DocketNumber: Nos. 369, 2011, 397, 2011
Citation Numbers: 51 A.3d 452
Judges: Berger, Holland, Jacobs, Ridgely, Steele
Filed Date: 9/11/2012
Status: Precedential
Modified Date: 9/24/2021
Leslie D. Small appeals his convictions of two counts of First Degree Murder, three counts of Possession of a Deadly Weapon During the Commission of a Felony, First Degree Robbery, and Second Degree Burglary. The trial judge sentenced Small to death. Small makes two arguments on appeal. First, Small argues that the judge violated his Fifth Amendment right to remain silent by allowing testimony that Small refused to discuss the crime during his mental evaluation. Second, Small asserts that the prosecutor’s characterization of mitigating circumstances as “excuses” jeopardized the fairness and integrity of the penalty hearing. Because we find the prosecutor’s repeated characterization of mitigating evidence as excuses to be plain error, we reverse the imposition of a death sentence and remand for a new penalty hearing.
I. FACTUAL AND PROCEDURAL HISTORY
June McCarson lived in the Donovan-Smith Trailer Park in Lewes, Delaware. Because she was 78 years old, she called the Comfort Ride cab company to drive her as she ran her errands. Comfort Ride dispatched Leslie Small to pick up McCar-son at her mobile home.
After picking McCarson up at 12:25 p.m., Small drove to Wilmington Trust so McCarson could cash $500 of her Social Security check and deposit the rest. As McCarson counted the cash and put it in her purse, Small noticed that she had several hundred-dollar bills. Next, Small drove McCarson to Bayside Beauty and then Happy Harry’s. McCarson bought several bags of groceries and headed home.
At 3:35 p.m. Small pulled into McCar-son’s driveway and helped carry her bags into the mobile home. Before McCarson could take off her coat, Small pushed her to the floor and straddled her from behind, breaking her back in the process. He attempted to strangle McCarson with a towel but she struggled and yelled for him to leave her alone. Small then found scissors with three inch blades in a kitchen drawer and stabbed McCarson over twenty times in her back, neck, face, and hands.
Small collected the scissors, towel, and purse before leaving the scene. He inadvertently dropped the scissors near the driveway. After driving away, he disposed of the towel, the purse, and his bloody clothes, and later purchased cocaine with the money from McCarson’s purse.
The next morning, two women from Meals on Wheels discovered June McCar-son on the floor of her mobile home. Police determined that McCarson had used Comfort Ride and that Small was her driver. A neighbor reported seeing a cab in McCarson’s driveway and a tall man inside the residence. After interviewing Small’s wife, police concluded that Small killed McCarson and arrested him in Milford, Delaware. Small initially declined to speak but later confessed to the murder.
On April 5, 2011, a jury convicted Leslie Small on two counts of First Degree Murder, three counts of Possession of a Deadly Weapon During the Commission of a Felony, First Degree Robbery, and Second Degree Burglary.
During the penalty phase opening statements, defense counsel introduced the concept of “excuse” by telling the jury that “[t]he evidence that we will be presenting is not an excuse for what happened. There is no excuse for what happened.”
The jury voted 12 to 0 in favor of the death penalty for the First Degree Intentional Murder and Felony Murder Counts. The trial judge found that all of the statutory aggravating factors had been established beyond a reasonable doubt.
II. STANDARD OF REVIEW
We review errors which were not raised at the trial level for plain error. Under the Wainwright v. State plain error standard:
[T]he error complained of must be so clearly prejudicial to substantial rights as to jeopardize the fairness and integrity of the trial process. Furthermore, the doctrine of plain error is limited to material defects which are apparent on the face of the record; which are basic, serious and fundamental in their character, and which clearly deprive an accused of a substantial right, or which clearly show manifest injustice.7
Defense counsel did not object to either of the issues raised on appeal. Therefore, we review for plain error.
III. ANALYSIS
Small brings two issues on appeal: (1) the judge violated Small’s Fifth Amendment right to remain silent by allowing the State’s expert to testify that Small refused to discuss the crime during his mental evaluation; and, (2) the prosecutor’s characterization of mitigating circumstances as “excuses” jeopardized the fairness and integrity of the penalty hearing.
A. Testimony of Small’s refusal to discuss the crime with the State’s expert was harmless error given that Small’s confession had already been admitted and the jury could not draw an adverse inference.
In the penalty phase, the prosecutor presented State expert Dr. Mechanick’s
As a threshold matter, the State argues that the defense affirmatively waived appellate review by making a tactical decision not to object to this testimony at trial. We begin our analysis with Supreme Court Rule 8.
In Wright v. State, we held that even under plain error review, “a conscious decision to refrain from objecting at trial as a tactical matter is a waiver that will negate plain error appellate review.”
