Dowd v. State

NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING
MOTION AND, IF FILED, DETERMINED
IN THE DISTRICT COURT OF APPEAL
OF FLORIDA
SECOND DISTRICT
CALVIN W. DOWD, )
)
Appellant, )
)
v. ) Case No. 2D14-4961
)
STATE OF FLORIDA, )
)
Appellee. )
________________________________ )
Opinion filed May 26, 2017.
Appeal from the Circuit Court for
Pinellas County; Michael F. Andrews,
Judge.
John H. Trevena and Cynthia E.
Richards, Largo, for Appellant.
Pamela Jo Bondi, Attorney General,
Tallahassee, and Jonathan P. Hurley,
Assistant Attorney General, Tampa, for
Appellee.
KELLY, Judge.
Calvin W. Dowd appeals from his judgment and sentence for lewd and
lascivious molestation. He raises three issues in this appeal, none of which require
reversal.
Dowd first challenges the trial court's order denying his motion to suppress
the post-Miranda1 statements he made to sheriff's detectives. Dowd argues the totality
of the circumstances demonstrate the statements are the product of coercive police
tactics designed to extract an involuntary confession. We disagree. When a defendant
alleges his statement is the product of police coercion, courts must determine the
voluntariness of the confession by examining the totality of the circumstances. Traylor
v. State, 596 So. 2d 957, 964 (Fla. 1992). Dowd argues the trial court erred because it
evaluated each of the detectives' tactics separately instead of cumulatively. The trial
court's order demonstrates otherwise. The sixteen-page order shows the trial court
thoroughly considered each factor Dowd raised as a part of its larger analysis of the
totality of the circumstances. We find no error in the trial court's analysis or in its
conclusion that "[t]he admission was a free choice made by a man who appeared
burdened by a secret and relieved, even if only temporarily, by its revelation."
Dowd also challenges the trial court's decision to allow Willams2 Rule
evidence. We need not decide whether the trial court abused its discretion in allowing
the challenged evidence because after a careful review of the record on appeal, we are
convinced beyond a reasonable doubt that the error, if any, did not contribute to the
verdict. See State v. DiGuilio, 491 So. 2d 1129, 1135 (Fla. 1986).
Finally, Dowd argues the trial court should have granted his motion to
interview jurors. Dowd filed the motion pursuant to Florida Rule of Criminal Procedure
3.575. We review a trial court's decision on a motion to interview jurors under an abuse
1
Miranda v. Arizona, 384 U.S. 436 (1966).
2
Will. v. State, 110 So. 2d 654 (Fla. 1959).
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of discretion standard. Gray v. State, 72 So. 3d 336, 337 (Fla. 4th DCA 2011) (quoting
Anderson v. State, 18 So. 3d 501, 509 (Fla. 2009)). Rule 3.575 states as follows:
A party who has reason to believe that the verdict may be
subject to legal challenge may move the court for an order
permitting an interview of a juror or jurors to so determine.
The motion shall be filed within 10 days after the rendition of
the verdict, unless good cause is shown for the failure to
make the motion within that time. The motion shall state the
name of any juror to be interviewed and the reasons that the
party has to believe that the verdict may be subject to
challenge. After notice and hearing, the trial judge, upon a
finding that the verdict may be subject to challenge, shall
enter an order permitting the interview, and setting therein a
time and a place for the interview of the juror or jurors, which
shall be conducted in the presence of the court and the
parties. If no reason is found to believe that the verdict may
be subject to challenge, the court shall enter its order
denying permission to interview.
Dowd's motion alleged that an alternate juror approached members of his family and
told them that before jury deliberations began, some jurors had discussed the trial. The
alternate also said the jurors had elected the foreman on the first day of trial. Dowd
contends the alternate juror's allegations demonstrate the "verdict may be subject to
challenge." Accordingly, rule 3.575 requires the trial court to permit the interview.
The trial court denied Dowd's motion after finding that the facts alleged by
the alternate juror either pertained to matters that inhered in the verdict or that they did
not demonstrate a reasonable possibility that Dowd was prejudiced. Dowd contends
the trial court did not follow the proper procedure because it determined the issue of
prejudice without first conducting any interviews. He argues that once he presented
facts showing juror misconduct, the court should have ordered the interviews. After the
interviews, the court could then conduct an evidentiary hearing at which the State would
have to show the misconduct did not prejudice Dowd. We disagree. The trial court
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correctly recognized that absent a preliminary showing of prejudice, Dowd was not
entitled to interview jurors.
