Wolfe v. Department of Homeland Security

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
:
NEIL WOLFE, :
:
Plaintiff, :
:
v. : Civil Action No. 17-1534 (ABJ)
:
DEPARTMENT OF HOMELAND SECURITY, :
:
Defendants. :
_________________________________________ :
MEMORANDUM OPINION
Neil E. Wolfe (“plaintiff”) has brought this action against the United States (“defendant”)
under the Federal Tort Claims Act (“FTCA”), see 28 U.S.C. §§ 2671-80. Defendant has moved
for summary judgment [Dkt. 18], and for the reasons discussed below, the Court will grant
defendant’s motion. Plaintiff has simply not come forward with facts in response to defendant’s
motion that would create a genuine issue to present to a jury, and at this stage it is plaintiff’s
responsibility to do that.
At the beginning of this case, plaintiff was eager to have this set of facts investigated, and
his advocacy accomplished that goal. And plaintiff has had the full opportunity he sought to take
discovery and pursue his claims. The Court acknowledges that plaintiff sincerely believes that the
officer’s use of a Taser and the arrest were unjustified, and that the use of the Taser was painful.
But applying the legal principles the Court is required to apply, and a fair consideration of the
record in its entirety, leads to the conclusion that the officer’s actions in using force while carrying
out his duties were reasonable under the circumstances.
1
I. BACKGROUND
A. The Million Mask March
On November 5, 2014, a protest called the Million Mask March took place along
Constitution Avenue N.W. in Washington, DC. Statement of Material Facts Not In Genuine
Dispute (“Def.’s SMF”) ¶ 1; see Resp. to Def. Statement of Material Facts Not In Genuine Dispute
(“Pl.’s SMF”) ¶ 2.1 “The November 2014 Million Mask March was the second large scale event
held in Washington, DC during the year, with hundreds of protesters/marchers trying to draw
attention to various issues.” Def.’s SMF ¶ 2; see Pl.’s SMF ¶ 2.
The Federal Protective Service (“FPS”), a component of the U.S. Department of Homeland
Security (“DHS”), “is responsible for protecting federally owned and/or leased facilities to provide
a secure environment for federal agencies and visitors to those facilities.” Mem. of P. & A. in
Support of Def.’s Mot. for Summ. J. (“Def.’s Mem.”), Ex. 4 (Sultan Decl.) ¶ 1. Area Commander
Darius Sultan and Inspectors Nathan Tillman (“Tillman”), Jason Patterson and Maurice Madison
were among the FPS officers monitoring the protest. Def.’s SMF ¶ 3; Pl.’s SMF ¶ 3.
B. FPS Policy on Conducted Electrical Weapons
“FPS policies permit the use of approved Tasers (also known as ‘Conducted Electrical
Weapons’ or ‘CEWs’) by authorized FPS personnel ‘if there is an immediate threat to the safety
of the officers or others.’” Def.’s SMF ¶ 19; see Pl.’s SMF ¶ 19. Tillman was trained to use a
Taser, and his certification to do so remained in effect on November 5, 2014. Def.’s SMF ¶ 20.
1
Plaintiff’s “Response to Defense Statement of Material Facts Not In Genuine Dispute” appears
on pages 14-33 of his opposition to defendant’s summary judgment motion.
2
Pursuant to FPS policy, any deployment of a Taser “must be individually justifiable under
the ‘Graham Factors,’” which include:
a. The severity of the crime[,]
b. Immediate threat to the safety of the officer or others,
c. Actively resisting arrest, and
d. Evading arrest by flight.
See Def.’s Mem., Ex. 14 (“CEW Policy Mem.”) at 2 ¶ A.1. When feasible, a warning to the subject
should precede CEW deployment. CEW Policy Mem. at 2 ¶ A.3. The “[s]everity of the crime
and the extent that a fleeing subject poses a threat to the public must be considered when applying
a CEW.” Id. ¶ A.6.
C. Plaintiff’s Arrest
Plaintiff participated in the November 5, 2014 demonstration. Compl., Attach. A ¶ 1; see
Pl.’s SMF ¶ 1. Tillman first observed plaintiff “standing on the steps in front of the . . . Internal
Revenue Service building at 1111 Constitution Avenue with a large number of demonstrators,”
Pl.’s Mot. to Deny Def.’s Mot. for Summ. J. (“Pl.’s Opp’n”), Ex. 30 (“Tillman Dep.”) at 15:9-13;
see Tillman Dep. at 79:21-80:1, 85:3-16, some of whom were “banging on the doors of the
building.” Id. at 85:15-16, 118:11-119:3. Tillman did not see plaintiff bang on the door, see id. at
118:22-119:3, 140:20-22, but he did observe plaintiff “yelling and shouting and encouraging the
crowd.” Id. at 141:13-14.
“What made [Tillman] notice [plaintiff] was the fact that [plaintiff wore] a camouflage
Kevlar vest.” Id. at 86:20-22; see id. at 10:1-3. The vest “did stand out,” id. at 79:5, and Tillman
thought that “[i]t’s just not typical attire.” Id. at 79:9. Plaintiff carried a “Gadsden Flag,” Pl.’s
Opp’n at 36, on “a 4-6’ long 1/4” by 1 1/2’ wooden pole,” Compl., Attach. A ¶ 2, and he wore a
Guy Fawkes mask and a battle dress uniform. See Pl.’s Opp’n at 11 (referring to Tillman Dep. at
3
102:8-103:16). Tillman also observed “a black canister,” Tillman Dep. at 80:15, which he believed
to be a canister of oleoresin capsicum spray (“OC spray”), in the pocket of plaintiff’s vest. Id. at
81: 6-7; see id. at 14:17-18, 15:7-13, 79:13-14, 87:3-4; Def.’s Mem., Ex. 3 (“First Tillman Decl.”)
