State v. Loper

IN THE SUPERIOR COURT OF THE STATE OF DELAWARE
STATE OF DELAWARE, :
: ID No. 1009006158
v. : In and for Kent County
:
WILLIAM A. LOPER, :
:
Defendant. :
Submitted: April 26, 2016
Decided: June 27, 2016
Upon Consideration of Defendant’s Amended Motion for Post-Conviction Relief
Pursuant to Superior Court Criminal Rule 61
DENIED
OPINION
Kathleen A. Dickerson, Esquire, Deputy Attorney General, Department of Justice,
Dover, Delaware for the State of Delaware.
William Loper, Pro se.
Young, J.
State v. Loper
ID No.: 1009006158
June 27, 2016
SUMMARY
Before the Court is William Loper’s (“Defendant”) amended motion for post-
conviction relief under Delaware Superior Court Criminal Rule 61.1 Because
Defendant’s claims are procedurally barred, Defendant’s motion is DENIED in full.
FACTS AND PROCEDURES
Defendant was convicted of criminal drug charges at trial in July 2011. In April
2014, Defendant filed his original motion for post-conviction relief pro se.
Subsequently, Defendant moved for and was appointed post-conviction counsel
(“Post-Conviction Counsel”). In April 2015, after prolonged review of the case, Post-
Conviction Counsel filed a motion to withdraw based upon the inability to assert any
meritorious post-conviction claims, which this Court granted in May 2015.
Once again acting pro se, Defendant moved to amend his first motion for post-
conviction relief, adding certain additional grounds for relief. In yet another motion to
amend, Defendant requested that all drug evidence relevant to the sentencing
enhancement in his case be retested. Thereafter, in September 2015, the Superior
Court Commissioner noticed Defendant regarding the noncompliance of his
cumulative motions to amend, requiring him to rectify the error and submit a single
document stating all grounds for relief. Defendant filed his amended motion for post-
conviction relief in November 2015.
In February 2016, the State filed a letter in response to Defendant’s amended
motion. The State construed Defendant’s motion as raising twelve grounds for relief.
1
See Del. Super. Ct. Crim. R. 61.
2
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ID No.: 1009006158
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Defendant’s claims are listed below, followed by the State’s response. Defendant’s
claims 1-8 and 11 articulate an ineffective assistance of counsel argument in various
ways. Defendant’s claims 9, 10, and 12 articulate a due process or other argument.
Claim 1: “Objection to Counsel’s Withdrawal” - The indigent criminal defense
system in Delaware fails to provide quality representation to defendants in the state.
The State first notes that Defendant fails to elaborate upon this claim or list any
facts pertaining to his case. The State goes on to recount how Post-Conviction
Counsel was appointed by the Court, and how such counsel thoroughly examined
Defendant’s case, finding no merit to any of his claims.
Claim 2: “Each Counsel’s Representation Fell Far Below Reasonable
Representation” - The state’s criminal defense practice of horizontal representation
eliminates client accountability on the part of the attorneys and system at large.
The State characterizes Defendant’s argument as conclusory, failing to relate the
claim to any facts in his case. As to any ineffective assistance of counsel claim, the
State notes that Defendant fails to demonstrate the requisite prejudice resulting from
the alleged failures of his post-conviction counsel.
Claim 3: “Due Process and Critical Stages of a Case” - The state’s criminal
defense system fails to provide clients with adequate representation during the “critical
stages” of a case, thereby, violating defendants’ due process rights.
The State notes Defendant’s argument here is that the criminal justice system as
a whole is not adversarial, therefore, failing defendants generally. Again, the State
highlights Defendant’s failure to address his case specifically or to relate the claim
back to facts in his case. As a result, the State argues that Defendant has not shown
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June 27, 2016
the requisite prejudice for an ineffective assistance of counsel claim.
Claim 4: “Workload Standards” - The caseloads of both public and private
criminal defense attorneys at the appellate and post-conviction levels are unworkable,
depriving defendants of adequate representation, thereby violating their due process
rights.
