DocketNumber: 07-CF-1169
Citation Numbers: 14 A.3d 1094, 2011 D.C. App. LEXIS 108, 2011 WL 721540
Judges: Ruiz, Fisher, Schwelb
Filed Date: 3/3/2011
Status: Precedential
Modified Date: 10/26/2024
Tyree B. Miller was convicted by a jury of assault with intent to commit murder while armed and of eight related offenses. Miller was seventeen years old when he allegedly committed the crimes. The case arises from the shooting and wounding of Robert Jenkins, then aged eighteen or nineteen, on March 1, 2006.
On appeal, Miller’s principal contention is that for a period of approximately one year before his trial, and notwithstanding repeated requests by his attorneys, the prosecution failed to disclose to the defense, until the evening before opening statements, critical exculpatory information, namely, that according to the grand jury testimony of Timothy Taylor, the prosecution’s principal eyewitness, the gunman shot Jenkins while holding the pistol in his left hand. Specifically, Miller claims that if that information had been provided in timely fashion, it would have enabled his attorneys to focus their preparation and presentation of his defense on persuasive evidence showing that Miller, who is right-handed, could not have been the shooter. Miller further contends that Ryan Lindsey, a prosecution witness who was a passenger in the pick-up truck that was used in connection with the crime, who was also a potential suspect in the shooting, and who provided contradictory versions under oath as to what occurred, is left-handed. According to Miller, the government’s belated disclosure of the gunman’s apparent left-handedness came too late for defense counsel to recognize the significance of a video showing Lindsey signing a document with his left hand, and to use that evidence effectively. Miller claims that these failures by the prosecution to make timely disclosure were in contravention of the government’s responsibilities under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and its progeny, and deprived Miller of his right to a fair trial.
The trial judge held, inter alia, that late disclosures “are far better than no disclosures” and that in this case, the exculpatory material was provided to the defense in ample time to permit counsel to use the material effectively. In connection with Miller’s claim regarding the video, the judge concluded that Miller’s attorneys had sufficient time to grasp the significance of this evidence, that “[h]ere, the fault is completely with the defense,” and that “[y]ou can’t blame the government for this one.” Id. Urging this court to affirm
We disagree with the legal conclusions which the judge drew from essentially undisputed facts, and we hold that the government effectively suppressed material exculpatory evidence in violation of Brady, thereby undermining the fairness of Miller’s trial. Accordingly, we reverse Miller’s convictions and remand the case for a new trial.
I.
THE TRIAL
The proceedings against Miller began inauspiciously for the prosecution,
A. The Shooting and the Apprehension of Brandon and Lindsey
The prosecution’s case began with the testimony of two eyewitnesses to the shooting, Timothy Taylor and Lynn Roll-erson, who were respectively nineteen and eighteen years of age at the time of the offense. Rollerson resided in the building on Bass Place, S.E., in which the shooting occurred. Taylor had previously lived nearby.
On March 1, 2006, at about 4:30 p.m., Taylor and Rollerson were socializing with friends and tossing a football around near Rollerson’s home when a black pick-up truck passed by. There were three young black men inside the vehicle, and a silver tool box was attached to it. Shortly thereafter, the driver made a U-turn and headed towards a school at the end of the street.
Taylor testified that he then saw a man wearing a face mask and a black “hoodie” come through a row of parked cars and walk past Taylor towards Jenkins, who was standing on the porch. The man asked Jenkins “why you keep looking at me?” The masked stranger grabbed a pistol from behind his back, and he fired several shots at Jenkins, severely wounding him. The gunman’s mask concealed
On direct examination, Taylor testified that the assailant shot Jenkins with his right hand. On cross-examination, however, Taylor admitted that approximately a year earlier, in July 2006, he had twice told the grand jury, under oath, that the gunman had used his left hand.
After the shooter left the scene, Taylor and Rollerson observed that Jenkins was seriously injured.
In July 2006, Brandon and Lindsey appeared before the grand jury, and both men implicated Miller in the crime. Each man also subsequently testified at Miller’s trial. Because neither Taylor nor Roller-son was able to identify the man behind the mask, the government’s proof of the identity of the shooter turned largely on the credibility of Brandon and Lindsey.
B. Brandon’s Testimony
At the trial,. Brandon was the only witness who identified Miller as the guilty party. Brandon testified that in the late afternoon of March 1, 2006, he was driving his mother’s black pick-up truck. At Bennco Shopping Center, Brandon encountered his friend Lindsey. Lindsey asked Brandon to give a ride up the street to Lindsey and to one of his (Lindsey’s) friends, who turned out to be Miller. Brandon agreed to Lindsey’s request. At trial, after some hesitation — Brandon initially “guess[ed]” that Miller was the man who needed a ride — he testified that it was “the defendant” who rode in his truck on the day in question. He stated that Miller was wearing a black hoodie and jeans.
According to Brandon, Lindsey directed him to make several turns, and the men eventually arrived at Bass Place. Either Miller or Lindsey asked Brandon to make a U-turn, and after Brandon had done so, Miller got out of the vehicle. Brandon turned around again and, at Lindsey’s re
Brandon testified that Lindsey then begged him to allow “my man” (meaning Miller) back into the pick-up. Concerned that Miller would be displeased if Brandon left him in the lurch, and that Miller would confront him the next time the two met, Brandon acceded to Lindsey’s importuning. Once Miller was inside the truck again, Lindsey asked him what happened. Miller replied that he had tried to “light his ass up,” a remark which Brandon understood to mean that Miller had tried to kill the man he had been looking for. Miller also indicated that he had concealed the weapon at the school, and he warned Brandon and Lindsey that the event “stays between us three.” After a drive of no more than two minutes, Brandon dropped Miller off, and he then drove back to the Bennco Shopping Center with Lindsey still in the pick-up.
A few minutes later, concerned that the police might be looking for his truck, Brandon decided to drive away. As he and Lindsey were leaving, they were stopped by the police. The police searched the vehicle, and they smelled gunpowder but found no weapons inside. Officers who arrived on the scene had their pistols drawn and pointed at Brandon and the truck. Brandon was handcuffed and placed on the ground. Officers told him that he was a suspect in the shooting and that if the victim died, Brandon could be charged with first-degree murder. He was told that if he could identify the shooter, “that may be the only thing that keeps you from catching a charge.”
When Brandon was interviewed by the police after his arrest, he recounted the basic chronology described above, but there were significant differences between his initial account and his trial testimony. In his first interview, Brandon “swore to God” that he did not know the gunman’s name, and he claimed that he had never seen the man before, a statement which he later admitted to be untrue. Brandon also failed to disclose that the shooter had reentered the truck after having fired at his victim. Brandon admitted that he lied to the police about the clothing that the suspect was wearing because he (Brandon) was “just trying to get out of jail that night.” Brandon also testified that at the time of this interview, he was afraid of telling what he knew, believing (apparently based on the code of the street) that “snitching” might cost him his life. At the trial, Brandon asserted that he was still “a little bit scared” of testifying in Miller’s presence. The parties stipulated that Brandon had been convicted of petit larceny in 2004.