¶ 5. Tillman testified that the black canister was “similar to the type [police officers] carry or
similar to the type that is issued to [FPS officers].” Tillman Dep. (questions posed by plaintiff) at
80:16-18. Tillman considered both the OC spray, Tillman Dep. at 106:10-12, and the flagpole,
id. at 31:7-10, to be potential weapons. Id. at 81:21-82:1 (“It posed to me the fact that you had OC
spray that you may very well use against one of us.”). As he explained at his deposition:
Q [by Plaintiff]: Guys wearing a Guy Fawkes mask,
let’s throw a can of [OC] spray in there, Kevlar vest, BDUs, flag.
Does that maybe – you don’t want me to use the word “prejudice.”
Does that maybe give rise to some preconceived notions about what
their behavior might be that day?
A [Tillman]: I would anticipate some form of civil
disobedience, yes, based on the attire.
Tillman Dep. at 103:8-16. Further, Tillman testified:
Q: [A] guy that was dressed like I was that day [was]
more in your category of you are going to watch that guy closer, you
are going to feel like he is a potential threat more so than a guy
dressed . . . in a tie and that sort of thing?
A: That’s correct because you have a weapon in your
possession and he does not. And you also have what is perceived to
be a ballistic vest.
Id. at 104:16-105:5.
Soon after he was first observed by Tillman, plaintiff saw a vehicle, a white Mercedes
Benz, strike a protester on Constitution Avenue, N.W. Compl., Attach. A ¶¶ 1-2; see Tillman Dep.
at 12:5-6, 21:9-10. Plaintiff believed this to be “a felony hit and run where [the driver of the
Mercedes] . . . had broken through/avoided police barriers and intentionally struck a female
demonstrator[.]” Compl., Attach. A ¶ 1. He approached two Metropolitan Police Department
4
(“MPD”) officers standing nearby “and offered his business card, as a witness to the [incident].”
Id., Attach. A ¶ 2. The MPD officers directed plaintiff to Tillman, who had “stopped the
Mercedes,” Tillman Dep. at 12:1-2, “midway between 14th Street and 12th Street on Constitution
Avenue.” Id. at 13:7-8; see id. at 148:22-149:4.
A group of demonstrators, including plaintiff, ran towards the stopped Mercedes. See id.
at 148:21-152:14. According to plaintiff, his initial contact with Tillman occurred “in the middle
of 14th St[reet] which was blocked off to traffic at the time, with his business card in hand offering
himself as a witness to [the] hit-and-run[.]” Pl.’s SMF ¶ 6. Tillman does not recall plaintiff’s
offering him a business card or throwing it down. Tillman Dep. at 22:9-23:10; see Am. Compl.,
Attach. A ¶ 2; Pl.’s SMF ¶ 6.
At the time of the encounter, Tillman thought that possession of OC spray was not legal at
all, or at least, not in the quantity plaintiff possessed, under District of Columbia law. First Tillman
Decl. ¶ 5; see Tillman Dep. at 24:22-26:22. He “wanted to “clarify whether or not . . . possession
of [OC spray] was legal,” Tillman Dep. at 26:1-3, and he consulted an MPD officer nearby, who
informed him (apparently incorrectly) that possession OC spray was illegal. See id. at 38:9-39:3,
32:17-21. Tillman decided to conduct a “field interview” of plaintiff, id. at 32:8, and to take
possession of the OC spray until he completed his investigation. Id. at 55:14-17. He was unable
to do so because an “altercation” between the two ensued. Id. at 26:21-22.
The initial physical contact occurred when Tillman approached plaintiff, placed his hand
on plaintiff’s chest, held plaintiff at arm’s length against a waist-high concrete planter, and ordered
plaintiff to drop the flag and flagpole he was carrying. Def.’s SMF ¶ 6; Pl.’s SMF ¶ 6. The parties
dispute whether Tillman actually pushed plaintiff backwards. Def.’s SMF ¶ 7; Pl.’s SMF ¶ 7. At
his deposition, Tillman did not recall pushing plaintiff against the planter, Tillman Dep. at 33:19-
5
20, but he did recall placing his “hand on [plaintiff’s] chest, id. at 30:14, and “trying to keep
[plaintiff] there so [he] could come to a determination as to whether or not [plaintiff’s possession
of] OC was, in fact, legal[.]” Id. at 33:21-34:1. According to plaintiff, Tillman pushed him “using
[a] forearm to [his] chest forc[ing] him out of the street onto the sidewalk and up against the
concrete barrier[.]” Pl.’s SMF ¶ 7; see id. ¶ 4. Plaintiff refused to drop his flag, and he placed it
atop the planter instead. Compl., Attach. A ¶ 2.
Tillman said to plaintiff, “give me the spray and you can walk.” Def.’s SMF ¶ 7. Plaintiff
refused. He set down the backpack he had been carrying, took papers out of his backpack and
showed them to Tillman. Id. ¶ 8; First Tillman Decl. ¶ 5. According to Tillman, the papers were
support for plaintiff’s claim that he had “a right to defend himself with the OC spray.” Def.’s SMF
¶ 8; First Tillman Decl. ¶ 5. According to plaintiff, he voluntarily presented the papers as
“evidence that his life had been threatened to help Tillman better understand why he wore a
defensive vest and carried defense spray[.]” Pl.’s SMF ¶ 8.2
“While Tillman was putting the papers back into plaintiff’s backpack, plaintiff took off
down Constitution Avenue, leaving his backpack behind.” Def.’s SMF ¶ 8. Tillman did not follow
him, First Tillman Decl. ¶ 5, and did not recall seeing plaintiff leave. See Tillman Dep. at 57:21-
58:11, 59:14-18. Tillman “did place the backpack on a[n] FPS law enforcement vehicle for further
inspection.” First Tillman Decl. ¶ 5; see Pl.’s SMF ¶ 9. Meanwhile, other demonstrators were
gathering around and becoming agitated. See Tillman Dep. at 121:21-123:15.
