Gaines v. District of Columbia

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
ALDOLPHUS R. GAINES,
Civil Action No. 12-1481 (BJR)
Plaintiff,
MEMORANDUM OPINION ON
v. MOTION TO DISMISS AND MOTION
FOR SUMMARY JUDGMENT
DISTRICT OF COLUMBIA,
Defendant.
This action is before the Court on a Motion to Dismiss (Dkt. #4) (hereinafter “Def.’s
Mot.”) by Defendant, the District of Columbia (hereinafter “the District”), 1 and a Motion for
Summary Judgment by Plaintiff, Aldophus R. Gaines (Dkt. #8) (hereinafter “Pltf.’s Mot.”). 2
Gaines claims that the District of Columbia infringed on his registered copyright through the
creation of a derivative work. See Compl. (Dkt. #1) at 1-2. The District, however, asserts that
Gaines’ claim is not protected under the Copyright Act. Having reviewed the filings, the Court
finds that Gaines fails to state a claim for which relief can be granted, and dismisses this action.
The Court’s reasoning follows:
I. BACKGROUND
Plaintiff Gaines holds a registered copyright, which he received on January 20, 1999. See
Compl. Ex. B (Certificate of Copyright and copy of GIRLP) at 1. The copyright is for an
illustrated instructional manual entitled Get It Right Lotto Paper (hereinafter “GIRLP”). Id. As
1
The District’s motion is styled as a “Motion to Dismiss or, in the Alternative, for Summary
Judgment.” As the Court determines that it is unnecessary to address the motion as one for summary
judgment, it will be considered only as a motion to dismiss.
2
Gaines also filed a Motion to Quash the District’s motion. See Mot. to Quash (Dkt. #6). This motion
will be addressed below.
described in GIRLP, “Get It Right Lotto Paper” consists of betting slips for 3-digit and 4-digit
lottery drawings designed for the handwritten input of selected numbers. Id. at 7. The manual
touts a number of benefits over standard betting slips, including the “revenue and marketing”
potential of printing advertisements on the betting slips. Id. at 8-9.
From 1998 to 2012, Gaines met, corresponded, or spoke with employees of the District of
Columbia Lottery Board (hereinafter “DCLB”) on a number of occasions. On April 11, 2012, he
e-mailed Wanda Gross, whom he identified as being with the D.C. Lottery. Compl. Ex. D at 9.
He stated that his proposal had been “presented to the D.C. Lottery advertising agency without
feedback or acknowledgement,” and requested contact information to “pursue dialogue”
regarding his proposal. Id. He further noted that “during the recent Mega-Million [sic] large
pay-off, the D.C. Lottery did affix advertising to its betslips.” Id. at 9. Indeed, as noted by
Gaines, on March 29, 2013, the D.C. Lottery announced that it would print “commemorative
Mega Millions tickets” to mark a “historic $640 million jackpot.” See Compl. Ex. C
(Washington Post article on commemorative tickets) at 1.
Gaines filed his Complaint in this action on September 7, 2012. See Compl. Gaines
claims that the District’s printing of commemorative Mega Millions® tickets constituted an
unauthorized derivative work and infringed his copyright in GIRLP, in violation of the Copyright
Act, 17 U.S.C. §§ 101 et seq. Id. at 1-2. Gaines requests a judgment in the amount of $487,324
to compensate him for the alleged unauthorized copyright use and his loss of advertising
revenue. Id. at 4. 3
This case was reassigned to the undersigned judge on May 30, 2013.
3
Gaines also requests that the DCLB “consider mediation to discuss implementing” GIRLP. Compl. at
4.
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II. THE DISTRICT’S MOTION TO DISMISS
A. Legal Standard
Under Federal Rule of Civil Procedure 12(b)(6), a defendant may move to dismiss a
complaint if a plaintiff has failed to state a claim for which relief may be granted. Fed. R. Civ. P.
12(b)(6). The purpose of a motion to dismiss pursuant to Rule 12(b)(6) is to test the sufficiency
of the allegations within the complaint. In re Interbank Fund Corp. Sec. Litig., 668 F. Supp. 2d
44, 47-48 (D.D.C. 2009) (citing Scheuer v. Rhodes, 416 U.S. 232, 236 (1974)). The court “must
construe the allegations and facts in the complaint in the light most favorable to the plaintiff and
must grant the plaintiff the benefit of all inferences that can be derived from the facts alleged.”
Bailey v. Verizon Commc’ns, Inc., 544 F. Supp. 2d 33, 36 (D.D.C. 2008).
In resolving a motion to dismiss, a court may take into consideration any documents
either attached to or incorporated into the complaint itself. Brown v. District of Columbia, 919 F.
Supp. 2d 105, ___ (D.D.C. 2013) (citing EEOC v. St. Francis Xavier Parochial Sch., 117 F.3d
621, 624 (D.C. Cir. 1997)).
