DocketNumber: 15-CM-130
Citation Numbers: 207 A.3d 594
Judges: Fisher, Beckwith, Easterly
Filed Date: 5/9/2019
Status: Precedential
Modified Date: 10/19/2024
Easterly, Associate Judge:
In this appeal, we consider for the first time whether a single unwanted touching of another person on the arm, without any evidence that the touching was attempted *596(or achieved) with force or violence, can support a conviction for simple assault under an attempted-battery theory. We hold it cannot.
I. Facts and Procedural History
Although our focus in this appeal is on an unwanted touch on the arm, that was not the government's interest at trial. The government's theory of the case, which it set forth in its opening statement to the trial court, was that appellant, Winston Perez Hernandez, had violently attacked complainant, Alimamy Tarawallie, after the two friends watched a 2014 World Cup soccer match
In support of this narrative, the government called Mr. Tarawallie as its main witness. Mr. Tarawallie testified that he had invited a group of friends, including Mr. Perez Hernandez, over to his home to watch the match, and, after the game, the group moved outside. Mr. Perez Hernandez, who was drinking beer from a bottle, came over to talk to Mr. Tarawallie. While Mr. Perez Hernandez spoke, he touched Mr. Tarawallie. Mr. Tarawallie did not specify where exactly Mr. Perez Hernandez touched him, and the government did not ask a follow-up question to elicit this information, but it appears Mr. Perez Hernandez touched Mr. Tarawallie somewhere on his arm.
Mr. Tarawallie testified that, in response to Mr. Perez Hernandez's actions, he pushed Mr. Perez Hernandez, and Mr. Perez Hernandez then hit him on the forehead with a beer bottle. Somehow both men ended up on the ground. Mr. Perez Hernandez was on top of Mr. Tarawallie and banged Mr. Tarawallie's head against the sidewalk. Mr. Perez Hernandez then *597"ran away" from the scene of the incident. Mr. Tarawallie testified that he was bleeding as a result of the attack and was also bruised on the back of his head.
On cross-examination, the defense challenged Mr. Tarawallie's account of the incident, eliciting an admission from him that he had said he would "punch"-not push-Mr. Perez Hernandez if Mr. Perez Hernandez touched him again. The defense highlighted the inconsistency between Mr. Tarawallie's statement to the police and his testimony on direct examination on the subject of where and how Mr. Perez Hernandez had touched Mr. Tarawallie after being asked not to-specifically whether he put his finger or fingers in Mr. Tarawallie's eye or eyes.
The government also called Officer William Schoppman and Detective Savoy to the stand. Officer Schoppman testified that he had responded to the scene but had not seen the fight in progress; Detective Savoy spoke to Mr. Perez Hernandez after he turned himself in and agreed to be interviewed by police. Through Officer Schoppman, the defense confirmed the location of the beer bottle and the minimal extent of Mr. Tarawallie's injuries. Through Detective Savoy, the defense elicited testimony that Mr. Perez Hernandez told the police that Mr. Tarawallie had attacked him and that he had acted in self-defense.
In addition to eliciting evidence in the government's case-in-chief that undercut the government's theory, the defense called Bismark Enrique Serrano Baez, who was present at Mr. Tarawallie's home to watch the World Cup game and saw the fight. Mr. Baez testified that Mr. Tarawallie "wasn't happy" when Brazil lost to Germany. He saw Mr. Perez Hernandez talking to Mr. Tarawallie outside, telling him he should not feel badly about Brazil's defeat because he had not lost any money on the match. Mr. Baez then heard Mr. Tarawallie say "don't touch my arm or you're going to see what is going to happen to you." Mr. Tarawallie also warned Mr. Baez that there would be an issue if Mr. Perez Hernandez touched him again. Mr. Perez Hernandez "touched [Mr. Tarawallie's] arm again," at which point Mr. Tarawallie "reacted violently and ... punched" Mr. Perez Hernandez. Mr. Perez Hernandez ended up on the sidewalk with Mr. Tarawallie on top of him. When he flipped Mr. Tarawallie onto the ground to extricate himself, Mr. Tarawallie's head hit the ground. Mr. Perez Hernandez, who was himself bloodied by the incident, then walked away.
In closing argument, the government stated that it "want[ed] to be crystal clear. The touch by Mr. Perez Hernandez is not why we are here." The government explained:
That isn't assault, it's an unwanted touching. But the Government submits that the assault that is here, that is present, is where Mr. Perez Hernandez hit Mr. [Tarawallie] with a bottle. So his *598reaction about being touched, even if it may have been extreme, even if he got a little upset. That's not why Mr. [Tarawallie] called the police, that's not what landed Mr. [Tarawallie] with a scrape on his head, it is the bottle.
(Emphasis added.) Previewing its doubt about the government's theory, however, the trial court asked the government, "[y]ou said that the reason we're here has to do with the bottle. Do you, are you arguing at all that that initial touching, or at least the second touching is an assault?" The government then backtracked: "It is an assault, Your Honor.... [A]n unwanted touching is standard textbook assault."