2
Plaintiff alleged “that he and several of his demonstrating associates had received specific threats
on social media from a ‘red mask’ faction that threatened the use of firearms against [him] and his
associates on the day of the demonstration.” Compl., Attach. A ¶ 3. He described the papers he
showed Tillman as “printed copies [of] the threats[.]” Id., Attach. A ¶ 3; see Tillman Dep. at
36:18-38:4.
6
Roughly one minute after plaintiff walked away, he returned to the area and approached
his backpack, Def.’s SMF ¶ 9, which either remained on the hood of an FPS vehicle, Pl.’s SMF ¶
9, or had been placed on the ground beside the vehicle. Def.’s SMF ¶ 9. When plaintiff grabbed
the backpack, Tillman “pull[ed] back on the other end of the backpack,” effectively “pull[ing] the
plaintiff towards hi[m].” Pl.’s SMF ¶ 10; see Def.’s SMF ¶ 10 (“As he went for the backpack,
Plaintiff collided with Tillman[.]”).
According to Tillman, “[w]hile attempting to get his backpack [plaintiff] struck [him.]”
First Tillman Decl. ¶ 6 Tillman testified that plaintiff struck him first on his hand or wrist, see
Tillman Dep. at 52:20-53:7, 61:15-18, prompting him to try to grab plaintiff’s hand, after which
plaintiff intentionally struck Tillman multiple times. See id. at 61:15-64:2, 64:11-65:19. Tillman
decided to arrest plaintiff for assault, see id. at 66:10-13, and as he reached for plaintiff’s arm,
plaintiff struck him again. Id. at 63:20-22.
Plaintiff characterized this brief tussle, Def.’s SMF ¶ 10, as his “attempt to, while
retreating, [to] prevent yet another unlawful assault by Tillman who repeated[ly] attempt[ed] to
grab” his arm. Pl.’s SMF ¶ 10. Plaintiff does not deny striking Tillman; he claimed that he was
defending himself, “repelling Tillman’s unlawful assault by pushing Tillman’s hands away from
him.” Pl.’s SMF ¶ 11. Tillman and plaintiff then backed away from each other. Def.’s SMF ¶
11.
At that point, Tillman drew his Taser with his left hand and pointed it at plaintiff. Id. At
his deposition, Tillman explained:
What prompted me to draw my Taser was the fact that you assaulted
me. And the fact that there were numerous demonstrators behind
you, given your size and the fact that you had on the flak vest and a
can of OC.
Tillman Dep. at 121:2-6. Tillman further testified:
7
To the best of my recollection, given the scenario of over 200 people
running in my direction with sticks in their hands, one individual in
particular had on a Kevlar vest, for some unknown reason, with a
large amount of oleoresin capsicum spray.
Not knowing their intents, observing some of the demonstrators
possibly banging on the white Mercedes that was stopped and try to
get them to safety, worried about my own safety and my partner’s
safety, I have to take all the measures I can to ensure that I am safe.
I know I am outnumbered probably that day seven to one or more.
I have no idea who is behind me or around me because I’m focused
on what I perceive may be a possible threat that’s in front of me.
Tillman Dep. at 113:9-114:5.
Tillman ordered plaintiff not to touch the OC spray. Def.’s SMF ¶ 11; Pl.’s SMF ¶ 12; see
Tillman Dep. at 115:5-22. He told plaintiff “that he was under arrest for assaulting a police officer
and instructed him to raise his hands.” First Tillman Decl. ¶ 6. Plaintiff raised his hands in the air
initially, and promptly lowered them. Def.’s SMF ¶ 12; Pl.’s SMF ¶ 12; First Tillman Decl. ¶ 6.
Tillman believed plaintiff’s hands were “going in the direction of the OC.” Tillman Dep. at
120:16-17. Then he deployed the Taser. See id. at 125:22-126:10; Def.’s SMF ¶ 13; First Tillman
Decl. ¶ 7.
Tillman was asked about his actions at his deposition:
Q: Then can you tell me what prompted you to pull the trigger
on the Taser because you did not pull the trigger immediately.
A: The fact that your hand moved toward the OC after I had
given you several commands not to touch it.
Id. at 125:22-126:6; see id. at 127:17-18 (“When your hand moved towards it, that is what
prompted me to discharge my Taser.”). “At the time [Tillman] made the decision to tase the
plaintiff, [he] believed that [plaintiff] posed a danger to [himself], other law enforcement officer[s]
8
and members of the public participating in or observing the demonstration.” First Tillman Decl.