To survive a Rule 12(b)(6) motion, the complaint must plead sufficient facts, taken as
true, to provide “plausible grounds” that discovery will reveal evidence to support the plaintiff’s
allegations. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). “A claim has facial
plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Aschroft v. Iqbal, 556 U.S.
662, 678 (2009). A complaint does not need detailed factual allegations, but a plaintiff must
provide “more than labels and conclusions” to provide the grounds of his entitlement. Twombly,
550 U.S. at 555.
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On a motion to dismiss, courts are not bound to accept as true legal conclusions couched
as factual allegations. Id. (citing Papasan v. Allain, 478 U.S. 265, 286 (1986)). Furthermore,
while a complaint by a pro se litigant such as Gaines must be held to “less stringent standards
than formal pleadings by lawyers,” the pro se complainant must still “plead factual matter that
permits the court to infer more than the mere possibility of misconduct.” Lawson v. Pepco, 721
F. Supp. 2d 1, 4 (D.D.C. 2010) (internal citations and punctuation omitted).
B. Discussion
1. Ideas are not subject to copyright protection
Gaines’ claim for copyright infringement arises out of the District’s use of
commemorative images on its Mega Millions® lottery game tickets in early 2012. The District
correctly argues that Gaines’ claim stems from an idea conceived by him and described through
narrative and illustrations in GIRLP. Def.’s Mot. at 1. As the District points out, under 17
U.S.C. § 102(b), an idea cannot be the subject of copyright protection. Id. Since the idea of
placing a commemorative image on a lottery ticket is not a protected element of GIRLP, and
since Gaines has failed to identify any other protected elements of GIRLP upon which the
District infringed, Gaines has failed to state a claim, and this action must be dismissed under
Rule 12(b)(6). Id. at 4-5.
“Copyright protection subsists . . . in original works of authorship fixed in any tangible
medium of expression.” 17 U.S.C. § 102(a). Among the rights exclusive to the owner of a
copyright is the exclusive right to any derivative works based on his copyrighted work. 17
U.S.C. § 106(2). Under 17 U.S.C. § 501, “[a]nyone who violates any of the exclusive rights of
the copyright owner . . . is an infringer of the copyright or right of the author.” 17 U.S.C. § 501.
Under the principle known as the idea/expression dichotomy, while “copyright assures
authors the right to their original expression,” it does not give anyone the exclusive right to ideas.
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Feist Publ’ns, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340, 350 (1991). On the contrary, it
“encourages others to build freely upon the ideas and information conveyed by a work.” Id.This principle is codified in the Copyright Act by Section 102(b): “In no case does copyright
protection for an original work of authorship extend to any idea, procedure, process, system,
method of operation, concept, principle, or discovery, regardless of the form in which it is
described, explained, illustrated or embodied in such work.” 17 U.S.C. § 102(b).
Gaines’ Complaint is unclear as to how, exactly, the District infringed upon his copyright
in GIRLP; he merely asserts that the March 29, 2012 commemorative Mega Millions® ticket is a
“derivative work[]” allegedly based on the work in GIRLP. Compl. ¶ 1. In his response to the
District’s motion, Gaines is only slightly more specific, claiming that the District used GIRLP
“business plans” on March 30, 2012, presumably by producing Mega Millions® tickets bearing
commemorative images. Pltf.’s Mot. at 7.
In claiming that the District used “business plans” from GIRLP, Gaines alleges that the
District somehow violated his copyright in GIRLP by “implement[ing] GIRLP as revenue
generating business initiative.” Pltf.’s Mot. at 7. While it is unclear exactly what Gaines means,
it would appear that Gaines refers to the “revenue and marketing benefits” listed in GIRLP. See
Compl. Ex. B at 9. That list includes the suggestion that the betting slips “can be used as
advertisement by presenting your state lottery operation name and/or the vendor name in several
formats.” Id. Gaines’ “business plan,” then, is the idea of using advertising images on a lottery
ticket.
Under 17 U.S.C. § 102(b), Gaines’ “business plan” is not protected under the Copyright
Act. Facts and ideas—including ideas couched as “business plans”—are never subject to
copyright. See Harper & Row, Publ’rs v. Nation Enters., 471 U.S. 539, 556 (1985). Therefore,
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even if the District did get the idea of using advertising images on a lottery ticket as a source of
revenue from Gaines, it would not be a violation of Gaines’ copyright, because the idea could not
be the subject of a copyright in the first place.
