United States v. Martinez-Amaya

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________
)
UNITED STATES OF AMERICA )
)
v. ) Criminal Action No. 10-256-08, -09,
) -20 (RMC)
NOE MACHADO-ERAZO, )
JOSE MARTINEZ-AMAYA, and )
YESTER AYALA, )
)
Defendants. )
_________________________________ )
OPINION
Jury selection for this criminal trial was conducted on June 14, 2013, from a
venire of 70 potential jurors. Defendants Noe Machado-Erazo, Jose Martinez-Amaya, and
Yester Ayala are charged with crimes associated with their alleged membership in the gang MS-
13. MS-13 originated in Los Angeles but has roots and leadership in El Salvador.1 All three
Defendants are Hispanic. At the end of jury selection, all three Defendants complained that the
make-up of the venire violated their rights because there was not a single Hispanic person among
the 70 persons questioned as potential jurors. Defendants filed a Memorandum of Law
Challenging the Constitutionality of Jury Selection, Dkt. 373, on June 17, 2013, in which they
identify three potential jurors with Hispanic surnames (three of 70, or 4.3% of the venire) from a
1
Additional background on MS-13 is set forth in the Court’s prior Opinion regarding co-
Defendant Yester Ayala. See United States v. Y.A., __ F. Supp. 2d __, Cr. No. 11-36 (RMC),
2013 WL 2138907, at *2–3 (D.D.C. Feb. 11, 2013); see also United States v. Machado-Erazo,
__ F. Supp. 2d __, Cr. No. 10-256-08 (RMC), 2013 WL 2932399 (D.D.C. June 17, 2013)
(denying Defendant Machado-Erazo’s Daubert motion).
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Washington, D.C. population that, Defendants assert, is “9.5%” persons of “Hispanic or Latino
Origin” as of 2011.2
Defendants complain that the venire was unfair, Defs. Mem. at 1–2; that the
government improperly struck one of the few persons with an Hispanic surname, id. at 2–3; and
that the Court erred in notifying them of a clerical error and asking for identification of an
additional alternate from among those properly on the jury, id. at 3–4.
The motion will be denied in all respects. It is without merit, contrary to the law,
and without any basis in fact.
I. NATURE OF THE VENIRE
Taylor v. Louisiana, 419 U.S. 522 (1975), first held that “the Sixth Amendment
affords the defendant in a criminal trial the opportunity to have the jury drawn from venires
representative of the community.” Id. at 537; see also Duren v. Missouri, 439 U.S. 357, 364
(1979). Although “[d]efendants are not entitled to a jury of any particular composition . . . the
jury wheels, pools of names, panels, or venires from which juries are drawn must not
systematically exclude distinctive groups in the community and thereby fail to be reasonably
representative thereof.” Taylor, 419 U.S. at 538. The Jury Selection and Service Act (JSSA)
codifies this right, stating that federal litigants entitled to a jury trial have “the right to grand and
petit juries selected at random from a fair cross section of the community in the district or
division where the court convenes.” 28 U.S.C. § 1861.
2
Although Defendants provide no authority for this proposition beyond stating that it was
“[a]ccording to the U.S. Cencus [sic] Bureau,” Def. Mot. at 2, the Court has confirmed that the
Census Bureau’s website lists the same 9.5% Hispanic/Latino figure for 2011. See U.S. Census
Bureau, District of Columbia QuickFacts (last revised June 6, 2013), accessible at
http://quickfacts.census.gov/qfd/states/11000.html (last accessed June 17, 2013; copy available
in Court’s file).
2
Defendants complain that there was an unconstitutional absence of sufficient
persons of Hispanic origins in the entire venire and therefore it did not represent a fair cross
section of Washington, D.C. See Defs. Mem. at 1–2. Duren v. Missouri, 439 U.S. 357 (1979),
established a multi-factor test for determining whether a venire fails to offer a “fair cross
section” as the JSSA requires:
[T]he defendant must show (1) that the group alleged to be
excluded is a “distinctive” group in the community; (2) that the
representation of this group in venires from which juries are
selected is not fair and reasonable in relation to the number of such
persons in the community; and (3) that this underrepresentation is
due to systematic exclusion of the group in the jury-selection
process.
Id. at 364. There is no doubt that Hispanics form a distinctive group in this community, but
Defendants offer no basis from which to conclude that the representation of Hispanics in venires
in this Court is not fair and reasonable or that any underrepresentation is due to systematic
exclusion of Hispanics. Instead, they blithely proclaim that these factors are self-evident. Not
so.
