Aiken v. State

IN THE SUPREME COURT OF THE STATE OF DELAWARE
RICHARD AIKEN, §
§ No. 610, 2016
Defendant Below, §
Appellant, §
§ Court Below: Superior Court of
v. § the State of Delaware
§
STATE OF DELAWARE, §
§ ID. Nos. 1507013356A
Plaintiff Below, § 1507021054A
Appellee. §
Submitted: September 13, 2017
Decided: October 23, 2017
Before STRINE, Chief Justice; VALIHURA, and VAUGHN, Justices.
ORDER
On this 23rd day of October 2017, upon consideration of the parties’ briefs and
the record on appeal, it appears to the Court that:
1. Appellant, Richard Aiken, appeals from a Superior Court jury verdict
finding him guilty of two counts of Burglary Second Degree, two counts of Felony
Theft, two counts of Criminal Mischief, one count of Conspiracy Second Degree,
and one count of Tampering With a Witness. He makes two claims on appeal. He
contends that: (1) the trial court abused its discretion by failing to suppress all
evidence collected by probation officers, which, he alleges, was collected in
violation of Probation and Parole Procedures; and (2) the trial court erred by
admitting a photo of a small canvas-colored bag and jewelry into evidence because
no one authenticated that a Masonic ring pictured next to the bag had actually been
in the bag or taken from Aiken.
2. On July 16, 2015, Dwayne Karr failed to report to his probation officer,
Kevin Cooper. That same day, Richard Aiken also failed to report to his probation
officer, George Hopkins. Aiken had failed to report to his probation officer for
approximately one month before that date. Upon learning that Karr and Aiken had
also missed Crest Aftercare1 appointments, Officers Hopkins and Cooper spoke with
a Crest Aftercare counselor. The officers learned that Karr and Aiken had been
riding to the appointments together and that Karr may know Aiken’s whereabouts.
The officers informed David Johnson, Officer Cooper’s supervisor, that they were
going to Karr’s residence to investigate why Karr was not at Aftercare, to ascertain
the location of Aiken, and to determine what medications Karr was taking.
3. The officers went to Karr’s residence, a small camping trailer behind his
aunt’s house, to conduct their home visit. During previous visits, Officer Cooper
would knock on Karr’s door and identify himself, and Karr would then yell for
Officer Cooper to come in, as Karr “is a very large man that really has trouble
1
Crest Aftercare is the third phase in the Delaware Department of Correction’s Crest Substance
Abuse Program. Treatment Services, http://www.doc.delaware.gov/treatmentServices.shtml (last
visited July 11, 2017).
2
moving, walking around.”2 This time was no different, and when Officer Cooper
knocked, Karr told him to come in.
4. As the officers entered the camper, they noticed a person to their left
entering the bathroom of the camper, and “fumbling with something.”3 Officer
Cooper recognized the person as Richard Aiken. He arrested Aiken for absconding
from probation by failing to report to his probation officer and placed him in
handcuffs. During Officer Cooper’s pat down of Aiken, he discovered paper
baggies, which he recognized as those commonly used to store heroin. The bags had
a “powdery residue on them,” which the officers assumed was heroin.4 The officers
also found a small canvas-colored bag in Aiken’s pocket that contained some “loose
jewelry and gold items.”5 Officer Hopkins testified that Aiken told the officers that
the jewelry was stolen and given to him by Johnny Smith, who at the time was
wanted for burglary. Later, however, at a suppression hearing, Aiken denied that he
admitted to the officers that the jewelry was stolen. Officer Hopkins placed the
canvas-colored bag on one end of the couch in the camper while Aiken was sitting
on the opposite end. When the officers looked away, Aiken attempted to stuff the
bag into the couch. The officers recovered the bag from under the couch.
2
App. To Appellant’s Opening Br. at 0051.
3
Id. at 0052.
4
Id. at 0053.
5
Id. at 0082, 211.
3
5. The officers sought and received permission from their supervisor to do an
administrative search. They also called for backup. Probation officer Jason Glenn
arrived to assist Officers Cooper and Hopkins in their search. Officer Glenn located
a black backpack in the middle of the camper’s common living area. The backpack
contained jewelry and a note the State believed was written to Aiken from his
girlfriend, Kylee Davis. Among the jewelry was a firefighter’s watch and class
rings. Officer Glenn decided that the jewelry he found was outside of the scope of
the search as approved. He then contacted Detective McCabe of the Delaware State
Police property unit and requested that he respond to the residence. After speaking
with Officer Glenn about the watch and some of the other jewelry, Detective
McCabe realized that the watch and some of the other jewelry matched descriptions
of stolen jewelry from several recent burglaries that he was investigating. Detective
McCabe then acquired a search warrant for the camper.
