Louise Trauma Center LLC v. United States Department of Justice

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
LOUISE TRAUMA CENTER, LLC :
:
Plaintiff, : Civil Action No.: 20-3517 (RC)
:
v. : Re Document Nos.: 14, 17
:
DEPARTMENT OF JUSTICE, :
:
Defendant. :
MEMORANDUM OPINION
DENYING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT; GRANTING IN PART AND DENYING
IN PART DEFENDANT’S CROSS-MOTION FOR SUMMARY JUDGMENT
I. FACTUAL AND PROCEDURAL BACKGROUND
The Louise Trauma Center, LLC (“the Center”) is a nonprofit organization dedicated to
helping immigrant women who have experienced gender-based violence apply for asylum, as
well as educating the public and raising awareness about the issues their clients face. Compl.
¶ 4, ECF No. 1. In furtherance of that work, the Center made a series of FOIA requests to the
Department of Justice in 2019 and 2020 that formed the basis of this six-count action. See id.
¶¶ 8, 15, 20, 25, 34, 42. Following the filing of this FOIA action in December 2020, see
generally id., the government processed all six requests and the parties conferred regarding their
outstanding disagreements. See Joint Status Reports, ECF Nos. 10, 11, 12, 13, 15. As a result,
only two of the counts in the Complaint now require resolution by the Court: Counts 2 and 4.
See Pl.’s Mot. Summ. J. at 4 (“Pl.’s Mot.”), ECF No. 14.
The FOIA request in Count 2 was submitted in September 2019 and requested “all
records . . . concerning Office of Immigration Litigation training materials for lawyers in the
appellate section[.]” Ex. 2 of Compl., ECF No. 1-2; see also Pl.’s Statement Facts ¶¶ 2–3 (“Pl.’s
St. Facts”), ECF No. 14-1; Def.’s Statement Facts ¶ 1b (“Def.’s St. Facts”), ECF No. 17-1. DOJ
had not yet responded to the request when this action was filed over a year later. Pl.’s St. Facts
¶ 6; Def.’s Resp. to Pl.’s Statement Facts ¶ 6, ECF No. 16-1. The Office of Immigration
Litigation Appellate Section (OIL-App) began searching for responsive documents in January
2021 and located 4,363 responsive pages. Decl. of Hirsh Kravitz ¶ 7 (“Kravitz Decl.”), ECF No.
17-2; Suppl. Decl. of Hirsh Kravitz ¶ 7 (“Supp. Kravitz Decl.”), ECF No. 21-1. Of those, DOJ
released 172 pages in full, released 24 pages with redactions, and withheld 4,168 pages and 12
videos in full pursuant to FOIA Exemptions 5 and 6. Def.’s St. Facts ¶ 8. The Center believes
that the government improperly asserted Exemption 5 to withhold documents responsive to that
request. Pl.’s Mot. at 6.
The request at issue in Count 4 was submitted in May 2020. Def.’s St. Facts ¶ 13. It first
referenced the foreseeable harm standard incorporated into statute by the FOIA Improvement
Act of 2016, which required agencies to only withhold information if “the agency reasonably
foresees that disclosure would harm an interest protected by an exemption.” Ex. 4 of Compl.,
ECF No. 1-4; see also FOIA Improvement Act of 2016, Pub. L. No. 114-185 (codified at 5
U.S.C. § 552(a)(8)(A)(i)(I)). The request then posed the questions: “How are you able to foresee
that harm will result if a particular document is disclosed? What information do you rely upon?”
and requested “a copy of all records concerning: ‘studies, analyses, research, memoranda,
information, instructions, reports, and documents concerning the harm mentioned above[.]’” Ex.
4 of Compl.
Similar requests were sent to DOJ’s Executive Office for U.S. Attorneys and Office of
Information Policy and were reflected in the fifth and sixth causes of action. See Def.’s Cross
Mot. Summ. J. at 13 (“Def.’s Cross Mot.”), ECF No. 17; Compl. ¶¶ 33, 41. OIP, which was the
2
proper entity to receive that request, responded by providing a link to a formerly processed
request on the same topic available on the agency’s FOIA website along with six redacted pages.
See Joint Status Report ¶ 8, ECF No. 13 (May 6, 2021). The Center no longer objects to the
response to those requests, only to the request processed by the Civil Division and referenced in
Count 4. Compl. ¶¶ 25–26; Pl.’s Mot. at 10.
Despite maintaining that OIP, rather than the Civil Division, was the proper entity to
process this request, the Civil Division also conducted a search of its T Drive, which is “where
all cases, documents, records, guidance, and templates are maintained related to the processing
of FOIA requests.” Kravitz Decl. ¶ 5. The Civil Division provided a final response to the Center
in January 2021, advising it that no responsive records could be located. See Ex. 8 of Def.’s
Cross Mot., ECF No. 17-8; Joint Status Report ¶ 7b, ECF No. 13 (May 6, 2021).
The Center has filed its motion for summary judgment on the remaining two requests at
issue. See Pl.’s Mot. DOJ has opposed, see Def.’s Opp’n to Pl.’s Mot. Summ. J. (“Def.’s
Opp’n”), ECF No. 16, and filed its own cross-motion for summary judgment, see Def.’s Cross
Mot. For the reasons below, the Court will deny the Center’s motion and will grant in part and
deny in part DOJ’s cross-motion.
II. ANALYSIS
A. Legal Standard
The Freedom of Information Act is meant “to pierce the veil of administrative secrecy
and to open agency action to the light of public scrutiny.” U.S. Dep’t of State v. Ray, 502 U.S.
164, 173 (1991) (quoting Dep’t of Air Force v. Rose, 425 U.S. 352, 361 (1976)). Accordingly,
the FOIA statute “directs that ‘each agency, upon any request for records . . . shall make the
records promptly available to any person’ unless the requested records fall within one of the
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statute’s nine exemptions.” Loving v. Dep’t of Def., 550 F.3d 32, 37 (D.C. Cir. 2008) (quoting 5
U.S.C. § 552(a)(3)(a)). “The agency bears the burden of establishing that a claimed exemption
applies[,]” Citizens for Resp. & Ethics in Wash. v. U.S. Dep’t of Just., 746 F.3d 1082, 1088 (D.C.