¶ 7.3
One prong of the Taser stuck plaintiff in his upper leg or thigh; the other appeared to have
lodged in his flak jacket. Def.’s SMF ¶ 13; see Compl., Attach. A ¶¶ 6, 8. The Taser had the
intended effect: plaintiff was stunned and fell to the sidewalk. Id. He rose to his feet after “a few
seconds.” Def.’s SMF ¶ 13. “[P]laintiff thought he had one of the prongs in his hand and [threw]
it back in [Tillman’s] direction.” Pl.’s SMF ¶ 13. Plaintiff also threw the OC spray canister at
Tillman. See id.; Tillman Dep. at 115:2-4. Tillman pointed the Taser at plaintiff again, at which
time plaintiff raised his hands, Def.’s SMF ¶ 15, and otherwise “complie[d] . . . with the arresting
officers.” Pl.’s SMF ¶ 13. Tillman arrested plaintiff “for possession of an illegal self-defense
spray and assaulting a federal officer.” Def.’s SMF ¶ 15; First Tillman Decl. ¶ 8; Def.’s Mem.,
Ex. 10 (Arrest/Prosecution Report).
Plaintiff alleged that Tillman improperly removed the taser prong from his leg, Compl.,
Attach. A ¶ 8, and tightened the handcuffs so that they “were cutting off his circulation.” Id.,Attach. A ¶ 7. In addition, plaintiff alleged that, while he was in handcuffs, an unidentified police
officer “pressed the top [of plaintiff’s] left hand upwards, bending at the wrist and causing
excruciating pain[.]” Id., Attach. A ¶ 9. However, none of the FPS officers on the scene
“witness[ed] any FPS officers perform such a [submission] maneuver,” Def.’s SMF ¶ 16, and
plaintiff proffered no evidence to show that any officer employed a submission move, Pl.’s SMF
3
The parties both note that bystanders were agitated. Tillman testified that the crowd was agitated
during the entire encounter, see Tillman Dep. at 123:5-15, becoming even more agitated after the
tasering, see id. at 123:8. Plaintiff attributed the crowd’s agitation to Tillman’s pointing of the
Taser. See generally Pl.’s SMF ¶ 11.
9
¶ 16. Plaintiff did not sustain any significant or permanent physical injury as a result of his
encounters with Tillman. Def.’s Mem., Ex. 13 (Pl.’s Resp. to Interrog. No. 8); Pl.’s SMF ¶ 18.
D. The Criminal Charges
“[P]laintiff was . . . taken to the DC overnight lockup[.]” Compl., Attach. A ¶ 11. The
charge of illegal possession of self-defense spray was dismissed for want of prosecution on
February 10, 2015. Def.’s SMF ¶ 17; Pl.’s Opp’n, Ex. 33 (Docket Sheet, 2014 CDC 019496).
“The charge of assault on a police officer was disposed of nolle prosequi after Plaintiff completed
pre-trial diversion.” Def.’s SMF ¶ 17; Pl.’s Opp’n, Ex. 33 (Docket Sheet, 2014 CMD 019455).
E. Defendant’s Expert Witness
Defendant has presented expert testimony on the reasonableness of Tillman’s use of force.
David G. Powderly is “a use of force expert . . .[f]or the Federal Protective Service,” Pl.’s Opp’n,
Ex. 31 (“Powderly Dep.”) at 8:11-14, and “master Taser instructor.” Powderly Dep. at 76:18. He
has “over 27 years of federal law enforcement experience, 17 of which [he spent] training other
law enforcement officers on the use of force, . . . includ[ing] the use of [CEWs].” Def.’s Mem.,
Ex. 1 (“Powderly Report”) at 2. He is familiar with “the Graham factors,” id., referencing the
Supreme Court opinion in Graham v. Connor, 490 U.S. 386 (1989), and its “non-exhaustive list
of factors,” Powderly Report at 3, for determining whether an officer’s use of force is objectively
reasonable:
▪ the severity of the crime at issue
▪ whether the suspect poses an immediate threat to the safety of the officers or others
▪ whether he is actively resisting arrest or attempting to evade arrest by flight
10
See id. Powderly bases his opinion in part on review of three video recordings, see Def.’s Mem.,
Ex. 8 (Video Files), among other materials, see Powderly Report, Appendix 1 (Materials Relied
Upon).4
According to Powderly, Video No. 1 showed plaintiff’s attire, and the canister believed to
be OC spray was clearly visible in plaintiff’s vest pocket. Powderly Report at 4. It also showed
Tillman’s first encounter with plaintiff, during which Tillman examined the papers plaintiff
presented. Id. at 5. No physical contact between the two was recorded in the first 13 seconds in
the video. Plaintiff had departed the area, leaving his backpack behind “but . . . still carrying the
OC spray.” Id. Powderly deemed the OC spray “dangerous to an officer if used against [him],”
id. at 4, “especially [because] its effects are immediate in most cases,” id., and they include
“burning and inflamed eyes, involuntary closing of the eyes, thus, hindering the officer’s vision,”
id.
Video No. 1 also recorded the second encounter, which Powderly described as follows:
Video No. 1, at time 0:14 picks up the second encounter
between . . . Tillman and the plaintiff. The plaintiff is standing on
the sidewalk area approximately 4 or 5 feet from the curb . . . . This
puts the total distance between . . . Tillman and the plaintiff at
approximately 6 to 7 feet from each other. This distance . . . is
known as the reactionary gap. The closer the individual is to an
officer, the less time an officer has to react to a specific threat. I also
noticed that there was no barricade or obstacle between the two
individuals, in which to slow any movement from [Plaintiff] toward
. . . Tillman. Based on this, even with . . . Tillman having his Taser
out and extended, the two are close enough to each other that . . .
Tillman would not have enough time to react . . . .
4
Exhibit 8 to defendant’s memorandum is a disc with the three video recordings. Plaintiff raises
no objection to the videos, and appears to have supplied them to defendant, see Tillman Dep. at
69:17-18 (plaintiff stating that he submitted videos to defendant’s counsel) and to rely on them,
too. See Pl.’s Opp’n at 3, 37, 52; see id., Ex. 28. The videos are part of the undisputed record, and
Powderly’s accounts are consistent with the Court’s review of the materials.