After continuing the case to allow the parties to file supplemental briefs discussing whether an unwanted touch alone could sustain a simple assault conviction, the court announced its verdict. The trial court found that the government had not proved beyond a reasonable doubt either that Mr. Perez Hernandez had hit Mr. Tarawallie with a bottle or that he "poked [Mr. Tarawallie] in the eyes." But the court did find that the government had proved beyond a reasonable doubt that Mr. Perez Hernandez had touched Mr. Tarawallie "somewhere [o]n his body."
The trial court acknowledged that a simple assault charge based solely on a touch "is something that we would not usually see in the courts. I mean, there's a reason why there's not a lot of case law here." The court further acknowledged that, in the cases that it had reviewed discussing "offensive touching," the "contact was ... significantly more than what we have here," and the particular facts made it "really more offensive" or "more threatening." Nevertheless, focusing on the fact that the touch in question had followed Mr. Tarawallie's admonition to Mr. Perez Hernandez not to touch him again, the court concluded that the touch was "objectionable and offensive" and thus a criminal act punishable as simple assault. Accordingly, the court found Mr. Perez Hernandez guilty.
II. Analysis
Mr. Perez Hernandez challenges the sufficiency of the evidence to support his conviction for simple assault under
The essential elements of simple assault do not appear in
Attempted-battery assault derives from pre-statutory common law, and it has long been defined in this jurisdiction as "an attempt with force or violence to do corporal injury to another," consisting of "any act tending to such corporal injury, accompanied with such circumstances as denote at the time an intention, coupled with the present ability, of using actual violence against the person." Sousa v. United States,
The question before us is whether-in light of this court's longstanding articulation of the elements of attempted-battery assault as including an actus reus conduct element, "with force or violence"-the single act of touching someone on the arm after being asked not to do so, see note 8 supra , amounts to an attempted-battery assault. We are unable to conclude that it is. A touch is inherently neither "forceful" nor "violent" within the common understanding
Moreover, we can find no decision in our case law where we have upheld a criminal conviction for an attempted-battery assault based on a nonforceful and nonviolent, albeit disagreeable, touch. In the tort context, where the stakes are lower, we have held that a single touch was not an assault under Maryland law because there was no "indication of ... undue force." See Shaw v. May Dept. Stores Co. ,
Harris v. United States ,
The government invites us to disregard the "force or violence" requirement that pervades our case law discussing attempted-battery assault and has long been memorialized in our standard jury instructions. The government first cites to Ray ,
The government also asserts that "[t]ouching someone after the person has said not to touch him constitutes an assault because it is, as set forth in Criminal Jury Instructions for the District of Columbia, No. 4.100 (5th ed. 2018), 'a touching offensive to a person of reasonable sensibility.' " The government does not quote from the part of the assault instruction defining the elements of attempted-battery assault. We discuss these elements above but, for ease of reference, we repeat them here: the government must prove the defendant (1) "with force or violence, injured or attempted or tried to injure" the complainant (actus reus, conduct element); (2) "intended to use force or violence against" the complainant (mens rea); and (3) "had the apparent ability to injure" the complainant "at the time" (actus reus, circumstance element). Criminal Jury Instructions.
Instead, the particular language the government quotes is part of the jury instructions' general definition of "injury": "Injury means any physical injury, however small, including a touching offensive to a person of reasonable sensibility."
Lastly, the government calls our attention to Mahaise v. United States ,
The dissent takes a different approach from the government and acknowledges that our requirement of force or violence cannot simply be ignored. Instead it suggests that we recognize a new, fourth iteration of simple assault that does not incorporate this requirement-or that we achieve the same result by endorsing a "more specialized legal usage of the word force" that equates force with "even the slightest offensive touching." Post at 605 (quoting Johnson v. United States ,
The dissent's proposals raise the question of this court's proper role in the District's criminal justice system. Generally, this court leaves policy decisions to the legislature; our role is to interpret the law, not create it. That said, as acknowledged at the outset of our analysis, when Congress codified the crime of assault in the District, it gave this court no guidance. The three types of simple assault currently recognized in the District are entirely a product of this court's creation, with reference to common-law principles. For at least four reasons, we are unwilling to use this case as a vehicle to enlarge the law of assault.
First, the facts of this case-touching the arm of a friend who did not want to be touched-do not cry out to us as demonstrating a need to recognize a new type of simple assault crime. (This view is only strengthened when we add in the consideration that Mr. Tarawallie, who was apparently already upset that his preferred team had lost the World Cup, escalated *604the situation with Mr. Perez Hernandez by threatening to push or punch his friend if his friend touched him again, and then arguably employed excessive force to "defend" himself against the unwanted touch.) Second, the government has supplied no authority that establishes that a nonviolent, nonforceful touch would have amounted to assault at common law either under an attempted-battery theory or some other theory of assault, and that would allow us to say in good conscience that when the legislature enacted the crime of simple assault it meant to criminalize a nonviolent, nonforceful, disagreeable touch. Third, it has now been understood for decades that attempted-battery assault, as created by this court with reference to the common law, requires proof of an act with force or violence. The Council of the District of Columbia has the power to create new crimes, and it has recently exercised this power to create new assault crimes. See note 16 supra . If the Council wishes to expand the crime of assault in the manner in which the dissent-and effectively the government-proposes, it may do so. Fourth and relatedly, we are concerned that an unwanted touch, without force or violence, is not generally considered a criminally assaultive act. Indeed, the government attorney in this case initially told the trial court that an unwanted touch "isn't assault." And in another case recently argued before this court, a government attorney took the position at oral argument that an unwanted touch, without more, was not an assault. If some prosecutors and, indeed, members of this court do not readily perceive a touch without force or violence to be a criminal assault, we have little confidence that the lay public subscribes to that understanding. The Council, not this court, seems the best forum for this debate.