Cir. 2014), and exemptions are “given a narrow compass[,]” U.S. Dep’t of Just. v. Tax Analysts,
492 U.S. 136, 151 (1989).
“FOIA cases typically and appropriately are decided on motions for summary judgment.”
Defs. of Wildlife v. U.S. Border Patrol, 623 F. Supp. 2d 83, 87 (D.D.C. 2009) (citing Bigwood v.
U.S. Agency for Int’l Dev., 484 F. Supp. 2d 68, 73 (D.D.C. 2007)). Summary judgment is
warranted where “the movant shows that there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). A “material” fact
is one capable of affecting the substantive outcome of the litigation. See Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute is “genuine” if there is enough evidence for a
reasonable jury to return a verdict for the non-movant. See Scott v. Harris, 550 U.S. 372, 380
(2007).
To prevail on a motion for summary judgment in a FOIA case, “the defending agency
must prove that each document that falls within the class requested either has been produced, is
unidentifiable or is wholly exempt from the Act’s inspection requirements.” Weisberg v. U.S.
Dep’t of Just., 627 F.2d 365, 368 (D.C. Cir. 1980) (internal quotation marks omitted) (quoting
Nat’l Cable Television Ass’n v. FCC, 479 F.2d 183, 186 (D.C. Cir. 1973)). A court “may award
summary judgment solely on the basis of information provided by the department or agency in
declarations when the declarations describe ‘the documents and the justifications for
nondisclosure with reasonably specific detail, demonstrate that the information withheld
logically falls within the claimed exemption, and are not controverted by either contrary
4
evidence in the record nor by evidence of agency bad faith.’” Citizens for Resp. & Ethics in
Wash. v. U.S. Dep’t of Lab., 478 F. Supp. 2d 77, 80 (D.D.C. 2007) (quoting Mil. Audit Project v.
Casey, 656 F.2d 724, 738 (D.C. Cir. 1981)). An agency’s justification for withholding records
“is sufficient if it appears ‘logical’ or ‘plausible.’” Larson v. Dep’t of State, 565 F.3d 857, 862
(D.C. Cir. 2009) (quoting Wolf v. C.I.A., 473 F.3d 370, 375 (D.C. Cir. 2007)); Pinson v. U.S.
Dep’t of Just., No. 12-cv-1872, 2016 WL 29245, at *10 (D.D.C. Jan. 4, 2016). Review is de
novo, 5 U.S.C. § 552(a)(4)(B), but a reviewing court should “respect the expertise of an agency”
and not “overstep the proper limits of the judicial role in FOIA review[,]” Hayden v. Nat’l Sec.
Agency/Cent. Sec. Serv., 608 F.2d 1381, 1388 (D.C. Cir. 1979).
B. Count 2: Request for Appellate Training Materials
The FOIA request in Count 2 sought “all records . . . concerning Office of Immigration
Litigation training materials for lawyers in the appellate section[.]” Ex. 2 of Compl. The
responding division, OIL-App, located 4,364 responsive pages, of which the Civil Division
released 172 pages in full, released 24 pages with redactions, and withheld 4,168 pages and 12
videos pursuant to FOIA Exemptions 5 and 6. 1 Def.’s St. Facts ¶ 7–8; Kravitz Decl. ¶ 7–8.
DOJ provided a Vaughn Index grouping the various withheld documents into five
categories that contain hundreds of pages each: 2019 May Asylum Training, 2019 Annual Fall
Conference, 2020 Annual Fall Conference, 2019 New Attorney Training, and 2020 New
Attorney Training. See generally Ex. 3 of Def.’s Cross Mot. (“Index”), ECF No. 17-3. The
1
The Center does not contest DOJ’s reliance on Exemption 6. The Court also notes,
however, that it is impossible to tell which documents are being withheld pursuant to Exemption
6 and which pursuant to Exemption 5, and it expects DOJ to rectify that shortcoming in its next
submission.
5
Index also contained the following more detailed descriptions of the responsive training
materials from each event:
• Category 1: The materials from the two-day May 2019 Asylum training on the
topic of “Asylum and Withholding after Matter of A-B” include “in-depth
descriptions of training sessions and how to litigate or treat cases under new case
laws[,]” as well as a cover page, practice hypotheticals, a presentation on the
Attorney General’s precedential asylum decision in Matter of A-B- and its
application to current cases. Index at 1. The Index also lists several key concepts
of asylum law, such as the element of persecution, formulation of particular social
groups, motive nexus, and “statute and case requirements[,]” which were
presumably the topics of various panels and whose application in future cases was
described. Id.• Categories 2 & 3: OIL-App’s 25th and 26th Annual Immigration Law Seminars,
held in fall 2019 and 2020, produced a large number of documents of which DOJ
fully withheld 2,075 pages and 1,147 pages, respectively. 2 Index at 1, 3. The
materials for each included “in-depth descriptions of trainings and litigating cases,
[and] guidance on how to proceed with potential cases[.]” Id. The Index lists a
range of different topics for each conference. Although the topics at each vary,
2
DOJ also partially withheld 11 pages from the 2019 seminar and 7 pages from the 2020
seminar. Index at 1, 3. It is not possible to tell from the Index which documents were withheld
in full and which ones were released in part, but at least a few of the partially released documents
were the agendas for the various trainings, attached as Ex. 2 to the Center’s Motion for Summary
Judgment. See Ex. 2 of Pl.’s Mot., ECF No. 14-2. The Kravitz Declaration mentions the
agendas, saying that “[t]he Civil Division determined that it was able to reveal the Agendas
(showing the title and faculty) of each training session . . . in order to demonstrate that the
participants and content are within the [asserted privileges.]”). Kravitz Decl. ¶ 11.