11
Video No. 1 at 0:14 shows the plaintiff with both arms down
to his side in a flexed fighting position. It is also noted here that the
gloves the plaintiff is wearing have what appears to be plastic
covering the knuckles, which [is] known to me to also have some
type of padding under the plastic to reduce possible injury to the
wearer[’]s hand when delivering a strike or to protect [his] hand
from other injuries if st[r]uck on the hand. Based on this, I would
take these signs as possible pre-assault indicators that an individual
[poses] a possible immediate threat to an officer.
Video No. 1 at 0:15 shows the plaintiff look in the direction
of his OC spray on his right side pocket of his Flak jacket and both
hands begin to rise in the direction of the OC spray. Video No. 1 at
0:16 shows the plaintiff with both his hands on his OC spray at
which time (0:17) . . . Tillman deploys the Taser.
Id. at 5.
Video No. 2 recorded the second encounter from a slightly different vantage point, behind
and to the right of plaintiff. Id. at 6. It showed plaintiff’s “right forearm . . . on or against . . .
Tillman’s chest and his left hand ‘open palm’ touched . . . Tillman’s shoulder.” Id. Tillman and
plaintiff separated when “Tillman pushed the plaintiff off of him and creat[ed] space between
them, but still within arm’s length as . . . Tillman appears to grab the plaintiff’s left arm[.]” Id.
Roughly two seconds later, “plaintiff [was] seen swinging his right arm in [Tillman’s] direction .
. . and striking . . . Tillman in the left chest area with an open hand palm strike.” Id. Plaintiff then
was “seen raising his hands above his head, as . . . Tillman step[ped] back and [drew] his Taser
and point[ed] it the plaintiff.” Id. Powderly estimated that the two were “approximately five to
six feet” apart, “which . . . is inside the safe reactionary gap, limiting . . . Tillman’s options.” Id.
Plaintiff was seen falling backwards after having been struck by the Taser prongs, and was seen
standing up roughly five seconds later. Id.
Based on Video Nos. 1 and 2, Powderly opined:
It is clear to me that when [Tillman] first encountered the plaintiff, .
. . Tillman knew that he was dealing with an active demonstrator in
the Million Mask March and member of the group Anonymous who
12
was non-compliant, refusing commands, armed with a wooden pole
and OC spray, which . . . Tillman believed to be illegal. Both the
wooden pole and the OC spray could be considered dangerous to an
officer if used against [him]. This is especially true of the OC as its
effects are immediate in most cases, such as burning and inflamed
eyes, involuntary closing of the eyes, thus, hindering the officer’s
vision. OC also causes inflammation and swelling of the mucous
membranes, coughing, gagging, gasping or burning sensation of the
throat and lungs. Depending on the delivery system used of the OC
(stream, full cone pattern, or fog), other officers and members of the
public in the immediate area may also be contaminated and would
have been similarly affected . . . . Based on this information and
the totality of the circumstances, it is reasonable that . . . Tillman
perceived the plaintiff as a potential threat and also that Tillman
found it necessary to temporarily incapacitate the plaintiff through
use of the Taser.
Id. at 4 (footnote omitted).
Video No. 3 “showed more of the first encounter [between plaintiff and] Tillman where
[Powderly] could see more of the demeanor of the plaintiff,” Powderly Dep. at 69:6-9, “as being
more noncompliant and argumentative regarding the canister of the OC and complying with verbal
commands.” Id. at 69:11-13; Def.’s Mem., Ex. 2 (“Supp. Powderly Report”) at 1. Tillman was
“heard giving verbal commands, ‘Stand right there’, and two separate commands to ‘Drop the
Flag.’” Supp. Powderly Report at 1. Plaintiff responded, ‘It’s my Fucking flag, I’m not dropping
it,’ and then hands it off to another participant[.]” Id. Powderly observed plaintiff’s conduct for
the opening minutes of the video and considered him “non-compliant at times and confrontational
as he tried to tell [Tillman] directly what he can and cannot do.” Id. at 2. Video No. 3 further
showed Plaintiff “turn[] and jog[] away . . . leaving his backpack” behind, only to “approach[] the
rear of the FPS Police marked Chevy Tahoe” on the hood of which was plaintiff’s backpack. Id.
Plaintiff sped up and took “quick steps” towards the Tahoe, id., as if he were “intent on trying to
snatch the backpack,” id. Powderly “did not see or hear [plaintiff] ask permission nor was [he]
13
given permission to take the backpack[.]” Id. Video No. 3 also showed the “physical
confrontation” between plaintiff and Tillman and the point at which Tillman drew his Taser. Id.
Video No. 3 served to “support[] and validate[] [Powderly’s] earlier opinion that the
plaintiff’s actions were reasonably viewed by . . . Tillman as an immediate threat to himself, and
to the other officers and members of the public in the immediate vicinity of the encounter.” Id. at
2; Powderly Dep. at 69:2-3. Powderly concluded that “Tillman’s use of the Taser was authorized
based on FPS policy and training and was a reasonable use of force under the law.” Supp.
Powderly Report at 2.
F. Plaintiff’s FTCA Claim
Plaintiff submitted a claim under the FTCA to DHS on or about May 5, 2016. Compl., Ex.
(Standard Form 95, Claim for Damage, Injury, or Death). DHS denied his claim in January 2017.
Id., Attach. A ¶ 16. Plaintiff filed this civil action on July 31, 2017. See Compl. at 1.