The State notes that, although Defendant cites a “national limit” for conflict
attorney caseloads, he fails to cite any “black letter” standard or any proof that his
own attorney was overworked and unable to provide adequate representation. The
State argues that, on the contrary, Defendant’s attorneys submitted responses of such
quality and detail as to negate any suggestion of inadequate representation. Here too,
the State argues that Defendant has failed to show prejudice as required case law.
Claim 5: “Ineffective Counsel” - Both Trial Counsel and Post-Conviction
Counsel were ineffective in failing to raise a claim under Brady v. Maryland,2 when
the Trial Court refused to order preparation of voluminous wiretap transcripts which
Counsel were then unable to review. Furthermore, Post-Conviction Counsel was
ineffective in failing to develop an ineffective assistance of counsel claim against Trial
Counsel.
The State addresses Defendant’s claims by analyzing Trial and Post-Conviction
Counsels statements and actions during proceedings. Trial Counsel noted on the
record at the beginning of trial that he was “technically ineffective,” because he was
2
Brady v. Maryland, 373 U.S. 83 (1963).
4
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ID No.: 1009006158
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unable to review the extensive tapes of evidence. 3 Trial Counsel qualified this
admission by stating, “I’m not sure that there is any prejudice. . . . there is little value
in having these materials because there’s no witness to impeach,” adding “it may be
a moot issue because there’s no prejudice.” 4 The State argues that, in line with Trial
Counsel’s assessment, the Defendant has failed to show that any prejudice resulted
from lack of access to all of the tapes at trial.
Claim 6: “Due Process Clause” - The ineffectiveness of Trial Counsel and
Post-Conviction Counsel violate Defendant’s right to counsel under the Sixth
Amendment and Due Process rights under the Fourteenth Amendment.
The State refers back to its argument, under Claim 1, that Post-Conviction
Counsel worked diligently to review any possible claims, thereby, negating
Defendant’s assertion that counsel was ineffective or “has done nothing.” Additionally,
the State characterizes Defendant’s claim as conclusory.
Claim 7: “Rule 61 and Amended Claims” - Trial court abused its discretion
by giving an improper instruction on constructive possession with regard to the
trafficking charge. Post-Conviction Counsel was ineffective in failing to raise this issue
at trial, post-trial, or on direct appeal. Defendant was deprived of a fair trial as
guaranteed by the Sixth Amendment and Due Process under the Fourteenth
Amendment.
The State notes that both Trial Counsel and Post-Conviction Counsel
3
Trial Transcript A6-7.
4
Trial Transcript A6-7.
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ID No.: 1009006158
June 27, 2016
considered Defendant’s claim to be without merit, given the evidence produced at trial
and the case law on the subject. The State also explains that jury instructions are given
at the trial judge’s discretion. Although no cocaine was actually produced at trial, the
State asserts that “[t]he substance’s identity was proven through a variety of sources,”
including the testimony of an admitted drug dealer who identified the substance as
cocaine, surveillance video before and after the drug sale, evidence of money received
from the sale, and intercepted phone calls about the sale.
Claim 8: “Ineffective Counsel”: Trial Counsel was ineffective when he failed to
raise the issues of 1) insufficient evidence with regard to the drugs seized in the
toxicology report; 2) insufficient evidence to support actual or constructive possession
of drugs; 3) the Brady 5 violation regarding digital tracking and wiretap evidence; and
4) inconsistent jury verdicts on the trafficking and conspiracy charges. The State
refers forward to the subsequent Claim 9 for their response that Defendant was not
tried on charges related to the seized Oxycodone which he discusses elsewhere with
regard to the misconduct at the Office of the Chief Medical Examiner (“OCME”).
The State refers backward to the prior Claim 7 for their response that there was
sufficient evidence at trial to support Defendant’s conviction for trafficking based on
constructive possession of the relevant cocaine.
As to the alleged Brady6 violation, the State characterizes this as another
5
Brady, 373 U.S. 83.
6
Id.
6
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ID No.: 1009006158
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conclusory claim by Defendant. The State points out that the GPS tracking device
information and wiretap contents were available to Defendant in discovery. Moreover,
Defendant failed to show that any of the GPS or wiretap information was exculpatory.