C. Lindsey’s Testimony
Ryan Lindsey was called as a witness for the prosecution. He acknowledged that on the afternoon in question, he was riding with Brandon — but not, he claimed with Miller — in a black pickup truck. Lindsey denied that he and Brandon had driven to Bass Place, and he claimed that on that day, he had not seen Miller at all. Because Lindsey had described the
Lindsey’s account to the grand jury of the events surrounding the shooting was largely consistent with Brandon’s later trial testimony. He stated that he and Miller were Mends. On the day of the shooting, Miller requested Lindsey to ask Brandon to give him (Miller) a ride up the street from the Bennco Shopping Center. Although Lindsey “kind of had an idea” of what Miller might be planning, he nevertheless asked Brandon to give him and Miller a ride, and Brandon agreed to do so. Lindsey admitted that he “kind of got caught up ...” in Miller’s suspected plans. Miller directed Brandon to the area of 5031 Bass Place. After Brandon had driven along the block once, he made a U-turn. Miller got out of the car, and shortly thereafter Lindsey heard seven or eight shots. As Brandon tried to turn the truck around, the engine stalled, and Brandon told him to push a button to restart the motor. When Lindsey could not find the button, Brandon reached over and pushed it. Miller then came running back with a skull cap on his head, a ski mask on his face, and a box-shaped pistol in his hand.
At first, not wishing to be associated with a shooting, Brandon and Lindsey told Miller that he was not to get back into the truck, and Miller ran off. As Brandon started to drive away, however, the two men saw Miller again, and this time Brandon relented and allowed Miller to re-enter the vehicle. Brandon and Lindsey then dropped off Miller near his home.
At trial, after invoking his privilege against self-incrimination and receiving immunity for his testimony before the grand jury, Lindsey testified that his evidence before that body had all been a lie. He also claimed that he did not remember having been asked any questions during his grand jury appearance. Lindsey testified that he had made up the story implicating Miller in a shooting because he was jealous of Miller and “never really like[d] him too much.” Lindsey stated that following Brandon’s release from custody, the two men had come up with their story based on “rumors in the neighborhood” and “people talking.” Having been warned by the police that he could go to jail for up to ten years, Lindsey told the officers “what they wanted to hear so I could get out of where I was at.” He “basically told them what I told them because I was scared and it was basically all a lie.”
D. The Parties Rest and the Defense Moves to Reopen
The government introduced evidence showing that Miller did not have a registered firearm or a license to carry a pistol. The defense introduced a stipulation that the date of Miller’s arrest was April 24, 2006, but offered no other evidence. After both parties had rested, the judge began to charge the jury, but the court recessed for the day before the instructions had been completed.
On the following morning, Miller’s attorney asked the court to reopen the record and to permit the defense to introduce, as demonstrative evidence, a portion of the videotape of Lindsey’s interview with the police. The video showed that Lindsey had signed a rights card with his left hand. The prosecutor objected, and the trial judge inquired, inter alia, why counsel had not simply asked Lindsey which hand he had used. Defense counsel admitted an “oversight,” but attributed the error to the prosecution’s failure to disclose, for almost a year, Taylor’s July 2006 testimony before the grand jury to the effect that the gunman had shot Jenkins with the weapon in
II.
FACTS PERTINENT TO MILLER’S BRADY CLAIM
A. The Brady Request
In a letter to the prosecutor dated June 6, 2006, Miller’s attorney requested “prompt disclosure of all exculpatory information,” including “all information known to the government ... which is favorable to the defense,” as well as “all information indicating, in whole or in part, that Mr. Miller was not involved in the alleged offense.” Counsel further requested the government to provide the defense with “any descriptions of the perpetrator of the alleged offense which in some material re.spect ... differs [sic] from Mr. Miller,” and “[a]ny prior inconsistent, non-corroborative, or other witness statements which the witness’ trial testimony will not reflect.”
B. Whether the Shooter was Left-handed
Less than a month later, on July 5, 2006, Timothy Taylor, who as we have seen, witnessed the shooting, appeared before the grand jury. Taylor testified, in pertinent part, as follows:
QUESTION: Okay. Now, did you see where this person got the gun from?
ANSWER: No — oh, yes, from his back.
QUESTION: Okay, let the record reflect that the witness is moving his left hand to his back. Do you remember how whether the shooter was using his left hand or his right hand? Do you remember?
ANSWER:- He used his left.
QUESTION: He used his left hand?
ANSWER: Yes.
Evidence that the gunman fired at Jenkins with his left hand was obviously favorable to a right-handed defendant.
On June 11, 2007, counsel for Miller again asked for “any and all statements” from a witness that referred to “whatever else he saw that does not comport with [the identification of] Mr. Miller,” and “[a]ny information about the physical appearance of the shooter that does not comport with Mr. Miller. The prosecutor responded: “Well then we’re in compliance then. She has it.” (emphasis added). Nevertheless, it was not until the night before opening statements, more than two weeks after the prosecutor represented that “she [defense counsel] has it,” that the government included in its Jenclcs Act
On June 25, 2007, the trial judge considered, among other issues, a motion by the government for an order precluding the defense from presenting any evidence or argument to the effect that a third person committed the shooting. See Winfield v. United States, 676 A.2d 1 (D.C.1996) (en banc). In support of this motion, the prosecutor represented that “clearly I don’t think there’s any evidence that the defense can introduce to show that anyone else but Tyree Miller committed this crime.” At the time that this representation was made, the government still had not provided Miller’s attorneys with any information suggesting that the gunman was holding the pistol in his left hand when he shot and wounded Jenkins.
The jury was selected on June 27, 2007, and at 9:30 p.m. on that evening, with opening statements scheduled for the following morning, the prosecutor delivered to Miller’s attorneys “four inches of documents,” which included Taylor’s testimony before the grand jury. On the following day, June 28, 2007, after opening statements, Taylor took the stand and testified, contrary to his grand jury testimony, that the gunman used his right hand when he shot Jenkins. Although the defense had not received the transcript of Taylor’s July 2006 appearance before the grand jury until the previous evening, Miller’s attorney impeached Taylor with his testimony before that body to the effect that the shooter had used his left hand. Taylor acknowledged that his recollection of the shooting when he appeared before the grand jury was better than his memory at the time of trial, but he nevertheless asserted on redirect examination,
The judge disagreed with the prosecutor, observing that it “would [come across] to a reasonable listener that somebody who’s holding a gun in his left hand is léft-handed.” Nevertheless, the judge concluded that Miller’s attorney had been “very effective” in cross-examining Taylor “regarding left-handed versus right-handed.” The judge also stated that Miller’s attorneys or their investigators “could have conducted interviews” after the evidence was disclosed. The judge said that he was “shocked” that defense counsel did not have “sufficient time to work it into an opening,” and he stated that if he (the judge) had been requested to do so, he would have considered granting the defense a continuance to enable counsel to prepare further prior to Taylor’s testimony. The judge told Miller’s attorneys, however, that he “saw no evidence whatsoever that you were unable to use it effectively in the examination of Mr. Taylor.” The judge stated that he was “not pleased with late disclosures, but [that] they are far better than no disclosures,” and he reiterated that “disclosures prior to opening are better than no disclosures.” In conclusion, the judge ruled that Miller had not been prejudiced and that no special instruction or other remedy was warranted.
