the kidnaping charge, because it “failed to include the essential facts regarding the purpose” for the commission of the crime and “particular facts about the manner in which the seizure occurred[.]” The petition charged that D.W. “[o]n or about June 21, 2005, ... intentionally seized, confined, abducted, or carried away, R.T., against her will and held and detained R.T. for ransom, reward, or other purpose ” in violation of D.C.Code § 22-2001 (2001) (italics added). D.W. relies on Horowitz v. District of Columbia, in which, in light of the particular offense charged, we held insufficient a charging document that “charged the offense in the wording of the statute, without any particulars as to the acts by which the offense was committed.” 291 A.2d 202, 203 (D.C.1972) (explaining that a charging document “should sufficiently apprise the accused of the charge against him so he may properly prepare his defense”). However, as we also recognized in Horowitz, “some offenses by their very nature may be adequately described in the words of the statute.” Id. D.C.Code § 22-
IV.
D.W. further contends, with respect to the alleged events of June 21, 2005, that the trial court could not lawfully find him responsible for both kidnaping and child sexual abuse (either attempted first-degree child sexual abuse or second-degree child sexual abuse), because the testimony showed that “the detention or confinement” was “momentary and coextensive in time and place with the underlying crime” and “an integral element of that crime.” He argues that the finding that he was responsible for kidnaping should merge with the finding that he committed child sexual abuse.
D.W.’s argument rests on our rulings in Sinclair v. United States, 388 A.2d 1201 (D.C.1978) and Robinson v. United States, 501 A.2d 1273 (D.C.1985) (per curiam), but those opinions have been superseded by our more recent decisions in Byrd v. United States, 598 A.2d 386 (D.C.1991) (en banc) and Parker v. United States, 692 A.2d 913 (D.C.1997).
Byrd’s presumption applies here because kidnaping and child sexual abuse each “requires proof of a fact which the other does not.” 598 A.2d at 389. Kid-naping, unlike child sexual abuse, requires “asportation or confinement.” Parker, 692 A.2d at 916; see also D.C.Code § 22-2001. Child sexual abuse, on the other hand, requires proof of an actual or attempted “sexual act” (in the case of first-degree child sexual abuse, see D.C.Code §§ 22-3008, 3018) or “sexual contact” (in the case of second-degree child sexual abuse, see D.C.Code §§ 22-3009, 3018), whereas kid-naping does not. See also Bryant, 859 A.2d at 1108 (holding that, under Byrd, kidnaping and sexual-abuse convictions do not merge). Since D.W. “has not presented any evidence, much less ‘a clear indication of ... legislative intent’ ” to merge kidnaping with first or second-degree child sexual abuse, his merger argument fails. Malloy v. United States, 797 A.2d 687, 691 (D.C.2002).
V.
D.W. challenges the delinquency finding as to the 2003 incident on the ground that it resulted from the improper amendment of the petition. As D.W. notes, the petition originally alleged that in 2003, D.W. “engag[ed] in sexual contact” with R.T., in violation of D.C.Code § 22-3009, by “touching and/or squeezing her buttocks.” R.T.’s testimony at trial was that in 2003 D.W. touched her breast but not her buttocks. At the close of the evidence, defense counsel moved “to dismiss [the] count based on the charge being incorrect.” The trial court denied the motion and granted the government’s motion to amend the petition to replace the word “buttocks” with “breasts.” D.W. contends that permitting this amendment was error.
However, “the restrictive rules about the amendment of a [grand jury] indictment do not apply” to amendment of an information or similar charging document. Dyson v. United States, 485 A.2d 194, 197 (D.C.1984) (per curiam); see also Wright et al., Federal Practice and Procedure § 129 (2009) (explaining that where a charge is set forth in an criminal information, rather than in an indictment, “the prosecutor is the sole source of the charge” and thus is “free to change it”). Individuals tried as juveniles in the District of Columbia have no right to indictment by a grand jury, and are instead charged by a petition of the Attorney General. See Catlett v. United States, 545 A.2d 1202, 1208 (D.C.1988). D.W. therefore is not entitled to reversal unless he can show that he suffered prejudice as a result of the amendment to the petition. See In re W.K, 323 A.2d 442, 445 (D.C. 1974). He has not done so in his brief, and the record does not reveal any “infringement on [his] ability ... to defend the charges.” Pace v. United States, 705 A.2d 673, 678 (D.C.1998). Correcting the 2003 charge to describe D.W.’s contact with R.T.’s “breasts” instead of her “buttocks” was not “tantamount to charging a new offense,” In re W.K, 323 A.2d at 445, because both acts constitute “sexual contact” under the second-degree child sexual
VI.