6. Aiken was charged with seven counts of Burglary in the Second Degree,
five counts of Theft of $1,500 or Greater, two counts of Theft of a Firearm, six counts
of Criminal Mischief Less Than $1,000, two counts of Theft Less Than $1,500, two
counts of Possession of Burglar Tools, one count of Conspiracy in the Second
Degree, two counts of Possession of Drug Paraphernalia, and one count of
Tampering with a Witness. Aiken moved to suppress the evidence seized on the
night of his arrest. Following an evidentiary hearing, the Superior Court denied
4
Aiken’s motion. One count of Burglary Second Degree, two counts of Possession
of a Firearm by a Person Prohibited, one count of Possession of Burglar Tools, one
count of Theft of a Senior, and one count of Criminal Mischief Less Than $1,000
were severed. The remaining charges proceeded to trial.
7. At trial the Superior Court granted a motion for judgment of acquittal on
one count of Burglary Second Degree, one count of Theft of $1,500 or Greater, two
counts of Theft of a Firearm, one count of Criminal Mischief Less Than $1,000, and
two counts of Possession of Burglar Tools. The State entered a nolle prosequi on
one count of Burglary Second Degree, one count of Theft Less Than $1,500, one
count of Criminal Mischief Less Than $1,000, and two counts of Possession of Drug
Paraphernalia. The jury found Aiken guilty of two counts of Burglary Second
Degree, two counts of Criminal Mischief Less Than $1,000, five counts of Theft of
$1,500 or Greater, one count of Conspiracy Second Degree, and Tampering with a
Witness. Aiken filed a post-trial motion for judgment of acquittal or a new trial.
The Superior Court granted the motion with respect to three of the theft charges and
denied the motion as to the remaining charges, which all stemmed from the
burglaries of two residences. This appeal followed.
8. Aiken first contends that the Superior Court abused its discretion by failing
to suppress all evidence collected during the search of the camper. “We review a
Superior Court judge’s denial of a motion to suppress after an evidentiary hearing
5
for abuse of discretion.”6 “Where it is alleged that the Superior Court erred in
formulating and applying the law to undisputed facts, we exercise de novo review.”7
Claims made for the first time on appeal are reviewed for plain error.8 “When ruling
upon a motion to suppress evidence, a court must engage in a two-prong inquiry.”9
The first step of the inquiry is determining whether the movant has standing to
contest the search or seizure.10 If the movant has standing, the court moves on to the
second step of the inquiry, assessing “the validity of the police conduct.” 11 If the
movant does not have standing, “the inquiry ends, and the evidence will not be
suppressed.”12 To have standing to contest a search or seizure, the movant must
have had a “legitimate expectation of privacy in the invaded place.” 13 A movant
may have a legitimate subjective expectation of privacy so long as society recognizes
that expectation as reasonable.14 Overnight guests have a legitimate expectation of
privacy.15
9. Although Aiken does not expressly attack the search of his person, we note
that such search was lawful because it was made incident to his arrest for violating
6
Pendleton v. State, 990 A.2d 417, 419 (Del. 2010) (citations omitted).
7
Id.8
Wood v. State, 9 A.3d 477 (Del. 2010).
9
Hanna v. State, 591 A.2d 158, 162 (Del. 1991).
10
Id.11
Id.12
Id.13
Id. at 163 (citing Rakas v. Illinois, 439 U.S. 128, 143 (1978)).
14
Id.15
Id. at 164.
6
the terms of his probation. Probable cause existed that he had violated his probation
by failing to report to his probation officer when required.
10. Aiken claims that the search of the camper which revealed the black
backpack was unlawful because the officers did not follow proper Probation and
Parole Procedures. The Superior Court found that Aiken did not have standing to
challenge the search of the camper and that even if he did the probation officers
substantially complied with the requirements of an administrative search. Here, the
trial court did not abuse its discretion when it found that Aiken did not have standing
to contest the search, nor did the trial court err when it found that even if Aiken did
have standing, the probation officers substantially complied with department
guidelines.
11. During the suppression hearing Aiken argued that he had standing to
contest the search of the camper because he was an overnight guest. He presented
virtually no evidence, however, to show that he was an overnight guest in Karr’s
camper. The only mention that Aiken was an overnight guest was during an
exchange between the court and Aiken’s trial counsel:
The Court: Is the defendant going to claim that he spent
time overnight there, that he lived there, that he was a
guest there? What’s he going to claim?
