DocketNumber: Civ. No. 11-131-SLR
Citation Numbers: 852 F. Supp. 2d 529
Judges: Robinson
Filed Date: 3/30/2012
Status: Precedential
Modified Date: 11/26/2022
MEMORANDUM OPINION
I. INTRODUCTION
In a prior lawsuit before this court, plaintiff SRI International Inc. (“SRI”) accused defendant Symantec Corporation (“Symantec”) of infringing U.S. Patent Nos. 6,484,203 (“the '203 patent”) and 6,711,615 (“the '615 patent”). Civ. No. 04-1199 (hereinafter, the “04-1199” case). An extended litigation ensued, involving two Federal Circuit appeals. The present suit, also alleging infringement of the '203 and '615 patents by Symantec, was filed by SRI on February 10, 2011. (D.I. 1) Symantec filed an answer on May 6, 2011. (D.I. 12) Currently before the court is Symantec’s motion for partial summary judgment of claim preclusion. (D.I. 15) For the reasons that follow, the court grants the motion.
II. BACKGROUND
By its present motion, Symantec asks the court to preclude SRI from relitigating the issues of infringement of the '203 patent by either Symantec’s MSS or its ManHunt products. (D.I. 16 at 3) Symantec’s motion necessitates a review of the present complaint vis a vis the history of the 04-1199 case.
A. The Present Complaint
The complaint at bar alleges that Symantec provides Managed Security Services (or “MSS”) to customers, including “network intrusion capabilities as part of those services.” (D.I. 1 at ¶ 8) At paragraph 13 of the complaint, SRI alleges that
Symantec’s providing Managed Security Services for its customers was not at issue in this earlier trial. On information and belief, Symantec uses the ManHunt line of products and/or the intrusion detection technology underlying the ManHunt line of products to provide Managed Security Services. On information and belief, Symantec also uses other systems and methods, alone or in combination with aspects of the ManHunt technology, to provide infringing Managed Security Services.
(Id. at ¶ 13) SRI asserts that Symantec’s provision of MSS to customers constitutes willful infringement of the '203 and '615 patents. (Id. at ¶¶ 18, 23)
The court begins by reviewing the discovery record in the 04-1199 case. A 30(b)(6) deposition notice served on January 18, 2006 included a topic on “services provided by Symantec relating to the accused products, including, for example, [MSS] and Professional Security Services.” (D.I. 17, ex. E at 182)
[a]ll documents from January 1, 2004 to the present related to any service provided by Symantec, including without limitation, Symantec Professional Services, Managed Security Services, Consulting Services and Early Warning Services related to any accused product.
(D.I. 17, ex. G at 5) Document request no. 99 requested all documents related to the revenue derived from Symantec’s services, such as MSS. {Id.) Similarly, SRI’s interrogatory no. 18 asked Symantec to
[i]dentify, by customer, all services provided by Symantec Professional Services, Managed Security Services, Consulting Services, and Early Warning Services since January 1, 2004, that related to any of the accused products, the accused product(s) for which the service relates, the dates of services provided, the revenue received for the service provided, and the person most knowledgeable about each of these activities.
{Id., ex. H at 4)
The fact discovery deadline in the 04-1199 case was March 31, 2006. As Symantec puts it, “discovery was coming to a close at the time the dispute over providing technical documents for additional products and services such as MSS, including source code, first arose.”
The court held a teleconference with the parties on April 13, 2006. During the conference, counsel for SRI represented to the court that “SRI identified those products [listed in the email] by name and by functionality back in August and, in fact as
Symantec took the position that it would not produce discovery on products that were not the subject of limitation-by-limitation infringement contentions; SRI felt it could not provide limitation-by-limitation infringement contentions absent the relevant discovery. (Id. at 6, 16-17) Not surprisingly, much had not been resolved by the close of fact discovery. The court indicated that it would resolve the matter if the parties could not but, given the nature of the dispute, would assess a fine to the losing party. (Id. at 20) The parties thereafter reached agreement regarding the scope of discovery, and did not approach the court with additional disputes.
After the teleconference, on April 17, 2006, SRI supplemented its infringement contentions to incorporate the testimony of its infringement expert, Dr. George Residís (“Residís”), that Symantec contributed to and induced infringement of the method claims of the '212, '203 and '615 patents “by deploying Symantec network sensors and manager products throughout [third party] enterprise networks.” (D.I. 17, ex. N at ¶¶ 60,118, 208)
Symantec supplemented its response to SRI’s interrogatory no. 18 with financial data on MSS on April 25, 2006. (D.I. 17, ex. J) The court held a discovery conference with the parties on May 17, 2006. (D.I. 242) SRI did not raise any issues relating to MSS at that time. (Id.)