II. DISCUSSION
A. Summary Judgment Standard
Summary judgment is appropriate “if the movant shows that there is no genuine dispute as
to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). The party seeking summary judgment “bears the initial responsibility of informing the
district court of the basis for its motion, and identifying those portions of the pleadings,
depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,
which it believes demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v.
14
Catrett, 477 U.S. 317, 323 (1986). To defeat summary judgment, the non-moving party must
“designate specific facts showing that there is a genuine issue for trial.” Id. at 324.5
The mere existence of a factual dispute is insufficient to preclude summary judgment.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986). A dispute is “genuine” only if a
reasonable fact-finder could find for the non-moving party; a fact is “material” only if it is capable
of affecting the outcome of the litigation. Id. at 248; Laningham v. U.S. Navy, 813 F.2d 1236,
1241 (D.C. Cir. 1987). In assessing a party’s motion, the Court must “view the facts and draw
reasonable inferences ‘in the light most favorable to the party opposing the summary judgment
motion.’” Scott v. Harris, 550 U.S. 372, 378 (2007) (alterations omitted) (quoting United States
v. Diebold, Inc., 369 U.S. 654, 655 (1962) (per curiam)).
B. Plaintiff’s Assault, Battery and False Arrest Claims are Cognizable Under the FTCA
“It is axiomatic that the United States may not be sued without its consent and that the
existence of consent is a prerequisite for jurisdiction.” United States v. Mitchell, 463 U.S. 206,
212 (1983). Congress may waive the federal government’s sovereign immunity, but the waiver
must be “unequivocally expressed[.]” United States v. Nordic Village Inc., 503 U.S. 30, 33 (1992)
(citations omitted); see Webman v. Fed. Bureau of Prisons, 441 F.3d 1022, 1026 (D.C. Cir. 2006)
(“Congress need not use magic words to waive sovereign immunity, but the language it chooses
must be unequivocal and unambiguous.”). The FTCA is a limited waiver of sovereign immunity
which “renders the United States subject to suit for certain – but not all – tort claims.” Atherton v.
United States, 174 F. Supp. 3d 359, 363 (D.D.C. 2016), aff’d sub nom. Atherton v. Jewell, 689 F.
App’x 643 (D.C. Cir. 2017); Johnson v. Veterans Affairs Med. Ctr., 133 F. Supp. 3d 10, 15 (D.D.C.
5
Plaintiff was appropriately advised of the summary judgment standard and the rules that would
be applied by order dated December 21, 2018 [Dkt. 19].
15
2015) (stating that the FTCA “makes the federal government liable to the same extent as a private
individual for certain torts of federal employees acting within the scope of their employment”). It
“provides the exclusive remedy for common law tort claims against the United States.” Frazza v.
United States, 529 F. Supp. 2d 61, 69 (D.D.C. 2008) (citations omitted).
The FTCA’s “‘law enforcement proviso[]’ . . . extends the waiver of sovereign immunity
to claims for six intentional torts, including assault and battery, that are based on the ‘acts or
omissions of investigative or law enforcement officers.’” Millbrook v. United States, 569 U.S. 50,
52-53 (2013) (quoting 28 U.S.C. § 2680(h)). For purposes of the FTCA, an “investigative or law
enforcement officer” is “any officer of the United States who is empowered by law to execute
searches, to seize evidence, or to make arrests for violations of Federal law.” 28 U.S.C. § 2680(h).
The parties do not dispute that, “[a]t the time of the incident, . . . Tillman was operating as an FPS
law enforcement officer under his 40 U.S.C. § 1315 authority.” Def.’s Mem. at 11. Nor is there
any dispute that Plaintiff’s assault, battery and false arrest claims are cognizable under the FTCA
by virtue of the law enforcement proviso.
C. Assault and Battery
“Tort liability under the FTCA is determined according to the law of the place where the
alleged acts or omissions occurred – in this case, the District of Columbia.” Harris v. U.S. Dep’t
of Veterans Affairs, 776 F.3d 907, 911 (D.C. Cir. 2015) (citation omitted). “In the case of assault
and battery, a plaintiff can recover for assault by proving ‘intentional and unlawful attempt or
threat, either by words or acts, to do physical harm to the plaintiff,’ and for battery by proving an
‘intentional act that causes harmful or offensive bodily contact.”’ District of Columbia v. Chinn,
839 A.2d 701, 705 (D.C. 2003) (quoting Holder v. District of Columbia, 700 A.2d 738, 741 (D.C.
1997)).
16
Police officers “have a qualified privilege to commit [assault and battery] when using
‘reasonable force to effect an arrest, provided that the means employed are not in excess of those
which the actor reasonably believes to be necessary.’” Harris, 776 F.3d at 913 (quoting Arrington
v. United States, 473 F.3d 329, 335 (D.C. Cir. 2006) (quoting Etheredge v. District of Columbia,
635 A.2d 908, 916 (D.C. 1993))); see Johnson v. District of Columbia, 528 F.3d 969, 977 (D.C.
Cir. 2008) (noting that a police “officer must have some justification for the quantum of force he
uses”). “The ‘reasonableness’ of a particular use of force must be judged from the perspective of
a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.” Harris, 776 F.3d
at 913 (quoting Graham v. Connor, 490 U.S. 386, 396 (1989)). Defendant’s summary judgment
motion should be denied “only when . . . a reasonable jury could conclude that the excessiveness
of the force is so apparent that no reasonable officer could have believed in the lawfulness of his
actions.” Id. (quoting Wardlaw v. Pickett, 1 F.3d 1297, 1303 (D.C. Cir. 1993)).