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they appear to cover a range of practical and substantive guidance ranging from
“asylum regulations and policies and their implications for OIL litigations” to
simply “monographs on immigration law[.]” Index at 2–4.
• Categories 4 & 5: The descriptions of the 2019 and 2020 New Attorney Training
Materials are in part identical. The entirety of the 2019 description and the first
part of the 2020 description both list “coding of OIL documents; how cases are
assigned internally and internal appearance information for handling cases;
internal checklist for handling cases and issues in cases, filings; court and OIL
processes for cases handled by circuit counselors and internal information on
types of cases; internal passwords and procedures for tracking cases; internal
procedures for tracking time and hours spent on cases[.]” Index at 4. The 2020
New Attorney Training materials also include a longer list of topics that largely
constitute the nuts and bolts of immigration appellate litigation, such as “training
on issue spotting and brief writing[,]” “suggestions on best practices for reviewing
administrative records[,]” “origin of asylum and withholding of removal with
legal elements and credibility[,]” “discussion of DHS removal procedures[,]”
“how to apply automatic temporary stays[,]” and “judicial review in the Court of
Appeals[,]” to give just a sample. Id. at 5.
DOJ bears the burden of justifying its withholding of the responsive documents. See 5
U.S.C. § 552(a)(4)(B); Nat. Res. Def. Council, Inc. v. Nuclear Regul. Comm’n, 216 F.3d 1180,
1190 (D.C. Cir. 2000). “[A]n agency’s justification for invoking a FOIA exemption is sufficient
if it appears ‘logical’ or ‘plausible[,]’” Scudder v. CIA, 254 F. Supp. 3d 135, 140 (D.D.C. 2017)
(quoting Judicial Watch, 715 F.3d at 941), but “statutory exemptions are ‘narrowly
7
construed[,]’” and “[w]ithholding information under conclusory, generalized, or sweeping
allegations of exemptions is not acceptable[,]” Elec. Priv. Info. Ctr. v. U.S. Drug Enf’t Agency,
192 F. Supp. 3d 92, 101, 103 (D.D.C. 2016) (quotations omitted). Exemption 5 of FOIA covers
“inter-agency or intra-agency memorandums or letters that would not be available by law to a
party other than an agency in litigation with the agency[.]” 5 U.S.C. § 552(b)(5). It protects
documents that would be privileged in ordinary civil litigation. See Loving, 550 F.3d at 37;
Coastal States Gas Corp. v. Dep’t of Energy, 617 F.2d 854, 863–64 (D.C. Cir. 1980).
DOJ relies on the deliberative process privilege, attorney work product privilege, and
attorney-client privilege 3 to justify its withholdings under Exemption 5 for all 4,168 pages and
12 videos that it withheld in all five categories. Although the agency has provided a Vaughn
Index, the information provided is insufficient to allow the Court to make a de novo
determination about the appropriateness of the withholdings. A Vaughn Index is supposed to
“correlate statements made in the Government’s refusal justification with the actual portions of
the document[,]” Vaughn v. Rosen, 484 F.2d 820, 827 (D.C. Cir. 1973), but DOJ’s Index fails to
sufficiently do so. The Court cannot discern from the information provided which documents
are exempt under which categories, and the limited information provided suggests that it is
unlikely “that all of the information is equally exempt under all of the alleged exemptions.” 4 Id.at 827–28.
3
The Center states in its Statement of Undisputed Facts that DOJ disclaimed its prior
reliance on the deliberative process and attorney-client privileges. Pl.’s St. Facts ¶¶ 13–14. DOJ
directly denies this, see Def.’s Resp. Pl.’s St. Facts ¶¶ 12–13, and has identified all three
privileges in its Vaughn Index and the Kravitz Declaration, see Exs. 1–2 of Def.’s Mot. The
Court will therefore analyze all three privileges.
4
The Court points out that proper labeling of which privilege corresponds to which
document takes on an added level of importance now that FOIA also requires agencies to release
information only if “the agency reasonably foresees that disclosure would harm an interest
protected by an exemption[,]” 5 U.S.C. § 552(a)(8)(A)(i)(I), given that the interests protected by
8
The Court will address for each asserted privilege how DOJ has fallen short of its burden.
However, the Court will deny summary judgment to either party and allow DOJ another
opportunity to meet its burden.
1. Attorney Work Product Privilege
The attorney work-product doctrine “provides a working attorney with a ‘zone of
privacy’ within which to think, plan, weigh facts and evidence, candidly evaluate a client’s case,
and prepare legal theories.” Coastal States, 617 F.2d at 864. To be privileged under the attorney
work product doctrine, the document must have been “prepared in contemplation of litigation, or
in the course of preparing for trial.” Id. at 865. For an agency to meet its burden of showing the
attorney work-product doctrine applies to a given document, “it must (1) provide a description of
the nature of and contents of the withheld document, (2) identify the document’s author or
origin, (3) note the circumstances that surround the document’s creation, and (4) provide some
indication of the type of litigation for which the document’s use is at least foreseeable.” Ellis v.
U.S. Dep’t of Just., 110 F. Supp. 3d 99, 108 (D.D.C. 2015), aff’d, No. 15-5198, 2016 WL
3544816 (D.C. Cir. June 13, 2016). “[W]e ask whether, in light of the nature of the document
and the factual situation in the particular case, the document can fairly be said to have been
prepared or obtained because of the prospect of litigation.” E.E.O.C. v. Lutheran Soc. Servs.,
186 F.3d 959, 968 (D.C. Cir. 1999) (cleaned up) (emphasis added); see also Nat’l Ass’n of Crim.
Def. Laws. v. Dep’t of Just. Exec. Off. For United States Att’ys [hereinafter “Nat’l Ass’n”], 844
F.3d 246, 251 (D.C. Cir. 2016) (“In ascertaining whether a document was prepared in
anticipation of litigation, we have applied a ‘because of’ test, asking whether, in light of the
the three privileges asserted here are distinct and may not apply with equal force to all
documents within a large group.