Ms. Dunkle: He was a guest at the residence.
The Court: And not an overnight guest, just a guest at that
time of the day?
7
Ms. Dunkle: One moment, Your Honor. Mr. Aiken is
claiming that he was an overnight guest at the residence.
The Court: The night preceding the search?
Ms. Dunkle: Either that or he was staying there for the
subsequent night.
The Court: All right. Let’s call your first witness.16
No other evidence was presented that would support Aiken’s claim that he was an
overnight guest. Accordingly, it was not an abuse of discretion for the trial court to
find that Aiken was not an overnight guest, did not have a legitimate expectation of
privacy, and therefore did not have standing to contest the legitimacy of the search
of Karr’s camper.
12. Aiken also contends for the first time on appeal that Karr’s camping trailer
was a vehicle, and that Aiken should have standing to challenge the search as a
“vehicle search.” Because the argument that Karr’s camper was a vehicle was not
fairly presented to the trial court, it is reviewed for plain error.17 “Under the plain
error standard of review, the error complained of must be so clearly prejudicial to
substantial rights as to jeopardize the fairness and integrity of the trial process.” 18
“[T]he doctrine of plain error is limited to material defects which are apparent on the
16
App. to Appellant’s Opening Br. at 046.
17
Zhurbin v. State, 104 A.3d 108 (Del. 2014).
18
Wainwright v. State, 504 A.2d 1096, 1100 (Del. 1986).
8
face of the record; which are basic, serious and fundamental in their character, and
which clearly deprive an accused of a substantial right, or which clearly show
manifest injustice.”19 There is no plain error. There is ample evidence that the
camper was not a vehicle. Even if it was, Aiken still lacks standing to object to the
search of the camper.
13. In support of his vehicle search theory, Aiken cites Jarvis v. State, where
the defendant was a passenger in a car that was pulled over by police on a suspicion
that the occupants possessed illegal drugs.20 A search of one of the occupants, not
Jarvis, revealed that the occupant did possess illegal drugs.21 All occupants,
including Jarvis, were then arrested. Jarvis was subsequently searched and drugs
were found on her person.22 The court reasoned that she had standing to challenge
the circumstances of her own seizure and the items seized from her person, but stated
that she did not have standing to object to the stop of the car.23 The court stated that
because Jarvis did not own the vehicle and did not exercise control over it, she had
no reasonable expectation of privacy in the vehicle.24 Accordingly, even if Aiken
were considered a passenger in a “vehicle,” the Jarvis case he relies on actually
supports the proposition that Aiken did not have a reasonable expectation of privacy
19
Id.20
Jarvis v. State, 600 A.2d 38 (Del. 1991).
21
600 A.2d 38 (Del. 1991).
22
Id. at 40.
23
Id. at 41 n.1.
24
Id.9
to object to the search of the camper because there is no evidence in the record that
he owned it or exercised control over it.
14. Aiken also contends that the search of Karr’s camper was unreasonable
because Officers Cooper and Hopkins did not substantially comply with
departmental regulations. Specifically, Aiken contends that the probation officers
violated Probation and Parole Procedure as follows: 1) by not completing a paper
copy of the Department’s Pre-Search Checklist; 2) by not using an Arrest Checklist
when deciding to arrest Aiken; 3) by incorrectly filling out an Arrest/Search
Checklist; and 4) by filling out an Arrest/Incident Report over two weeks late.
Although Aiken does not have standing to contest the search of Karr’s camper, his
claims lacks merit for the additional reason that the officers did substantially comply
with Department of Correction regulations.
15. When department guidelines require reasonable grounds for a search, a
search is considered reasonable under the Fourth Amendment when those guidelines
are complied with.25 However, because “probationers’ and parolees’ status curtails
their rights. . . substantial compliance with departmental regulations is satisfactory
evidence of reasonableness in Delaware.”26
25
Pendleton v. State, 990 A.2d 417, 420 (Del. 2010).
26
Id.10
16. Parole officers may make arrests and conduct searches without prior
planning when exigent circumstances are present.27 Exigent circumstances are “an
unexpected or urgent event which did not allow an opportunity for prior planning
and which requires immediate action to achieve a successful resolution.”28
17. Here, Officers Cooper and Hopkins did not set out to arrest Aiken and
conduct a search incident to that arrest, as they did not know Aiken was going to be
in Karr’s camper. When the officers arrived they noticed Aiken attempting to hide
in the bathroom and “fumbling with something.”29 Aiken’s presence as an absconder
from probation attempting to evade police by hiding in the bathroom of a camper
presents an exigent circumstance. Accordingly, an Arrest Checklist for Aiken is not
required by departmental guidelines and the arrest did not violate Aiken’s Fourth
Amendment rights.