At one time it was "common practice for counsel to interview jurors at the
end of a trial, both to find out 'what went wrong' and for the general education of
counsel." Brassell v. Brethauer, 305 So. 2d 217, 219 (Fla. 4th DCA 1974); see also
Branch v. State, 212 So. 2d 29, 32 (Fla. 2d DCA 1968) (noting that after a trial, the
appellant's counsel had a conversation with a juror "for his own betterment and
education"); Bullard v. State, 324 So. 2d 652, 655 (Fla. 1st DCA 1975) (Boyer, C.J.,
dissenting) (noting that it was an attorney's "Right" to interview jurors after the trial and
that it "was customary for attorneys to interview jurors after their discharge to determine
whether or not their verdict was subject to any legal challenge"). In 1966, the Florida
Bar asked the supreme court to "amend[] Canon 23 . . . so as to terminate
indiscriminate interviewing of jurors by requiring that a lawyer have 'reason to believe'
[the verdict was subject to challenge] and that he file notice of his intention to interview."
Brassell, 305 So. 2d at 219-20 (quoting In Re Canon of Ethics Governing Attorneys, 186
So. 2d 509, 510 (Fla. 1966)); see also Branch, 212 So. 2d at 32 (noting that Canon 23
prohibits inquiry by an attorney of a juror except to challenge for legal cause).
Canon 23 was the predecessor of Disciplinary Rule 7-108(D) and Ethical
Consideration 7-29 of the Code of Professional Responsibility. Ethical Consideration 7-
29 identified the circumstances under which an attorney could interview a juror:
Both before and during the trial, a lawyer should avoid
conversing or otherwise communicating with a juror on any
subject, whether pertaining to the case or not. Subject to
any limitations imposed by law it is a lawyer's right, after the
jury has been discharged, to interview the jurors solely to
determine whether their verdict is subject to any legal
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challenge [p]rovided he has reason to believe that ground for
such challenge may exist, and further provided that prior to
any such interview . . . he shall file in the cause, and deliver
a copy to the trial judge and opposing counsel, a notice of
intention to interview such juror or jurors setting forth in such
notice the name of each such juror.
Brassell, 305 So. 2d at 219 (quoting Ethical Consideration 7-29).
In Brassell, the court was tasked with deciding what role, if any, the court
played under this provision. After reviewing the provision's history, the court rejected
the argument that the trial court's only role was simply to receive the notice. Instead, it
held the trial court had a duty to determine whether the party seeking the interview "had
reason to believe the verdict was defective." 305 So. 2d at 220. Given that, it
concluded "a fair reading of the rule requires the notice to contain a recitation of the
known facts giving rise to the 'reason to believe that ground for such challenge may
exist.' " Id. at 219 (quoting Ethical Consideration 7-29). The court held that if the notice
did not demonstrate a "reasonable ground to believe" the verdict was subject to
challenge, a trial court could prohibit the interview. Id.
In 1976, less than two years after the court in Brassell faced the question
of how to implement Disciplinary Rule 7-108, the supreme court adopted Florida Rule of
Civil Procedure 1.431(g) to "establish a procedure for interviewing jurors." In re The
Fla. Bar, Rules of Civil Procedure, 339 So. 2d 626, 629 (Fla. 1976) (citing DR 7-108 and
explaining "[s]ubdivision (g) has been added to establish a procedure for interviewing
jurors").3 In pertinent part, rule 1.431(h) provides:
A party who believes that grounds for legal challenge to a
verdict exist may move for an order permitting an interview
3
Rule 1.431(g) has since been redesignated as (h). See Committee note
to Fla. R. Civ. P. 1.431, 1988 Amendment.
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of a juror or jurors to determine whether the verdict is subject
to the challenge. . . . The motion shall state the name and
address of each juror to be interviewed and the grounds for
challenge that the party believes may exist.[4]
It was not until 2004 that the supreme court adopted Florida Rule of Criminal Procedure
3.575.5 In adopting the rule the court explained that
unlike the rules of Civil Procedure, the Rules of Criminal Procedure
do not provide a procedure for interviewing jurors. Instead . . .
criminal attorneys have relied on Rule Regulating the Florida Bar 4-
3.5(d)(4) which allows an attorney to interview a juror to determine
whether the verdict may be subject to legal challenge after filing a
notice of intention to interview.
Amendments to the Fla. Rules of Criminal Procedure, 886 So. 2d 197, 198-99 (Fla.
2004) (footnotes omitted). The court included commentary explaining the rule "does not
abrogate" the procedure provided for in rule 4-3.5.6 Id. at 209. This seems at odds with
the commentary to rule 1.431(h) which explains the court-adopted rule 1.431(h) to
establish a procedure for interviewing jurors under what was then DR 7-108, not as an
alternative to that rule. Whether counsel should proceed under the applicable
procedural rule or under the Bar's rule is largely academic, however. As we will explain,
each rule requires counsel to make the same showing before the court may allow a
juror interview.