2. There is no substantial similarity between Gaines’ copyrighted work and the
District’s lottery ticket
In his response to the District’s motion to dismiss, Gaines also alleges that the District
“used GIRLP illustrations” on March 30, 2012. Pltf.’s Mot. at 7. The image on the Mega
Millions® ticket is so unlike any that appears in GIRLP that the Court is unclear whether Gaines
really meant to say that the District copied an illustration from GIRLP to create a derivative
work. Assuming that he did, however, the District argues that there is no direct evidence of
copying, and the actual texts do not show the “substantial similarity” necessary for a claim of
copyright infringement. 4
To establish a claim for copyright infringement, two elements must be proven: 1)
ownership of a valid copyright, and 2) the copying of constituent elements of the work that are
original. Feist, 499 U.S. at 361. As plaintiffs can rarely provide direct evidence of copying, they
may raise the inference of copying by demonstrating both that the alleged infringer had access to
the protected work and that the works are substantially similar. Nelson v. Grisham, 942 F. Supp.
649, 651 (D.D.C. 1996). “Substantial similarity” turns on whether the “average lay observer
would recognize the alleged copy as having been appropriated from the copyrighted work.”
Whitehead v. CBS/Viacom, Inc., 315 F. Supp. 2d 1, 8 (D.D.C. 2004) (quoting Atkins v. Fischer,
331 F.3d 988, 993 (D.C. Cir. 2003)) (internal punctuation omitted). When comparing works, the
4
The District sets forth this argument in the context of its motion for summary judgment; however, as
the Court may consider the documents attached to the Complaint in resolving the motion to dismiss,
the Court will also consider the question of similarity between GIRLP and the March 2012 Mega
Millions® ticket in the context of the motion to dismiss.
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test for substantial similarity relies on the “total concept and feel” of the works, notwithstanding
any differences between the copyrighted and allegedly infringing work. Id. (quoting Atkins, 331
F.3d at 993-94). “The focus of the substantial similarity inquiry is on the expression of an idea
or fact, not on the similarity of the facts, ideas, or concepts themselves.” Id. at 9 (internal
citations and punctuation omitted). While questions of substantial similarity for copyright claims
are often questions of fact for a jury, if the alleged infringing work lacks a sufficient similarity to
even raise a question of fact, then the Court must dismiss. Cf. Whitehead, 315 F. Supp. 2d at 9(advising summary judgment if substantial similarity is “merely colorable” or “not significantly
probative”).
As to Gaines’ assertion that the District used “GIRLP illustrations” on its March 2012
Mega Millions® lottery ticket, a comparison of the ticket (Compl. Ex. A) with the images in
GIRLP (Compl. Ex. B at 7-11) reveals absolutely no similarity between the illustrations. The
illustrations in GIRLP are of manual-input (i.e., handwritten) bet slip forms for three-digit and
four-digit lottery games, and of payout charts for the same types of games. See Compl. Ex. B at
7-11. The image of a March 29, 2012 Mega Millions® ticket is of a ticket with a pre-printed
five-digit lottery number, which, at the bottom of the ticket, bears the “commemorative” image
of the words “$500 MILLION” surrounded by stars. Compl. Ex. A at 2. Over the image, the
words “D.C. Lottery Commemorative Ticket played the world’s largest jackpot!” appear, while
“March 30, 2012 D.C. Mega Millions World’s Largest Jackpot” is printed underneath the image.
Id.The attachments to Gaines’ Complaint provide sufficient evidence to the Court to
determine that there was no copyright infringement by the District as between Gaines’ GIRLP
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and the District’s March 2012 Mega Millions® commemorative lottery ticket. Therefore,
Gaines’ claim for copyright infringement, the sole claim in his Complaint, is dismissed.
III. GAINES’ MOTION FOR SUMMARY JUDGMENT
A. Legal Standard
The court will grant a motion for summary judgment if the pleadings and any affidavits
or declarations show that there is no genuine issue as to any material fact and that the movant is
entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(a). The moving party bears the
burden of demonstrating the absence of a genuine issue of material fact. Celotex Corp. v.
Catrett, 477 U.S. 317, 322 (1986).
B. Gaines is not entitled to summary judgment
In his motion for summary judgment, Gaines makes several arguments asserting that he
held discussions with the District to negotiate a contractual relationship for the implementation
of GIRLP. Pltf.’s Mot. at 1. Specifically, Gaines asserts that the District “did not dispute or
challenge that the Plaintiff offered the Defendant to negotiate implementation of GIRLP as
revenue generating business initiative in a contractual relationship,” [sic] and claims that the
District’s “act on March 30, 2012 to implement Plaintiff’s GIRLP illustrations and business
plans constituted acceptance of Plaintiff’s offer to implement GIRLP . . . without finalizing
contractual relationship or providing fair compensation by the Federal Acquisition Regulation.”
