Simon v. State

Third District Court of Appeal
State of Florida
Opinion filed August 16, 2017.
Not final until disposition of timely filed motion for rehearing.
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No. 3D15-2289
Lower Tribunal No. 09-29998
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Johnathan Simon,
Appellant,
vs.
The State of Florida,
Appellee.
An Appeal from the Circuit Court for Miami-Dade County, Dennis J.
Murphy, Judge.
Carlos J. Martinez, Public Defender, and Robert Kalter, Assistant Public
Defender, for appellant.
Pamela Jo Bondi, Attorney General, and Jonathan Tanoos, Assistant
Attorney General, for appellee.
Before SALTER, LOGUE and LUCK, JJ.
LUCK, J.
Johnathan Simon shot and killed Jason Maharaj, and shot and attempted to
kill fourteen year old Harris Ostral, as the two victims were walking to the Burger
King near school. The jury, after an eight day trial, convicted Simon of first
degree murder and attempted first degree murder. Simon contends that his
convictions and life sentences should be reversed because it was fundamental error
for the state’s deoxyribonucleic acid expert to bolster her credibility by testifying
about how her work was reviewed by a colleague. We find no fundamental error,
and affirm.
Factual Background and Procedural History
On September 10, 2009, victims Maharaj and Ostral, along with several of
their friends, were walking to a nearby Burger King restaurant after school let out.
Simon, following the group, pulled out a gun and started to fire several shots, two
of which struck Ostral. Ostral ran into the Burger King while the rest of his friends
tried to run away. Ostral, still inside the Burger King, heard three or four more
shots. When he went outside, Ostral saw Maharaj lying on the floor dying.
Detective Jonathan Ortiz found Simon four blocks away at an Advanced
Auto Parts. Simon looked “shocked and sweaty.” Det. Ortiz asked where he was
coming from, and Simon responded he was coming from his girlfriend’s house and
pointed north. Det. Ortiz thought Simon’s response was unusual because he was
walking from the south. Because Simon matched the description of the shooter,
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and the unusual way he was acting, Det. Ortiz detained Simon. Ostral, the victim,
and Angela Gothier-Rodriguez, who was sitting in a car at the Burger King drive-
thru window during the shooting, identified Simon as the gunman.
The next day, another detective canvassed the area between the Burger King
and the Advanced Auto Parts for the murder weapon. In a grassy area three-
hundred feet from the Burger King, the canvassing detective found the murder
weapon wrapped in a white shirt. The casings and projectiles (parts of the
ammunition) collected at the Burger King matched the firearm found in the grassy
area.
The shirt, firearm, and the firearm’s magazine were tested for Simon’s
DNA. At trial, the state’s DNA expert gave a detailed description of the general
steps her lab takes in conducting DNA tests:
State: When you receive samples for analysis, how many steps do
you put them through during the course of your testing?
DNA expert: Well, it definitely doesn’t happen like it does on CSI
over a commercial break. There are several steps to the DNA analysis
process starting with the first step, which is called the extraction. In
this step we’re trying to remove the DNA from the actual item that it’s
on, and this could be a swab that we receive, this could be an item of
clothing. The next step would be the quantitation step, and at this step
we want to see how much DNA we have, because we want to be
within a certain range to give us the best chance of getting a DNA
profile when we got to our next step, which is the amplification
process. Now copies of the DNA and labeling the DNA with
fluorescent tags so that when we put our sample through an
instrument and use software programs, we’re able to detect a DNA
profile.
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State: Now as you proceed through these steps, how do you ensure
quality accuracy and make sure there’s no cross contamination.
DNA expert: So there’s a number of things we do. The first step is
actually wearing gloves, lab coats, face mask. And we also include
one sample or several, the requirements, additional samples that don’t
have any DNA. So they’re included so we can check that our
chemicals don’t have a DNA profile in them. At certain steps of the
DNA process, we also need to include a positive and negative control
to make sure that the chemicals are working properly. In addition to
that, we have certain requirements as far as labeling our tubes,
handling our tubes. We’ll only have one tube that contains DNA open
at any one time to make sure that the integrity of that sample is
maintained.
State: Do you always get a DNA profile from items that are
submitted to the lab for testing?
DNA expert: No, we don’t always get a DNA profile.
....
State: After you’re finished testing, do you have your results looked
at by someone else for review?
DNA expert: Yes, that’s correct. Before the report can be released,
the case had to go through the technical review process. So what this
entails is another DNA analyst, sometimes it’s a supervisor, but if not,
there’s other people that can do it as well. I’ve reviewed my
coworkers’ cases as well. But we have to go through the case[,]
examine the worksheets, look at the data, and make sure that we
would come up with the same DNA profiles and the same
conclusions.
There was no objection during this part of the DNA expert’s testimony.
The direct examination then turned to what the DNA expert tested in this
case, and the results of her testing. No comparable DNA was found on the shirt
and firearm, but the state’s DNA expert was able to get a DNA profile from the
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firearm’s magazine. The DNA profile on the magazine was a mixture, and there
was a one-in-fifty chance that Simon’s DNA was a possible contributor to the
mixture.