4
Effective January 1, 2017, subsection (h) was amended to provide
additional time to file the motion and to use "must" rather than "shall." In re
Amendments to the Fla. Rules of Civil Procedure, 199 So. 3d 867, 883 (Fla. 2016).
5
Rule 3.575 was adopted in October 2004 and became effective January
1, 2005. Amendments to the Fla. Rules of Criminal Procedure, 886 So. 2d 197, 200
(Fla. 2004).
6
The restriction on juror interviews is now found at rule 4-3.5(d)(4) of the
Rules of Professional Conduct. The rule has been editorially revised somewhat, but the
substance is unchanged.
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In Baptist Hospital of Miami, Inc. v. Maler, 579 So. 2d 97 (Fla. 1991), the
supreme court clarified the showing counsel must make before a trial court can permit a
juror interview. Emphasizing the "strong public policy against allowing litigants either to
harass jurors or to upset a verdict by attempting to ascertain some improper motive
underlying it," the court held "an inquiry is never permissible unless the moving party
has made sworn factual allegations that, if true, would require a trial court to order a
new trial." Id. at 100.7 The court explained its holding was intended to clarify language
in State v. Hamilton, 574 So. 2d 124 (Fla. 1991), that it believed could be construed to
authorize a juror interview "even though the alleged misconduct [by a juror] was of a
type highly unlikely to indicate any prejudice whatsoever." Maler, 579 So. 2d at 100.
The court concluded stating, "the case law on this topic allows inquiry only into objective
acts committed by or in the presence of the jury or a juror that might have compromised
the integrity of the fact-finding process." Id. at 101; see also Johnson v. State, 804 So.
2d 1218, 1225 (Fla. 2001) ("As explained . . . in [Maler], juror interviews are not
permissible unless the moving party has made sworn allegations that, if true, would
7
Maler's reference to "sworn allegations" has caused confusion because
that language is neither in rule 1.431 nor is it in rule 3.575. In City of Winter Haven v.
Allen, 589 So. 2d 968, 969 (Fla. 2d DCA 1991), this court noted Maler "effectively
amended Florida Rule of Civil Procedure 1.431(h) to require that a motion to interview
be accompanied by 'sworn factual allegations.' " In Ramirez v. State, 922 So. 2d 386,
389 (Fla. 1st DCA 2006), the court stated that the supreme court in Maler "necessarily
disavowed its dicta (and any possible holding) requiring sworn allegations . . . when it
adopted Rule 3.575, which contains no requirement that any motion filed under the rule
be verified." Ramirez overlooks the fact that when the court decided Maler, rule 1.431
had already been adopted, and it did not require sworn allegations. Further, the
supreme court continues to use the standard announced in Maler, including the need for
sworn allegations, even where an interview is sought under rule 3.575. See, e.g., Crain
v. State, 78 So. 3d 1025, 1045 (Fla. 2011). Given that, it seems unwarranted to
assume the supreme court intended to disavow that statement in Maler.
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require the court to order a new trial because the alleged error was so fundamental and
prejudicial as to vitiate the entire proceedings."). The supreme court has applied this
standard regardless of whether the request came via rule 1.431(h), rule 4-3.5(d)(4), or
rule 3.575. See, e.g., Johnson, 804 So. 2d at 1224-25 (applying Maler standard to a
request under rule 4-3.5(d)(4)); see also Crain v. State, 78 So. 3d 1025, 1045 (Fla.
2011) (citing Maler standard as applicable to requests under rule 3.575 and rule 4-3.5).
Thus, although the wording of these rules is not identical, the differences are not
substantive in terms of what a party must demonstrate before the court will allow a juror
to be interviewed.8
The trial court properly utilized this standard in analyzing Dowd's motion.
The motion alleged generally that the alternate juror claimed the jury "constantly
discussed" the case among themselves. The only specifics provided were that the jury
discussed how the verdict might impact the defendant's son, how the judicial system
was unfair to defendants, how the dates of the offense did not make sense, that the
testimony was confusing, and that the detective who investigated the case was not
credible. Jurors also expressed opinions regarding the victim's mother's treatment of
the victim and speculated about what sentence Dowd might receive. Finally, the motion
alleged the jury selected a foreman on the first day of trial.
First, the trial court correctly recognized Dowd could not question jurors
about whether they were influenced by speculation regarding his potential sentence.
8
We acknowledge dicta in Defrancisco v. State, 830 So. 2d 131, 133 (Fla.
2d DCA 2002), stating a party seeking a juror interview under rule 4-3.5 has a less
demanding burden than under rule 1.431(h). As explained above, the case law from the
supreme court contradicts this observation.