Finally, Defendant raised and litigated this issue on direct appeal to the Supreme Court,
which precludes relief at the post-conviction level (Loper v. State, 85 A.3d 88, 2014
WL 210600, at *1 (Del. Jan. 17, 2014)(TABLE)).
Lastly, the State addresses Defendant’s claim that jury verdicts of guilty of
trafficking and not guilty of conspiracy are inconsistent. The State explains that the
two verdicts are legally consistent because conspiracy requires proof of an additional
element which trafficking does not, which could explain the jury’s different verdicts
on the two charges.
Claim 9: “Suppression of Crime Lab Scandal Created a Probability Sufficient
to Undermine Confidence in the Outcome of Petitioner’s Case” - The ongoing and
undisclosed misconduct at the OCME during the time of Defendant’s criminal
prosecution would have served as impeachment evidence against the State’s case, and
the result would have been different had information about the scandal been available
to Defendant at trial.
The State points out that Defendant was not tried on charges relating to the
Oxycodone which was seized and tested. As a result, Trial Counsel and Post-
Conviction Counsel both deemed Defendant’s claim on this point to be without merit.
Therefore, the State asserts that Defendant has failed to establish any prejudice or
change in outcome that could have resulted from drug evidence which was not
presented in his case.
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ID No.: 1009006158
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Claim 10: “Court’s (sic) Must Use a Framework Known as the Categorical
Approach” - The trial court violated Defendant’s due process rights when it enhanced
his sentence under the habitual offender statute, which is unduly vague and fails to give
notice of what constitutes a “violent or serious drug offense.”
The State responds that the habitual offender statute has been reviewed and
found constitutional by the Court previously.
Claim 11: “Proof Beyond a Reasonable Doubt is a Fundamental Principle of
the Criminal Law” - The trial court abused its discretion when it sentenced Defendant
on the trafficking charge. Trial Counsel was ineffective by failing to object to the
court’s clear error.
The State notes that Trial Counsel reviewed the record and submitted a brief
stating that there were no appellate issues in Defendant’s case. Furthermore, the State
points out that Defendant did not raise this issue in his direct appeal. Therefore, the
State argues that Defendant’s claim of ineffective counsel is conclusory, and fails to
state facts relating to, or articulate prejudice resulting in his case.
Claim 12: “Increased Sentences Must be Submitted Before the Jury” - The
enhanced sentencing applied to Defendant under the habitual offender statute violated
his due process rights.
The State refers back to its comments relating to Claim 10 that the habitual
offender statute has been found constitutional previously. In addition, the State asserts
that Defendant did not raise this claim on direct appeal.
Despite the clear intent of the Commissioner’s command that Defendant submit
one compiled document listing all grounds for relief, Defendant replied to the State’s
8
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ID No.: 1009006158
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response to his motion in March 2016. Most recently, in May 2016, Defendant filed
yet another amended supplement to his motion. Now, the Court addresses
Defendant’s cumulative motions in one decision on his request for post-conviction
relief.
STANDARD OF REVIEW
Procedural Requirements of Rule 61
Superior Court Criminal Rule 61 provides that a defendant convicted of an
offense may collaterally attack his conviction following exhaustion of his direct appeal
by filing a motion for post-conviction relief that shall specify all available grounds for
relief.7 Rule 61 sets forth several procedural requirements which the Court must
consider before addressing the merits of the underlying motion.8 Rule 61(h)(3) allows
the Court to dispose of a motion summarily “as justice dictates.”9 Rule 61(i)(3)
provides that a defendant is procedurally barred from raising any ground for relief in
a post-conviction motion that was not asserted in the proceedings leading to a
judgment of conviction.10
A defendant may raise a procedurally barred claim if the defendant can establish
(A) cause for relief from the procedural default and (B) prejudice from violation of the
7
Del. Super. Ct. Crim. R. 61(b)(2); Flamer v. State, 585 A.2d 736, 745 (Del. 1990).
8
Younger v. State, 580 A.2d 552, 554 (Del. 1990).
9
Del. Super. Ct. Crim. R. 61(h)(3).
10
Del. Super. Ct. Crim. R. 61(i)(3).