C. Whether Lindsey was Left-handed
On July 3, 2007, when Ryan Lindsey was called to the stand as a prosecution witness, Miller’s attorney attempted to establish, during cross-examination, that Lindsey was left-handed. At one point, counsel requested that the record show that Lindsey had used his left hand to point to an exhibit. The judge responded “Okay.” Id. The prosecutor, however, objected to this characterization, and a short time later he asked that the record reflect that Lindsey had subsequently used his right hand to point out a location on a map. The trial judge so ordered. The judge then stated that his “recollection [was] now refreshed,” and that on the second occasion, “I think [Lindsey] just pointed with his right hand.” The judge told the jurors that he did not focus on which hand Lindsey had used on the first occasion, that the jurors should rely on their own recollection, and that he would “leave
The judge began instructing the jury in the late afternoon of July 5, 2007. On the following morning, before the judge resumed his final instructions, and before the parties presented closing arguments, Miller’s attorney asked the court to permit the defense to reopen its case and to play for the jury a portion of a videotape of Lindsey’s statement to police. The video would show, defense counsel explained, that Lindsey signed the waiver-of-rights card with his left hand. Counsel acknowledged that this was “a portion of the tape that we’ve never focused on because it was all preliminary to his interview,” and that the defense had not realized until the previous night — just hours after Lindsey completed his trial testimony — that the videotaped statement contained demonstrative evidence tending to show that Lindsey was left-handed
The judge was not at all receptive to the defense request. He stated that he could not see, “several days after [counsel] made good use of left-handed versus right-handedness at trial in cross-examining Timothy Taylor,” how “you could not have thought about that issue.” In the judge’s view,
it could have been an oversight, it could have been something deliberate, but it was not something caused by the government. It was caused by counsel, and counsel was well aware of that You can't blame the government for this one.
(Emphasis added.) Miller’s attorney acknowledged “a terrible oversight on the part of counsel” — an exaggerated mea cul-pa, in our view, given all of the circumstances — but argued that “Mr. Miller has this fundamental right to call witnesses, to present a defense, and we haven’t presented this issue.”
The judge suggested that a stipulation that Lindsey was left-handed was “the fairest way to go,”
In closing argument, Miller’s attorney, unable to use the evidence in the video, did the best that he could with Taylor’s grand jury testimony that the shooter used his left hand. Counsel emphasized that Taylor had “[n]o doubt about it” and that Taylor had “stood by this story for a long, long time.” Counsel also pointed out that Taylor, who was awaiting sentence, had a powerful incentive to provide trial testimony favorable to the prosecution.
III.
ANALYSIS
Miller seeks reversal of his convictions on two separate, though related, grounds. First, he contends that the government’s failure, until the night before the opening statements, to disclose Taylor’s grand jury testimony that the man who shot Jenkins used his left hand to do so effectively deprived Miller of the opportunity to prepare and present what would have been the most effective defense available. He claims that the belatedness of the disclosure-violated Brady, and that the trial judge committed reversible error in holding otherwise. Second, Miller contends that the judge abused his discretion in refusing to permit the defense to reopen its case when Miller’s attorneys discovered from the videotape, shortly after the parties had rested, that Lindsey had signed a rights card with his left hand. We agree with Miller with respect to the first of these issues, and we conclude as a matter of law, based on undisputed historical facts, that although, in isolation, the judge’s refusal to interrupt final jury instructions to permit introduction of the videotape arguably might not have been unreasonable,
A. Background
The Due Process Clause of the Fifth Amendment requires the prosecution to disclose to the defense, upon request, material evidence — including impeachment evidence — that is favorable to the accused. Brady, 373 U.S. at 87, 83 S.Ct. 1194; Kyles v. Whitley, 514 U.S. 419, 433, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995). This duty of disclosure is based on the most fundamental notions of fairness, which bear repeating here:
*1107 Society wins not only when the guilty are convicted but when criminal trials are fair; our system of the administration of justice suffers when any accused is treated unfairly. An inscription on the walls of the Department of Justice states the proposition candidly for the federal domain: “The United States wins its point whenever justice is done its citizens in the courts.” A prosecution that withholds evidence on demand of an accused which, if made available, would tend to exculpate him or reduce the penalty helps shape a trial that bears heavily on the defendant. That casts the prosecutor in the role of an architect of a proceeding that does not comport with standards of justice, even though, as in the present case, his action is not “the result of guile,” to use the words of the Court of Appeals.
Brady, 373 U.S. at 87-88, 83 S.Ct. 1194 (footnote and citations omitted); see also Berger v. United States, 295 U.S. 78, 88, 55 S.Ct. 629, 79 L.Ed. 1314 (1935) (the interest of the United States in a criminal prosecution “is not that it shall win a case, but that justice will be done”). “Brady is not a discovery rule but a rule of fairness and minimum prosecutorial obligation.” Curry v. United States, 658 A.2d 193, 197 (D.C.1995) (citation omitted).
Our criminal justice system is implemented by imperfect and fallible human beings, and some errors and unjust outcomes are inevitable (although, we hope, comparatively rare). But the most dreaded and devastating example of justice gone awry is the conviction and prolonged incarceration (and in some jurisdictions the execution) of an innocent defendant, and the rule of Brady v. Maryland is designed to prevent such miscarriages of justice. See, e.g., United States v. Bagley, 473 U.S. 667, 675, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985).
The suppression of exculpatory evidence denies the defendant liberty without due process of law “irrespective of the good faith or bad faith of the prosecution.” Brady, 373 U.S. at 87, 83 S.Ct. 1194. Further, and critically for purposes of this case, the Constitution requires that disclosure be made “at such a time as to allow the defense to use the favorable material effectively in the preparation and presentation of its case.” Edelen v. United States, 627 A.2d 968, 970 (D.C.1993) (citation omitted); Curry, 658 A.2d at 197. This court “has rejected any notion that disclosure [immediately prior to the cross-examination of a prosecution witness] in accordance with the Jencks Act satisfies the prosecutor’s duty of seasonable disclosure under Brady.” Edelen, 627 A.2d at
An important purpose of the prosecutor’s obligations under Brady is to “allow[] defense counsel an opportunity to investigate the facts of the case and, with the help of the defendant, craft an appropriate defense.” Perez v. United States, 968 A.2d 39, 66 (D.C.2009) (citing Edelen, 627 A.2d at 970). The American Bar Association’s Standards for Criminal Justice, The Prosecution Function, §§ 11-2.1(c) & ll-2.2(a) (2d ed. 1980), (hereinafter “ABA Standards”), specify that disclosure of exculpatory information is to be made “at the earliest feasible opportunity” and “as soon as practicable following the filing of charges.”
*1109 almost a year elapsed between that indictment and the disclosure of Jones’ statement. Such delay may imperil a defendant’s right to a fair trial, and a conscientious prosecutor will not countenance it.
“There are three components of a true Brady violation: The evidence at issue must be favorable to the accused, either because it is exculpatory, or because it is impeaching; that evidence must have been suppressed by the State, either willfully or inadvertently; and prejudice must have ensued.” Strickler v. Greene, 527 U.S. 263, 281-82, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999). If the prosecution has failed to make timely disclosure of exculpatory evidence, and if there is “a reasonable probability that, had the evidence been disclosed, the result of the proceeding would have been different, then the defendant’s conviction cannot stand.” Edelen, 627 A.2d at 971; see also Kyles, 514 U.S. at 434, 115 S.Ct. 1555.
B. Whether the Evidence was Exculpatory
There can be no doubt — and all members of the court agree — that the government had an obligation under Brady to disclose Taylor’s grand jury testimony, or its substance, to the defense, and that the belated disclosure, as part of the Jencks packet, was untimely. In its brief, the government acknowledges that Taylor’s grand jury testimony that the assailant fired with his left hand was “potentially exculpatory,” because
[i]f the defense demonstrated that appellant was right-handed and that someone with the opportunity to commit the offense was left-handed, then evidence that the shooter held the gun in his left hand would support the inference that appellant was not the shooter.
In a claim that is remarkable for its breadth, the government asserts in a footnote to its brief that the prosecution “was not obligated to disclose this information at all” because Brady requires disclosure only of information that is both favorable to the defense and material to the outcome. According to the government, the evidence that the gunman shot Jenkins with his left-hand was not “material” even though Miller is right-handed. But as we explained in Boyd, the Supreme Court recognized in Strickler, 527 U.S. at 281, 119 S.Ct. 1936, that there is a duty of disclosure even when the items disclosed subsequently prove not to be material. Boyd, 908 A.2d at 60. We further stated in Boyd that the language in Strickler “can fairly be read only as recognizing that a duty of disclosure exists even if it later appears that reversal is not required.” Id.
