& SC16-6 John Lee Hampton v. State of Florida and John Lee Hampton v. Julie L. Jones, etc.

Supreme Court of Florida
____________
No. SC15-1360
____________
JOHN LEE HAMPTON,
Appellant,
vs.
STATE OF FLORIDA,
Appellee.
____________
No. SC16-6
____________
JOHN LEE HAMPTON,
Petitioner,
vs.
JULIE L. JONES, etc.,
Respondent.
[May 4, 2017]
PER CURIAM.
John Lee Hampton appeals an order of the circuit court denying his motion
to vacate his conviction of first-degree murder and sentence of death filed under
Florida Rule of Criminal Procedure 3.851, and petitions this Court for a writ of
habeas corpus. We have jurisdiction. See art. V, § 3(b)(1), (9), Fla. Const. For the
reasons explained below, we affirm the postconviction court’s order to the extent it
denies Hampton relief based upon his claim of ineffective assistance of guilt phase
counsel. However, we decline to address the remaining issues because we grant
the habeas petition and order that Hampton receive a new penalty phase
proceeding in light of Hurst v. State (Hurst), 202 So. 3d 40 (Fla. 2016), petition for
cert. filed, No. 16-998 (U.S. Feb. 13, 2017).
FACTS AND PROCEDURAL HISTORY
This Court set forth the following facts on direct appeal:
On June 10, 2007, at approximately 10 a.m., the nude body of
Renee McKinness (the victim), a twenty-five-year-old single mother
of three, was found dead, lying face up in her own blood on the floor
of her bedroom in her apartment in Clearwater, Florida. The victim’s
bedroom was in a state of disarray, with drawers, clothes, and a
mattress strewn about the room. The victim had suffered numerous
injuries, including hemorrhaging of the brain, multiple sharp trauma
injuries, defensive wounds, and the complete severing of her jugular
vein. The victim’s face and eyes were bruised and swollen. The
victim’s legs were spread open and her body had a petroleum-like
odor. A blue soapy liquid was found in her vagina, along with semen.
Two bloody handprints were found on the floor, one on each side of
the body; and the walls and floor of the victim’s bedroom had blood
spatters and stains suggestive of a struggle occurring on the floor.
A police officer who was called to the scene inspected the
contents of a garbage dumpster outside the victim’s apartment and
found bloody socks, a canister of lighter fluid, a bottle of cleaning
solution, and bloody bed linens—all of which were collected for
testing. While the police were processing the crime scene and
gathering information by talking to the victim’s friends and neighbors,
Reginald Span and his wife Dorothy, family friends of the victim who
had received a telephone call regarding the victim’s demise, drove to
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the crime scene and approached the police. Dorothy’s brother-in-law,
John Lee Hampton (the defendant), a thirty-three-year-old man who
had recently moved from Georgia into the Span household, had come
with the Spans to the crime scene at Dorothy’s insistence. Although
the Spans immediately approached the police, Hampton indicated he
was “not going up there,” and walked to another part of the apartment
complex to avoid the police.
Unbeknownst to Dorothy Span, her husband Reginald was
having a romantic affair with the victim. And, on the previous
evening into the early morning hours, Reginald, the victim, Hampton,
and a female friend of the victim were at the victim’s apartment
drinking gin and playing cards. Although Reginald Span knew that
his story would not help his marriage, he told the police and his wife
about the “card party” at the victim’s apartment. Upon hearing her
husband’s version of events, Dorothy Span set out to find Hampton to
encourage him to talk to the police. The lead detective from the
Clearwater Police Department spoke to Hampton at the crime scene,
and he noticed that Hampton was not wearing socks. The detective
also noticed that Hampton had what appeared to be dried blood on his
feet, pants, and his necklace. . . .
....
. . . Testimony introduced at trial established that none of the
physical evidence that was collected linked Reginald Span to the
murder of the victim.
Hampton’s Post-Miranda Statement
At the Clearwater Police Department, Hampton was
photographed and swabs were taken from his feet, pants, and his
necklace for DNA testing. Other than a small scrape on Hampton’s
right foot, he had no injuries. After waiving his Miranda[1] rights,
Hampton gave a two-hour videotaped statement to the police. During
his post-Miranda statement, Hampton relayed at least eight different
descriptions of what occurred in the early morning hours preceding
the victim’s death. . . .
1. Miranda v. Arizona, 384 U.S. 436 (1966).
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In his first account of the events, Hampton told police that once
he arrived at the Span residence in the early morning hours, he went
inside, drank a beer, and went to sleep in a chair downstairs. After
further questioning, Hampton then relayed another version of the
events, one that indirectly implicated Reginald Span as the individual
who might have harmed the victim. In this narrative, Hampton stated
that he “dozed off” at the victim’s apartment after playing cards, and
was awakened by Reginald Span who declared it was time to go
home. Hampton recounted that he saw the victim lying on the floor,
and that he tried to help her by performing CPR on her. Hampton
reported that this was how his socks became saturated with the
victim’s blood. In this version of the events, Reginald Span and
Hampton then went back to the Span residence at 3 a.m. and went to
sleep. While relaying this story, Hampton twice told the detectives
that he did not have sex with the victim.
After further questioning by police, Hampton provided
numerous additional narratives wherein he and the victim had sexual
intercourse and he thereafter killed the victim. In each of the varying
descriptions of his sexual encounter with the victim, Hampton
reported that at some time during or after the sexual event, the victim
attacked him with a knife, and that his act of killing the victim was in
self-defense or accidental. In his final version of the events leading
up to the victim’s death, Hampton stated that he and Reginald Span
left the victim’s apartment at approximately 3 a.m., and after they
arrived at the Span residence, Hampton did not go inside, but rather
returned alone to the victim’s apartment. Hampton recounted that
upon his return to the victim’s apartment, he had sex with her, she fell
asleep, and he then attempted to steal money or drugs from her.
According to Hampton, the victim caught Hampton riffling through
her drawers, and in response to her attempt to stop him, he killed her
with a knife. In this version of the story—consistent with the
testimony of Reginald and Dorothy Span—Hampton returned to the
Span residence when it was light outside. Hampton also admitted to
using a rag, cleaning solution, and lighter fluid to try to clean his
semen from the victim’s vagina. Nevertheless, he insisted that his
sexual encounter with the victim was consensual. Hampton also
admitted to throwing his bloody socks, the bloody bed linens, and the
cleaning solution in the dumpster near the victim’s apartment. Upon
further questioning, Hampton told police that Reginald Span was not
involved in the victim’s death, and that Span was not at the victim’s
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apartment when Hampton killed her. Based on the evidence collected
by the Clearwater Police Department, Hampton was charged on a
single count of first-degree murder. Hampton pled not guilty.