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ID No.: 1009006158
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defendant’s rights.11 Both prongs must be established in order for the Court to
consider the claim.12 The procedural bar applies to claims not asserted during trial as
well as claims not raised on direct appeal, though establishing cause for the default in
the latter instance “ordinarily requires a showing of some external impediment
preventing counsel from constructing or raising the claim.”13 However, claims of
ineffective assistance of counsel are appropriately raised in the first instance in a
motion for post-conviction relief.14 Attorney error short of ineffective assistance of
counsel does not constitute cause sufficient to excuse procedural default.15 The
defendant must make concrete and substantiated allegations of cause and actual
prejudice in order for the exception to apply.16
Rule 61(i)(4) provides that any ground for relief that was formerly adjudicated
in the proceedings leading to conviction, direct appeal, a prior post-conviction
proceeding, or a federal habeas proceeding is barred.17 This rule is based on the “law
11
Del. Super. Ct. Crim R. 61(i)(3)(A)-(B).
12
See Shelton v. State, 744 A.2d 465, 478 (Del. 2000) (dismissing procedurally barred claim
for failure to establish cause, without considering prejudice prong).
13
Younger, 580 A.2d at 556 (citing Murray v. Carrier, 477 U.S. 478, 492 (1986)).
14
Flamer, 585 A.2d at 753.
15
Id.
16
Id.
17
Del. Super. Ct. Crim. R. 61(i)(4).
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ID No.: 1009006158
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of the case” doctrine.18 The Court will reconsider formerly adjudicated claims only if
reconsideration “is warranted in the interest of justice.”19 This exception applies when
a defendant shows that “subsequent legal developments have revealed that the trial
court lacked the authority to convict or punish him.”20 The “interest of justice”
exception may also apply when the previous ruling was clearly in error, there is an
“important change in circumstances, in particular, the factual basis for issues
previously posed,” or when the equitable concern of preventing injustice is otherwise
implicated such that the concern trumps the law of the case doctrine.21 A defendant
cannot evade the former adjudication bar simply by refining or restating a formerly
adjudicated claim.22 Such claims will be dismissed.23
Rule 61(i)(5) provides an exception to the rule’s procedural requirements for
claims that “the court lacked jurisdiction or to a colorable claim that there was a
miscarriage of justice because of a constitutional violation that undermined the
fundamental legality, reliability, integrity or fairness of the proceedings leading to the
18
Weedon v. State, 750 A.2d 521, 527 (Del. 2000).
19
Del. Super. Ct. Crim. R. 61(i)(4).
20
Flamer, 585 A.2d at 746.
21
Weedon, 750 A.2d at 527-28.
22
See Duhadaway v. State, 2005 WL 1469365, at *1 (Del. June 20, 2005) (TABLE);
Garvey v. State, 979 A.2d 1110, 2009 WL 2882873, at *1 (Del. Sept. 10, 2009).
23
Duhadaway v. State, 2005 WL 1469365, at *1.
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judgment of conviction.”24 This “fundamental fairness” exception is a narrow one, and
has been applied only in “limited circumstances,” such as when the right relied upon
has been recognized for the first time after direct appeal.25 The defendant has the
burden of proving that he was deprived of a “substantial constitutional right” before
he is entitled to relief under this exception.26
APPLICABLE LAW
Claims of ineffective assistance of counsel are evaluated under the well
established and “highly demanding” 27 two-pronged standard set forth by the United
States Supreme Court in Strickland v. Washington.28 A defendant asserting ineffective
assistance counsel claims must establish both (1) deficient performance by trial
counsel and (2) prejudice suffered as a result of the deficient performance.29 This
inquiry may be undertaken in any order, and if the defendant fails to establish either
prong, then the entire claim must fail.30
As to the first prong, the defendant must show that the trial attorney’s conduct
24
Del. Super. Ct. Crim. R. 61(i)(5).
25
Younger, 580 A.2d at 555.
26
Id.
27
Flamer, 585 A.2d at 754 (citing Kimmelman v. Morrison, 477 U.S. 365, 382 (1986)).
28
Strickland v. Washington, 466 U.S. 688 (1984).
29
Id. at 687.
30
See id. at 697.