Although, as Judge Fisher correctly points out in his dissenting opinion, post at 1126 & n. 9, the Manual does not create enforceable rights for criminal defendants, it does provide a telling contrast between the government’s own stated sense of fair
Moreover, as this court recently reiterated in Zanders v. United States, 999 A.2d 149, 168-64 (D.C.2010),
it should by now be clear that in making a judgment about whether to disclose potentially exculpatory information, the guiding principle must be that the critical task of evaluating the usefulness and exculpatory value of the information is a matter primarily for defense counsel, who has a different perspective and interest from that of the police or prosecutor. See Perez [968 A.2d at 66] (noting that Brady disclosures are “for the purpose of allowing defense counsel an opportunity to- investigate the facts of the case and, with the help of defendant, craft an appropriate defense”). It is not for the prosecutor to decide not to disclose information that is on its face exculpatory based on an assessment of how that evidence might be explained away or discredited at trial, or ultimately rejected by the fact finder.
(Emphasis added.)
In Leka v. Portuondo, 257 F.3d 89 (2d Cir.2001), an opinion that is unusually instructive with respect to several of the issues presently before us, the court concluded that certain evidence withheld from the defense was exculpatory for Brady purposes because it was “of a kind that would suggest to any prosecutor that the defense would want to know about it.” Id. at 99. We entertain no doubt that testimony, given shortly after the crime was committed, to the effect that the gunman used his left hand to shoot the victim (in a case in which the defendant is right-handed) satisfies this eminently sensible standard.
C. Whether the Evidence was Suppressed
The trial judge made it clear during the course of Miller’s trial that, in his view, the prosecution’s failure to disclose, until the night before opening statements, Taylor’s testimony before the grand jury that the gunman used his left hand to shoot the victim did not amount to suppression of that evidence. The judge emphasized that late disclosure is “far better” than no disclosure at all. As the judge saw the issue, the defense could have used its attorneys and investigators to follow up on the material provided in the Jencks packet even though counsel were already in trial, especially since the trial began before but ended after the long July 4th weekend, so that counsel had several trial-free days. Moreover, the judge was of the opinion, especially in relation to the defense’s failure to recognize the significance of, and introduce into evidence, the video showing Lindsey signing a rights card with his left hand, that “the fault lies completely with the defense” and that “[the defense] can’t blame the government for this one.” In other words, the judge put the onus entirely on the defense for its failure fully to adjust its strategy and to refocus and complete its investigation during a very busy trial week, and not at all on the government for deferring, until the evening before opening statements, the disclosure, together with several inches of Jencks-related documents, of the potentially excul
We are unable to agree with the trial judge’s allocation of responsibility in this essentially undisputed factual scenario. To the extent that able and experienced counsel from the Public Defender Service were at fault at all, their failure to recognize more swiftly the significance of the signing of the rights card in the Lindsey videotape was largely the result of prose-cutorial delay in complying with the government’s obligations under Brady. As a practical matter, the adoption by this court of the trial judge’s analysis could be taken to mean that so long as the prosecution provides exculpatory material to the defense on the eve of trial and in time for a skilled attorney
As previously noted, there is apparent consensus among those experts who formulated the applicable professional standards for the nation’s most prominent legal organization that ethically, a prosecutor is obliged to disclose material exculpatory evidence “at the earliest feasible opportunity” and “as soon as practicable following the filing of charges.” See ABA Standards, Nos. 11-2.1(c), 11-2.2(a). Factual scenarios vary, however, and constitutionally, “[i]t is not feasible or desirable to specify the extent or timing of disclosure Brady and its progeny require, except in terms of the sufficiency, under the circumstances, of the defense’s opportunity to use the evidence when disclosure is made.” Leka, 257 F.3d at 100.
In the context of the present appeal, it is important to recognize that “the longer the prosecution withholds information, or (more particularly) the closer to trial the disclosure is made, the less opportunity there is for use.” Leka, 257 F.3d at 100. This is so, in part, because “new witnesses or developments tend to throw existing strategies and preparation into disarray.” Id. at 101. The sequence of events in this case, like the record in Leka, “illustrates how difficult it can be to assimilate new information, however favorable, when a trial already has been prepared on the basis of the best opportunities and choices then available.” Id. “The defense may be unable to divert resources from other initiatives and obligations that are or may seem more pressing,” and counsel may not be able, on such short notice, to assimilate the information into their case. Id. Further, “[t]he more a piece of evidence is valuable and rich with potential leads, the less like
In the present case, the consequences of the government’s failure to disclose in timely fashion Taylor’s grand jury testimony or its substance must necessarily have begun long before the trial. Until the evening before opening statements, the defense had no inkling of the existence of evidence, coming from the government’s principal eye-witness, that the assailant shot Jenkins with his left hand and was therefore probably left-handed. Although the other potential suspects in the case, who were both apprehended in the pick-up truck, were Brandon and Lindsey, and although only Lindsey looked at all like Miller,
For example, armed with knowledge of Taylor’s grand jury testimony, Miller’s attorneys would have been in a position to recognize, well before trial (rather than just after the parties had rested), the significance of the videotape showing Lindsey signing a rights card with his left hand. It would then have been unnecessary to try to convince the trial judge to permit the defense to reopen its case in the middle of the judge’s final charge to the jury. With timely disclosure of Taylor’s grand jury testimony, the attention of the jurors would have been directed to indisputable evidence that Lindsey used his left hand to sign the card, and that he was therefore probably left-handed — evidence the jury never considered because Miller’s counsel realized its value a few hours too late. Further, the videotape of Lindsey signing with his left hand tended to tie in with, and potentially corroborate, Taylor’s testimony to the grand jury. The mutually reinforcing combination of these two pieces of evidence suggested that as between Lindsey and Miller, only the former was left-handed,
Pressed by the judge, Miller’s counsel admitted fault — perhaps more fault than the record warranted — in failing to notice, until after final instructions, the potentially compelling evidence on the videotape. But for most of the time that the defense was in possession of the videotape, Miller’s attorneys had no reason to focus upon what
“[0]nce trial comes, the prosecution may not assume that the defense is still in its investigatory mode.” Id. at 100. As the Supreme Court observed in Banks, 540 U.S. at 695, 124 S.Ct. 1256, “[o]ur decisions lend no support to the notion that defendants must scavenge for hints of undisclosed Brady material when the prosecution represents that all such material has been disclosed.” To adapt slightly language from the court’s opinion in Leka, “the prosecution is in no position to fault the defense for [not spotting the evidence on the videotape in time] when the prosecution itself created the hasty and disorderly conditions under which the defense was forced to conduct its essential business.” 257 F.3d at 101. Further, to paraphrase a passage from our opinion in James,
given the fact that upon sufficient reflection after [disclosure of Taylor’s grand jury testimony], defense counsel recognized the evidence’s relevance to the [identity of the shooter], we see no basis to conclude that, given the same time to reflect before the trial, defense counsel would not have achieved the same insight.
580 A.2d at 643. Accordingly, the court should not
infer from the failure of defense counsel, when surprised at trial, to seek time to gather other information on [the suppressed evidence], that defense counsel would have by-passed the opportunity had the prosecutor apprised him of the [evidence] at a time when the defense was in a reasonable pre-trial position to evaluate carefully all the implications of that information. Given the time for preparation which counsel was denied by the belated disclosure, it seems to us counsel might have pursued a course of inquiry which would have resulted in ferreting out the relevant ... information.