The Trial
. . . After the jury was empaneled and sworn, the State
introduced the testimony of Reginald and Dorothy Span, the
detectives who processed the crime scene, forensic experts, and other
witnesses who observed the crime scene and confirmed the
occurrence of the card party. . . . A DNA analyst testified that the
substance found on Hampton’s pants, feet, and necklace was the
victim’s blood, and that Hampton’s semen was found inside the
victim’s vagina. . . . During its case-in-chief, the State played the
video of Hampton’s post-Miranda statement, wherein he admitted
numerous times to killing the victim in the early morning hours of
June 10, 2007.
After the State rested its case-in-chief, Hampton testified on his
own behalf. He testified that he did not kill, harm, or steal from the
victim, and his post-Miranda confessions admitting as much were lies.
At trial, Hampton furnished a new narrative regarding his sexual
encounter with the victim, one that differed from the various accounts
furnished to the police in his post-Miranda statement. According to
Hampton’s trial testimony, at some point during the card party
Reginald Span stepped outside of the victim’s apartment to make a
series of telephone calls, and during this time, Hampton and the
victim had consensual sex in the victim’s bedroom. Hampton testified
that Reginald Span then came back into the victim’s apartment, and
Hampton fell asleep on a sofa. According to Hampton, he was later
awakened by Reginald Span who said it was time to go home.
Hampton saw the victim lying on the floor wounded and he tried to
help her, but his efforts were thwarted by Span. According to
Hampton, he noticed the blood on his socks, removed them, and threw
them into a plastic trash can, which he then threw into the dumpster.
Thereafter, according to Hampton’s trial testimony, he and Reginald
drove back to the Spans’ apartment, where they each drank a beer and
went to sleep. At trial, Hampton stated that the reason he told the
police in his post-Miranda statement that he killed the victim was
because he had told the police the truth at first, but grew tired of
answering questions.
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On cross-examination at trial, Hampton testified that he had
previously been convicted of four felonies, including a conviction for
a crime involving dishonesty, and that he was on felony probation at
the time of the victim’s death. . . . Hampton admitted that consistent
with his post-Miranda statement, he indeed attempted to remove his
semen from inside the victim’s vagina with a rag and cleaning
solutions. He testified that he did this while the victim was gasping
for air and pleading for help. . . .
. . . After deliberation, the jury unanimously reached a guilty
verdict on the charge of first-degree murder, the only charge filed
against Hampton. . . .
. . . On June 25, 2009, the jury made a recommendation of
death by a vote of nine to three . . . .
Hampton v. State, 103 So. 3d 98, 103-07 (Fla. 2012).
After conducting a Spencer2 hearing, the trial court entered a sentencing
order following the jury’s recommendation and imposing the death penalty. The
court found three aggravating circumstances, each of which was afforded great
weight: (1) the murder was committed by a person previously convicted of a felony
and on probation; (2) the murder was committed during the commission of a
robbery, sexual battery, and burglary; and (3) the murder was especially heinous,
atrocious, or cruel (HAC). Id. at 108. Regarding mitigation, the trial court found
that while Hampton had “mental health issues,” he failed to establish statutory
mental mitigation. However, his mental health issues were considered
nonstatutory mitigation and afforded little weight. Id. at 108-09. In addition, the
2. Spencer v. State, 615 So. 2d 688 (Fla. 1993).
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court found Hampton established the following six nonstatutory mitigators, each of
which was afforded little weight: (1) Hampton was neglected during his childhood;
(2) Hampton was physically abused by his stepfather during his childhood;
(3) Hampton was abandoned by his parents and was raised poorly; (4) Hampton
has a family that cares about him; (5) Hampton has an exemplary discipline record
in jail and displayed model behavior during his week-long trial; and (6) the
nonunanimous (nine to three) jury verdict. Id. at 109. The trial court found the
aggravating factors were “horrendous” and greatly outweighed the “comparatively
insignificant mitigating factors,” and therefore the death penalty was appropriate
and proportional. Id.
Direct Appeal Proceedings
Hampton raised five issues on direct appeal: (1) whether the trial court erred
in denying Hampton’s requests for a juror interview or a new trial based on the
assertion that one member of the jury was “under prosecution” while serving;
(2) whether the trial court erred when it instructed the jury that it could find
Hampton committed first-degree felony murder based on the commission of the
underlying felony of sexual battery; (3) whether the trial court erred in allowing the
introduction of certain autopsy photographs; (4) whether Florida’s capital
sentencing scheme violates Ring v. Arizona, 536 U.S. 584 (2002); and (5) whether
the trial court erred in rejecting the testimony of forensic psychologist Dr. Robert
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Berland, introduced during the Spencer hearing. This Court rejected all claims and
affirmed Hampton’s conviction and sentence. Hampton, 103 So. 3d at 122.
Postconviction Proceedings
In April 2014, Hampton timely filed a Motion to Vacate Judgment of
Conviction and Sentence pursuant to Florida Rule of Criminal Procedure 3.851. In
his motion, Hampton raised six claims: (1)(a) Hampton was not competent to stand
trial, (b) trial counsel should not have stipulated to the expert’s finding that he was
competent, and (c) trial counsel should have requested a third “tiebreaker” expert
regarding competence; (2) Hampton is intellectually disabled, prohibiting
imposition of the death penalty, and trial counsel were ineffective for failing to
raise this claim; (3) trial counsel were ineffective for (a) failing to prepare
Hampton to testify, (b) allowing the State to present evidence that Hampton had an
active warrant, (c) failing to move to redact portions of Hampton’s video
interrogation, and (d) allowing improper victim impact testimony without a proper
limiting instruction; (4) trial counsel were ineffective during the penalty phase for
failing to investigate, develop, and present mitigation regarding the underlying
causes of Hampton’s drug abuse and bad behavior; (5) trial counsel were
ineffective during the penalty phase for not presenting the testimony of Dr. Robert
Berland to the jury, and for failing to present evidence of Hampton’s brain injury;
and (6) cumulative error.
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An evidentiary hearing was granted on all claims. Fourteen witnesses
testified, including Hampton’s trial counsel, Randall Lane Lastinger and Richard
Watts,3 several medical experts, and family members.
Following the evidentiary hearing, the postconviction court entered an order
denying all claims. Hampton appeals the denial of his motion, raising five issues:
(1) whether trial counsel were ineffective for stipulating to Hampton’s competency
to stand trial and failing to obtain an additional competency evaluation; (2)
whether trial counsel were ineffective for allowing the State to present evidence of
Hampton’s outstanding warrant, failing to redact portions of the videotaped
interrogation, and allowing improper victim impact evidence; (3) whether trial
counsel were ineffective for failing to fully investigate and present mitigation;
(4) whether trial counsel were ineffective for failing to present mental health
mitigation to the jury and for failing to obtain a positron emission tomography
(PET) scan; and (5) whether Hampton is intellectually disabled, and whether trial
counsel were ineffective for failing to raise this claim.