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nature of the document and the factual situation in the particular case, the document can fairly be
said to have been prepared or obtained because of the prospect of litigation.”) (quotations
omitted).
The work product privilege “extends to documents prepared in anticipation of foreseeable
litigation, even if no specific claim is contemplated.” Schiller v. NLRB, 964 F.2d 1205, 1208
(D.C. Cir. 1992), abrogated on other grounds by Milner v. Dep’t of Navy, 562 U.S. 562 (2011).
As the name implies, the attorneys in DOJ’s Office of Immigration Litigation, Appellate
Division become involved when there is an appeal of an immigration case, making future
litigation not only foreseeable, but a certainty. Still, FOIA exemptions “must be ‘narrowly
construed[.]’” Milner, 562 U.S. at 565 (quotation omitted). To that end, this Circuit has
therefore “drawn a line between ‘neutral, objective analyses of agency regulations’ and ‘more
pointed documents’ that recommend ‘how to proceed further with specific investigations’ or
‘advise the agency of the types of legal challenges likely to be mounted against a proposed
program, potential defenses available to the agency, and the likely outcome.’” Am. Immigr.
Council v. U.S. Dep’t of Homeland Sec., 905 F. Supp. 2d 206, 221–22 (D.D.C. 2012) (quoting
Delaney, Migdail & Young, Chartered v. IRS, 826 F.2d 124, 127 (D.C. Cir. 1987)).
DOJ likens its training materials to the latter category of documents that “advise the
agency of the types of legal challenges likely to be mounted against a proposed program,
potential defenses available to the agency, and the likely outcome.” Def.’s Cross Mot. at 7–8
(quoting Delaney, 826 F.2d at 127). But nothing in the Index discusses a DOJ policy or program
that might be challenged, rather, the potential litigation DOJ alludes to appears to be appeals of
routine removal cases. See, e.g., Index at 2 (“analysis to determine when convictions trigger
immigration consequences”); id. at 3 (“discussion on political opinion claims”); id. at 5
10
(“identifying issues in reasonable fear cases”). That is undoubtedly litigation, but of a different
variety than trying to anticipate the potential “legal vulnerabilities” of an agency program. See
Delaney, 826 F.2d at 127. Explanation of the elements of the relevant law the agency deals with
on a day-to-day basis may potentially be closer in some portions of the materials to the “agency
manual, fleshing out the meaning of the statute it was authorized to enforce” that the cited
portion of Delaney distinguished from. See id.On one hand, the D.C. Circuit has in some instances found materials designed to guide
“attorneys on one side of an adversarial dispute” on “how to respond to the other side’s
arguments, which cases to cite, and what material to turn over and when to do so, among
numerous other practical and strategic considerations” to be protected by the attorney work
product privilege. Nat’l Ass’n, 844 F.3d at 255 (holding that “an internal manual containing
litigation strategies” for prosecutors was protected attorney work product); see also Schiller, 964
F.2d at 1208 (memos with “instructions on preparing and filing pleadings in EAJA cases,
including arguments and authorities” would be “prepared in anticipation of litigation” such that
they fall within the scope of the attorney work product privilege). In doing so, the Circuit has
affirmed that privileged material need not correspond to a specific claim if its “disclosure . . .
risks revealing DOJ’s litigation strategies and legal theories regardless of whether it was
prepared with a specific claim in mind.” Nat’l Ass’n, 844 F.3d at 254. It is possible, based on
the listed descriptions, that many of the training materials provide strategy in furtherance of OIL-
App’s “adversarial function,” much like the litigation guide for federal prosecutors at issue in
Nat’l Ass’n or the guidance memos at issue in Schiller.
But courts within and beyond this Circuit have cautioned against applying the reasoning
of Schiller and Nat’l Ass’n too broadly. See Nat’l Ass’n, 844 F.3d at 259 (Sentelle, J.,
11
concurring) (conceding that precedent in Schiller exempted the prosecutorial litigation guide in
Nat’l Ass’n as protected attorney work product, but expressing reservations that “applying the
broad construction of Schiller to the case before us is inconsistent both with the statutory purpose
of FOIA and the longstanding values of justice in the United States”); see also Shapiro, 969 F.
Supp. 2d at 34 (“The ‘prospect of litigation’ cannot be read over-broadly to be so divorced from
any specific legal claim such that it renders this fundamental criterion for invocation of the work
product doctrine meaningless.”); ACLU of San Diego & Imperial Cntys. v. U.S. Dep’t of
Homeland Sec., No. 8:15-cv-00229, 2017 WL 9500949, at *9 (C.D. Cal. Nov. 6, 2017) (“[Nat’l
Ass’n] represents the outer reaches of Exemption 5’s reformulation of the work product
privilege.”). In other words, any training for agency litigators is in some sense “in anticipation
of litigation” and has an “adversarial function,” see Nat’l Ass’n, 844 F.3d at 250, 255, but taken
too far, that interpretation risks running afoul of the bedrock mandate to construe FOIA
exemptions narrowly, see F.B.I. v. Abramson, 456 U.S. 615, 630 (1982).
The concern articulated in Nat’l Ass’n that disclosure of the manual would “risk[]
revealing DOJ’s litigation strategies and legal theories” serves as a helpful limiting principle in
situations like this one. See Nat’l Ass’n, 844 F.3d at 254. Although many of the documents
described in the Vaughn Index are likely protected, DOJ’s broad assertions do not do enough to
convince the Court that every withheld document would risk revealing protected litigation
strategy or legal theory. At least some of the items listed in DOJ’s Vaughn Index seem closer to
the “neutral, objective analyses” of the relevant law that is not protected. See Coastal States, 617
F.2d at 863; see, e.g., Index at 1 (“A-B case holding presentation”); id. (“statute and case
requirements when litigating cases”); id. at 2 (“federal power over immigration discussion”); id.
12
at 3 (“discussion on political opinion claims”). Based on the record, the Court cannot determine
on which side of the line each document falls.