Grant v. Alldredge, 498 F.2d 376, 382 (2d Cir.1974) (citations and internal quotation marks omitted); accord, Leka, 257 F.3d at 102.
The trial judge noted, and the government argues, that the belated disclosure of Taylor’s grand jury testimony did not impair Miller’s opportunity to defend, because Lindsey was a prosecution witness, and because defense counsel could have asked him whether he was left-handed or right-handed. But regardless of the merit (or lack thereof) of “Lord Birkenhead’s classic advice that on cross-examination, a barrister should never ask a question unless he knows the answer,” see, e.g., McIntyre v. United States, 283 A.2d 814, 815 n. 4 (D.C.1971); Ward, 21 F.3d at 1362, the opportunity to pose that inquiry while this particular witness was on the stand was hardly equivalent to the proof provided by the videotape. First, Lindsey, as the sole passenger in the pick-up when it was
The government argues that the failure of the defense to request a continuance, one which the judge stated that he may well have granted, cured any delay-related impairment of Miller’s ability to prepare a defense. We do not agree. A brief continuance
Moreover, the prosecutor ultimately turned over Taylor’s grand jury testimony with a package of Jencks material. Disclosure in accordance with the Jencks Act, as we have seen, is not seasonable disclosure as required by Brady. Edelen, 627 A.2d at 970-71; James, 580 A.2d at 643-44. Accordingly, in such circumstances, “the burden may [not] then be shifted to the defendant, under pain of waiver, to request a continuance or similar remedy.” Perez v. United States, 968 A.2d 89, 66 (D.C.2009) (quoting Edelen, 627 A.2d at 970). As we explained in James, imposing upon defense counsel the obligation to request a continuance in order to evaluate the relevance of belatedly disclosed material would be equivalent to holding “that a prosecutor’s Brady obligations would extend no further than the requirements of the Jencks Act,” and that the defense would have to evaluate immediately all potential ramifications of the evidence “or else waive the right to complain later.” 580 A.2d at 643. We refused, in James, to “read Brady or the [D]ue [P]rocess [C]lause so narrowly that they would allow such a result.” Id. at 643-44.
It is true that Miller’s attorneys did not ask the judge to declare a mistrial after they belatedly learned of Taylor’s grand jury testimony regarding the gunman’s use of his left-hand to shoot Jenkins. Had the defense attorneys been ideally vigilant, they might have realized at once that their entire trial preparation had
D. Whether the Evidence was Material
There remains the question whether the prosecution’s suppression of Taylor’s exculpatory testimony before the grand jury was “material” to the outcome within the meaning of Brady. In a case such as this, in which there was untimely disclosure rather than non-disclosure, the inquiry into materiality has much in common with the determination whether there was suppression, since each issue turns in large part on whether the defendant suffered substantial prejudice. We conclude that Miller’s showing of prejudice meets the materiality standard and therefore requires reversal.
Evidence is material for purposes of Brady “if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” Bagley, 473 U.S. at 682, 105 S.Ct. 3375. “A ‘reasonable probability’ is a probability sufficient to undermine confidence in the outcome.” Id.; see also Cone, 129 S.Ct. at 1783. “The question is not whether the defendant would more likely than not have received a different verdict with the evidence, but whether in its absence he received a fair trial, understood as a trial resulting in a verdict worthy of confidence.” Kyles, 514 U.S. at 434, 115 S.Ct. 1555. If, as in this case, a Brady claim is predicated upon the timing of the disclosure, the defendant must show prejudice from the delay itself. Perez, 968 A.2d at 67. “[W]here the defendant receives potentially exculpatory information in time to use it effectively at trial, his conviction will be sustained.” Edelen, 627 A.2d at 971. “As long as a defendant possesses Brady evidence in time for its effective use, the government has not deprived the defendant of due process of law simply because it did not produce the evidence sooner.” In re United States v. Coppa, 267 F.3d 132, 144 (2d Cir.2001).
In the present case, notwithstanding the delay in the prosecution’s disclosure of Taylor’s exculpatory testimony before the grand jury, the trial jury was apprised of a significant amount of the evidence at issue. Through a hastily improvised cross-examination following receipt of the grand jury testimony late the previous evening, the defense was able to elicit from the witness an acknowledgment that he had twice stated under oath, only weeks after the offense, that the gunman held the weapon in his left hand while he was shooting at Jenkins. The jury also learned that at the time of Miller’s trial, Taylor was awaiting trial for a drug offense, and that he therefore had a motive to give evidence favorable to the prosecutor. Although, if there had been seasonable disclosure of Taylor’s grand jury testimony, the defense would probably have been able to incorporate the information into its opening statement and to present this key evidence in a more organized, coherent, and persuasive manner, Miller has not demonstrated that the government’s delay otherwise seriously
The belated disclosure resulted in far more prejudice, however, with respect to the second part of Miller’s submission, namely, that Lindsey — the alternative suspect, and an evident perjurer to boot — was left-handed, and therefore fit Taylor’s initial description of the shooter while the right-handed Miller did not. If the defense attorneys had been given any reason to believe, during their pretrial preparation, that the shooter was left-handed, then they could have focused their investigation on whether Lindsey was in the small minority of people whose left hand is the dominant one.
But without the video or other definitive evidence
In this case, the video showing Lindsey signing the rights card with his left hand would have provided hard evidence to support the defense’s suggestion that Lindsey — one of the two occupants of the pickup truck stopped by police in the wake of the shooting — was left-handed. In conjunction with Taylor’s grand jury testimony that the shooter used his left hand (while Miller was ny/ji-handed), the video would also have supported the defense theory that Taylor was right the first time, that his trial testimony that the gunman shot with his right hand was not correct, and that Lindsey matched the left-handed shooter more than Miller did.
This does not mean that Miller would necessarily have been acquitted if the defense had been able to provide the jury with the video (or with other compelling evidence) that Lindsey was left-handed. We are of the opinion, however, that given the record as a whole, including, inter alia, the ample reasons to doubt the truthfulness of some of the testimony of the prosecution’s main witnesses, there is a reasonable probability that proof of Lindsey’s left-handedness, and, specifically, the indisputable content of the video, would have materially affected the outcome of the trial, and that its exclusion therefore undermines confidence in the reliability of the verdict. Indeed, the prosecutor’s rejection of the judge’s suggestion of a stipulation regarding Lindsey’s signing with his left hand,
The government emphatically disagrees with Miller’s claim that a different outcome of the trial would have been “reasonably probable” if timely disclosure had been made. According to the government, the evidence of Miller’s guilt was “compelling.” The government points to the trial testimony of Brandon and the grand jury testimony of Lindsey, as corroborated by Taylor’s testimony that there were three black men in the pick-up truck associated with the shooting and that one of the three later emerged from the elementary school.
Nevertheless, we are unable to agree with the government that the adjective “compelling” accurately or even plausibly describes the prosecution’s case against Miller. As the government expressly acknowledges in its brief, the prosecution introduced no evidence tending to show that Miller had a motive to kill Jenkins or to harm him in any way.
At trial, Taylor acknowledged, as we have seen, that his recollection of the shooting was better a few weeks after the incident (when he appeared before the grand jury) than it was at trial, fifteen months after Jenkins was shot. If Taylor’s initial recollection was correct, and if the assailant shot Jenkins with his left hand, then the right-handed Miller was almost certainly not the shooter. It is true that Taylor contended that the correct version of the event came to his mind later, after his grand jury testimony, and that his change of recollection when he gave evidence at the trial was unrelated to the reality that he was awaiting sentence for a felony, when his future could largely depend on the prosecutor’s satisfaction or dissatisfaction with his testimony against Miller. An impartial juror, however, might well be suspicious of the notion that such a convenient coincidence occurred.