Hampton also filed a petition for writ of habeas corpus with this Court in
which he raised the following claims: (1) whether appellate counsel was ineffective
3. Attorney Lastinger was Hampton’s lead guilt phase counsel, and attorney
Watts was Hampton’s lead penalty phase counsel. However, the record indicates
that Watts also assisted with portions of the guilt phase and vice versa. For this
reason, Lastinger and Watts will collectively be referred to as “trial counsel.”
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for failing to challenge Florida’s capital punishment scheme on grounds that it
violates the Eighth Amendment; (2) whether Hampton’s sentence is
unconstitutional under Hurst; and (3) whether the execution of Hampton would
violate the Eighth and Fourteenth Amendments’ prohibition against cruel and
unusual punishment because Hampton is mentally ill.
ANALYSIS
I. Ineffective Assistance of Counsel
A defendant alleging ineffective assistance of counsel must prove:
(1) counsel’s performance was deficient; and (2) the deficiency prejudiced the
defendant. See Strickland v. Washington, 466 U.S. 668 (1984); see also
Rutherford v. State, 727 So. 2d 216 (Fla. 1998). If the defendant fails to establish
prejudice, the reviewing court need not make a specific ruling regarding
deficiency. See Schoenwetter v. State, 46 So. 3d 535, 546 (Fla. 2010).
To establish deficiency, the defendant must show a specific act or omission
by counsel that falls below an objective standard of reasonableness under
prevailing professional norms. Francois v. State, 423 So. 2d 357, 359 (Fla. 1982).
The act or omission must constitute an error “so serious that counsel was not
functioning as the ‘counsel’ guaranteed . . . by the Sixth Amendment.” Strickland,
466 U.S. at 687. However, there is a strong presumption that trial counsel’s
performance was not ineffective, and “[j]udicial scrutiny of counsel’s performance
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must be highly deferential.” Id. at 689. We have held “strategic decisions do not
constitute ineffective assistance of counsel if alternative courses have been
considered and rejected and counsel’s decision was reasonable under the norms of
professional conduct.” Occhiocone v. State, 768 So. 2d 1037, 1048 (Fla. 2000).
Therefore, “the defendant must overcome the presumption that, under the
circumstances, the challenged action ‘might be considered sound trial strategy.’ ”
Strickland, 466 U.S. at 689 (quoting Michel v. Louisiana, 350 U.S. 91, 101
(1955)). Moreover, “[a] fair assessment of attorney performance requires that
every effort be made to eliminate the distorting effects of hindsight, to reconstruct
the circumstances of counsel’s challenged conduct, and to evaluate the conduct
from counsel’s perspective at the time.” Id.To establish prejudice, the defendant must demonstrate that “there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Strickland, 466 U.S. at 694. “Reasonable
probability” is defined as “a probability sufficient to undermine confidence in the
outcome.” Id. Mere speculation is not sufficient to form the basis for
postconviction relief. See Derrick v. State, 983 So. 2d 443, 462 (Fla. 2008) (“[I]n
order to sufficiently undermine this Court’s confidence in the outcome of
resentencing, [the defendant] must rely on more than mere speculation.”); see also
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Maharaj v. State, 778 So. 2d 944, 951 (Fla. 2000) (“Postconviction relief cannot be
based on speculation or possibility.”).
When reviewing a postconviction court’s ruling on an ineffectiveness claim,
this Court employs a mixed standard of review, deferring to the trial court’s
findings on factual issues that are supported by competent, substantial evidence,
and reviewing the trial court’s legal conclusions de novo. Bruno v. State, 807 So.
2d 55, 62 (Fla. 2001).
A. Competency
Hampton argues that trial counsel were ineffective for stipulating to the
finding of Dr. Darren Rothschild that Hampton was competent to stand trial, and
for failing to request that another mental health expert evaluate Hampton for
competency. However, we agree with the postconviction court’s conclusion that
trial counsel were not ineffective.
In determining whether a defendant is competent to proceed, a court must
consider whether he “has sufficient present ability to consult with counsel with a
reasonable degree of rational understanding and whether the defendant has a
rational, as well as a factual, understanding of the pending proceedings.” Fla. R.
Crim. P. 3.211(a)(1).
Hampton was evaluated for competency three times: twice before trial and
once prior to the Spencer hearing. Hampton was first evaluated by Dr. Robert
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Berland, a forensic psychologist retained by the defense, who concluded Hampton
was not competent to proceed. In reaching his conclusion, Dr. Berland relied on
data from the Minnesota Multiphasic Personality Inventory, Second Edition
(MMPI-2) test that he administered to Hampton just days after the murder, two
interviews with Hampton, and Hampton’s medical, school, and prison records.
Dr. Berland determined Hampton was unable to consult with his attorneys with a
reasonable degree of rational understanding, had unrealistic expectations regarding
the outcome of his trial, and lacked a rational appreciation of the nature of the
proceedings against him.
Trial counsel subsequently moved for the court to appoint an expert to
examine Hampton for competency. Co-counsel Watts later testified during the
postconviction evidentiary hearing that he wanted another expert to evaluate
Hampton primarily because trial counsel’s own experiences in dealing with
Hampton were inconsistent with what Dr. Berland described in his report. In
response to the motion, the court appointed a psychiatrist, Dr. Rothschild, to
examine Hampton. After conducting a four-hour clinical interview and
administering psychological testing, Dr. Rothschild concluded Hampton was
competent to stand trial. Dr. Rothschild detailed his findings in an extensive report
that stated, “Hampton was feigning and/or exaggerating symptoms of psychosis,
particularly after he realized that if he was found incompetent, he could not stand
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trial. Nonetheless, he demonstrated sufficient appreciation of the charge against
him, along with an adequate awareness of the range and nature of potential
consequences for this charge.”
Finally, Hampton was evaluated for competency a third time prior to the
Spencer hearing by a psychologist, Dr. Jill Poorman, who concluded Hampton was
competent to proceed.
When considering this claim, the postconviction court rejected Hampton’s
assertion that trial counsel should not have stipulated to the competency finding of
Dr. Rothschild and instead should have requested an additional “tiebreaker” expert
to evaluate him. The record includes competent, substantial evidence to support
this conclusion. Trial counsel indicated during the evidentiary hearing that their
own experiences interacting with Hampton were inconsistent with Dr. Berland’s
findings. Counsel testified they did not have any difficulty communicating with
Hampton, and Hampton had no difficulty assisting counsel in preparing for trial.
Counsel also testified that they knew Dr. Berland’s reputation for being friendly to
the defense, and they sought the advice of a psychiatrist who did not have such a
reputation and who would conduct an objective evaluation of Hampton. That
psychiatrist, Dr. Rothschild, concluded Hampton was competent, and trial counsel
testified during the evidentiary hearing that Dr. Rothschild’s findings were entirely
consistent with their own observations of Hampton. Counsel did not have
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reasonable grounds to further question Hampton’s competency, and therefore we
agree with the postconviction court that they were not deficient for failing to
pursue this claim.