Defendant argues that Tillman’s use of force was objectively reasonable in the
circumstances of his encounter with plaintiff on November 5, 2014, and that the level of force
employed was consistent with generally accepted police practices. See generally Def.’s Mem. at
13-18. Defendant supports its position with Powderly’s expert opinion, which would be
admissible at trial. See Fed. R. Civ. P. 56(c)(2). Powderly found:
With respect to the plaintiff’s possession of the OC spray, . . .
Tillman had a reasonable belief, based on information provided by
local law enforcement, that possession of OC spray was illegal in
DC. While the severity of this crime was minor, the OC itself
presented a significant and immediate threat to the safety of the
officers and bystanders present, considering the effects of OC spray
if used against them. With respect to the assault on a Federal Police
Officer, the severity of the crime is significant, as assault on law
enforcement officer is a serious felony under DC and Federal law.
Given the fact that the plaintiff had already demonstrated a
willingness to refuse verbal orders, was carrying a chemical agent
(OC), and that he had become violent by engaging in a physical
17
confrontation with a law enforcement officer, it is clear that he
presented an immediate threat to Tillman and the other officers and
bystanders in the area. Likewise, the plaintiff’s prior behavior
suggested that he would continue to actively resist arrest or attempt
to evade arrest by flight.
Powderly Report at 3. Plaintiff did not designate an expert of his own, and he fails to rebut
Powderly’s proffered testimony.
Powderly also found that Tillman aimed the Taser at plaintiff’s lower abdomen area in a
manner “consistent with FPS training as the preferred target area when an individual is facing” the
officer. Id. at 5. He explained:
The X26 CEW Taser that . . . Tillman used produces a red dot laser
for the point of aim of the top probe of the cartridge. The cartridge
attached to the front of the Taser propels two separate probes with
the top probe following the laser point. The second or bottom probe
is propelled at an eight degree downward angle for a distance spread
of the two probes of one foot spread for every seven feet of distance
of travel. With the Taser aimed at the lower abdomen, at the
distance that . . . Tillman is from the plaintiff, the two darts will
“split the hemispheres” or have the top dart above the belt line and
the bottom dart below the belt line to achieve the desired
neuromuscular incapacitation . . . by contracting different and larger
muscle groups.
Id. at 5-6 (footnote omitted). In the video, the bottom prong of the taser was seen in plaintiff’s
thigh; Powderly suspected that the top probe was embedded in plaintiff’s flak jacket. Id. at 6.
Evidence presented by the parties includes three video recordings which depict two
encounters between Tillman and plaintiff, each involving physical contact. Tillman initially
approached plaintiff based on his mistaken belief that OC spray is illegal in the District of
Columbia. During this first encounter, Tillman’s placed his hand and/or forearm on plaintiff’s
chest when plaintiff was backed up against a concrete planter. Plaintiff immediately challenged
Tillman, defiantly asserting his right to protect himself with OC spray and refusing Tillman’s
demands that he drop his flag and hand over the OC spray – both of which Tillman feared could
18
be used as weapons at that time. Powderly deemed plaintiff’s actions “non-compliant at times and
confrontational,” Powderly Report at 2, based on plaintiff’s “actions and tone of voice.” Id.
At the time of the second encounter, plaintiff still had possession of the OC spray. He had
already shown that he would not necessarily obey verbal commands, and he engaged in a physical
confrontation with Tillman. According to defendant’s expert, Tillman reasonably could have
believed that plaintiff posed a threat that he would injure the officers or others by discharging OC
spray. Although plaintiff initially complied with Tillman’s command to raise his hands in the air,
plaintiff promptly lowered his hands, moving them in the direction of the pocket holding the OC
spray canister. Powderly notes that Tillman reasonably could have understood this movement to
be an attempt to retrieve the OC spray for the purpose of discharging it, potentially harming
Tillman, plaintiff himself, or the bystanders who had gathered around.
A police officer “may commit what at common law would be an assault unless the . . . use
of force is clearly excessive.” Armbruster v. Frost, 962 F. Supp. 2d 105, 117 (D.D.C. 2013)
(internal quotation marks and citations omitted). Based on a review of the record in its entirety,
including the videos, the expert’s reports, and deposition testimony of the witnesses, the Court
concludes that, from the perspective of a reasonable law enforcement officer, Tillman’s
deployment of the Taser in the circumstances of his encounter with plaintiff was objectively
reasonable. Tillman was facing a non-compliant, verbally aggressive protester who had already
engaged in a physical confrontation with a uniformed law enforcement officer. It was reasonable
for Tillman to have perceived an immediate threat that plaintiff might discharge harmful OC spray
in the midst of a crowd. This was dangerous even if the mere possession of OC spray was lawful.
And, based on plaintiff’s prior behavior, Tillman reasonably could have believed that plaintiff
would resist arrest or flee to avoid arrest. Thus it was reasonable for Tillman to use force –
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deployment of a Taser – to subdue plaintiff, see Lash v. Lemke, 786 F.3d 1, 7-8 (D.C. Cir. 2015),
and the record demonstrates that Tillman did so in a manner consistent with generally accepted
police practices. This is not a case where “a reasonable jury could conclude that the excessiveness
of the force is so apparent that no reasonable officer could have believed in the lawfulness of his
actions.” Harris, 776 F.3d at 913. Thus, the officer’s actions are privileged, and the Court will
grant summary judgment in favor of defendant.
D. False Arrest
“In order make out a claim for unlawful arrest, [plaintiff] must allege an ‘unlawful
deprivation of freedom of locomotion for any amount of time, by actual force or a threat of force.’”