18. Jewelry and baggies typically used to store heroin were found on Aiken’s
person. Officer Cooper relayed the facts surrounding the situation to his supervisor
and received permission to conduct an administrative search. This presents a similar
factual situation to Pendleton, where an administrative search was also conducted
without the prior completion of a Pre-Search Checklist.30 In that case, a parole
27
App. to Appellant’s Opening Br. at 651 (Delaware Department of Corrections Bureau of
Community and Corrections Probation and Parole Procedure No. 7.19).
28
Id.29
Id. at 52.
30
Pendleton, 990 A.2d at 419.
11
officer called his supervisor to analyze orally information surrounding the parolee’s
background and prior failed drug tests, seeking permission to conduct an
administrative search.31 During the search, officers recovered 3.05 grams of crack
cocaine, which the defendant sought to suppress, citing the lack of a physical pre-
search checklist.32 The court found that there had been substantial compliance with
departmental guidelines because the parole officer had discussed the facts and
gained permission from his supervisor. It concluded that his “conduct fulfill[ed] the
spirit of the guidelines.”33 Here, as in Pendleton, Officer Cooper’s call to his
supervisor analyzing the situation and seeking permission substantially complies
with departmental guidelines.
19. Finally, Aiken contends that the filing of post-arrest paperwork past the
one-day deadline set forth under Probation and Parole Procedure requires that the
evidence from the search of Karr’s camper to be suppressed. Officer Hopkins
completed the Arrest/Incident Report on July 28, 2015, twelve days after Aiken was
arrested. The report was reviewed and electronically approved by his supervisor on
July 29, 2015. In several Superior Court cases, the court has granted a motion to
dismiss based on an officers’ failure to adequately follow procedure, including
31
Id.32
Id.33
Id. at 420.
12
failure to complete an Arrest/Incident Report.34 In those cases, however, the State
completely failed to submit either a Pre-Search Checklist or an Arrest/Incident
Report.35 In State v. Harris, the court requested the documents following the
suppression hearing.36 The court found that the documents conflicted with each
other as well as an officer’s testimony.37 In that case, the Arrest Report stated that
the officers did not prepare a Pre-Search Checklist and supervisor approval for the
search was obtained after the search was completed.38
20. Because the officers substantially complied with procedure in receiving
verbal approval from their supervisor prior to conducting the search, their error in
completing the Arrest/Incident Report twelve days after the incident, instead of the
required one day, does not amount to error that would require the reversal of the
Superior Court’s denial of the motion to suppress. Officer Hopkins completed the
report, it was approved by his Supervisor, and was available as evidence at the
suppression hearing. Therefore, we must reject Aiken’s final claim regarding the
motion to suppress.
21. Aiken next contends that the trial court erred in admitting State’s Exhibit
No. 7 at trial. Exhibit No. 7 was a photo which showed a Masonic ring and other
34
State v. Watson, 2015 WL 2210343 (Del. Super. May 8, 2015); State v. Harris, 2007 WL
642069 (Del. Super. Feb. 27, 2007).
35
Id.36
Harris, 2007 WL 642069, at *2.
37
Id.38
Id.13
jewelry lying next to the canvass-colored bag found in Aiken’s pocket. Detective
McCabe had taken the photo. Aiken argues that no witness could authenticate the
Masonic ring as having come out of the canvass-colored bag found on Aiken or as
having otherwise been taken from Aiken. He argues that when Detective McCabe,
through whose testimony Exhibit No. 7 was admitted, arrived on the scene, the
contents had been removed from both the canvas-colored bag and the black
backpack and laid out on the trunk of a vehicle near the camper, and no one could
testify as to which items came out of which container. Aiken contends that the photo
of the Masonic ring was the only piece of evidence linking him to one of the
burglaries.
22. “We review a Superior Court judge’s rulings on the admission of evidence
for abuse of discretion.”39 “An abuse of discretion occurs when ‘a court has . . .
exceeded the bounds of reason in view of the circumstances, [or] . . . so ignored
recognized rules of law or practice so as to produce injustice.’”40
23. Delaware Rule of Evidence 901 provides: “The requirement of
authentication or identification as a condition precedent to admissibility is satisfied
by evidence sufficient to support a finding that the matter in question is what the
proponent claims.” “The authentication requirement is a ‘lenient burden’”41 and
39
McNair v. State, 990 A.2d 398, 401 (Del. 2010).