Finally, D.W. challenges the sufficiency of evidence underlying his conviction for attempted first-degree child sexual abuse, arguing that “[a]t most, D.W.’s conduct constituted [sjecond degree child sex abuse.” When reviewing this claim, we “must view the evidence in the light most favorable to the government, giving full play to the right of the [fact finder] to determine credibility, weigh the evidence, and draw justifiable inferences of fact.” In re E.H., 967 A.2d 1270, 1273 (D.C.2009) (citation omitted). Indeed, “it is only where the government has produced no evidence from which a reasonable mind might fairly infer guilt beyond a reasonable doubt” that we may reverse a conviction on sufficiency grounds. Id.
First-degree child sexual abuse is defined by statute, in pertinent part, as “engaging] in a sexual act with that child or causing] that child to engage in a sexual act.” D.C.Code § 22-3008. A “sexual act” is:
(A) The penetration, however slight, of the anus or vulva of another by a penis;
(B) Contact between the mouth and the penis, the mouth and the vulva, or the mouth and the anus; or
(C) The penetration, however slight, of the anus or vulva by a hand or finger or by any object, with an intent to abuse, humiliate, harass, degrade, or arouse or gratify the sexual desire of any person.
D.C.Code § 22-3001(8) (2001).
The trial court’s finding that D.W. attempted first-degree child sexual abuse of R.T. must stand if the evidence was sufficient to establish beyond a reasonable doubt that D.W. committed “an overt act done with the intent to commit [first-degree child sexual abuse], ... which, except for some interference, would have resulted in the commission of the crime.” Davis v. United States, 873 A.2d 1101, 1107 (D.C. 2005) (citation omitted). We are satisfied that the evidence was sufficient. R.T. testified that D.W. forced her onto her back on the floor, “got on top of [her],” pulled off his shirt and shoes, and then “tried to unbutton [her] pants” and refused to stop when she said, “no.” D.W.’s “overt acts”—particularly his efforts to undress himself and her and to get on top of her on the floor—went beyond anything necessary if his intent was merely to make “sexual contact” with R.T. in a manner constituting second-degree child sexual abuse. See D.C.Code §§ 22-3009 (defining second-degree child sexual abuse as entailing “sexual contact” with a child) and -3001(9) (defining “sexual contact” ‘as “the touching with any clothed or unclothed body part or any object, either directly or through the clothing, of the
VII.
For the foregoing reasons, the judgment of the trial court is
Affirmed.
. Farris explained that "upon arriving on any scene or any situation, you have to establish that something had occurred. A lot of times the radio runs are misclassified, so you have to see what’s going on.”
. Bookard inquired into these issues "to make sure that [D.W.] knew what he was saying.” The detective testified that he did not know "whether or not D.W. had any sort of learning disability.” He also testified that D.W. sat in the police squad car for some time before being taken to the police station.
. See In re I.J., 906 A.2d at 264 (explaining that custody may exist where police question a suspect “in a private [room] away from public view”); see also United States v. Turner, 761 A.2d 845, 852 (D.C.2000) ("[W]hat most concerns the court is police dominated questioning that is away from the public view”).
. Cf. United States v. Mittel-Carey, 493 F.3d 36, 40 (1st Cir.2007) (explaining that the “level of physical control that the agents exercised over the defendant” carries the most weight in the determination of whether defendant was in custody).
. Cf. United States v. Griffin, 922 F.2d 1343, 1354-55 (8th Cir.1990) (”[T]he setting of the interrogation is not so important to the inquiry as the question of police domination of that setting.”).