The jury convicted Simon of first degree and attempted first degree murder,
and the trial court sentenced him to two concurrent life sentences. This appeal
based on the DNA expert’s testimony followed.
Standard of Review
“The admission or exclusion of evidence,” generally, “is subject to an abuse
of discretion standard of review.” Kopsho v. State, 84 So. 3d 204, 217 (Fla. 2012).
Where a defendant failed to object to expert testimony, however,
he must show fundamental error in order to be entitled to relief. An
error is fundamental if it reaches down into the validity of the trial
itself to the extent that a verdict of guilty could not have been
obtained without the assistance of the alleged error. This is a high
burden, which requires an error that goes to the foundation of the case
or the merits of the cause of action and is equivalent to a denial of due
process.
Williams v. State, 209 So. 3d 543, 557-58 (Fla. 2017) (citations and quotations
omitted).
Discussion
Simon contends that the DNA expert’s last answer in the block quote above
was fundamental error because it bolstered her testimony by referring to another
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analyst reviewing her work. We assume without deciding that the DNA expert’s
answer was improper bolstering. Even so, the error was not fundamental.
Florida courts have found bolstering errors like the one alleged here and still
upheld serious criminal convictions. In Schwartz v. State, 695 So. 2d 452 (Fla. 4th
DCA 1997), for example, the fourth district affirmed the defendant’s child murder
conviction even after finding an expert bolstering error because “the error was
harmless under the facts in this case.” Id. at 455.1 In Bunche v. State. 5 So. 3d 38
(Fla. 4th DCA 2009), the same court affirmed the defendant’s burglary conviction
even after finding an expert bolstering error because the defense theory was that
the state could not prove when the defendant had been in the burgled property. Id.
at 41.2 And in Tolbert v. State, 114 So. 3d 291 (Fla. 4th DCA 2013), the fourth
district, again, affirmed the defendant’s rape and kidnapping convictions even after
finding a bolstering error because the non-testifying expert’s opinion was only that
there was male DNA on the rape kit swab, and did not specifically implicate the
defendant. Tolbert, 114 So. 3d at 295.3
1 In Schwartz, the state’s expert forensic pathologist testified regarding the cause
of death “that when he gets involved in an unusual case he does not rely solely on
his own opinions, but regularly consults other pathologists.” Schwartz, 695 So. 2d
at 454. The Schwartz expert said he “consulted two pathologists on his staff, and
three others from Pennsylvania, South Carolina and Miami, Florida.” Id.
2 In Bunche, the state’s fingerprint expert testified that “[e]very time we have an
identification where we’ve established the identifying an individual in a crime, we
always have two people look at it.” Bunche, 5 So. 3d at 39-40.
3 In Tolbert, the state’s DNA expert testified about a DNA test conducted by a
different expert years earlier that confirmed there was male DNA on the swab
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If these bolstering errors were fundamental, as Simon claims, the fourth
district could not have applied the harmless error standard and affirmed the
convictions in Schwartz, Bunche, and Tolbert. “By its very nature, fundamental
error has to be considered harmful. If the error was not harmful, it would not meet
our requirement for being fundamental.” Reed v. State, 837 So. 2d 366, 370 (Fla.
2002).
We reach the same conclusion here. The DNA results, as in Tolbert, did not
identify Simon as possessing the firearm and shirt. The results showed that a
mixture of DNA was found on the magazine of the firearm, and there was a one-in-
fifty possibility Simon’s DNA contributed to the mixture. This was hardly
conclusive. Simon’s DNA was not on the two places it would most likely have
been found – the shirt he was wearing and the firearm he was holding. In its
closing argument, the state acknowledged the DNA expert “can’t always give you
a complete answer,” and “can’t tell you, yes, it’s a match or it’s not a match.”
“Nobody’s ever said that the DNA evidence is going to convict [Simon],” the state
conceded. Like in Tolbert, even with the bolstering, the expert still did not
implicate Simon such that the verdict of guilty could not have been obtained
without the bolstered DNA evidence.
taken from the victim following her kidnapping and rape. Tolbert, 114 So. 3d at
293-94.
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Moreover, even without the DNA, the evidence of Simon’s identity as the
shooter was strong, and came from multiple eyewitnesses. Ostral, the attempted
murder victim, identified Simon as the one who shot at him and his friends.
Gothier-Rodriguez, who was sitting in a car at the drive-thru window, identified
Simon as the shooter. Simon also matched the shooter’s description given by
multiple on-scene witnesses. And, moments after the murder, Simon was found
four blocks away from the Burger King, nervous and with an implausible story.
Unlike the one-in-fifty DNA test, this was sound evidence on which the jury could
have found Simon guilty of murder and attempted murder.
Conclusion
Because the DNA expert’s testimony was not fundamental error, we affirm
Simon’s convictions and sentences.
Affirmed.
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