The government’s reliance on Lindsey’s testimony posed even greater problems. Lindsey told the trial jury, under oath, that his earlier account incriminating Miller was a fabrication. But the government argued to the jury that Lindsey told the truth to the grand jury and lied at trial. This is, of course, possible, but the adjective “compelling” does not, in our view, fairly describe a prosecution case so heavily dependent
Brandon incriminated Miller to the police before the grand jury, and again at trial. His testimony, if credited, provided formidable evidence of Miller’s guilt. Nevertheless, Brandon too was less than an ideal witness. He was the driver of the pick-up when it was stopped. There was a strong smell of gunpowder in the vehicle. The police handcuffed Brandon, treated him like a prime suspect, and warned him that if he did not identify the shooter, he might well be charged with the crime. In his initial account to the police, Brandon made a number of false statements and misleading omissions. For example, he told the officers that he had never seen Miller before, which was untrue. Brandon failed to mention that he had let Miller
[f]alse exculpatory statements after the commission of a crime may give rise to an inference of consciousness of guilt, from which guilt itself may be inferred. (Citation omitted.).... [This] inference ... does not necessarily apply to any specific fact in the cause, hut operates, indefinitely though strongly, against the whole mass of alleged facts constituting [the ] cause.
Mills v. United States, 599 A.2d 775, 783-84 (D.C.1991) (quoting Wigmore, Evidenoe, § 278, at 138 (Chadbourn ed. 1979) (emphasis added in Mills)).
In sum, the government’s case, while legally sufficient to support the verdict, was far from overwhelming. We are persuaded in some measure by the following exposition, in Miller’s appellate brief (as slightly edited by the court),
Had the government disclosed the evidence that the shooter was lefthanded more than a few hours before opening statements, counsel would have had time to obtain indisputable evidence that Ryan Lindsey was indeed left-handed, to develop [their] defense theory in light of the evidence, and to realize sooner what they realized too late given the untimely disclosure: that what at first blush seemed to be an insignificant part of Ryan Lindsey’s videotaped statement— the preliminary procedures and the signing of the waiver form — was actually [powerful evidence] that Mr. Lindsey himself possessed a fairly rare physical characteristic that Timothy Taylor had also attributed to the shooter. But “once trial comes, the prosecution may not assume that the defense is still in the investigatory mode.” Leka, 257 F.3d at 100.
In a case in which Tyree Miller had no motive to shoot Robert Jenkins, no witness identified him as the shooter, no physical evidence linked him to the offense, and ... the government’s best witnesses were extremely flawed, a videotape of Ryan Lindsey signing his name left-handed could have alone turned this trial, and the absence of that evidence from this trial [is a powerful indication] that the government’s suppression of evidence “undermines confidence in the outcome of the trial.” Kyles, 514 U.S. at 434 [115 S.Ct. 1555].
E. Whether the Trial Judge’s Brady Rulings are Entitled to Appellate Deference
According to our dissenting colleague, our conclusion that the government’s belated disclosure of Taylor’s testimony before the grand jury was contrary to Brady rests on the application of an incorrect standard of review. In Judge Fisher’s view, the majority reviews de novo, and rejects as errors of law, trial court rulings which, our colleague believes, were in reality findings of fact entitled to appellate deference. Specifically, Judge Fisher takes the position that the trial judge’s dispositive determination — namely, that there was no suppression because de
Whether the defendant has established a violation by the government of its obligations under Brady presents a mixed question of fact and law. Specifically.
when a Brady violation is alleged, issues of law and fact usually are presented. In that circumstance, we review the [trial] court’s legal conclusions on a de novo basis and its factual findings under the clearly erroneous standard.
United States v. Joseph, 996 F.2d 36, 39 (3d Cir.1993); see also Farley, 767 A.2d at 233 (Ruiz, J., dissenting) {Brady materiality test presents “a mixed question of law and fact”). In determining what deference, if any, should be accorded to a trial court’s resolution of such a mixed question [of fact and law], we consider, among other things, “whether the issue to be decided more closely resembles one of fact or of law,
In the present case, all of the historical facts relevant to the Brady issues — whether the evidence was exculpatory, whether it was suppressed, and whether suppression was material — are undisputed.
In light of this broad agreement as to what occurred, the dispute between the parties — and now between the majority and the dissenting judge — concerns the legal consequences of the undisputed historical facts, rather than the facts themselves. The trial judge concluded, with respect to the key question as to who was legally
But it is indisputable that if the government had not waited until the last moment to disclose Taylor’s patently exculpatory grand jury testimony, in contravention of this court’s emphatic warnings that “the practice of delayed production must be disapproved and discouraged,” Boyd, 908 A.2d at 57; Curry, 658 A.2d at 197, then the likelihood that the defense could have discovered the Lindsey video in time to use it would have been far greater. After all, discovery of Lindsey’s left-handed signing even a few hours earlier would have avoided the problem on which much of this case turns. If Miller’s attorneys had known, while preparing for trial, that the shooter was probably left-handed, their investigation would surely have focused on that point, and common sense tells us that Lindsey’s use of his left-hand to sign the rights card would not, in all probability, have escaped their attention. See James, 580 A.2d at 643; Grant, 498 F.2d at 382. This is especially true since notwithstanding the belated disclosure, the discovery was made only a few hours after the defense rested.
How responsibility should be allocated between the parties under such circumstances presents a fundamental issue as to the reach and proper application of the Brady doctrine. Whether, on this record, the trial judge correctly concluded that the government did not suppress the evidence, and whether he properly placed all of the blame on the defense without regard to the government’s delay,
In this case, we have a situation in which critically important defense evidence was excluded because, arguably, counsel for both parties were at fault — the government, for an unjustified delay in disclosure, and the defense, for not recognizing quite quickly enough, under the pressures of trial, the exculpatory evidence which the Lindsey video provided. The application of the Brady doctrine to such circumstances implicates fundamental legal policy concerns which are quite different from a determination whether a trial judge’s findings of fact were “clearly erroneous.” These concerns are far more suited for ultimate resolution by an appellate court, which is responsible for establishing legal precedent, than for the trial judge, whose responsibilities are of a different and more case-specific character. The deference appropriately accorded to a trial court’s resolution of disputed facts would, in our view, be entirely misplaced where, as here, the issue is not about who is telling the truth but, on the contrary, relates to the appropriate legal (and constitutional) consequences of undisputed facts.
Miller is a very young man. He has already been incarcerated for several years on the basis of legally sufficient but less than overwhelming evidence. He has presented the trial court and this court with a substantial claim that his due process rights were violated. We are obliged to review the merits of Miller’s constitutional claim de novo, based on the historical facts, which in this case are undisputed, without according appellate deference to the trial judge’s key rulings. Having done so, we conclude that the government suppressed material
IV.
CONCLUSION
For the foregoing reasons, Miller’s convictions are reversed, and the case is remanded to the trial court for a new trial.
So ordered.
. Miller’s trial was delayed for several months because the government had unusual difficulties in securing the presence of its principal witnesses. Jenkins, the victim of the shooting, initially failed to comply with his subpoena, and when he did arrive at the courthouse, he was arrested for assaulting and threatening an officer. The government ultimately decided not to call Jenkins as a witness.
Lindsey, who had testified before the grand jury and had implicated Miller, was a reluctant witness. Indeed, he was arrested on a material witness warrant, and he was ordered to wear an ankle bracelet to secure his pres- • ence at trial. Nevertheless, Lindsey failed to appear on one scheduled trial date. When Lindsey finally did take the stand, he stated that his testimony before the grand jury impli-eating Miller was false. Lindsey’s trial testimony, if credited, provided no support for the case against Miller and thus, for all practical purposes, exonerated him.