The Court is especially skeptical of DOJ’s assertion of the attorney work product
privilege for the 2019 New Attorney training (Category 4) and the first section of the 2020 New
Attorney Training (Category 5). The relevant documents in each discuss “coding of OIL
documents; how cases are assigned internally and internal appearance information for handling
cases; internal checklist for handling cases and issues in cases, filings; court and OIL processes
for cases handled by circuit counselors and internal information on types of cases; internal
passwords and procedures for tracking cases; internal procedures for tracking time and hours
spent on cases[.]” Index at 4. Those topics are “literally ‘in anticipation of litigation’” in the
sense that they teach new agency lawyers how to manage their cases, but they do not “anticipate
litigation in the manner that the privilege requires.” Am. Immigr. Council, 905 F. Supp. 2d at
222. Unlike the training materials in the other categories that could at least potentially relate to
developing strategy for a specific case, the new attorney training materials for both 2019 (and the
first part of the 2020 list) discuss purely administrative issues. Index at 4. Those documents are
more akin to the series of slides that taught “employees how to interact with private attorneys
during USCIS proceedings before adjudicators” in Am. Immigr. Council. Am. Immigr. Council,
905 F. Supp. 2d at 222. The fact that the information in those slides, and the new attorney
training materials here, “happen[s] to apply in agency litigation” does not bring it within the
scope of the work product privilege. Id. It is possible that some of these pages may qualify for
the attorney work-product privilege, but the agency’s broad-brush approach makes it impossible
to say.
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a. Segregability
“[I]f the government can segregate and disclose non-privileged factual information within
a document, it must.” Loving, 550 F.3d at38. DOJ’s conclusory, across-the-board assertions of
privilege suggest that the agency has not sufficiently attempted to do so here. Rather, DOJ
argues that segregability is never required when the attorney work-product privilege is asserted,
and that because it has asserted that privilege over all 4,168 pages and 12 videos, 5 it need not
conduct segregability analysis for any of them. Def.’s Cross Mot. at 10–11. It is true that where
the withheld document “is fully protected as work product, then segregability is not required.”
Jud. Watch, Inc. v. Dep’t of Just., 432 F.3d 366, 371 (D.C. Cir. 2005). But there must be
something more than the agency’s conclusory labeling of a document as attorney work product
to establish that the document is in fact “fully protected” as such. Id.Segregability under other privileges, such as the deliberative process privilege, usually
turns on whether responsive material is fact or analysis, whereas “factual elements can ‘seldom’
be segregated from attorney work product.” Martin v. Off. Of Special Couns., Merit Sys. Prot.
Bd., 819 F.2d 1181, 1186 (D.C. Cir. 1987) (quotation omitted). But “seldom” is not “never.”
Facts can rarely be separated from analysis in typical attorney work product because most
attorney work product involves analyzing concrete facts as they relate to a specific claim. The
fact/analysis division is less helpful here, where at least some of the analysis in the training
materials appears to apply to generalized or hypothetical facts. See Shapiro, 969 F. Supp. 2d at
5
The Court also directs DOJ’s attention to the Circuit’s recent admonition that
government agencies should consider and utilize available video editing technologies when
conducting segregability analysis of video materials. See Evans v. Fed. Bureau of Prisons, 951
F.3d 578, 587 (D.C. Cir. 2020) (“[W]e live in an era in which teenagers regularly send each other
screenshots from all sorts of video media. Presumably, most of these teenagers have fewer
resources than the United States government.”).
14
30 (noting the “unique challenges” of determining the scope of attorney work product “in
circumstances where the materials, as here, were not created for the purposes of a specific
litigation or even for a particular claim that might arise in multiple cases”).
And as the Center points out, see Pl.’s Reply at 11–12, a categorical application of that
rule is inappropriate where the privilege is asserted over a large document or category of
documents that may contain non-privileged material. See Nat’l Ass’n, 844 F.3d at 256–57 (“In
cases involving voluminous or lengthy work-product records—the Blue Book is more than 500
pages in length—we think it generally preferable for courts to make at least a preliminary
assessment of the feasibility of segregating nonexempt material.”); Shapiro, 969 F. Supp. 2d at
35 (rejecting an agency’s blanket assertion of the work-product privilege over an entire brief
bank designed as a resource in foreseeable, but undefined, future litigation); ACLU of San Diego
& Imperial Cntys., 2017 WL 9500949, at *9–10 (ordering release of some portions of a law
enforcement course book where some of the chapters contained more pointed guidance and
others contained more neutral descriptions of the law). The training materials here in many
instances appear to apply the law to hypothetical or generalized scenarios, or include at least
large sections that are “neutral, objective analyses” of the relevant law that is not privileged.
Coastal States, 617 F.2d at 863. DOJ should therefore evaluate in its second opportunity
whether each document is in fact “fully protected as work product,” Jud. Watch, 432 F.3d at 371(emphasis added), or whether it contains more neutral and educational portions that could be
partially released. 6
6
Because DOJ’s reading of this Circuit’s precedent on segregability of attorney work
product is overly rigid and some of the materials in this case might well be an exception to the
general rule, the Court need not and does not consider whether the FOIA Improvement Act of
2016 imposed heightened segregability requirements on government agencies. See Pl.’s Mot. at
9; Def.’s Mot. at 11–12.
15
2. Deliberative Process Privilege
The deliberative process privilege “protect[s] agencies from being ‘forced to operate in a
fishbowl[.]’” U.S. Fish & Wildlife Serv. v. Sierra Club, Inc., 141 S. Ct. 777, 785 (2021) (quoting
EPA v. Mink, 410 U.S. 73, 87 (1973)). It covers documents that are both predecisional and
deliberative. See id. at 785–86; see also Ancient Coin Collectors Guild v. U.S. Dep’t of State,
641 F.3d 504, 512 (D.C. Cir. 2011). “A document is predecisional if it was ‘prepared in order to
assist an agency decisionmaker in arriving at his decision,’ rather than to support a decision
already made.” Petroleum Info. Corp. v. U.S. Dep’t of Interior, 976 F.2d 1429, 1434 (D.C. Cir.
