Payne v. State

IN THE SUPREME COURT OF THE STATE OF DELAWARE
ALONZO J. PAYNE, §
§ No. 289, 2014
Defendant Below, §
Appellant, § Court Below:
§
v. § Superior Court of the
§ State of Delaware, in and for
STATE OF DELAWARE, § Sussex County
§
Plaintiff Below, § Cr. I.D. No. 1308012898A
Appellee. §
Submitted: March 4, 2015
Decided: March 30, 2015
Before STRINE, Chief Justice, HOLLAND and VALIHURA, Justices.
ORDER
This 30th day of March 2015, upon consideration of the parties’ briefs and
the record below, it appears to the Court that:
(1) Defendant below, Alonzo Payne (“Payne”), argues on appeal that,
because a witness informed the jury of the defendant’s previous incarceration, a
mistrial should have been granted in his trial for First Degree Robbery, Possession
of a Firearm During the Commission of a Felony, and Tampering with Physical
Evidence. We disagree, and for the reasons stated herein, we AFFIRM the
judgment below.
(2) On August 16, 2013, Darryl Hutt (“Hutt”) left work and cashed his
weekly paycheck of $280 at the Service General. Hutt then walked to the
apartment of Ashley Drummond (“Ashley”) to find his cousin Shawn Smith
(“Smith”). When Hutt arrived at the apartment, Smith was not there, but Ashley’s
brother Yahi Drummond (“Yahi”), her cousin Teuntay Drummond (“Teuntay”),
and Payne were there. Shortly after Smith arrived, Hutt and Smith left the
apartment.
(3) Smith and Ashley had been arguing throughout the day and continued
to argue over the phone after Smith left the apartment. Yahi overheard the
argument and called Smith. During that conversation, Smith told Yahi that he and
Hutt were going to the Service General to cash Smith’s paycheck. Once they
arrived, Smith went inside, and Hutt remained in the car to count his money. A
black Cadillac pulled into a nearby parking spot. Three males got out and
approached Hutt’s window. Hutt testified that he was “struck” and then felt a
“snatch on [his] leg,” after which his money was gone. When Hutt looked up, he
noticed that a man wearing a white shirt and red shorts had a gun pointed at him.
(4) Smith exited the Service General while the three men were walking
back to the Cadillac. Smith recognized the three men as Payne, Teuntay, and Yahi.
Smith testified that Payne was wearing a white shirt and red shorts. Hutt told
Smith that the three men had just robbed him. Smith approached Payne and asked
for the money back. Payne refused, and the three men drove off in the Cadillac.
Later, Smith and Hutt went back to Ashley’s apartment to ask for the money back,
but Payne refused again.
2
(5) Smith and Hutt reported the incident to the Georgetown Police
Department. In addition to describing Payne’s white shirt and red shorts, Hutt
reported that, of the money stolen, one of the twenty-dollar bills and one of the ten-
dollar bills were torn. The police responded immediately. Upon arriving at
Ashley’s apartment complex, officers identified Payne by his clothing. One of the
officers drew his weapon and ordered everyone to put their hands up. Payne ran
into Ashley’s apartment. About thirty seconds to a minute later, Payne reappeared
at the front door and then exited the apartment. One of the officers then took
Payne into custody. When the police searched Ashley’s apartment, they found a
black revolver under a couch. Tamara Midgette (“Midgette”), who was inside
Ashley’s apartment during the arrest, testified that Payne ran into the apartment,
hid something under the couch, and gave her $179.1 The money the officers
recovered from Midgette included a twenty-dollar bill and a ten-dollar bill with
tears matching those Hutt described.
(6) Payne argues that the trial court should have declared a mistrial
because a witness informed the jury of Payne’s previous incarceration during the
following exchange between defense counsel and Smith:
1
Detective Bradley Cordrey testified that $129 was removed from Midgette and then an
additional $50 was recovered “where she had hidden it in another location.” Midgette testified
that, “[Payne] had ran in and hid something under the couch and hid on the floor and threw me
$130.”
3
Q: But you’ve known Yahi a lot longer than Alonzo Payne,
correct?
A: Yes.
Q: And you’re much closer with Yahi than you are with Alonzo
Payne, correct?
A: I knew him longer because I go with his sister.
Q: Right. You’ve had much more contact with him?
A: Yeah, of course. Yeah, because I didn’t know [Payne] until
later, because he was locked up when I started going with
Ashley Drummond.
The Superior Court immediately struck the phrase “locked up” and told the jury to
disregard it. Payne then moved for a mistrial, and the trial court denied the motion.
Payne argues that this denial was an abuse of discretion.