Even if trial counsel were deficient, Hampton has failed to establish
prejudice. As the postconviction court explained:
[A]lthough Hampton argues that a “tiebreaker” expert would have
reconciled the conflict between Dr. Berland’s incompetency finding,
and Dr. Rothschild’s competency finding, . . . the record reflects that a
third mental health expert did evaluate Hampton. Dr. Poorman
testified at the evidentiary hearing that she evaluated Hampton prior to
the Spencer hearing and found him to be competent to proceed.
Therefore, Hampton merely speculates that had Dr. Poorman or
another mental health expert evaluated him prior to trial, that their
finding would be an incompetency finding. This claim is wholly
speculative and not supported by the record before the court.
We agree. As previously discussed, mere speculation is insufficient to establish
prejudice. See Derrick, 983 So. 2d 443. Accordingly, we affirm the
postconviction court’s holding that trial counsel were not ineffective.
B. Videotaped Interrogation
During the State’s case-in-chief, a videotape of Hampton’s interrogation by
law enforcement was presented to the jury. During the interrogation, Hampton
twice mentioned he had an outstanding warrant. Hampton argues trial counsel
were ineffective for failing to object to the presentation of this evidence because
allowing the jury to hear about the outstanding warrant cast him in a negative light.
Hampton also contends trial counsel should have objected when the trial court
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precluded counsel from speaking with Hampton during a recess while his warrant
and prior felonies were being discussed. Hampton further asserts trial counsel
were ineffective for failing to redact other portions of the videotape on the basis
that it contained allegedly inflammatory statements by detectives. We address
each contention in turn.
1. Reference to Outstanding Warrant
During the postconviction evidentiary hearing, attorney Lastinger testified
that, although he could not recall, he believed leaving in the reference to the
warrant in the videotaped interrogation was strategic: the existence of a warrant
explained why Hampton avoided the police at the crime scene. Lastinger also
testified that the fact that the warrant is referenced twice in the video led him to
believe it was intentionally left in. Based on this testimony, the postconviction
court found the “reference to the warrant was strategically left in the videotape to
explain Hampton’s reluctance to speak with police,” and “[i]t also explained
Hampton’s failure to render aid to the victim.” The court determined that “[u]nder
the circumstances it was reasonable to allow some testimony to explain why
Hampton was avoiding the police other than consciousness of guilt.” The court
also found “Hampton’s brief reference to the warrant did not prejudice the
defense,” because “[f]ailure to assist the victim to avoid arrest is callous but much
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less so than leaving the jury with the assumption that Hampton wanted the victim
to die so she could not identify him.”
However, the postconviction court’s conclusion as to deficiency is
undermined by the discussion between the court, the State, and Hampton’s counsel
after Hampton mentioned the warrant again while testifying at trial. Outside the
presence of the jury, co-counsel Lastinger expressed concern that, because
Hampton placed the existence of the warrant at issue, it would open the door for
the State to question the grounds for the warrant. During the subsequent recess,
the State and defense counsel reached a compromise limiting the State’s questions
regarding the warrant.
If trial counsel intended for the jury to learn about Hampton’s warrant
through the videotape, they would not have been caught off guard when Hampton
mentioned the warrant again while testifying. Conceivably, they would have
discussed the issue with the State and reached a compromise before the videotape
was introduced, particularly because the State performed the actual redactions. At
no time during the discussion between the court, the State, and the defense did
counsel mention their now-asserted rationale for wanting the jury to know about
the warrant, namely, to explain why Hampton avoided the police. No one
mentioned that the jury had been made aware of the warrant by way of the
videotape. Although Lastinger testified that, in hindsight, it was likely a strategic
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decision to keep the reference in the videotape, he also testified it may have been a
mistake on his part. The facts suggest it was the latter.4 Therefore, the record does
not support the postconviction court’s conclusion that trial counsel were not
deficient for failure to redact Hampton’s reference to the warrant from the
videotape.
Nevertheless, Hampton has failed to establish prejudice. Even if the jury
had not learned of Hampton’s warrant from the videotape, they still would have
learned about it from Hampton himself when he mentioned it while testifying.
Moreover, even if the jury never learned of the warrant, they still would have heard
the overwhelming evidence of Hampton’s guilt, including his own statements to
law enforcement, DNA evidence, and witness testimony. Further, although the
mere existence of a warrant could have possibly cast Hampton in a negative light,
the jury never heard the underlying grounds for the warrant, namely, because
Hampton failed to register as a sex offender. Therefore, we conclude there is no
4. Our conclusion is bolstered by the fact that reference to the warrant was
redacted at least twice from the videotape. In the transcript of the unedited
version, the detective begins questioning Hampton by asking, “Mr. Hampton,
you’re aware you had a warrant out of Georgia, correct? Okay, so technically
you’re in custody for a warrant so I gotta read you your Miranda because you’re in
custody for a warrant, okay?” After reading Hampton his rights, the detective
continues, “And you understand I’m not going to talk about anything that has to do
with your warrant.” The version shown to the jury does not include these
references to Hampton’s warrant.
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reasonable probability the outcome of the trial would have been different if the jury
did not learn of Hampton’s warrant. Our confidence in the outcome has not been
undermined. See Strickland, 466 U.S. at 694.
2. Failure to Request Opportunity to Consult with Hampton During Recess
Shortly after Hampton mentioned the warrant during trial, and outside the
presence of the jury, defense counsel Lastinger expressed concern that Hampton’s
testimony had opened the door for the State to ask Hampton about the basis for the
warrant. The trial court stated it would take a recess, and if the parties wished, the
court would hear arguments on the subject after recess. The court added, “The
Defendant is on the stand. He is not to talk to any attorney.” Upon return from
recess, and in Hampton’s presence, Lastinger informed the court that the parties
had reached a compromise regarding how the State would limit its questioning in
order to avoid bringing up Hampton’s sex offender status: on cross-examination,
the State would first ask Hampton if he had ever been convicted of a felony, and if
so, how many times. The State would then ask if he was on probation for one of
those felonies at the time of the murder, and if the outstanding warrant Hampton
previously mentioned was due to being in violation of that probation. However,
when cross-examination commenced, Hampton initially answered inaccurately that
he had only been convicted of one felony, rather than four.
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Hampton argues the trial court erred in precluding trial counsel from
speaking with him during the recess, and trial counsel were ineffective for failing
to object to this alleged bar on consultation. According to Hampton, he would not
have answered the State’s question incorrectly if he had been able to consult with
counsel during the recess. The postconviction court rejected this claim, and found
trial counsel did not ask to consult with Hampton during the recess because they
needed the time to meet with the State to ensure it did not reveal that Hampton was
a registered sex offender. The postconviction court concluded this was a
reasonable strategy. We agree.