Id. at 1-2. Gaines’ claims to a contractual relationship must fail for a number of reasons, set
forth below. 5
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The Court also notes that Gaines’ motion for summary judgment fails to comply with the
requirements of such a motion under Federal Rule of Civil Procedure 56 and Local Rule 7, in that the
motion is not accompanied by a statement of material facts as to which Gaines claims there is no
genuine issue. See Fed. R. Civ. P. 56(c)(1); LCvR 7(h).
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1. Gaines cannot amend his Complaint through his opposition to the District’s
motion to dismiss
In his brief in support of his motion for summary judgment, Gaines presents arguments in
support of his contract claim, and cites to a number of sections from the FAR. 6 However, Gaines
makes no mention of contract claims or the FAR in his Complaint. A plaintiff cannot amend his
Complaint via an opposition brief to a motion to dismiss. See Arbitraje Casa De Cambio v.
United States Postal Serv., 297 F. Supp. 2d 165 (D.D.C. 2003) (citing Coleman v. Pension
Benefit Guar. Corp., 94 F. Supp. 2d 18, 24 n.8 (D.D.C. 2000)). Gaines’ Complaint concerns
only his claim that the District infringed on his copyright in GIRLP; any alleged contract
negotiations are not relevant to that claim. Therefore, Gaines’ contract claims are not properly
before the Court.
2. The FAR is not applicable to any contract negotiations Gaines allegedly had
with the District, and Gaines has not exhausted his remedies against the
District for any contract claim
Any reference to the FAR is irrelevant to this case. The FAR System was established
“for the codification and publication of uniform policies and procedures for acquisition by all
[federal] executive agencies.” 48 C.F.R. § 1.101. The FAR applies to “acquisitions,” which in
the context of the FAR means “the acquiring by contract with appropriated funds of supplies or
services (including construction) by and for the use of the Federal Government through purchase
or lease.” 48 C.F.R. § 2.101. A “federal agency” under the FAR is “any executive agency or
any independent establishment in the legislative or judicial branch of the Government (except the
Senate, the House of Representatives, the Architect of the Capitol, and any activities under the
6
The sections to which Gaines refers appear to be out of date. Compare Pltf.’s Mot. at 3 (citing 48
C.F.R. § 15.501 as defining “Unsolicited proposal”) with Federal Acquisition Regulation; Part 15
Rewrite, 62 Fed. Reg. 51,224, 51,256 (Sept. 30, 1997) (moving the definition of “unsolicited
proposal” from 48 C.F.R. § 15.501 to 15.601) and Federal Acquisition Regulation; Definitions, 66
Fed. Reg. 2117, 2129 (Jan. 10, 2001) (removing the term from 48 C.F.R. § 15.601, effective March
12, 2001).
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Architect's direction).” Id. The DCLB is an agency of the District of Columbia, not a federal
agency, and, therefore, is not subject to the FAR System.
Furthermore, as the District notes, under D.C. Code § 2-360.01 et seq., a contractor who
is aggrieved in connection with the solicitation or award of a contract with the District must first
bring his claim before the District’s Contract Appeals Board. See D.C. Code §§ 360.03-04(2013). Therefore, because Gaines has failed to exhaust his remedies under the District’s
administrative review procedure, this Court lacks jurisdiction over any contract claims that
Gaines may or may not have against the District. See Jones & Assocs. v. District of Columbia,
797 F. Supp. 2d 129, 136 (D.D.C. 2011) (declining to exercise jurisdiction over contract claims
against the District of Columbia where plaintiffs could “seek relief through D.C.’s administrative
contract review procedure or in D.C. courts.”).
IV. GAINES’ MOTION TO QUASH
Gaines filed a Motion to Quash the District’s motion to dismiss on October 24, 2012, in
light of the District’s failure to timely serve him with its motion such that he would have
sufficient time to respond. See Mot. to Quash. Indeed, on October 23, 2012, the District filed a
Notice alerting the Court to its error in service, and offering to re-file its motion. See Notice
(Dkt. #5) at 1. In opposition to Gaines’ motion to quash, the District stated that it would not
object to Gaines filing his response within fourteen days of the corrected service (i.e., October
23, 2012), in accordance with Local Civil Rule 7(b). See Opp. to Mot. to Quash (Dkt. #7) at 1-2.
Gaines filed his response (and cross-motion) to the District’s motion on November 2, 2012. See
Response (Dkt. #9) (same document as motion at Dkt. #8).
As there has been no prejudice to either party by the District’s initial failure to timely
serve Gaines with its motion, Gaines’ motion to quash is denied.
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V. CONCLUSION
THEREFORE, it is hereby ORDERED:
1) The District’s Motion to Dismiss is GRANTED;
2) Gaines’ Motion for Summary Judgment is DENIED; and
3) Gaines’ Motion to Quash is DENIED.
An Order and Judgment consistent with this Memorandum Opinion will be issued.
August 21, 2013
BARBARA J. ROTHSTEIN
UNITED STATES DISTRICT JUDGE
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