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The law does not permit inquiry into the "emotions, mental processes, or mistaken
beliefs of jurors." Maler, 579 So. 2d at 99; see also Hamilton, 574 So. 2d at 128 (citing
section 90.607(2)(b), Florida Statutes (1987), of the Florida Evidence Code as the basis
for this prohibition).9 The same is true regarding the discussions about how the verdict
might impact Dowd's son.
The trial court also correctly recognized the comments about the judicial
system being unfair to defendants did not amount to discussions about the facts of the
case, nor did the comments demonstrate any possible prejudice to Dowd. Likewise, the
court correctly found the allegation that jurors prematurely discussed who would be
foreman did not go to any issue in the case and did not demonstrate prejudice. See,
e.g., Johnson v. State, 696 So. 2d 317, 324 (Fla. 1997) (explaining that jurors'
premature discussion of a jury foreperson was improper but was not prejudicial because
it did not go to any issue in the case and therefore could not have influenced the
outcome).
Finally, with respect to the remaining comments, the trial court recognized
that while they may have amounted to discussions about the case, they were not "so
prejudicial as to vitiate the entire proceedings and require a new trial." See Crain, 78
So. 3d at 1045. In Johnson, the supreme court described comments similar to those
alleged in this case as improper but not prejudicial because they were "simply a
9
Section 90.607(2)(b) provides that "[u]pon an inquiry into the validity of a
verdict or indictment, a juror is not competent to testify as to any matter which
essentially inheres in the verdict or indictment." This evidentiary rule codifies the Iowa
rule iteration of the common law no-impeachment rule. It is this limit on what jurors may
testify to postverdict that undergirds the circumstances in which courts have allowed
juror interviews. See Hamilton, 574 So. 2d at 128; see also Devoney v. State, 717 So.
2d 501 (Fla. 1998).
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reaction" to testimony and did not suggest the jury had formed a premature opinion
regarding the defendant's guilt or that it had received any extrinsic information. See 696
So. 2d at 323-25 (citing Amazon v. State, 487 So. 2d 8, 11-12 (Fla. 1986)). Nor do
comments in this case suggest the jurors agreed "to disregard their oaths and ignore
the law." See Sheppard v. State, 151 So. 3d 1154, 1172 (Fla. 2014) (citing Reaves v.
State, 826 So. 2d 932, 943 (Fla. 2002)). Absent allegations of an overt prejudicial act,
external influence, or an actual, express agreement between two or more jurors to
disregard their oaths and instructions, the court may not order a juror interview. See
Reaves, 826 So. 2d at 943; Devoney v. State, 717 So. 2d 501, 501-04 (Fla. 1998); Russ
v. State, 95 So. 2d 594, 598-601 (Fla. 1957).
Dowd cites Ramirez v. State, 922 So. 2d 386 (Fla. 1st DCA 2006), in
support of his argument that the trial court erred when it evaluated prejudice before
allowing the jurors to be interviewed. Ramirez holds that once a claim of premature
deliberations is asserted, the defendant has apprised the trial court "of 'reasons . . . to
believe that the verdict may be subject to challenge,' " and the court must allow the
jurors to be interviewed. Id. at 389-90 (quoting Fla. R. Crim. P. 3.575). It then explains
that "[a]t any evidentiary hearing after an opportunity for juror interviews on remand, the
initial burden will be on the defense" to show prejudice resulted or that the conduct was
such that it raised the presumption of prejudice. Id. at 390 (quoting Russ, 95 So. 2d at
600-01). What Dowd overlooks is that not all juror discussions amount to "premature
deliberations." See, e.g., Sheppard, 151 So. 3d at 1172. "Premature deliberations"
refers to discussions in which jurors have expressed opinions regarding a defendant's
guilt before the close of the evidence. See, e.g., Johnson, 696 So. 2d at 324. In
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Ramirez, jurors were alleged to have discussed the defendant's guilt before the close of
all the evidence. Id. at 387-88. Here, we have no such allegation. The court in
Ramirez did not discuss the trial court's initial role in evaluating the likelihood of
prejudice to the defendant because it was unnecessary to do so given the facts in that
case. The defendant's allegations in Ramirez set forth a prima facie case of premature
deliberations and thus raised a possibility of prejudice sufficient to warrant juror
interviews. 922 So. 2d at 390; see also Sheppard, 151 So. 3d at 1172 ("[A] claim of
premature jury deliberations sufficient to require questioning of the entire jury panel
requires that multiple jurors discuss the case together and discuss their opinions as to
the proper verdict.").
Dowd has not shown any error by the trial court that would warrant a
reversal of his judgment and sentence. Accordingly, we affirm.
Affirmed.
BLACK and BADALAMENTI, JJ., Concur.
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