12
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“fell below an objective standard of reasonableness.”31 There is no strict standard for
what constitutes reasonably effective assistance of counsel; prevailing norms of
practice such as standards promulgated by the ABA “are guides to determining what
is reasonable, but they are only guides.”32 Trial attorneys have “wide latitude” in
making tactical decisions, thus there is a “strong presumption” that the challenged
conduct falls within “the wide range of reasonable professional assistance,” i.e., that
the challenged action “might be considered sound trial strategy.”33
Accordingly, judicial review of an attorney’s performance is “highly deferential”
and entails: judging the reasonableness of the attorney’s conduct based on the facts
of the particular case at the time of the challenged conduct; requiring that the defendant
identify the acts or omissions of the attorney that “are alleged not to have been the
result of reasonable professional judgment;” and determining whether, in the light of
all the circumstances, the identified conduct falls outside the “wide range of
professionally competent assistance.”34 Conclusory and unsubstantiated assertions
that defense counsel acted unreasonably will not be accepted.35
As to the second prong, the defendant must affirmatively prove that counsel’s
unreasonably deficient performance had a prejudicial effect on the judgment; i.e., that
31
Id. at 688.
32
Id.
33
Id. at 689.
34
Id. at 689-690.
35
See Dawson v. State, 673 A.2d 1186, 1196 (Del. 1996).
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ID No.: 1009006158
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the attorney’s mistakes had an actual adverse effect on the proceedings.36 The
defendant must show that “there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.”37
Reasonable probability means “a probability sufficient to undermine confidence in the
outcome.” 38 The totality of the evidence presented before the judge or jury must be
considered in making the prejudice determination.39 When a conviction is challenged,
the analysis is “whether there is a reasonable probability that, absent the errors, the
factfinder would have had a reasonable doubt respecting guilt.”40 If the defendant fails
to “state with particularity the nature of the prejudice experienced,” such failure is
“fatal to a claim of ineffective assistance of counsel.”41
The Delaware Supreme Court, in summarizing the holding of the United States
Supreme Court in United States v. Cronic,42 has explained that in certain contexts the
analysis under Strickland’s second prong is unnecessary “because prejudice is
presumed.”43 There are three scenarios when prejudice is presumed under Cronic: (1)
36
Strickland, 466 U.S. at 693.
37
Id. at 694.
38
Id.
39
Id. at 695.
40
Id.
41
Dawson, 673 A.2d at 1196.
42
United States v. Cronic, 466 U.S. 648 (1984).
43
Cooke v. State, 977 A.2d 803, 848 (Del. 2009) (citing Cronic, 466 U.S. at 659-62).
14
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when there is a “complete denial of counsel;” (2) when defense counsel “entirely fails
to subject the prosecution’s case to meaningful adversarial testing;” and (3) when the
attorney is asked to provide assistance under circumstances where “competent
counsel likely could not.”44 In order to presume prejudice under the second scenario,
the defendant must allege a defect in the proceedings as a whole rather than at specific
points in the trial, and “the attorney’s failure must be complete.”45 Stated differently,
if there is no “structural defect” in the adversarial process that is “so inherently
prejudicial to the adversarial process and a fair trial,” prejudice is not presumed under
the second scenario of Cronic and the two-pronged test of Strickland applies
instead.46
DISCUSSION
Defendant’s claims for post-conviction relief lack merit. Each of Defendant’s
claims 1-8 and 11 in his amended motion for post-conviction relief alleges ineffective
assistance of counsel. It is appropriate for defendants to raise ineffective assistance
of counsel claims for the first time on a motion for post-conviction relief rather than
on direct appeal, because such claims “argue that counsel’s defaults precluded the
prior proceedings from being a fair resolution of guilt in accord with then applicable
legal principles.”47 A defendant’s failure to meet the standard for ineffective assistance
44
Sahin v. State, 72 A.3d 111, 114 (Del. 2013) (citing Cooke, 977 A.2d at 848).
45
Cooke, 977 A.2d at 849 (citing Bell v. Cone, 535 U.S. 685, 696-97 (2002)).
46
See Sahin, 72 A.3d at 115; Cooke, 977 A.2d at 852.
47
Flamer, 585 A.2d at 753 (citing Kimmelman v. Morrison, 477 U.S. at 373-380).