The 04-1199 case proceeded through claim construction and summary judgment. On October 17, 2006, the court issued its claim construction and summary judgment rulings. The court held each of the asserted patents invalid as anticipated. (D.I. 471
The parties filed their joint pretrial order on August 18, 2008. In its statement of intended proofs, SRI provided as follows.
SRI intends to prove that Symantec infringes either literally or under the doctrine of equivalents one or more of claims 1, 2, 4, 6,12, 13,15, 17 of the '203 patent, claims 1, 2, 4, 13, 14, 16 of the '615 patent by making, using, selling, offering to sell and having made, used, sold or offered for sale in the United States and abroad: (1) intrusion detection, prevention, and security management products under the Symantec Gateway Security, Symantec Network Security, ManHunt, Incident Manager, Information Manager, and iForce names; and (2) managed security ser*533 vices, early warning services, and security consulting services.
(D.I. 17, ex. P) (emphasis added)
A jury trial on these matters commenced September 2, 2008. MSS was discussed briefly in the 04-1199 trial through trial testimony of Robert Allen (“Allen”), the Vice President of Global Network and Security Operations at Marsh.
The jury in the 04-1199 case was not asked to specifically evaluate whether MSS infringes the '203 or '615 patents. The jury determined instead that Symantec’s “ManHunt Products,” or iForce IDS, ManHunt 3.0, Symantec Network Security 4.0 and the Symantec Network Security 7100 Series appliances, infringe claims 1, 13, 14 and 16 of the '615 patent and claims 1 and 12 of the '203 patent (“the asserted claims”). (Civ. No. 04-1199, D.I. 558) The jury also found that Symantec’s “SGS Products and Manager Products,” or the combination of Symantec Gateway Security 5400, 5600, or 1600 Series (the “SGS Products”) with Incident Manager 3.0 or the Security Information Manager Series 9500 appliances (the “Manager Products”), infringe the asserted claims. (Id.) Symantec was also deemed to have induced customers’ infringement of the asserted claims through the sale of the ManHunt Products and the SGS Products and Manager Products. (Id.) The jury determined that the '615 and '203 patents are valid.
Post-trial, for reasons the court will not reiterate here, the court found that the jury’s verdict of infringement of the '203 and '615 patents by the asserted combination of the SGS and Manager Products was not supported by substantial evidence. (Civ. No. 04-1199, D.I. 609)
A final decision affirming the court’s entry of judgment for SRI was published by the Federal Circuit on November 5, 2010. SRI Intern. Inc. v. Internet Sec. Systems, Inc., 401 Fed.Appx. 530 (Fed.Cir. 2010). A stipulation of dismissal was entered on November 16, 2011 in lieu of a trial on damages. (Id. at D.I. 722) The present suit, also alleging infringement of the '203 and '615 patents by Symantec, was filed by SRI on February 10,2011. (D.I. 1)
A court shall grant summary judgment only if “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c). The moving party bears the burden of proving that no genuine issue of material fact exists. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 n. 10, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). “Facts that could alter the outcome are ‘material,’ and disputes are ‘genuine’ if evidence exists from which a rational person could conclude that the position of the person with the burden of proof on the disputed issue is correct.” Horowitz v. Fed. Kemper Life Assurance Co., 57 F.3d 300, 302 n. 1 (3d Cir.1995) (internal citations omitted). If the moving party has demonstrated an absence of material fact, the nonmoving party then “must come forward with ‘specific facts showing that there is a genuine issue for trial.’ ” Matsushita, 475 U.S. at 587, 106 S.Ct. 1348 (quoting Fed.R.Civ.P. 56(e)). The court will “view the underlying facts and all reasonable inferences therefrom in the light most favorable to the party opposing the motion.” Pa. Coal Ass’n v. Babbitt, 63 F.3d 231, 236 (3d Cir.1995). The mere existence of some evidence in support of the nonmoving party, however, will not be sufficient for denial of a motion for summary judgment; there must be enough evidence to enable a jury reasonably to find for the nonmoving party on that issue. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). If the nonmoving party fails to make a sufficient showing on an essential element of its case with respect to which it has the burden of proof, the moving party is entitled to judgment as a matter of law. See Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
IV. DISCUSSION
A. Claim Preclusion
Claim preclusion “bars a party from initiating a second suit against the same adversary based on the same ‘cause of action’ as the first suit.” Duhaney v. Att’y Gen. of U.S., 621 F.3d 340, 347 (3d Cir.2010). For claim preclusion to apply, the movant must show that there has been: “(1) a final judgment on the merits in a prior suit involving; (2) the same parties or their privies; and (3) a subsequent suit based on the same cause of action.” Sheridan v. NGK Metals Corp., 609 F.3d 239, 260 (3d Cir.2010) (citation omitted). “Whether two claims for patent infringement are identical is a claim preclusion issue that is ‘particular to patent law’ ” and, therefore, Federal Circuit law applies. Acumed LLC v. Stryker Corp., 525 F.3d 1319, 1323 (Fed.Cir.2008) (citation omitted). In this regard, the Federal Circuit has explained that
claim preclusion does not apply unless the accused device in the action before the court is “essentially the same” as the accused device in a prior action between the parties that was resolved by a judgment on the merits.... Accused devices are “essentially the same” where the differences between them are merely “colorable” or “unrelated to the limitations in the claim of the patent.”