1992) (quoting Renegotiation Bd. v. Grumman Aircraft, 421 U.S. 168, 184 (1975)). “It is
deliberative if ‘it reflects the give-and-take of the consultative process.’” Am. Oversight v. U.S.
Postal Serv., No. 20-cv-2580, 2021 WL 4355401, at *8 (D.D.C. Sept. 23, 2021) (quoting Coastal
States, 617 F.2d at 866). To meet its burden of showing this standard with reasonable
specificity, an agency must generally provide “(1) the nature of the specific deliberative process
involved, (2) the function and significance of the document in that process, and (3) the nature of
the decisionmaking authority vested in the document’s author and recipient.” Hunton &
Williams LLP v. U.S. Env’t Prot. Agency, 248 F. Supp. 3d 220, 243 (D.D.C. 2017); see also Jud.
Watch, Inc. v. U.S. Dep’t. of Just., 20 F.4th 49, 57 (D.C. Cir. 2021) (holding that the agency did
not meet its burden of showing the withheld material was deliberative because it did not
adequately describe “the ‘who,’ ‘what,’ ‘where,’ and ‘how’ of the deliberative process and the
role played by the withheld material”).
DOJ also falls short of its burden for asserting the deliberative process privilege for these
materials. Categorical descriptions such as the one provided here will generally not satisfy an
agency’s burden for establishing this particular privilege because “the factual context
16
surrounding the withheld document is critical.” Nat’l Sec. Couns. v. C.I.A., 960 F. Supp. 2d 101,
189 (D.D.C. 2013). It is not enough to assert in a conclusory manner that the training material
was predecisional. Rather, “a court must be able to pinpoint an agency decision or policy to
which the document contributed” as well as “establish what deliberative process is involved, and
the role played by the documents in issue in the course of that process.” Senate of the
Commonwealth of Puerto Rico on Behalf of Judiciary Comm. v. U.S. Dep’t of Just., 823 F.2d
574, 585–86 (D.C. Cir. 1987) (cleaned up). Even if an eventual decision did not result, “an
agency must show that the document was generated as part of a definable decision-making
process.” 100Reporters LLC v. U.S. Dep’t of Just., 248 F. Supp. 3d 115, 151 (D.D.C. 2017)
(cleaned up) (emphasis in original).
The deliberative process privilege does not usually extend to training materials because
“training is not a step in making a decision; it is a way to disseminate a decision already made.”
Am. Immigr. Council, 905 F. Supp. 2d at 218 (“Indeed, by teaching USCIS employees to go forth
and apply the information in the slides, USCIS entrenched its policies.”). But even accepting
that some of the documents may have been predecisional in the sense that they informed
litigation strategies for which OIL-App attorneys retained discretion, they must also have been
deliberative to qualify for the privilege. See Vaughn, 523 F.2d at 1144 (“[P]re-decisional
materials are not exempt merely because they are pre-decisional; they must also be a part of the
agency give-and-take of the deliberative process by which the decision itself is made.”).
“[M]ere consideration of a document does not bring it within the privilege” unless the
document itself “reflect[s] the give-and-take of the consultative process.” 100Reporters LLC,
248 F. Supp. 3d at 153 (cleaned up). “Rather, to come within the privilege and thus within
Exemption 5, the document must be a direct part of the deliberative process in that it makes
17
recommendations or expresses opinions on legal or policy matters.” Vaughn, 523 F.2d at 1143–
44. Accordingly, although give-and-take conversations may have occurred at the training, the
deliberative process privilege would only protect the withheld materials if the documents
themselves reflected that deliberative process. See Trea Senior Citizens League v. U.S. Dep’t of
State, 923 F. Supp. 2d 55, 68 (D.D.C. 2013) (“Without a more detailed description . . . the Court
is unable to discern whether these documents ‘reflect the give and take of the deliberative
process’ or whether they are merely explanations or summaries of existing policy.” (quotation
omitted)).
The Court considers it unlikely that all of the prepared training documents such as
agendas, handouts, or slides themselves contain that type of iterative process. For example,
twelve videos were withheld in category 5, but DOJ does not state what information was
contained in the videos or whether they were prerecorded lectures—less likely to be
deliberative—or recordings of interactive trainings—which would be more likely to contain that
give-and-take element. As for the New Attorney training information described in Category 4,
by DOJ’s description, the documents contain purely logistical instructions for new attorneys on
how to do things like track cases and hours and internal procedures to follow. Index at 4. There
is no indication of any “give-and-take” described here; much to the contrary, it appears to impart
set policies that new attorneys are expected to follow. “[A] document from a subordinate to a
superior official is more likely to be predecisional, while a document moving in the opposite
direction is more likely to contain instructions to staff explaining the reasons for a decision
already made.” Coastal States, 617 F.2d at 868. DOJ has therefore failed to carry its burden that
all of these documents are protected by the deliberative process privilege.
18
3. Attorney-Client Privilege
Finally, the attorney-client privilege protects confidential communications between an
attorney and a client. Mead Data Cent., Inc. v. U.S. Dep’t of Air Force, 566 F.2d 242, 253 (D.C.
Cir. 1977). It “protects only those disclosures necessary to obtain informed legal advice which
might not have been made absent the privilege.” Fisher v. United States, 425 U.S. 391, 403
(1976). “In the governmental context, the ‘client’ may be the agency and the attorney may be an
agency lawyer.” Tax Analysts v. IRS, 117 F.3d 607, 618 (D.C. Cir. 1997). To establish the
applicability of the attorney-client privilege, the agency must show that: “(1) the holder of the
privilege is . . . a client; (2) the person to whom the communication is made is a member of the
bar . . . and, in connection with the communication at issue, is acting in his or her capacity as a
lawyer; (3) the communication relates to a fact of which the attorney was informed by his client,
outside the presence of strangers, for the purpose of securing legal advice; and (4) the privilege
has been claimed by the client.” Jud. Watch, Inc. v. U.S. Dep’t of Homeland Sec., 841 F. Supp.