Hampton asserts that his case is like Thompson v. State, 507 So. 2d 1074,
1074 (Fla. 1987), where this Court granted a new trial because “the court precluded
the defendant from consulting with his counsel during recess.” However, this case
is distinguishable. In Thompson, the State “was granted a thirty-minute recess for
the sole purpose of researching ways to impeach [Thompson] regarding a
subsequent arrest which his lawyer had apparently advised him would be
inadmissible. Thus, Thompson was denied the guidance and support of his
attorney when he needed it most (i.e., when the State was preparing for a major
attack on his credibility).” Id. at 1075. This Court determined that Thompson’s
credibility was a crucial issue, and denial of consultation with counsel left
Thompson nervous and confused. Id.- 20 -
Here, unlike the defendant in Thompson, there was no indication that
Hampton was nervous or confused. Moreover, in Thompson, the court denied
defense counsel’s request to consult with Thompson during recess. Id. at 1074.
Here, trial counsel never requested to speak with Hampton during the recess
because, as co-counsel Lastinger testified during the evidentiary hearing, the
primary concern was reaching an agreement with the State that would avoid
discussion of Hampton’s sex offender status. The postconviction court determined
this strategy “minimized the effect of Hampton’s unexpected testimony.” Given
the circumstances, we conclude it was reasonable for trial counsel to use the recess
to prevent potentially damaging cross-examination.
We further conclude Hampton cannot establish prejudice. Prior to cross-
examination, trial counsel explained to the court the compromise reached with the
State and announced the correct number of prior convictions in Hampton’s
presence. It is purely speculative that Hampton’s incorrect testimony as to his
number of convictions would have been any different had his counsel consulted
with him during the recess. Therefore, Hampton’s trial counsel were not
ineffective.
3. Alleged Prejudicial Statements in Videotaped Interrogation
The videotape of Hampton’s interrogation contained several statements by
detectives describing the murder, the victim, and the impact the murder had on the
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victim’s children. Hampton argues these comments should have been redacted and
counsel were ineffective for failing to do so. Below is a summary of the relevant
statements the jury heard during the guilt phase.
(1) Comments regarding the victim’s children and suggesting Hampton
thought the murder was funny:
We’ve got a family out there and we got people that want some
answers here, okay, especially those little girls. Those little precious
girls that that girl that you killed gave birth to, okay? . . . Those little
girls now who don’t have a mom because their mom is laying in that
bedroom hacked up. . . . Do the right thing here, and let’s come clean
with what’s going on, so I can give this family some answers. You’d
want me to do the same with your children, if something happened to
you, wouldn’t you? . . . You hacked the shit out of this girl, okay, and
you left her there and you left blood all over that place. . . . Don’t
laugh because this isn’t a laughing matter, man. This is serious shit.
(2) Additional comments regarding the victim’s family and urging Hampton
to confess:
When are you going to drop all this other stuff and just come
completely clean? Do the right thing. Think of her kids, think of her
family, okay? . . . John, the family, the girls, what do I tell them,
man? What do I freaking tell them? . . . Wouldn’t you rather me go
back to them when the day comes . . . and say, you know what, he told
me what really happened, he was sorry, he feels horrible for what he
did. . . . These little girls are going to grow up someday, John. They
need to know the answers. The truth. . . . Where did you put that
knife? Let us find it, so those little girls don’t think there’s some little
weapon flying around that’s going to hurt them. . . . I need to know so
that I can tell those little girls the truth. . . . [W]e want to be able to
give these little girls some clear-cut answers, all right? . . . What do
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you want me to tell Peanut’s[5] family? What do you want me to tell
her daughters? . . . What about if her kids were sitting in here right
now, what would you say to them? What would I tell those precious
little girls? Especially that little one who was tugging on my leg this
morning right there at the crime scene. Saying, hello to me. Saying,
Hi Mr. Police. Having no idea that her mom was dead laying in a
puddle of blood. . . . What would you tell her? . . . You can’t think of
one thing you would tell her? How about maybe, I’m sorry for what
happened. . . . Your mom isn’t supposed to be dead right now. I’m
sorry.
(3) Suggesting the jury would view Hampton as a monster: “Do you want to
be made out to be a complete monster in the courtroom when this . . . trial comes
up?”
(4) Detectives’ comments following Hampton’s repeated denials of rape:
You already committed a much bigger crime than rape. . . . [If] you
hide it from us . . . then it’s going to make you look like a bad guy. . . .
Do you want to have us go up in front of a judge and say look, John
made a mistake. He was honest with us. Or do you want us to have
us go, John said he didn’t rape her. Here’s the crime scene photos,
Your Honor. Here’s the results of the medical examiner’s inspection
of her vagina. Here’s where those tears and rips in her vagina
showing that there was forcible sex. That’s only going to make you
look like a liar.
(5) Suggesting Hampton intended to burn the victim’s body:
It sounds to me like you were getting ready to light the match. . . . So
you want me to believe that you just poured lighter fluid on her to
clean her off when you had cleaning stuff there, too? It’s just not
adding up. I think you were really in a panic mode and you were
probably going to light the place up to cover your tracks. . . . But you
know what, I think about it, John, and I say, maybe this cat does have
5. The victim’s family and friends called her by the nickname Peanut.
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a conscience. He was probably getting ready to throw the match and
then he said, I can’t do this. I can’t take it that far, and that’s when
you pulled out the cleaning stuff. I’m wondering. You know what I
mean? Because you’re not a dumb guy, lighter fluid doesn’t really
clean anything.
(6) Suggesting witness elimination as a motive: “She was stabbed so many
times she was bleeding like a stuffed [sic] pig. And she was screaming and she
was fighting and you had to silence her because the neighbors were going to hear
and your ass was going to be in trouble, right?”
(7) Suggesting Hampton had sex with the victim after she died: “You had
sex with her after she was dead, didn’t you?”
The postconviction court determined trial counsel were not deficient,
concluding:
The comments by police during the two-hour long videotaped
confession showed how police were treating Hampton, how they were
interrogating him, and the pressure they were exerting to elicit a
confession. This was supported by Hampton’s own testimony. In
addition, trial counsel used the detective’s misrepresentations and
pressure to show that law enforcement neglected to fully investigate
[Reginald Span] as a suspect.
The court also held Hampton was not prejudiced as a result of the comments:
Hampton’s confession was a difficult thing for the defense to
overcome because it contained several different stories and was filled
with prejudicial statements that could not necessarily be excluded.