Wright is distinguishable from this case. Unlike Wright, where defense counsel used the inaccurate journal excerpt to undermine the prosecutor’s case, here the defense gained no tactical advantage by not objecting to testimony about Small’s refusal to discuss the facts in the interview. In fact, the record reflects that the State raised the issue and the trial judge discussed it before Dr. Mechanick testified. At the beginning of penalty hearing day four, the prosecutor raised this specif
Because the trial judge discussed the issue and ruled that the testimony should be allowed before Dr. Mechanick even took the stand, defense counsel had no reason to object. Because the record does not indicate that defense counsel strategically decided not to object, the issue has not been affirmatively waived. Therefore, we proceed to analyze this issue under the plain error standard of review.
Although the prosecutor’s elicitation of Small’s refusal to discuss may have been improper, any prejudice was harmless under the circumstances. Small argues that Dr. Mechanick’s statement allowed the jury to draw an adverse inference from the exercise of his rights, which prevented him from receiving a fair penalty hearing. But, not every error that occurs during trial is grounds for reversal.
Q: And just briefly, what materials did you review in conducting your evaluation of Mr. Small?
A: Let me just briefly pull out my notes. Basically I reviewed a lot of records, including police records related to the current charges; a lot of medical records. I had the opportunity to hear the audio-taped interview and the videotaped interviews by the police of Mr. Small. Let’s see what else. A limited amount of education records. I had the opportunity to review Doctor Zingaro’s report, Doctor Smithpeter’s report as well, some prison correctional records, medical records from the prison, as well as non-medical records and Probation and Parole records.
Q: Did you review the report of Doctor William Thomas, a neurologist, on February 2, 2009, MRI?
A: Yes.
Q: Did you conduct an interview of Mr. Small?
A: I did.
Q: Did you ask Mr. Small about the events of November 11, 2009?
A: Yes, I did.
*459 Q: And what did he tell you about those events?
A: He refused to discuss those with me.
Q: All right. Did he indicate to you anything about his past drug history?21
Examining Dr. Mechanick’s answer in the context of the full line of questioning, it becomes clear that the prosecutor did not impermissibly comment on Small’s right to remain silent. By asking Dr. Mechanick whether Small had talked to him about the crime, the prosecutor properly presented to the jury on what information Dr. Me-chanick based his evaluation, which went to the quality of his analysis and opinion. Small’s contention that “[t]he only purpose for informing the jury that Small exercised his rights was for the jury to draw a negative inference” has no record support.
Small also argues that the jury could incorrectly have inferred that he cooperated with his own doctor but not with the State’s doctor in an effort to hide damaging information. Small had no damaging information to hide, however, because he had already confessed that he robbed and killed McCarson by strangling and stabbing her with scissors. The State introduced his confession. In other words, the jury could not draw any prejudicial adverse inferences because Small had confessed to the damaging details of McCarson’s murder. Because we find no prejudice, admitting the expert’s testimony constituted harmless error. This error should not occur at the next penalty hearing.
B. The prosecutor’s repeated mis-characterization of Small’s mitigation evidence as excuses and efforts to shift the blame distorted the purpose of the penalty phase.
Small claims that the prosecutor repeatedly mischaracterized defense counsel’s presentation of mitigating circumstances as an effort to excuse his conduct and shift the blame. In Baker v. State, we restated the standard of review for claims of prosecutorial misconduct. We held that “the first step in the plain error review of prosecutorial misconduct mirrors that in the review for harmless error: we examine the record de novo to determine whether prosecutorial misconduct occurred. If we determine that no misconduct occurred, our analysis ends.”
The record demonstrates that during closing statements and rebuttal, the State characterized Small’s mitigating circumstances as excuses 8 times and as attempts to shift the blame 3 times.
• But when you stop and think about each and every one of those miti-gators, what you will find is that they are excuses.25
• Then we come to what the State has described as excuses: HIV, borderline intelligence, drug use.26
• His next excise is that he has an addiction to drugs.27
• The next excuse is that he has borderline intelligence.28
*460 • [Defense counsel] said, “no excuses.” Call it whatever you want. It is an effort by the defendant to shift the blame to people other than himself. If they don’t want to call that excuses, then don’t call it excuses, but that’s what it is, an effort to shift the blame to someone else.29
• Then we get to the blaming, the excuses, that Devereux pushed him out. You’ll see from the Devereux records, he wasn’t applying himself.30
• He’s now looking back at his past and saying ‘what can I pick out from my past that might be used as a reason for what I’ve done?’ Setting aside the fact that he’s a violent criminal. They are excuses.31
• Now, the defendant wishes to use those same events [seeing his house burn down and the riots in Newark] to excuse his behavior, and they don’t.32
• In 2008, he used his physical condition to get an early release from jail without drug treatment. Now, he seeks to use these diseases to his own benefit again. Ladies and gentlemen, do not allow history to repeat itself on that point. He’s used that as an excuse before, and he’s using that as an excuse again.33
The prosecutor’s repeated and improper use of “excuses” as a refrain in the State’s closing statement may have confused the jury about the purpose of the penalty hearing. We unambiguously hold that mitigating circumstances are different from excuses. Black’s Law Dictionary defines an excuse in the criminal law context as a “defense that arises because the defendant is not blameworthy for having acted in a way that would otherwise be criminal.”