Alvin Brandon, the driver of the vehicle in which Lindsey was a passenger and which was linked to the shooting, was taken to the lockup on the day of trial for being late to court. Subsequently, during a weekend recess in the middle of his testimony, Brandon was arrested for carrying a pistol without a license. The trial judge declined to admit evidence of Brandon’s arrest. Miller contends, as an alternative ground for reversal, that this ruling was erroneous. Because we reverse Miller’s conviction on Brady grounds, we do not reach this issue.
. Miller's hair was worn in dreadlocks at the time of the shooting. According to Taylor, the shooter had short hair, and Taylor saw no bunching of hair under the shooter’s cap.
. This critical testimony is discussed in greater detail in Part II B, infra. We note that the prosecutor did not ask Rollerson which hand the gunman used, and Rollerson’s testimony includes no mention of the subject.
.Jenkins was shot twice in the back and twice in his legs. He suffered life-threatening injuries to a lung and to his liver and pancreas.
. There was no dispute at trial that Tyree Miller is right-handed. The prosecutor requested a stipulation that the defendant is right-handed, and defense counsel responded that "[we've] always been willing to [stipulate to that fact].” Defense counsel also stated on the record that she "spoke with the government briefly about it,” that the prosecutor asked whether the defense would "admit that Mr. Miller is right-handed, and [that] we said, yes, we would admit that.” For reasons that are not apparent from the record, no such stipulation was introduced into evidence.
The record is unclear as to precisely when the prosecutor knew or should have known that Miller was right-handed and that Taylor’s testimony before the grand jury, to the effect that the gunman shot Jenkins with his left hand, was therefore exculpatory. As Judge Fisher acknowledges however, "the government should have disclosed this portion of Taylor’s grand jufy testimony (or at least its -substance) sooner.” See dissenting opinion, post, at 1130 n. 12. The prosecutor made no attempt, at trial, to justify the belated disclosure upon the ground that the government lacked knowledge that (unlike the shooter described by Taylor), Miller was right-handed. So, too, before this court, in arguing that there was no Brady violation, the government makes no claim that the prosecutor was unaware of Miller's right-handedness, but contends only that Miller was not prejudiced by the late disclosure.
. 18 U.S.C. § 3500; see also Jencks v. United States, 353 U.S. 657, 77 S.Ct. 1007, 1 L.Ed.2d 1103 (1957).
. In his initial redirect examination of Taylor, the prosecutor failed to ask him any questions regarding which hand the assailant had used to shoot Jenkins. On the following morning, apparently recognizing his omission, the prosecutor requested leave, before the next witness was called, to recall Taylor. The judge agreed, and it was then that Taylor provided his explanation of the discrepancy.
. This position has not been pressed by the government on appeal.
. The defense had proposed an instruction to the effect that the government had failed to disclose significant exculpatory evidence in a timely manner, and that the jury could properly consider this failure as tending to show the prosecutor’s consciousness that his case against Miller was a weak one.
. In the judge’s view, reopening the case would have unfairly highlighted the evidence, especially if the prosecutor would be unable to recall Lindsey to explain whether it was his practice to sign documents with his left hand but to use his right hand for other purposes. Lindsey had been released from his material witness status after counsel for both sides had represented that they would not be eliciting further testimony from him.
. Earlier in the trial, the judge had indicated, after permitting the prosecutor to recall one witness and to reopen the direct examination of another, that he would extend the same courtesy to the defense. In the instances in which the judge provided these opportunities to the prosecution, however, the question of reopening a party's case after the judge had begun to instruct the jury simply did not arise, and we do not agree with Miller's claim that the situations were comparable.
.Although Taylor had spoken with the prosecutor in Miller’s case, there was no direct evidence that Taylor knew that it would be to the government’s advantage if he testified that the gunman shot with his right hand. Perhaps Taylor's very belated recollection, long
. "[T]o admit the evidence in splendid isolation would give it undue emphasis.” Furtado v. Bishop, 604 F.2d 80, 95 (1st Cir.1979).
. Presently awaiting decision by the Supreme Court is a case in which a prosecutor’s violation of his obligations under Brady led to the unjust incarceration of an innocent man for eighteen years. See Connick v. Thompson, No. 09-511, argued Oct. 6, 2010.
. Although all members of the court agree that in this case disclosure should have been made earlier, we do not, on the record before us, attribute to prosecuting counsel any deliberate violation of their obligations under Brady.
. While obviously not dispositive, the ABA Standards appropriately inform our analysis. As the Supreme Court recently had occasion to reiterate in the somewhat analogous context of determining what constitutes constitutionally ineffective assistance of counsel,
[w]e long have recognized that prevailing norms of practice as reflected in American Bar Association standards and the like are guides to determining what is reasonable.
Padilla v. Kentucky, - U.S. -, 130 S.Ct. 1473, 1482, 176 L.Ed.2d 284 (2010) (quoting Strickland v. Washington, 466 U.S. 668, 688, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) (internal quotation marks omitted)). In Cone v. Bell, — U.S. -, 129 S.Ct. 1769, 1783 n. 15, 173 L.Ed.2d 701 (2009), the court discussed the ABA Standards in addressing the prosecutor’s obligations under Brady, and thus viewed them as relevant, though not determinative. Judicial opinions routinely cite treatises, the various Restatements of the Law, and law review articles, and we discern no reason to exclude from our consideration guidelines prepared by members of the nation’s foremost legal organization who are experienced in the criminal law.
In this jurisdiction, Rule 3.8 of our Rules of Professional Conduct provides in pertinent part, under the heading of "Special Responsibilities of a Prosecutor,” that counsel for the prosecution in a criminal case shall not
(e) Intentionally fail to disclose to the defense, upon request and at a time when use by the defense is reasonably feasible, any evidence or information that the prosecutor knows or reasonably should know tends to negate the guilt of the accused or to mitigate the offense.
Comment 1 to Rule 3.8 refers favorably to the ABA Standards, describing them as "the product of prolonged and careful deliberation by lawyers experienced in both criminal prosecution and defense.” Comment 1 goes on to state that Rule 3.8 is not intended "either to restrict or to expand” the obligations of prosecutors derived from the Constitution or applicable federal or District of Columbia statutes or rules.
. Indeed, the United States Attorneys' Manual (U.S. Dep’t of Justice 2010), which contains a most constructive and objective description of a prosecutor’s responsibilities pursuant to Brady, states, inter alia,
1. that prosecutors "generally must take a broad view of materiality and err on the side of disclosing exculpatory and impeaching evidence”:
2. that Justice Department policy "requires disclosure by prosecutors beyond that which is 'material' to guilt as articulated in Kyles ... and Strickler ...
3. that impeachment information "must be disclosed regardless of whether it is likely to make the difference between conviction and acquittal of the defendant for a charged crime”; and
4. that in most cases, due process and Justice Department policy require that disclosure of exculpatory and impeachment evidence be made in advance of trial.
Id. § 9.5.001 B, C & D
. As Miller's attorneys point out in their brief, one need not be a lawyer to appreciate the significance of such evidence. Indeed, as those of us who have reached a certain age are unlikely ever to forget, the fact that the accused was left-handed effectively demonstrated his innocence in two highly successful motion pictures: "In the Heat of the Night ” (1961), and "To Kill a Mockingbird” (1962), the latter film being based on Harper Lee’s Pulitzer Prize-winning novel.