(7) A decision to grant or deny a mistrial is reviewed for an abuse of
discretion.2 “This grant of discretion recognizes the fact that a trial judge is in the
best position to assess the risk of any prejudice resulting from trial events.”3 “A
trial judge should grant a mistrial only where there is ‘manifest necessity’ or the
‘ends of public justice would be otherwise defeated.’”4 “The remedy of a mistrial
is ‘mandated only when there are ‘no meaningful and practical alternatives’ to that
2
Smith v. State, 963 A.2d 719, 722 (Del. 2008); see also Pena v. State, 856 A.2d 548, 550 (Del.
2004) (citing Taylor v. State, 690 A.2d 933, 935 (Del. 1997)).
3
Revel v. State, 956 A.2d 23, 27 (Del. 2008) (citing Brown v. State, 897 A.2d 748, 752 (Del.
2006); Flowers v. State, 858 A.2d 328, 334-35 (Del. 2004); Pena, 856 A.2d at 550; Ashley v.
State, 798 A.2d 1019, 1022 (Del. 2002); Hope v State, 570 A.2d 1185, 1189 (Del. 1990)).
4
Steckel v. State, 711 A.2d 5, 11 (Del. 1998) (quoting Fanning v. Superior Court, 320 A.2d 343,
345 (Del. 1974)); see also Brown, 897 A.2d at 752.
4
remedy.’”5 A trial judge’s prompt curative instructions are presumed to cure error
and adequately direct the jury to disregard improper statements.6 “Juries are
presumed to follow these instructions.”7
(8) In Pena v. State, this Court set forth a four-part analysis to determine
whether the unsolicited comments of a witness require the trial judge to declare a
mistrial. Applying this analysis, we consider: “(1) the nature and frequency of the
comments; (2) the likelihood of resulting prejudice; (3) the closeness of the case;
and (4) the sufficiency of the trial judge’s efforts to mitigate any prejudice.”8
(9) Here, the first factor militates against a mistrial because Smith made
a single statement that Payne had been “locked up.” Our decision in Smith v. State
is instructive. There, we considered the nature and frequency of two comments by
a witness: one comment suggested that the defendant was a habitual offender,9 and
the other comment referenced a plea offer received by the defendant.10 In finding
5
Smith, 963 A.2d at 722 (quoting Dawson v. State, 637 A.2d 57, 62 (Del. 1994); Bailey v. State,
521 A.2d 1069, 1077 (Del. 1987)).
6
Smith, 963 A.2d at 722.
7
Id.8
Id. at 723 (citing Pena, 856 A.2d at 550-51).
9
Id. at 720:
Q: After that letter, did you and Corey have more discussions about the case?
A: After that letter, he was, like, “Yo, man, you going to confess? They trying to get me
habitual.” I’m like, “Hmm?” He said, “They trying to get me habitual.” I’m like, “I’m
not taking all the charges. I already got enough charges on me.”
10
Id. at 721:
5
that the first factor did not favor a mistrial, we noted that “[b]oth comments were
fleeting, unsolicited, and reflect [the defendant’s] own words.”11 Further, in Jones
v. State, a witness testified that a detective brought mug shots for the witness to
examine.12 We held that “[t]he witness only used the term ‘mug shots’ once, so the
nature and frequency of the conduct weighs against [defendant’s] argument.”13 We
reach the same conclusion here as to Smith’s sole statement.
(10) Payne urges us to consider our decisions in Bailey v. State14 and
Gomez v. State.15 In Bailey, the Superior Court declared a mistrial sua sponte
based on statements made by three State’s witnesses.16 During questioning of one
witness by defense counsel about statements she had made at “a prior proceeding,”
Q: What was that communication?
A: I said, “What they offer you?” He said, “Ten.”
11
Id. at 723.
12
Jones v. State, 2013 WL 596379, at *1 (Del. Feb. 14, 2013):
[Q]: When Detective Tabor came to see you a few days later, did he bring something for
you to look at?
[A]: Yes.
[Q]: What was it?
[A]: Mug shots.
13
Id. at *2.
14
521 A.2d 1069 (Del. 1987).
15
25 A.3d 786 (Del. 2011).
16
Bailey, 521 A.2d at 1073-74. In Bailey, the appellant argued that “the prosecution
intentionally elicited a remark by a state witness which prompted the trial court to declare a
mistrial sua sponte, during the course of the defendant’s second trial in 1983. Bailey
contend[ed] that any subsequent trial was barred by his State and Federal Constitutional right to
be free from being placed in jeopardy more than once for the same crime.” Id. at 1073.