There was overwhelming evidence of Hampton’s guilt in this case
including witness testimony, Hampton’s DNA inside the victim, the
victim’s DNA on Hampton and his clothes, Hampton’s effort to cover
up the crime by cleaning the victim’s vagina and throwing away
evidence, Hampton’s fingerprints at the scene, and Hampton’s
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admissions to police. Considering the comments in the context of the
positive effects and the overwhelming evidence of Hampton’s guilt,
the court finds that there is no reasonable probability of a different
outcome had the comments been removed.
We agree. Trial counsel were in the difficult position of having to explain
Hampton’s confession. They hired and consulted with an expert in false
confessions, but the expert was unable to find evidence of coercion during
Hampton’s interrogation. Co-counsel Lastinger explained during the evidentiary
hearing that the detectives’ remarks were not redacted in order to explain why
Hampton kept changing his story: the detectives’ comments showed how Hampton
was being treated, and why he may have felt pressured to keep coming up with
new facts or explanations. Indeed, Hampton testified on the stand that he told
multiple versions of the events because he was tired of being questioned. This was
reiterated in the defense’s closing statement where Lastinger contended detectives
immediately focused on Hampton without fully investigating Reginald Span. As a
result, Hampton “start[ed] saying anything to get out of there,” and “as [the
detectives] pushed and . . . pushed, [Hampton] changed his story.” Further,
Lastinger explained that Hampton’s defense was he did not commit the murder,
suggesting Span did instead. Thus, comments regarding the condition of the
victim’s body (e.g., “bleeding like a stuck pig”) did not bear on Hampton’s guilt.
Lastinger also testified they did not redact the detective’s comments about setting
the victim on fire because, other than the lighter fluid, there was no other evidence
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to suggest this was what Hampton was trying to do.6 According to Lastinger, the
statements demonstrated that the detectives were overreaching and jumping to
conclusions to provide an explanation for Hampton’s actions.
In sum, trial counsel needed to explain to the jury why Hampton confessed
and why his statements to the police were wildly inconsistent. Although the
detectives’ statements are troubling, counsel’s strategy of showing the detectives’
high-pressure tactics was reasonable in light of the difficult circumstances
presented in this case. Therefore, because counsel’s “decision was reasonable
under the norms of professional conduct,” Occhiocone, 768 So. 2d at 1048, we
conclude Hampton has failed to establish deficiency.
However, even if trial counsel were deficient, Hampton has failed to
establish a reasonable probability that the comments in the videotape affected the
outcome of the trial. As the postconviction court noted, the evidence of Hampton’s
guilt is overwhelming. Even if the videotape had been shown to the jury with the
allegedly inflammatory comments redacted, the jury still heard about the nature
and extent of the victim’s injuries through the forensic evidence presented during
trial, crime scene and autopsy photographs, and Hampton’s own testimony during
trial about how he poured chemicals on the victim while she was gasping for
6. For example, no matches or lighters were found at the scene.
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breath and begging for help. See Hampton, 103 So. 3d at 115. Therefore, we
affirm the denial of relief on this claim.
II. Intellectual Disability
Hampton challenges the postconviction court’s determination that he is not
intellectually disabled and trial counsel were not ineffective for failure to raise
intellectual disability as a bar to execution.
To prove intellectual disability, a defendant must demonstrate:
(1) significantly sub-average general intellectual functioning; (2) concurrent
deficits in adaptive behavior; and (3) manifestation of the condition prior to age
eighteen. § 921.137(1), Fla. Stat. (2016). Significantly sub-average general
intellectual functioning is defined as “two or more standard deviations from the
mean score on a standardized intelligence test.” Id. In addition, the standard error
of measurement must be taken into account when reviewing intellectual disability
claims. Hall v. Florida, 134 S. Ct. 1986, 2001 (2014). In other words, when a
defendant’s IQ score is 75 or below, he must be given the opportunity to present
evidence of intellectual disability, “including deficits in adaptive functioning over
his lifetime.” Id.Regarding the second prong, the term adaptive behavior “means the
effectiveness or degree with which an individual meets the standards of personal
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independence and social responsibility expected of his or her age, cultural group,
and community.” § 921.137(1), Fla. Stat.
In reviewing claims of intellectual disability, the standard of review is
whether competent, substantial evidence supports the trial court’s determination.
See Johnston v. State, 960 So. 2d 757, 761 (Fla. 2006).
A. Sub-Average Intellectual Functioning
The evidence presented during the postconviction evidentiary hearing
revealed Hampton was administered four separate IQ tests throughout his life.
Two of those were of the type that are approved for purposes of diagnosing
intellectual disability: a Wechsler Adult Intelligence Scale – Fourth Edition
(WAIS-IV) in 2013 in which Hampton received a score of 71, and another WAIS
in 1989, in which Hampton received a score of 78.7
Of the four IQ tests Hampton was administered, only one had an unadjusted
score that fell within the standard error of measurement (i.e., below 75). Notably,
this test was administered in preparation for postconviction proceedings, and
7. The other two tests—the Slosson Intelligence Test (SIT) and the Culture
Fair Intelligence Test (CFIT)—are narrow-band IQ tests that are not approved to
diagnose intellectual disability; rather, they are primarily used to identify
individuals in need of more intensive evaluation. The SIT was administered in
1983, and he achieved a score of 115. The CFIT was administered in 1993, and he
received a score of 89. These unapproved tests do not bear upon our decision
regarding Hampton’s intellectual disability.
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testimony was presented that the test’s raw data indicated Hampton was
malingering. In fact, State expert Dr. Michael Gamache, a clinical psychologist
and neuropsychologist, testified during the evidentiary hearing that at least three
other independent sources of information raised a concern about malingering.
First, Dr. Gamache testified that Dr. Joseph Sesta (who administered Hampton’s
2013 WAIS-IV test) used six measures of premorbid intellectual ability, 8 and all
the measures indicated Hampton’s actual IQ falls within the range of 75-88.
Dr. Gamache found the significant difference between the IQ score of 71 and the
premorbid scores to be suspicious, and concluded Hampton’s premorbid scores
within the 75-88 range correspond with his actual IQ.
Second, Dr. Gamache testified that Hampton’s responses on the MMPI-2,
administered by Dr. Berland during his competency evaluation, showed evidence
of malingering. Dr. Gamache explained that the MMPI-2 contains built-in
“validity scales” which are used to analyze, among other things, whether the test-
taker is over-reporting symptoms in a way that is atypical of someone with genuine
mental illness. Dr. Gamache testified that Hampton’s scores on one of these scales
was five standard deviations above the mean and strongly associated with a person
8. A premorbid IQ score is calculated based on records, formulas, or tests,
and is then compared with a current IQ score to gauge whether the IQ has
potentially declined due to a neurological problem or disease. A premorbid IQ
allows for the quantification of the cognitive impact of an injury.
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who is either faking mental illness or answering the questions randomly.
Dr. Gamache concluded the score rendered the test invalid and meaningless.
Finally, Dr. Gamache noted that Hampton’s jail records also showed evidence of
malingering.