For all these reasons, we decline to expand the crime of attempted-battery assault under
So ordered .
Having so concluded, we need not address the other arguments Mr. Perez Hernandez raises in this appeal.
The match was the Germany versus Brazil semifinal, which Germany won 7-1.
Another government witness, Detective Ryan Savoy, testified that Mr. Perez Hernandez later told the detective that he "had touched [Mr. Tarawallie] on the arm."
Mr. Tarawallie explained, "I'm not the type of person that talk and touch, you know, feeling people. Not even touch, but to feel people when they talk, you know, I don't do that."
Throughout direct examination, the government exclusively referred to this contact as a "touch"-for example, the government asked Mr. Tarawallie to demonstrate "the position of [Mr. Perez Hernandez's] fingers when he touched you."
In one question, defense counsel used the word "poke" to describe this action, but then rephrased, asking Mr. Tarawallie, "you said that, you testified that he poked you, he put his finger in your eye, in your eyes."
On redirect examination, Mr. Tarawallie testified that he saw it "fl[y] over and fall" in the location where the police found it.
The trial court actually used the word "poked"-"I do find ... that he poked him somewhere on his body"-which suggests a more aggressive type of action. But there is no evidence in the record of Mr. Perez Hernandez "poking" Mr. Tarawallie at any time. The government never used the word "poke" in its questions and neither Mr. Tarawallie nor any of the other witnesses who testified ever used it in their answers. The only time "poke" appears in the transcript of the trial testimony is in a question by defense counsel that was rephrased midsentence. See note 6 supra . (To the extent the government adopted the word "poke" in its closing argument, it did so to recharacterize Mr. Tarawallie's discredited testimony that Mr. Perez Hernandez had put his finger or fingers in Mr. Tarawallie's eye or eyes.)
Because the trial court concluded that Mr. Tarawallie's account of the incident could not be credited beyond a reasonable doubt, the only evidence in the record the court could have relied on for any post-warning contact was Mr. Baez's testimony that Mr. Perez Hernandez had "touched" Mr. Tarawallie on the arm. We thus understand the court to have implicitly credited Mr. Baez's account of a second "touch."
See Ray ,
Intent-to-frighten assault likewise requires proof that a defendant acted with force or violence, but the mens rea element is more expansively defined. When an attempted-battery assault is charged, the government must prove that the defendant directed the forceful or violent act toward the complainant with an intent "to cause physical injury." Robinson ,
Nonviolent sexual touching assault does not require proof that the defendant acted with force or violence; rather, "the sexual nature of the conduct supplies the element of violence or threat of violence" traditionally required to prove an assault crime. In re A.B. ,
Compare Criminal Jury Instructions for the District of Columbia, No. 4.100(A) (5th ed. 2018) with instructions reproduced in Robinson ,
See Force , Merriam-Webster Inc., Webster's Third New Int'l Dictionary, Unabridged (1981) ("Power, violence, compulsion, or constraint exerted upon or against a person or thing"); Violence ,
See Force , Black's Law Dictionary (10th ed. 2014) ("Power, violence, or pressure directed against a person or thing"); Actual Force ,
More fundamentally, if force or violence do not circumscribe the actus reus conduct element in some meaningful way, it is unclear why this court discerned any need to recognize a distinct theory of assault for nonviolent sexual touching.
See, e.g. , Buchanan v. United States,
See also
We do not understand the court in Comber v. United States,
For this proposition, the government also cites to Perkins v. Commonwealth,
We have quoted the "unconsented touching" language from Mahaise in other cases, see, e.g. , Watson ,
In support of his application to seal, Mr. Mahaise submitted to the court an affidavit in which he admitted that he had entered the complainant's bedroom and taken her phone and then her cigarette out of her hands. This court concluded that his affidavit constituted an "admission, at least prima facie," of two assaultive acts.
It is far from clear that this court would have concluded that the evidence in the affidavit would have been legally sufficient to sustain an assault conviction beyond a reasonable doubt, particularly on an attempted-battery theory, which the court did not distinguish from an intent-to-frighten theory. Moreover, the conduct at issue in Mahaise itself was more than an "unwanted touching," as the government acknowledges by (incompletely) describing it as "taking [a] phone and cigarette from [the] victim." (emphasis added).