6
she was asked if she had testified under oath.17 She responded, “Do you mean the
last trial?”18 Neither the defense counsel nor the prosecutor asked for any
corrective action from the judge. Another witness, who was a friend of the
defendant, testified for the prosecution. This witness testified that the defendant
told him of his desire to have the chief prosecution witness killed. During cross-
examination of this witness by defense counsel, the witness was asked about the
timing of his disclosure to the police of these conversations with the defendant. He
responded that, “[i]t was when this first trial, these new proceedings started, two,
three months ago maybe.”19 At this point, the defense argued the need for a
mistrial, or at a minimum, a cautionary instruction to the jury. The trial court did
not declare a mistrial. Nor was a cautionary instruction given after the trial judge
advised that doing so would compound the problem. When a third witness stated,
“it was common knowledge to the institution what Mr. Bailey was doing time for:
a life sentence for murder,” the trial court stopped the proceedings and declared a
mistrial.20
(11) This Court held that a mistrial was warranted in Bailey because the
witnesses’ statements indicated that the defendant had been found guilty at a prior
17
Id.18
Id.19
Id.20
Id. at 1074.
7
trial for the same offense for which he was then on trial, namely, murder.21 Here,
there was no mention of the offense for which Payne had been “locked up” or the
amount of time Payne had served. Further, Bailey involved improper statements
by three witnesses, while there was only one such remark in Payne’s trial.
(12) We distinguished Bailey recently in Snipes v. State -- a case in which
a testifying police officer informed the jury three times that there had been a prior
trial.22 In Snipes, the trial court denied a motion for a mistrial because “the
references in question were made by only one witness, there were no references to
prior convictions, and the answers were in response to defense counsel’s questions
on cross-examination.”23 Counsel initially requested a curative instruction, but
later stated that “a curative instruction did not appear to be proper because it would
bring up the issue of a prior trial again.”24 Thus, the trial court did not give a
curative instruction to the jury after the officer’s statements. We held that the trial
court did not abuse its discretion, and distinguished that case from Bailey on the
grounds that “three witnesses testified in Bailey as opposed to one witness in
[Snipes’] case, and the third witness in Bailey explicitly mentioned the defendant’s
21
Id. at 1076 (“The jury not only learned that the defendant had been previously tried for the
same charge, but that the 1980 trial had ended in a conviction. That information, regardless of
how it is received, is inherently prejudicial and even more so when a juror is exposed to those
facts during trial.” (citing Hughes v. State, 490 A.2d 1034, 1044-47 (Del. 1985))).
22
Snipes v. State, 2015 WL 1119505 (Del. Mar. 12, 2015).
23
Id. at *2.
24
Id.
8
prior murder conviction.”25 Here, Smith did not reveal who was involved in the
previous trial or the subject matter of the previous trial. Accordingly, the first
Pena factor weighs against declaring a mistrial.
(13) The second Pena factor requires us to consider the extent of any
prejudice caused by the comment. Both Bailey -- for the reasons stated above --
and Gomez are distinguishable as to the issue of prejudice. In Gomez, the appellant
argued that the trial judge erred in denying a mistrial after the minor victim’s
mother referred to Gomez’s commission of a similar sexual offense against the
minor victim’s cousin.26 This Court noted that the “testimony ‘injected into the
trial the assertion of a prior bad act that was patently and squarely on point with the
very type of crime for which [Gomez] was on trial.”27 We held that the “testimony
created an impermissible inference that [Gomez] had committed the offense for
which he was being tried.” 28 In that circumstance, a mistrial was required because
the context of the witness’ testimony was so closely related to the evidence that
had been excluded from his trial that prejudice from the testimony far exceeded the
25
Id. at *3.
26
Gomez v. State, 25 A.3d 786, 793 (Del. 2011). In response to a question about whether the
defendant’s divorce from the witness’s sister was “bitter,” the witness stated that “she was
leaving him because he had committed a crime, and with not just my daughter, but also my
niece.” Id. at 790.
27
Id. at 794 (quoting Ashley, 798 A.2d at 1022).
28
Id.9
threshold where a curative instruction could have remedied the prejudice.29
Smith’s statement at Payne’s trial is distinguishable from the statement in Gomez
because Smith’s testimony did not refer to the offense for which Payne was
incarcerated.
(14) Payne’s reliance on Ashley v. State and Hughes v. State is also
unavailing. We found prejudice in Ashley because, among other reasons, “[t]he
[witness’] outburst went directly to the key issue of whether or not Ashley was
guilty, and it patently prejudiced Ashley’s claim of self defense because it accused
Ashley of previously being the aggressor in an unprovoked stabbing.”30 Similarly,
in Hughes (as in Bailey), the witness’ statements referred to a prior trial in which
the defendant was previously found guilty of the same offense for which he was
then on trial.31 Given the vagueness of Smith’s comment, the second factor of
Pena weighs against finding that the trial court abused its discretion.