Dr. Gamache found Dr. Rothschild’s findings of malingering to be
significant. As previously discussed, Dr. Rothschild was appointed by the court to
evaluate Hampton for competency prior to trial. As a part of his evaluation,
Dr. Rothschild administered the Structured Interview of Reported Symptoms
(SIRS). Dr. Rothschild found that Hampton’s “markedly elevated scores are
characteristic of individuals who are feigning a mental disorder and are rarely seen
in individuals who are responding truthfully. Based on the SIRS, the predicted
probability of dishonest responding regarding psychotic symptoms was greater
than 99.9% and the likelihood of honest responding was less than 0.01%.”
Dr. Rothschild also found the “[e]vidence of malingering . . . was more apparent
toward the end of the evaluation (i.e., with the SIRS), after Mr. Hampton learned
that, if found incompetent, he would not stand trial.”
Regarding the score of 78 on the WAIS administered in 1983, Hampton
argues it should be adjusted for the Flynn effect9 and discounted because he was
9. “The Flynn effect acknowledges that as an intelligence test ages, or
moves farther from the date on which it was standardized, or normed, the mean
score of the population as a whole on that assessment instrument increases, thereby
- 30 -
not administered the version appropriate for his age. However, testimony was
presented during the evidentiary hearing that adjusting for the Flynn effect is
controversial and not routinely applied in a clinical setting; even defense expert
Dr. Mark Douglas Cunningham conceded as much. Moreover, according to Dr.
Gamache, Hampton would have scored even higher had he been administered the
correct version of the WAIS for his age.
The postconviction court acknowledged there was conflicting testimony
regarding Hampton’s actual IQ score. However, as Dr. Gamache explained, while
it is possible for someone to feign intellectual impairment, it is not possible to
“fake being smarter.” Based on the foregoing, there is competent, substantial
evidence to support the postconviction court’s conclusion that Hampton did not
establish significantly sub-average general intellectual functioning.
B. Concurrent Deficits in Adaptive Functioning
As the postconviction court found, the “evaluation of Hampton’s skills in the
community after age eighteen is complicated by his being in prison for all but three
years of his adulthood.” Nevertheless, the postconviction court concluded that
artificially inflating the IQ scores of individual test subjects. Therefore, the IQ test
scores must be recalibrated to keep all test subjects on a level playing field.”
Thomas v. Allen, 607 F.3d 749, 753 (11th Cir. 2010).
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Hampton had failed to establish concurrent deficits in adaptive functioning. We
agree.
According to the fifth edition of the Diagnostic and Statistical Manual of
Mental Disorders (DSM-5), which Dr. Cunningham utilized in his evaluation of
Hampton, a diagnosis of intellectual disability requires that the individual exhibit
“impairment in everyday adaptive functioning, in comparison to an individual’s
age-, gender-, and socioculturally matched peers.” American Psychiatric
Association, Diagnostic and Statistical Manual of Mental Disorders 37 (5th ed.
2013). There are three domains of adaptive functioning: (1) conceptual (or
academic), involving “competence in memory, language, reading, writing, math
reasoning, acquisition of practical knowledge, problem solving, and judgment in
novel situations”; (2) social, involving “awareness of others’ thoughts, feelings,
and experiences; empathy; interpersonal communication skills; friendship abilities;
and social judgment”; and (3) practical, involving “learning and self-management
across life settings, including personal care, job responsibilities, money
management, recreation, self-management of behavior, and school and work task
organization.” Id. at 37. The deficits “must be directly related to the intellectual
impairments” associated with the first prong; namely, “reasoning, problem solving,
planning, abstract thinking, judgment, learning from instruction and experience,
and practical understanding.” Id. at 37-38. The diagnostic requirements of the
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second prong are met when at least one of these domains “is sufficiently impaired
that ongoing support is needed in order for the person to perform adequately in one
or more life settings at school, at work, at home, or in the community.” Id. at 38.
As Dr. Cunningham explained, “Deficient adaptive functioning doesn’t
mean devoid; . . . substantial deficits are not required in all arenas, only some
arenas; . . . this is a diagnosis that’s made based on the presence of limitations and
is not contraindicated by the presence of the strengths.” However, only minimal
evidence was presented regarding the existence of such limitations. Regarding
deficits in conceptual skills, evidence was presented that Hampton’s wife Paula
would read restaurant menus to him, fill out his job applications, and read letters
and other correspondence to him.
Regarding deficits in social skills, evidence was presented that Hampton had
few friends and was generally untrusting of others. Dr. Cunningham testified he
had difficulty communicating with Hampton: he often answered questions
impulsively, and obtaining simple information from Hampton sometimes
necessitated that a question be asked multiple times. Regarding deficits in
practical skills, evidence was presented that Hampton never lived autonomously;
he lived with family or romantic partners instead. Hampton did not have a bank
account and did not handle the family finances. Although he knew how to drive,
he did not obtain a driver license. He did not use public transportation as a part of
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his daily routine, and often relied on others for rides. According to Paula,
Hampton did not always consider the long-term consequences of his decisions,
exemplified, for instance, by his failure to turn himself in to authorities in Georgia
for his outstanding warrant and failure to disclose to Paula his status as a sex
offender.
However, these alleged deficits should be viewed in light of the fact that
Hampton spent all but three years of his adulthood in prison, conceivably making it
more difficult to reach a level of personal independence normally expected in the
community. Moreover, the record does not reflect Hampton was incapable of
performing many of the tasks he now presents as deficits; rather, it could have been
a lifestyle choice or personal preference. For example, there is no evidence that
Hampton was unable to read restaurant menus, fill out job applications, or read
correspondence; Paula testified she did these things for him because he was her
husband and he asked her to. Similarly, there was no evidence Hampton was
incapable of opening a bank account or handling the family finances; these were
just things Paula took care of. Likewise, there is no indication that Hampton
would have been incapable of living alone if he had chosen to do so. In addition,
the purported existence of deficits in communication is undermined by conflicting
testimony: while Dr. Cunningham opined that he had difficulty communicating
with Hampton, Paula and other family members testified to the exact opposite.
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Overall, there is no indication that Hampton’s adaptive functioning is so
“sufficiently impaired that ongoing support is needed in order for [him] to perform
adequately in one or more life settings at school, at work, at home, or in the
community.” DSM-5 at 38. Accordingly, we agree with the postconviction court
that Hampton failed to meet the second prong of intellectual disability.
C. Onset Before Age Eighteen
Dr. Cunningham testified during the evidentiary hearing that there is
evidence of onset before age eighteen, including that Hampton’s mother had
deficient intelligence and engaged in prenatal drinking, the latter being “a
significant factor in the occurrence of [intellectual disability].” However, there
were no witnesses to support the claim of prenatal alcohol exposure. In fact,
Hampton’s mother adamantly denied drinking once she discovered she was
pregnant, and the postconviction court found her testimony to be unimpeached.