The District Court for the District of Columbia operates its own jury wheel,
separate from the jury wheel used by the D.C. Superior Court. The wheel is operated pursuant to
applicable federal statutes. See generally 28 U.S.C. §§ 1863 (“Plan for random jury selection”)
& 1864 (“Drawing of names from the master jury wheel; completion of juror qualification
form”). Federal jurors’ names come from the licensed driver registration, voter registration, and
taxpayer records in the District of Columbia. These names are combined into a master list, from
which jurors are called by random selection. Once a juror has been called for duty, he or she is
released from the wheel for two years. The jury wheel is totally updated no less often than every
four years. In this case, the Court ordered a special panel because of the anticipated length of
trial (initially, up to 3 months); this allowed the Jury Office to advise those who were summoned
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of the trial’s duration so that potential jurors could be excused before jury selection if
circumstances3 prevented their attendance. Only U.S. citizens sit on federal juries. See 28
U.S.C. § 1865(b)(1) (listing characteristics disqualifying persons from jury service, including
that the person “is not a citizen of the United States”). Having decided to seat 16 jurors because
of the trial’s length, the Court asked for a venire of 70 potential jurors, of whom 50 reported in
the morning and 20 in the afternoon. Jurors’ race and ethnicity are not identified until after a
potential juror reports for jury selection and completes a questionnaire. Thus, it is not possible to
identify race, ethnicity or other characteristics before the day of jury selection. The Court finds
no flaw in this process that indicates it would result in a systemic underrepresentation of
Hispanics or any other identifiable group in the community.
United States v. DeFries, 129 F.3d 1293 (D.C. Cir. 1997), noted that
“[u]nderrepresentation of a cognizable group in a single venire, without evidence of a greater
pattern, is insufficient to establish the ‘systematic exclusion of the group’ required by Duren.”
Id. at 1301. Defendants have shown no more here. Assuming that Hispanics constitute 9.5% of
D.C.’s resident population, that number does not reveal the percentage of resident Hispanics who
are U.S. citizens and registered drivers or registered voters or tax payers. The resident
population of Hispanics also includes an unknown number of legal immigrants who have not
become citizens and an unknown number of undocumented aliens. Thus, a bare-bones
percentage of Hispanic residents is uninformative.
Further, Defendants acknowledge that they cannot demonstrate any systemic
exclusion of Hispanics in the jury-selection process: “We do not have proper information on the
3
Potential jurors might be excused due to age, illness, disability that would impede
participation, loss of wages during a long trial, committed travel requirements, job exclusion
(Capitol Hill) and the like.
4
number of jurors that were called for this venire only that 70 showed up . . . . Why did no, or so
few, Hispanics show up for jury duty?” Defs. Mem. at 2. Answering their own question,
Defendants proclaim that “[t]he failure to provide any meaningful method for enforcing the jury
summons has amounted to a systematic under-inclusion of Hispanics on the jury venire.” Id.They offer nothing beyond rhetoric to support their statement, which is not enough to sustain a
Taylor challenge. See United States v. Bryant, 523 F.3d 349, 361–62 (D.C. Cir. 2008) (finding
defendant failed to show the “‘systemic exclusion’ . . . required by Duren” where defendant
relied in large part on allegedly disproportionate number of African Americans in his own jury
venire); see also 28 U.S.C. § 1867(d) (requiring a “sworn statement of facts which, if true, would
constitute a substantial failure” to comply with cross-section requirement as threshold showing
for opportunity to access, inter alia, “the testimony of the jury commission or clerk”).
Since rhetoric is not evidence and there is no evidence that Hispanics are not
fairly represented on the jury wheel or that there is systemic underrepresentation of Hispanics in
the venire, the Court concludes that Defendants’ motion is without merit. The few Hispanics on
this particular jury panel does not make the case.
II. EQUAL PROTECTION CHALLENGE
Defendants also contend that their constitutional protections under the Equal
Protection Clause of the Fifth Amendment4 have been violated “because one of the only
Hispanic jurors was removed based solely on the basis of race.” Defs. Mem. at 2–3. Defendants
rely on Batson v. Kentucky, 476 U.S. 79 (1986), without elaboration. See Defs. Mem. at 3.
4
Defendants cite the Fourteenth Amendment, Defs. Mem. at 2, but the Fifth Amendment
applies to the District of Columbia, which is a federal enclave. See Propert v. District of
Columbia, 948 F.2d 1327, 1330 n.5 (D.C. Cir. 1991) (“D.C. is a political entity created by the
federal government . . . .” (citing Bolling v. Sharpe, 347 U.S. 497, 499 (1954))).
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This challenge is untimely. At the close of jury selection, defense counsel
advanced a clear objection to the absence of Hispanics on the jury panel and urged the Court to
strike the venire entirely. While Batson (and not Taylor) was cited, the objection went entirely to
the paucity of Hispanic jurors. No mention was made of the government’s peremptory strike of
a single juror and no opportunity was provided for the government to explain its bases for this
strike. See Batson, 476 U.S. at 99–100 (requiring that a Batson objection be “timely”); see also
Haney v. Adams, 641 F.3d 1168, 1173 (9th Cir. 2011) (“[T]he Supreme Court’s proposed
remedies for Batson violations presuppose a contemporaneous objection.”); Garraway v.
Phillips, 591 F.3d 72, 75–76 (2d Cir. 2010) (“[A] court’s determination of whether a prosecutor
has used [peremptory strikes] in a discriminatory fashion will often turn on the judge’s
observations of prospective jurors and the attorneys during voir dire and an assessment of their
credibility [and therefore] . . . [i]t is nearly impossible for the judge to rule on such objections
intelligently unless the challenged juror either is still before the court or was very recently
observed.” (quoting McCrory v. Henderson, 82 F.3d 1243, 1248 (2d Cir. 1996))).