2d 142, 153–54 (D.D.C. 2012) (quoting In re Sealed Case, 737 F.2d 94, 98–99 (D.C.Cir.1984)).
“[O]btaining or providing legal advice” must have been “one of the significant purposes of the
attorney-client communication,” but it need not be the only purpose. In re Kellogg Brown &
Root, Inc., 756 F.3d 754, 760 (D.C. Cir. 2014).
Again, DOJ has not provided enough information for the Court to discern if attorney-
client privilege covers any of the various training documents. To begin with, it is not clear that
“the holder of the privilege is . . . a client” in this context. Jud. Watch, Inc., 841 F. Supp. 2d at
153. Although an agency may sometimes be a client, Tax Analysts, 117 F.3d at 618, here the
agency was training its attorneys rather than seeking guidance from the position of a client. See
Am. Immigr. Council, 905 F. Supp. 2d at 223 (holding that “slides were used for general
19
trainings by USCIS lawyers” were not protected by the attorney client privilege because the
agency “ha[d] not shown that the slides rest on its own confidential communications in the role
of a client asking for legal advice”).
Furthermore, the government does not show how the materials either were made in a
legal advisory capacity nor how they were confidential. See Mead Data Cent., 566 F.2d at 253.
The training materials “are confidential only insofar as they rest on confidential information
obtained from the client.” Am. Immigr. Council, 905 F. Supp. 2d at 222–23. Analogy to the
training slides at issue in American Immigration Council is again instructive. The court found
that the attorney-client privilege did not cover those slides because they contained “generally
applicable legal advice” and did not rest on “the factual particularities conveyed in a typical
confidential communication by a client.” Id. at 223. So too here, where the items described
appear to be general descriptions of the law or hypotheticals designed to help the trainees
understand the ever-shifting terrain of asylum law, not advice based on any confidentially
communicated facts in a given case.
Again, the New Attorney Training materials described in Category 4 present an even
clearer case than the substantive trainings. The agency is not communicating any legal advice or
confidential facts to its new attorneys when instructing them on internal logistics for case
management. Cf. Heartland All. For Hum. Needs & Hum. Rts. v. U.S. Immigr. & Customs Enf’t,
406 F. Supp. 3d 90, 123–24 (D.D.C. 2019) (rejecting the contention that an operational plan
memo attached to an email chain seeking legal advice was covered by the attorney-client
privilege because the agency had not “establish[ed] that obtaining or providing legal advice was
a primary purpose of including the attachment”).
* * *
20
“Where, as here, an agency’s descriptions fail to affirmatively establish each of the
essential elements of the claimed privilege, the district court has the discretion to order
disclosure or to afford the agency an additional opportunity to fully discharge its burden.” Jud.
Watch, Inc. v. U.S. Dep’t of Homeland Sec., 841 F. Supp. 2d 142, 155 (D.D.C. 2012). Because it
is plausible, and even likely, that some of the asserted privileges could apply to some of the
documents, the Court will afford DOJ a second opportunity to discharge its burden by submitting
evidence that more specifically describes which documents are being withheld pursuant to which
asserted privileges and providing factual matter sufficient to establish the necessary elements for
those privileges—and, with the benefit of the reasoning in this opinion, releasing or partially
releasing any documents that were not properly withheld.
DOJ also asserted Exemption 6 for category 4 for “personal information, including
internal DOJ email addresses not available to the public, and office locations[.]” Index at 4. The
Center does not contest DOJ’s assertion of Exemption 6, and the documents can presumably be
released in part with the protected information redacted. DOJ may therefore continue to rely on
Exemption 6 to withhold the described information if necessary but should indicate with
specificity where and how it has done so on its next Vaughn Index. 7
7
Because the Court holds that DOJ has not met its burden of showing any of the
privileges apply, it need not address DOJ’s “foreseeable harm” justifications here. However, it
reminds DOJ that a non-cursory analysis of how “the agency reasonably foresees that disclosure
would harm an interest protected by” each asserted privilege will be necessary to pass muster on
its renewed motion for summary judgment. See 5 U.S.C. § 552(a)(8)(A)(i)(I); Machado Amadis
v. U.S. Dep’t of State, 971 F.3d 364, 370 (D.C. Cir. 2020) (“To withhold a responsive record, an
agency must show both that the record falls within a FOIA exemption and that the agency
reasonably foresees that disclosure would harm an interest protected by the exemption.” (cleaned
up)).
21
C. Count 4: Request for Studies and Analyses of the “Foreseeable Harm” Standard of the
2016 FOIA Improvement Act
The Court turns next to the request at issue in Count 4, which was submitted in May
2020. Def.’s St. Facts ¶ 13. It was one of three very similar requests submitted by the Center to
DOJ reflected in Counts 4–6, which were each sent to different sub-divisions of DOJ, requesting
“studies, analyses, research, memoranda, information, instructions, reports, and documents”
regarding the “foreseeable harm” standard imposed by Congress in the FOIA Improvement Act
of 2016. Ex. 4 of Compl.; see also FOIA Improvement Act of 2016, Pub. L. No. 114-185
(codified at 5 U.S.C. § 552(a)(8)(A)(i)(I)). The other two requests not contested here were sent
to DOJ’s Office of Information Policy and Executive Office for U.S. Attorneys. Def.’s Cross
Mot. at 13.