Although testimony was presented that Hampton contracted spinal meningitis at
age two, and the disease could have caused damage to Hampton’s brain, there are
no hospital records to support the claim that Hampton suffered from this disease.
Moreover, when Hampton’s mother was asked whether Hampton appeared slower
than other children after his purported hospital stay for meningitis, she responded
he was normal when he returned home.
- 35 -
Further, while Hampton was held back in school and was disruptive in class,
there was also evidence of average or above average grades in most subjects.
Moreover, there was testimony that Hampton showed signs of social leadership.
Based on the foregoing, there is competent, substantial evidence to support
the postconviction court’s conclusion that Hampton failed to establish that he
suffers from intellectual disability.
As a sub-claim of this issue, Hampton also challenges the postconviction
court’s determination that trial counsel were not ineffective for failing to argue
Hampton is intellectually disabled. However, trial counsel cannot be deficient for
failing to raise a claim where counsel does not have a good-faith basis to do so.
See Williams v. State, 987 So. 2d 1, 10 (Fla. 2008) (holding counsel was not
ineffective for failing to seek the disqualification of the trial judge where counsel
felt that he did not have a good-faith basis for filing a disqualification motion).
Because we conclude Hampton has failed to establish that he is intellectually
disabled, we also conclude trial counsel were not ineffective for failing to raise this
claim. When trial counsel took over Hampton’s case from the public defender,
Hampton’s records showed that his most recent IQ score was 89 on the CFIT.
Attorneys Lastinger and Watts testified they each spent over sixty hours with
Hampton, and nothing about Hampton’s demeanor was inconsistent with this IQ
score. They also reviewed Hampton’s medical, school, and prison records,
- 36 -
interviewed family members, and consulted with mental health experts, and none
of these sources revealed any indication Hampton could be intellectually disabled.
Moreover, none of the mental health experts who evaluated Hampton raised the
possibility of intellectual disability, including Dr. Berland, who found Hampton to
be incompetent to stand trial. Accordingly, there was no basis for trial counsel to
file a motion to preclude the State from seeking the death penalty. Trial counsel
reasonably relied on their observations of Hampton and the opinions of their
mental health experts. Therefore, we agree with the postconviction court’s
determination that trial counsel were not deficient.
Because we conclude that Hampton is entitled to a new penalty phase
proceeding in light of Hurst, we decline to address his remaining claims, which
relate to penalty phase issues.
III. Hurst
In Hurst v. Florida, 136 S. Ct. 616 (2016), the United States Supreme Court
held that Florida’s capital sentencing scheme is unconstitutional because “[t]he
Sixth Amendment requires a jury, not a judge, to find each fact necessary to
impose a sentence of death. A jury’s mere recommendation is not enough.” Id. at
619. On remand, this Court held that a unanimous jury recommendation is
required before the trial court may impose a sentence of death. Hurst, 202 So. 3d
at 57-58. Moreover, this Court held that “in addition to unanimously finding the
- 37 -
existence of any aggravating factor, the jury must also unanimously find that the
aggravating factors are sufficient for the imposition of death and unanimously find
that the aggravating factors outweigh the mitigation before a sentence of death may
be considered by the judge.” Id. at 54 (emphasis omitted). We also determined
that Hurst error is capable of harmless error review. Id. at 67.
Hurst applies retroactively to defendants whose sentences became final after
the United States Supreme Court issued its decision in Ring v. Arizona, 536 U.S.
584 (2002). Mosley v. State, 209 So. 3d 1248, 1283 (Fla. 2016). Hampton’s
convictions and sentences became final after the issuance of Ring. Further, he
presented a Ring challenge on direct appeal, see Hampton, 103 So. 3d at 116.
Thus, Hurst is applicable to him.
Accordingly, we must determine whether the Hurst error during Hampton’s
penalty phase proceedings was harmless beyond a reasonable doubt. “[I]n the
context of a Hurst error, the burden is on the State, as the beneficiary of the error,
to prove beyond a reasonable doubt that the jury’s failure to unanimously find all
the facts necessary for imposition of the death penalty did not contribute to [the]
death sentence.” Hurst, 202 So. 3d at 68. As applied to the right to a jury trial
with regard to the facts necessary to impose the death penalty, it must be clear
beyond a reasonable doubt that a rational jury would have unanimously found
- 38 -
there were sufficient aggravating factors and the aggravating factors outweighed
the mitigating circumstances.
We conclude the State cannot establish that the error in Hampton’s case was
harmless beyond a reasonable doubt. The jury in this case did not make the
requisite factual findings, and the jury did not unanimously vote to impose a
sentence of death. Instead, the jury vote was nine to three. Further, Hampton was
not formally charged with or convicted of the underlying felonies in support of the
aggravating circumstance that the murder was committed during the commission
of a robbery, sexual battery, and burglary. Therefore, there is no way of knowing
whether this aggravating factor was found unanimously by the jury. Likewise,
there is no way of knowing whether the jury unanimously found the HAC
aggravator, or whether the jury unanimously found that the aggravating factors
outweighed the mitigation found to be established.
Any attempt to determine what findings were made by the three jurors who
voted for life and the nine jurors who voted for death would amount to speculation,
and cannot rise to the level of proof beyond a reasonable doubt. Accordingly, the
error in this case cannot be considered harmless.
CONCLUSION
For the foregoing reasons, we affirm the denial of postconviction relief as to
Hampton’s claim alleging that counsel were ineffective during the guilt phase of
- 39 -
the trial. We further affirm the determination that Hampton is not intellectually
disabled. However, we grant the petition for writ of habeas corpus, vacate
Hampton’s sentence of death, and remand for a new penalty phase proceeding.
It is so ordered.
LABARGA, C.J., and PARIENTE, LEWIS, and QUINCE, JJ., concur.
POLSTON, J., concurs in part and dissents in part with an opinion, in which
CANADY and LAWSON, JJ., concur.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND
IF FILED, DETERMINED.
POLSTON, J., concurring in part and dissenting in part.
I concur with the majority’s decision except its vacating of the death
sentence pursuant to Hurst.
CANADY and LAWSON, JJ., concur.
An Appeal from the Circuit Court in and for Pinellas County,
Richard A. Luce, Judge - Case No. 522007CF012699XXXXNO
And an Original Proceeding – Habeas Corpus
James Vincent Viggiano, Jr., Capital Collateral Regional Counsel, and James L.
Driscoll, Jr., David Dixon Hendry, and Gregory W. Brown, Assistant Capital
Collateral Regional Counsel, Middle Region, Temple Terrace, Florida,
for Appellant/Petitioner
Pamela Jo Bondi, Attorney General, Tallahassee, Florida; and Christina Z.
Pacheco, Assistant Attorney General, Tampa, Florida,
for Appellee/Respondent
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