Id. at 1324 (quoting Foster v. Hallco Mfg. Co., Inc., 947 F.2d 469, 479-80 (Fed.Cir.1991)).
B. Analysis
In this case, Symantec argues that, because there was mention of MSS during the course of the 04-1199 case and at trial, SRI should be precluded from pursuing
The court notes, at this juncture, that SRI does not detail how it intends to prove that the accused service (MSS) is structurally different from the products found to infringe in the 04-1199 case (ManHunt). It is unclear how infringement of a service can be proven absent the context of a product,
Y. CONCLUSION
In sum, because the determination of whether MSS is essentially the same as ManHunt cannot be resolved on this record, Symantec’s motion is denied. (D.I. 15) An appropriate order shall issue.
ORDER
At Wilmington this 30th day of March, 2012, consistent with the memorandum opinion issued this same date;
IT IS ORDERED that:
1. Symantec’s motion for partial summary judgment of claim preclusion (D.I. 15) is denied.
2. Symantec’s motion for leave to file a supplemental brief in support for its motion for partial summary judgment of claim preclusion (D.I. 38) is granted.
. Where filings from the 04-1199 case have been docketed in this suit, the court cites them as exhibits filed in connection with the pending motion. Otherwise, the court cites "Civ. No. 04-1199, D.I._” when referencing the 04-1199 case docket.
. These topics read as follows:
1. The quantity you obtained and price you paid for any of the accused products and/or any related Symantec products, software, systems and/or services, including, for example, Symantec’s Managed Security Services, purchased and/or licensed by you since January 1, 2003.
2. Payments made since January 1, 2003, for the purchase and/or licensing of the accused products and/or related Symantec products, software, systems, and/or services, including, for example, Symantec’s Managed Security Services.
6. Services provided by Symantec to you related to the accused products, including, for example, Symantec’s Managed Security Services.
. The parties agree that MSS has an associated source code, and that Symantec did not provide it. (D.I. 26 at ex. EE, FF)
. This citation, provided by Symantec, is to Kesidis's expert report. SRI does not dispute Symantec’s representation regarding SRI’s amending its infringement contentions in its reply papers.
. SRI Int’l, Inc. v. Internet Sec. Sys., Inc., 456 F.Supp.2d 623 (D.Del.2006).
. By deposition designation. As discussed above, Marsh received a 30(b)(6) notice specific to MSS.
. The '203 and '615 patents have also been the subject of reexamination proceedings in the PTO; all claims have been confirmed as valid. (D.I. 1 at ¶ 7)
. SRI Intern. Inc. v. Internet Sec. Systems, Inc., 647 F.Supp.2d 323 (D.Del.2009).
. Moreover, if SRI is ultimately successful, it is unclear how it may recover apportioned damages based only on the service.
. SRI will not be permitted to retry the issue of infringement by ManHunt under the guise that it is a component of MSS.
. The court grants Symantec's motion for leave to file a supplemental brief in support for its motion for partial summary judgment of claim preclusion, insofar as it has considered SRI’s claim chart for the '203 patent in this litigation, however, SRI’s contentions do not aid Symantec in this regard. (D.I. 38)