. The judge was generous in his praise for Miller’s counsel in relation to the cross-examination of Timothy Taylor.
. Some delay in disclosure may, of course, be appropriate to protect the safety of witnesses (provided that defense counsel is afforded sufficient time to consider any leads and to make use of exculpatory evidence), but the government makes no claim that such a security problem existed here.
. The two men were apparently approximately the same age and height and both wore their hair in dreadlocks. Lindsey was, however, significantly heavier than Miller.
. The government agreed that Miller is right-handed. See note 5, supra. "About 90 percent of people are right-handed. Most of the rest are distinctly left-handed, though some are ambidextrous to one degree or another.” David E. Rosenbaum, On Left-Handedness: Its Causes and Costs, New York Times, May 16, 2000, at FI.
. Any continuance would necessarily have been brief, for the jury had already been selected and sworn.
. See note 23, supra.
. It is true that eight days elapsed between the receipt by the defense of Taylor’s grand jury testimony and its request to reopen its case and that, because of the long July 4th weekend, there were no trial proceedings during four of those days. Defense counsel did discover the portion of the video showing Lindsey signing left-handed less than a full day too late.
In the midst of a hotly contested felony trial, it is not astonishing that it did not occur even to Miller’s able attorneys to look for clues in the mechanics of Miller’s signature. Given the essentially undisputed historical facts, we cannot agree with the trial judge's conclusion that counsel’s failure to discover that Lindsey signed with his left hand was “entirely” or even primarily the fault of the defense. To sustain that ruling would simply encourage prosecutors to delay disclosure and to take advantage of their own delay.
Further, by failing to disclose Taylor’s grand jury testimony until the night before opening statements, when he included it in the government’s Jencks packet, the prosecutor indicated that he may not have recognized its potentially exculpatory value or his obligation to make disclosure under Brady. To fault the defense under these circumstances, for not acting more quickly to realize the full potential of this evidence, by combing through all of the other exhibits that had not previously appeared relevant (e.g., the mechanics of Lindsey’s signature on the video) would not be fair or in the interest of justice, particularly given the seriousness of the consequences for the defendant and the apparent failure of the prosecutor to recognize the exculpatory nature of the evidence.
.Lindsey’s pointing to objects, during his testimony, apparently once with his left hand and once with right, was hardly definitive.
. The prosecutor refused to stipulate even though the judge suggested that the stipulation could state that Lindsey's use of his left-hand to sign the rights did not necessarily mean that he was not right-handed in relation to other activities.
. In fairness to the government, we recognize that the prosecutor’s refusal to stipulate was based on his position that reopening the defense case after jury instructions had begun would unfairly highlight the new evidence, and that Lindsey had been released as a witness and possibly could not have been found in time and recalled to explain the evidence. As we have previously observed, however, and given the undisputed historical facts, the failure of the defense to notice that Lindsey signed with his left hand on the video is more fairly attributable to the government’s untimely disclosure than to defense counsel’s perceived lack of diligence in discovering this significant fact. In any event, even if Lindsey had testified that he was right-handed, one wonders whether, in light of the videotape and his pronounced credibility problem, the jury would have believed him.
. In fact, in conformity with Brady, the prosecutor informed the defense early in the trial that upon seeing Miller in the courtroom, Jenkins — the victim of the shooting — stated that he did not know Miller and had never had a dispute with him. Jenkins was not called as a witness by either party, and he did not testify.
. When Lindsey was attempting to avoid having to testify at the trial, the prosecutor remarked on one occasion that the government would have difficulty winning the case or receiving a fair hearing from the jury without Lindsey’s testimony.
. The passage that we quote is understandably partisan, but we nevertheless generally agree with its substance.
32. We also generally review de novo so-called findings of "ultimate fact” e.g., whether a party's conduct violated a rule or regulation, since they are really conclusions of law. In re White, 11 A.3d 1226, 1228 (D.C.2011) (quoting In re Micheel, 610 A.2d 231, 234 (D.C.1992)).
. Judge Fisher relies on our decisions in Curry and Edelen as authority for deferring to the trial judge’s conclusion that there was no Brady violation here. In our view, for the reasons set forth below, neither decision is in point.
In Curry, the government did not disclose the statement of a potential witness until two days before the initial trial date. The defendant claimed that if timely disclosure had been made, he could have found the witness and presented his testimony. The judge found, however, that this witness had left the area soon after the defendant was indicted, that the witness did not wish to be found, and that earlier disclosure would have made no difference. Because these findings were entirely factual, we held that they must be sustained if there was evidence to support them and, finding no clear error, we affirmed the defendant's conviction. 658 A.2d at 197-98. Our decision rested entirely on the factual nature of the issue, and the issue in Curry was quite unlike the one now before us.
Edelen was a close and difficult case in which we concluded that "some of the prose
The same witness had also testified before the grand jury that she had seen Edelen wearing a white shirt on the evening of the murder. The prosecutor did not provide this information to the defense until the second day of trial. With some reluctance, we affirmed the trial judge’s discretionary refusal to declare a mistrial or to grant a continuance, and we sustained Edelen's conviction, noting that there was no reason to believe that earlier disclosure would have made a material difference. We relied in substantial part on the fact that "resourceful and conscientious counsel from the Public Defender Service” had not sought a new trial based on newly discovered evidence while the appeal was pending, id., a reality which tended to verify, after the fact, the trial judge's view that it was unlikely that earlier disclosure would have led to the discovery of additional exculpatory evidence, or would have materially affected the outcome of the trial. By contrast, in the present case, significant evidence favorable to Miller — a videotape of Lindsey signing the rights card with his left hand — was discovered and proffered within hours after the defense rested its case.
The passage from Edelen quoted by our dissenting colleague, post at 1128, to the effect that the trial judge was in a better position than the appellate court to determine whether the government's delayed disclosure caused prejudice to Edelen, concerned an essentially factual question, namely whether it was reasonably probable, if timely disclosure had been made, that exculpatory evidence (of an unknown nature) would have been found. That discussion did not address a situation like the one before us here, in which it is undisputed that the principal excluded evidence — Lindsey signing with his left hand— was known and proffered within hours after the parties rested, and in which the exculpatory character of that evidence was obvious. Nothing in Edelen suggests that de novo review is inappropriate where, as here, the historical facts relevant to the issue whether Miller was prejudiced are undisputed, and where the issue implicates Miller's right to due process of law.
. In his dissenting opinion, post at 1129, Judge Fisher asserts that our characterization of the judge’s conclusion is "unfair.” At page 1130, however, our colleague correctly quotes the judge as stating that "[Hjere, the fault is completely with the defense.” At page 1132-33, he notes the judge’s remark to defense counsel that "[y]ou can’t blame the government for this one.”
. This court has stated that trial court rulings concerning Brady materiality issues are reviewed for "reasonableness,” see, e.g., Watson v. United States, 940 A.2d 182, 187 (D.C.2008), or for abuse of discretion, cf. Davies v. United States, 476 A.2d 658, 661 (D.C.1984). We have recognized, however, that in recent decisions applying the rule of Brady, the Supreme Court has conducted "an independent review of the evidence, giving little, if any, deference to the trial court’s assessment.” Farley v. United States, 767 A.2d 225, 228-29 (D.C.2001) (citing, inter alia, Strickler and Kyles); see also Farley, 767 A.2d at 233-234 (Ruiz, J., dissenting).
Although we need not reach this issue, we do not believe that the judge’s finding that the defense alone was at fault, and there was no suppression, would be sustainable even under deferential "clear error” review.
. For the reasons stated in Part III D of this opinion, we are of the opinion that the suppressed evidence was material as a matter of law.