On the other hand, a mitigating circumstance is “any factor which tends to make the defendant’s conduct less serious or the imposition of a penalty of death inappropriate.”
Small’s penalty phase was limited to determining whether Small should receive a life or death sentence. Small presented 17 mitigating circumstances in the penalty phase: (1) Small is remorseful, (2) Small is 53 years old, (3) Small has a strained relationship with parents, (4) Small saw his house burn down and the Newark, NJ race riots, (5) his parents placed Small in a residential treatment center, (6) Small has borderline intellectual functioning level, (7)
The trial judge ultimately found Small’s marriage, active membership in church, and good employment record to be mitigating factors.
Having found the existence of prosecutorial misconduct in the record, we next determine whether the misconduct qualifies as plain error under the Wainwriglit standard.
In Whalen v. State, the defendant contended that the prosecutor’s closing statements violated the right to a fair penalty hearing. We held that the prosecutor had “erred in discussing the mitigating factors the defense offered as insufficient ‘to mitigate and excuse.’”
We note a 2011 case, Taylor v. State, which is distinguishable. During the State’s rebuttal closing argument, the prosecutor in Taylor told the jury “[t]he drug problem we recognize ... but it shouldn’t serve as an excuse ... Doesn’t
That prosecutors even today continue to use the term excuse in the penalty phase is surprising, given that we have consistently found that term improper. Whalen and Taylor held that describing mitigating evidence as “excuses” is misleading and inappropriate. But in those cases the prosecutor’s comment did not, in light of the entire record, prejudice the defendant because the prosecutor used the term a single time. But here, by repeatedly characterizing mitigating circumstances as excuses, the State crossed the line and committed plain error.
The prosecutorial misconduct in this case jeopardized the fairness and integrity of the penalty hearing. Under 11 Del. C. § 4209(d), a judge must impose a death sentence if the judge finds, by a preponderance of the evidence, that the aggravating circumstances outweigh the mitigating circumstances.
The prosecutorial misconduct tainted the jury’s vote on whether the aggravating circumstances outweighed the mitigating circumstances. The trial judge twice noted the jury’s unanimous vote in favor of the death penalty as a basis of support for the judge’s finding that the aggravating circumstances outweighed the mitigating circumstances.
IV. CONCLUSION
The prosecutor’s plainly erroneous use of the term “excuse” to characterize Small’s offered mitigating circumstances
. Because the case is being remanded for a new penalty hearing, we do not address the issue of whether Small's death sentence was disproportionate and arbitrary under 11 Del. C. § 4209(g)(2).
. App. to Answering Br. B-169.
. Id. at B-212.
. State v. Small, 2011 WL 2992038, at *5 (Del.Super. July 22, 2011).
.Id. at *18.
. Id. at *19.
. Wainwright v. State, 504 A.2d 1096, 1100 (Del.1986).
. App. to Opening Br. A148-49.
. Id.
. Id.
. Id.
. Supr. Ct. R. 8 ("Only questions fairly presented to the trial court may be presented for review; provided, however, that when the interests of justice so require, the Court may consider and determine any question not so presented.”).
. D.R.E. 103(d) (“Nothing in this rule precludes taking notice of plain errors affecting substantial rights although they were not brought to the attention of the court.”).
. Wainwright, 504 A.2d at 1100 (citing Dutton v. State, 452 A.2d 127, 146 (Del.Super.1982)).
. Wright v. State, 980 A.2d 1020, 1023 (Del.2009).
. App. to Opening Br. A 143.
. Id. at A144.
. Id. at A147.
. Burroughs v. State, 988 A.2d 445, 449 (Del.2010).
. App. to Opening Br. A 147.
. Id. at A148-49.
. Opening Br. 13.
. Baker v. State, 906 A.2d 139, 150 (Del.2006).
. Id. See p. 5, infra.
. App. to Answering Br. B-200.
. Id. at B-204.
. Id. at B-205.
. Id. at B-206.
. App. to Opening Br. A158.
. Id. at A159.
. Id. at A160.
. Id. at A161.
. Id. at A162.
. Black’s Law Dictionary (9th ed.2009).
. 11 Del. C. § 431.
. 11 Del. C. § 401.
. 11 Del. C. § 423.
. Wright v. State, 633 A.2d 329, 335 (Del.1993).
. Id. at 337.
. State v. Small, 2011 WL 2992038, at *2-3 (Del.Super. July 22, 2011).
. Id. at *14.
. Wainwright, 504 A.2d at 1100 (citing Dutton, 452 A.2d at 146).
. Id.
. Whalen v. State, 492 A.2d 552, 569 (Del.1985) (emphasis original).
. Id.
. Id.
. Taylor v. State, 32 A.3d 374, 386-87 (Del.2011).
. 466 U.S. 668, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
. Taylor, 32 A.3d at 387.
. Id.
. 11 Del. C. § 4209(d)(1).
. Id.
. Small, 2011 WL 2992038, at *18, *19.