. Because we conclude that D.W. was not in custody so as to trigger Miranda requirements, we need not resolve whether Officer Farris’s question, “what’s going on?,” constituted "interrogation.”
. No evidence was presented about D.W. having a learning disability. While D.W.’s counsel told the court during a preliminary hearing that D.W. was a "special education student in an ungraded curriculum and functions on the third grade level,” his former guardian (R.T.'s mother) told the court at the disposition hearing that D.W. was "very intelligent,” "understand[s] clearly,” ”know[s] what he's doing,” and is “fooling y'all," and implied that he is streetwise.
. We have held, in the Fourth Amendment context, that a trial court has a "duty ... to deal expressly and thoroughly with the significance of age before finding that a juvenile has [waived his rights and] consented to a search.” In re J.M., 619 A.2d 497, 504 (D.C. 1992) (en banc) (emphasis added). We con-eluded in J.M. that because the trial court had failed to make mention of “the effect of appellant’s age and maturity (or lack thereof) on his ability to consent voluntarily" to a pat-down, a remand for explicit consideration of the issue was required, and that it was not enough that the "experienced trial judge in th[e] case ... [was] aware J.M. was under fifteen at the time of the search.” Id. at 502, 503, 504. We reasoned that explicit "findings ... are particularly necessary when it is conceded, as in this case, that the youth was not told he could withhold consent,” advice that is " ‘highly relevant’ to the voluntariness issue.” Id. at 503. But we have not required such explicit findings in the Fifth Amendment context in which police advise a juvenile of his right to remain silent.
. D.W. argues that he “undoubtedly felt compelled to make the subsequent statement [to Detective Bookard] at the station later that same day as he had let the 'cat out of the bag’ regarding his involvement in the offense.”
. In Seibert, the arresting officer followed Officer Hanrahan’s instructions that the arresting officer refrain from giving Seibert Miranda warnings when she was taken to the police station for questioning. Hanrahan thereafter questioned Seibert for thirty to forty minutes until she made a critical admission about intending to kill victim Donald, and only then did Hanrahan turn on a tape recorder, give Seibert the Miranda warnings and obtain a waiver of rights, and confront her with her pre-warning statements by saying, “Now, in discussion you told us ... that there was afii] understanding about Donald.” Seibert, 542 U.S. at 604-05, 124 S.Ct. 2601.
. Section 22-2001 criminalizes "seizing, confining, inveigling, enticing, decoying, kidnapping, abducting, concealing, or carrying away any individual by any means whatsoever, and holding or detaining, or with the intent to hold or detain, such individual for ransom or reward or otherwise.” D.C.Code § 22-2001. The government argued and presented evidence that D.W. committed an act described by section 22-2001 against R.T. in that he "forceably [sic] took ... the victim ... out of the mother’s room by force
. Section 22-2001, referring to the concealing or carrying away of a person "for ransom or reward or otherwise," makes clear that an alleged kidnaper’s particular purpose is irrelevant to his guilt or innocence.
D.W. also argues that no purpose or expectation of benefit was shown for the alleged kidnaping, arguing that forcing R.T. from her mother's bedroom into her own bedroom "did not make it any more likely that D.W. would not be apprehended[.]” But the court could reasonably infer that D.W. acted in an effort to avoid being seen by others who might enter the house.
.See Bryant v. United States, 859 A.2d 1093, 1108 (D.C.2004) (”[T]he fact-based merger analysis of Robinson has been superseded by our en banc opinion in Byrd.”) (internal quotation marks and citations removed).
. See D.C.Code § 22-3001(9) (2001) (defining "sexual contact" as "the touching with any clothed or unclothed body part or any object, either directly or through the clothing, of the genitalia, anus, groin, breast, inner thigh, or buttocks of any person with an intent to abuse, humiliate, harass, degrade, or arouse or gratify the sexual desire of any person”).
. And, while there was no explicit testimony on the issue, D.W.’s "intent to obtain illicit sexual gratification could be inferred” from the nature of his conduct. Davis, 873 A.2d at 1107.