40
Lilly v. State, 649 A.2d 1055, 1059 (Del. 1994) (quoting Firestone Rubber & Tire Co. v.
Adams, 541 A.2d 567, 570 (Del. 1988)).
41
Guy v. State, 913 A.2d 558, 654 (Del. 2006).
14
may be satisfied through circumstantial evidence.42 “Under D.R.E. 901(b)(1),
evidence may be authenticated by a witness who has knowledge that the evidence is
what it is claimed to be.”43
24. At trial, Aiken specifically objected only to the admissibility of the
following words which Detective McCabe had written on the photo: “Items found
on Aiken’s person.”44 He stated that “if it was moved redacted from that writing,
we would not have a problem.”45 Aiken’s counsel argued that Detective McCabe,
who took the photograph and was testifying on direct examination at the time the
State moved the photo into evidence, “d[id] not have any firsthand knowledge of
[the bag] being found on [Aiken’s] person, nor d[id] he have any firsthand
knowledge of what was in the bag.”46 Aiken’s counsel further stated, “we disagree
with what he’s saying is in the bag and who actually got it. And all I am asking is
his opinion, which he has no firsthand knowledge of, to be redacted.” 47 The trial
court allowed the photo to be admitted without redaction “because the first witness,
[Officer Hopkins] said he found th[e] bag on the defendant” and noted that defense
42
Johnson v. State, 878 A.2d 422, 429 (Del. 2005).
43
Mills v. State, 2016 WL 152975, at **2 (Del. Jan. 8, 2016).
44
Appellant’s Opening Br. at 10, 35.
45
App. to Appellant’s Opening Br. at 0295.
46
Id. at 0296.
47
Id.
15
counsel could establish that Detective McCabe did not personally know where the
bag was found during cross-examination.48
25. With regard to Aiken’s trial objection that it was error for the trial court
to allow the photo to be admitted without redacting the writing, “Items found on
Aiken’s person,” the better decision would have been to redact the writing because
Detective McCabe had no personal knowledge that the bag had been seized from
Aiken. His knowledge of that was second-hand from others. However, when the
State sought to admit the photo into evidence during Detective McCabe’s direct
examination, Officer Hopkins had already testified that he found the bag in the photo
in Aiken’s pocket, although he did not testify regarding the jewelry pictured in the
photograph. Therefore, there was direct, competent evidence that the bag was taken
from Aiken.
26. Officer Hopkins stated that he did not have any firsthand knowledge of
what specific jewelry was found on Aiken, i.e. what specific jewelry was in the bag.
As mentioned, when Detective McCabe arrived, the contents of the canvas-colored
bag and the black backpack had apparently been removed and were “sitting on the
back” of a vehicle.49 From this Aiken argues that no one was in a position to testify
that the Masonic ring came out of the canvas-colored bag. However, before the State
48
Id. at 0297.
49
(A0288)
16
moved the admission of the photo of the canvas-colored bag and Masonic ring as
Exhibit No. 7, Detective McCabe had testified without objection that a photo
admitted as Exhibit No. 6 showed the black backpack and its contents. When shown
the picture admitted as Exhibit No. 7 as the prosecutor began laying the foundation
for its admission, Detective McCabe testified that it showed “the items that were
found in the brown bag which was found on Richard Aiken.50 When asked whether
the photo was a fair and accurate representation of the items in the canvas-colored
bag, he replied that it was. Later in his testimony when shown a photo, admitted as
Exhibit No. 9, showing the Masonic ring and a high school ring, he identified them
and testified that “[t[hose two rings were in the brown bag.”51 Aikens does not
mention any evidence suggesting that the contents of the bags had been commingled
at the scene. Detective McCabe’s testimony provided a sufficient evidentiary basis
for admission of Exhibit No. 7. Detective McCabe’s testimony circumstantially
establishes that when he arrived at the scene, he was able to determine which items
of jewelry had been contained in the canvas-colored bag and which had been
contained in the black backpack. Any error in not redacting the writing on the photo
was harmless.
50
(A0294)
51
(A0320)
17
27. Aiken’s additional argument, made for the first time on appeal, that the
entire Exhibit No. 7 photo should have been excluded from evidence, was not fairly
presented to the Superior Court and is reviewed here for plain error. The standard
for plain error is set forth above. There is no plain error in the admission of the
Exhibit No. 7 photo.
NOW, THEREFORE, IT IS ORDERED that the judgment of the Superior
Court is AFFIRMED.
BY THE COURT:
/s/ James T. Vaughn, Jr.
Justice
18