Lane v. District of Columbia, 72 F. Supp. 3d 215, 224 (D.D.C. 2014) (quoting Marshall v. District
of Columbia, 391 A.2d 1374, 1380 (D.C. 1978)), aff’d, 887 F.3d 480 (D.C. Cir. 2018). “An arrest
is unlawful when there is no probable cause for that arrest.” Id.“Generally, probable cause exists where the facts and circumstances within the arresting
officer’s knowledge, of which he had reasonably trustworthy information, are sufficient in
themselves to warrant a reasonable belief that an offense has been or is being committed.” Amobi
v. District of Columbia Dep’t of Corr., 755 F.3d 980, 990 (D.C. Cir. 2014) (quoting Rucker v.
United States, 455 A.2d 889, 891 (D.C. 1983)). In determining whether an officer has probable
cause to arrest, the Court “draws all inferences regarding probable cause in favor of the non-
moving party, but considers the information that was available to the arresting officer from the
perspective of that officer.” Lane, 72 F. Supp. 3d at 224 (citing Bradshaw v. District of
Columbia, 43 A.3d 318, 324 (D.C. 2012)).
A police officer accused of false arrest “may defend on the merits by proof . . . that the
arrest was made in good faith, with probable cause, under a statute he reasonably believed to be
20
valid.” Wade v. District of Columbia, 310 A.2d 857, 862 (D.C. 1973) (citing Pierson v. Ray, 386
U.S. 547 (1967)); see Scales v. District of Columbia, 973 A.2d 722, 729 (D.C. 2009); District of
Columbia v. Wesby, 138 S. Ct. 577, 586 (2018) (“A warrantless arrest is reasonable if the officer
has probable cause to believe that the suspect committed a crime in the officer’s presence.”
(citation omitted)). “The issue of probable cause in a false arrest case is a mixed question of law
and fact that the trial court should ordinarily leave to the jury,” and “[o]nly where the facts are
undisputed or clearly established does probable cause become a question of law for the court.”
Amobi, 755 F.3d at 990 (quoting Bradshaw, 43 A.3d at 324).
a. Possession of OC Spray
In the District of Columbia, “a person may possess and use a self-defense spray in the
exercise of reasonable force in defense of the person or the person’s property only if it is propelled
from an aerosol container, labeled with or accompanied by clearly written instructions as to its use,
and dated to indicate its anticipated useful life.” D.C. Code § 7-2502.13. There is no dispute that
possession of OC spray is permitted under District of Columbia law, see id., and that Tillman was
mistaken in believing plaintiff could not lawfully possess it. Plaintiff emphasizes this point,
faulting Tillman for his lack of knowledge of District of Columbia law, see, e.g., Pl.’s Opp’n at 1-
2, 8, and for his failure to clarify the legality of OC spray before stopping him and charging him
with a crime. See id. at 54; Pl.’s SMF ¶ 5. Further, plaintiff contends that Tillman charged him
with a crime knowing it to be “bogus, . . . to create a justification for” Tillman’s assaults on
plaintiff. Pl.’s SMF ¶ 15. Aside from his own conclusory assertions, plaintiff produces no
evidence to support his allegation that Tillman did not simply make a mistake.
Meanwhile, defendant has put forth unrebutted evidence that supports a finding that
Tillman, in good faith, held a reasonable belief that OC spray was illegal in the District. Tillman’s
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mistake does not render plaintiff’s arrest for possession of OC spray unlawful. See Pointer v.
District of Columbia, 736 F. Supp. 2d 2, 7-8 (D.D.C. 2010) (concluding that MPD officer who
reasonably but mistakenly believed that disqualified commercial license was not valid for the
operation of a passenger vehicle with “the facts and circumstances within [the officer’s] knowledge
at the time of the arrest were sufficient to give him the necessary probable cause to effectuate an
arrest”); see Wade, 310 A.3d at 862. Furthermore, a police officer is not obligated to “rule out”
the validity of a suspect’s claims of innocence prior to arresting him. See Wesby, 138 S. Ct. at 588(noting that “probable cause does not require officers to rule out a suspect’s innocent explanation
for suspicious facts”). And in any event, the officer had a basis to arrest plaintiff on other grounds.
b. Assaulting a Police Officer
Simple assault under District of Columbia law is “(1) an act on the part of the accused
(which need not result in injury); (2) the apparent present ability to injure the victim at the time
the act is committed; and (3) the intent to perform the act which constitutes the assault at the time
the act is committed.” Smith v. United States, 843 F.3d 509, 512 (D.C. Cir. 2016) (quoting Ruffin
v. United States, 642 A.2d 1288, 1295 (D.C. 1994)). Assault on a police officer has an added
element – that the accused “knew or should have known the victim was a police officer.” Id.(citation omitted).
The parties agreed that plaintiff made physical contact with Tillman as he attempted to
retrieve his backpack. The videos reflect that plaintiff pushed or shoved the officer; this was not
some sort of accidental contact. Also, it was apparent that Tillman was a law enforcement officer,
and plaintiff does not dispute that knew Tillman to be one. Assaulting a police officer is a criminal
offense, see 18 U.S.C. § 111(a), and Tillman had probable cause to arrest plaintiff and charge him
with assault.
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III. CONCLUSION
Defendant has demonstrated that Tillman’s actions in using a Taser were privileged
because he used a reasonable amount of force in protecting himself and others and in effecting
plaintiff’s arrest, and that he had probable cause to arrest the plaintiff. Accordingly, plaintiff’s tort
claims fail, and summary judgment will be granted in defendant’s favor. An Order is issued
separately.
DATE: September 27, 2019 /s/
AMY BERMAN JACKSON
United States District Judge
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