(15) The third Pena factor requires this Court to consider the “closeness of
the case.” This factor also weighs against finding that the trial court abused its
discretion. Here, three witnesses identified Payne as the person who committed
the offense. In addition, the State put forth substantial circumstantial evidence
29
See Ashley, 798 A.2d at 1022.
30
Id. at 1023.
31
Hughes, 490 A.2d at 1044; Bailey, 521 A.2d at 1076.
10
suggesting Payne was guilty.33 Because the case against Payne was not close, the
third Pena factor weighs against granting a mistrial.
(16) Finally, the last Pena factor is “the sufficiency of the trial judge’s
efforts to mitigate any prejudice.”34 In Gomez, we explained the utility of a
curative instruction for this purpose:
[A] prompt curative instruction that does not overemphasize an
improper remark is often an appropriate meaningful and practical
alternative to a mistrial. It is well established in Delaware that a trial
judge’s prompt curative instruction is presumed adequate to direct the
jury to disregard improper statements and cure any error. But, in
cases where there is no meaningful and practical alternative, a mistrial
is required. We have recognized that a trial judge should grant a
mistrial only where there is a manifest necessity or the ends of public
justice would be otherwise defeated.35
A mistrial must be declared when the prejudicial effect of the testimony is so great
that a curative instruction is not sufficient to overcome it.36 Otherwise, a curative
instruction is presumptively sufficient to allow the trial to move forward.37
33
Hutt told the police that the man who robbed him was wearing a white shirt and red shorts.
Smith, who knew Payne, identified the man in the white shirt and red shorts as Payne. In
addition, Smith recognized Payne as one of the three men who was walking away from his car
when the robbery took place. Smith also testified that he approached Payne as he was walking
away from the car and asked for the money back, but Payne refused. Additionally, Midgette
testified that Payne ran into the apartment, hid something under the couch, and gave her money
matching the description of the stolen money, namely, one of the twenty-dollar bills and one of
the ten-dollar bills were torn.
34
Smith, 963 A.2d at 723 (citing Pena, 856 A.2d at 550-51).
35
Gomez, 25 A.3d at 793-94 (internal quotations and citations omitted).
36
See Ashley, 798 A.2d at 1022-23.
37
See Gomez, 25 A.3d at 793-94; Smith, 963 A.2d at 722-23.
11
(17) For example, in Smith, the trial judge, who was concerned about
compounding any impact the unsolicited witness statement might have had, did not
give an immediate instruction after a witness suggested that the defendant expected
to be sentenced as a habitual offender.38 However, at the close of evidence, the
trial judge instructed the jury not to consider penalties.39 We held that the
instruction was sufficient, and therefore, the fourth factor of Pena militated against
declaring a mistrial.40 Conversely, in Ashley, where the case was close, we found
prejudice so severe that a curative instruction was not sufficient to prevent a
mistrial because the “outburst was so closely related to the evidence that had been
excluded from [defendant’s] trial that the prejudice from the outburst far
exceed[ed] the threshold where a curative instruction can remedy the prejudice
suffered.”41
(18) Here, the trial judge took immediate steps to cure any resulting
prejudice by stating, “[s]trike the phrase locked up. Jury is to disregard that.”
Counsel then moved for a mistrial, which the trial court denied, reasoning that
“[t]he instruction, in my belief, is sufficient. Juries are prone to follow a judge’s
38
Smith, 963 A.2d at 720-21 (“The judge reasoned: first, the jurors in all likelihood did not know
what the reference to ‘habitual’ meant; second, according to [the witness], [the defendant] did
not say that he was habitual but that ‘they trying to get me habitual;’ and third, the jury had
already been instructed not to consider the consequences of their verdict.”).
39
Id. at 724.
40
Id.
41
Ashley, 798 A.2d at 1022.
12
instruction. I also feel it came out in an exchange with counsel, and it was almost
spontaneous.” We agree with the trial court that the instruction was sufficient to
cure any prejudice that may have resulted from Smith’s comment. Accordingly,
the fourth Pena factor militates against granting a mistrial.
(19) After carefully weighing the factors under a Pena analysis, we
conclude that the trial court was within its discretion in denying Payne’s motion for
a mistrial.
NOW, THEREFORE, IT IS HEREBY ORDERED that the judgment of the
Superior Court is AFFIRMED.
BY THE COURT:
/s/ Karen L. Valihura
Justice
13