The request in Count 4, the only one challenged by the Center, was processed by DOJ’s
Civil Division, which provided a final response to the Center in January 2021, advising it that no
responsive records could be located. Joint Status Report ¶ 7b (May 6, 2021). The Center
challenges the adequacy of that search, arguing that “[t]here must be records” because “[i]t is
impossible that the Department of Justice did nothing in response to the new law.” Pl.’s Mot. at
11. The Court is satisfied that DOJ has conducted an adequate search with respect to Count 4
and will grant partial summary judgment to DOJ on this issue. 8
“[T]he adequacy of a FOIA search is generally determined not by the fruits of the search,
but by the appropriateness of the methods used to carry out the search.” Jennings v. U.S. Dep’t
8
DOJ initially argued that the Center’s original request was “vague, overbroad, and
improper under FOIA.” Def.’s Cross Mot. at 13. However, it withdrew that argument in its
Reply. See Def.’s Reply at 6, n.2. The Court likewise has “little doubt that, at least during the
course of post-lawsuit negotiations . . . the [agency] determined the thrust of [the] FOIA request
and what responsive records [it] possessed[,]” as demonstrated by the search it adequately
conducted. Dale v. IRS, 238 F. Supp. 2d 99, 105 (D.D.C. 2002).
22
of Just., 230 F. App’x 1, 1 (D.C. Cir. 2007) (quoting Iturralde v. Comptroller of Currency, 315
F.3d 311, 315 (D.C. Cir. 2003)). “An agency fulfills its obligations under FOIA if it can
demonstrate beyond material doubt that its search was reasonably calculated to uncover all
relevant documents.” Valencia–Lucena v. U.S. Coast Guard, 180 F.3d 321, 325 (D.C. Cir. 1999)
(cleaned up). The agency must show that it “conduct[ed] a good faith, reasonable search of those
systems of records likely to possess the requested records.” Pinson, 177 F. Supp. 3d at 80
(quoting Marino, 993 F. Supp. 2d at 9 (internal citation omitted)). To make this showing, an
agency must submit a “reasonably detailed” affidavit setting forth the search terms and the type
of search performed. Oglesby v. U.S. Dep’t of the Army, 920 F.2d 57, 68 (D.C. Cir. 1990). The
burden then “shifts to the FOIA requester to produce countervailing evidence suggesting that a
genuine dispute of material fact exists as to the adequacy of the search.” Dillon v. U.S. Dep’t of
Just., 444 F. Supp. 3d 67, 89 (D.D.C. 2020) (internal quotations omitted).
DOJ provided two declarations from Hirsh Kravitz, the Acting Director of FOIA and e-
discovery at DOJ’s Civil Division, describing how the agency searched for records in response to
this request. See Kravitz Decl. ¶ 1; Supp. Kravitz Decl. ¶ 1. Those declarations state that DOJ
searched its “T drive,” which “is where all cases, documents, records, guidance, and templates
are maintained related to the processing of FOIA requests.” Kravitz Decl. ¶ 5. It used the search
terms “foreseeable harm” and “foreseeable harm standard,” and did not limit the search by time
period even though the request only asked for records from June 2015 to the date of the request.
Supp. Kravitz Decl. ¶ 5. Those terms, and that location, were “reasonably calculated” to uncover
responsive records. See Valencia–Lucena, 180 F.3d at 325.
The Center does not actually object to the terms or the sources searched, rather, it argues
that because the FOIA Improvement Act of 2016 changed the law when adding this standard, it
23
“must have provoked a response inside the Department of Justice,” and that the failure to have
created responsive documents is tantamount to an admission that DOJ ignored an act of
Congress. See Pl.’s Opp’n at 7–8. This type of “[m]ere speculation that as yet uncovered
documents may exist does not undermine the finding that the agency conducted a reasonable
search for them.” SafeCard Servs., Inc. v. SEC, 926 F.2d 1197, 1201 (D.C. Cir. 1991).
Furthermore, DOJ has supplied two perfectly reasonable explanations for why the Civil
Division did not have any responsive records. First, because OIP “is responsible for overseeing
agency compliance with FOIA and developing government-wide policy guidance on all aspects
of FOIA administration,” Kravitz Decl. ¶ 5, it “was the appropriate entity” that would have
responsive records, Def.’s St. Facts ¶ 16. Second, “the foreseeable harm standard” was “actually
created in 2009 [and] the FOIA Improvement Act of 2016 merely codified the already-existing
DOJ standard,” meaning that “the documents requested by Plaintiff . . . are outside of the time
frame requested by Plaintiff” and in fact were publicly available online. Id.The Center remains incredulous because the imposition of the “foreseeable harm”
standard in 2016 changed the burden of FOIA on agencies. Pl.’s Opp’n at 7. The codification of
the foreseeable harm standard most certainly did change the burden of FOIA for the myriad
federal agencies subject to it. See Reps. Comm. for Freedom of the Press v. Fed. Bureau of
Investigation, 3 F.4th 350, 371 (D.C. Cir. 2021) (criticizing the FBI because “very little about
[its] declarations has changed despite passage of the FOIA Improvement Act and its
foreseeability requirement”). But the standard adopted by Congress in 2016 had already
originated with DOJ. See 1 Guidebook to the Freedom of Information and Privacy Acts § 4:3
(“[T]he FOIA Improvement Act codified the Department of Justice’s foreseeable harm standard
. . . .”). The legislative history of the FOIA Improvement Act likewise makes clear that Congress
24
was codifying a standard that had been intermittently applied and withdrawn by prior
administrations and had most recently been reinstated in 2009. See S. Rep. 114-4, 114th Cong.,
1st Sess. 2015, 2016 U.S.C.C.A.N. 321, 323 (Leg. Hist.) (tracing the foreseeable harm standard
back to the Clinton administration and noting that “[c]odification of this policy also makes clear
that FOIA, under any administration, should be approached with a presumption of openness”).
The Court therefore finds no reason to doubt DOJ’s assertion that its “analysis and guidelines
regarding the foreseeable harm standard were actually created in 2009,” thereby falling outside
the scope of the request here. Def.’s St. Facts ¶ 16.
III. CONCLUSION
For the foregoing reasons, Plaintiff’s Motion for Summary Judgment (ECF No. 14) is
DENIED and Defendant’s Cross-Motion for Summary Judgment (ECF No. 17) is GRANTED
IN PART AND DENIED IN PART. An order consistent with this Memorandum Opinion is
separately and contemporaneously issued.
Dated: January 30, 2022 RUDOLPH CONTRERAS
United States District Judge
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