15
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ID No.: 1009006158
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of counsel will result in his claims being procedurally barred under Rule 61, unless the
defendant can establish either excuse from procedural default or that the procedural
requirements of Rule 61 do not apply.48
The State argues that Defendant’s ineffective assistance of counsel claims were
all absent from his direct appeal and are procedurally barred under Rule 61(i)(3).
Because these claims were not asserted in the proceedings leading to Defendant’s
conviction, each claim must be examined for excuse from procedural default.49 At no
point in Defendant’s numerous and varied articulations of his ineffective assistance of
counsel claim does he go beyond conclusory allegations to state facts specific to his
case which show prejudice in the outcome. As a result, Defendant has failed to meet
his burden under the two-pronged test of Strickland.50 Therefore, Defendant’s claims
of attorney error do not constitute cause sufficient to excuse procedural default under
Rule 61(i)(3). In addition, a portion of Defendant’s claim 8 was previously litigated,
and is thus barred under Rule 61(i)(4). Accordingly, Defendant’s post-conviction relief
as to claims 1-8 and 11 is DENIED.
For similar reasons, Defendant’s claims 10 and 12 are procedurally barred under
Rule 61(i)(3). Defendant failed to raise the issue common to both claims on direct
48
See Flamer, 585 A.2d at 747-48, 753; see also Del. Super Ct. Crim. R. 61(i)(3); (i)(5).
49
See Del. Super. Ct. Crim. R. 61(i)(3) (barring grounds for relief not asserted in the
proceedings leading to the judgment of conviction unless the movant shows “[c]ause for relief from the
procedural default” and “[p]rejudice from violation of the movant’s rights.”).
50
466 U.S. 668.
16
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appeal, and has failed to demonstrate that Rule 61's bars to relief are inapplicable.51
Although Defendant asserts constitutional violations, his claims are conclusory, with
no facts or detail specific to his case available to support a finding of fundamental
unfairness which might excuse procedural default under Rule 61(i)(5). Accordingly,
Defendant’s post-conviction relief as to claims 10 and 12 is DENIED.
Defendant’s remaining ground for relief is claim 9, in which he alleges a due
process violation arose when the State failed to disclose ongoing misconduct at the
OCME. Again, similar reasoning applies to bar this claim under Rule 61(i)(3).
Defendant did not raise this claim on direct appeal, therefore the claim can survive
procedural default only by showing cause and prejudice. Here, Defendant has failed
to demonstrate how evidence of the OCME scandal would have altered the outcome
of the trial. Notably, Defendant was not charged with possession of the drug seized
and tested by the OCME, nor was the drug evidence presented at trial. Therefore,
Defendant cannot show that the OCME’s malfeasance had any bearing on his case,
or that it resulted in prejudice sufficient to negate the procedural bar to his claim here.
Accordingly Defendant’s post-conviction relief as to claim 9 is DENIED.
Based on the foregoing, Petitioner has failed to establish any ineffective
assistance of counsel claim against either Trial or Post-Conviction Counsel, nor has
he otherwise established a meritorious claim for post-conviction relief. All of his
51
See Del. Super. Ct. Crim. R. 61(i)(5) (“[t]he bars to relief in. . .this subdivision shall not
apply to a claim that the court lacked jurisdiction or to a colorable claim that there was a miscarriage of
justice because of a constitutional violation that undermined the fundamental legality, reliability, integrity
or fairness of the proceedings leading to the judgment of conviction.”).
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claims are either procedurally barred under Rule 61(i)(3) or barred as formerly
adjudicated under Rule 61(i)(4), and must be dismissed. Accordingly, Petitioner’s
amended motion for post-conviction relief is DENIED.
CONCLUSION
For the foregoing reasons, Defendant’s amended motion for post-conviction
relief is DENIED in its entirety.
IT IS SO ORDERED.
/s/ Robert B. Young
J.
RBY/lmc
oc: Prothonotary
cc: Kathleen A. Dickerson, Esq.
Joseph Hurley, Esq.
Patrick Collins, Esq.
Albert Roop, Esq.
William Loper, JTVCC
Opinion Distribution
18