Even if timely, the Batson challenge fails. When asked if she knew any of the
four defense counsel, the Juror in question (#0736) responded that she knew Billy Ponds, counsel
for Yester Ayala, because Mr. Ponds had previously worked with her father. This acquaintance
was approximately ten years old, and the Court did not strike the juror for cause. Still, such a
connection would provide an immediate legitimate reason for the government to exercise its
peremptory challenge, if such an issue had been timely raised. See Snyder v. Louisiana, 552 U.S.
472, 476–77 (2008) (requiring “a race-neutral basis for striking the juror in question”); see also
Miller-El v. Dretke, 545 U.S. 231, 251 (2005). More critically, a single peremptory challenge
from a diverse venire does not demonstrate a case of discriminatory treatment. See Hernandez v.
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New York, 500 U.S. 352, 363 (1991) (adopting into Batson context the “totality of the
circumstances” test from Washington v. Davis, 426 U.S. 229, 242 (1976)); see also United States
v. Hendrix, 509 F.3d 362, 371 (7th Cir. 2007) (“The critical question in determining whether a
defendant has proved purposeful discrimination at the last stage is the persuasiveness of the
prosecution’s justification for his strike.” (citing Miller–El v. Cockrell, 537 U.S. 322, 338–39,
(2003)).
Defendants’ Batson challenge will thus be denied.
III. SELECTION OF ALTERNATES
Finally, Defendants object to the prejudicial application of the selection of
alternates in this case.
The Court authorized five peremptory strikes for each Defendant (15 in all) and
nine peremptory strikes for the government. After those strikes were used, from the first sixteen
jurors thus selected, each side could identify any two jurors to serve as alternates. After a
sufficient number of potential jurors had been selected, all peremptory strikes exercised, and four
alternates identified, the jury was excused and told to report for trial on June 18, 2013. Within
an hour, court staff discovered a clerical error: one potential juror who was not struck by either
party or the Court was inadvertently not included in the list of sitting jurors. All parties were
immediately notified by email—it being early Friday evening, pre-trial motions hearings for a
single defendant were scheduled for Monday, June 17, and trial is scheduled to start on Tuesday,
June 18. As Defendants recognize, “[a] juror ha[d] been skipped in the juror list and should have
been juror #3 but was left off the original jury make-up by the Court. The Court renumbered the
jurors resulting in the original juror # 16 being excluded from the jury as newly constituted.”
Defs. Mem. at 3.
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Defendants complain that they were restricted to selecting a fourth alternate
between “available jurors 15 and 16, as Seats 12 and 14 are the Government alternates and 13 is
the remaining Defense alternate.” Id. at 3. Defendants attribute this restriction to the “top
down” selection process announced by the Court, from which they deduce that “the selection of
this alternate can not [sic] be any juror prior to juror # 12 (now 13).” Id. The Court is at a loss to
explain Defendants’ complaint. Once all strikes for cause were made, the parties could decide
which jurors to strike peremptorily. Thereafter, the jury of 16 was identified, but the Court did
not want the jurors to know the alternates among them. Therefore, both sides were given two
jurors to select as alternates, i.e., four in all, who would not sit to deliberate unless needed.
Defense counsel could have chosen any two of the sixteen jurors to be seated—to select only
among Jurors Numbers 13, 14, 15, and 16 would not have achieved anonymity for alternates.
Varying the alternates randomly among remaining seats is the prevailing practice in this Court
and is reflected in the standard Criminal Jury Instructions for the District of Columbia
Instruction 1.107,5 which was provided to the parties in the Court’s list of proposed jury
instructions. The reference to “top down” was only made in answering a question from
government counsel as to whether the Court would select jurors from the top of the list and down
through those remaining until 16 were selected or from the bottom of the list and up through
those remaining. The Court answered that it selects from the top of the jury list down—to
identify sixteen qualified jurors. Neither the question nor its answer had anything to do with
alternate jurors, and the confusion of defense counsel on the point is incomprehensible. If they
5
Instruction 1.107 provides: “Before any of you even entered the courtroom, we randomly
selected the alternates’ seats. I will not disclose who the alternate jurors are until the end of my
final instructions just before you begin your deliberations. As any seat might turn out to be an
alternate’s seat, it is important that each of you think of yourselves as regular jurors during this
trial, and that all of you give this case your fullest and most serious attention.”
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had a question, they had immediate access to the Court’s law clerk for the answer, without
writing briefs and wasting their time and the Court’s.
This motion is also without merit and is denied.
IV. CONCLUSION
For the reasons set forth above, all three of the grounds for relief raised by
Defendants at the close of jury selection and in their memorandum, Dkt. 373 will be denied. A
memorializing Order accompanies this Memorandum Opinion.
DATE: June 17, 2013
/s/
ROSEMARY M. COLLYER
United States District Judge
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