Hughes v. State

296 Ga. 744FINAL COPY
S14G0622. HUGHES v. THE STATE.
BLACKWELL, Justice.
Under OCGA § 40-5-55 (a), a law enforcement officer may insist that a
driver involved in a traffic accident resulting in serious injuries or fatalities
submit to a test of his blood for the presence of alcohol and drugs, so long as the
officer has probable cause to believe that the driver was driving under the
influence of alcohol or drugs.1 Hough v. State, 279 Ga. 711, 713 (1) (a) (620
1
In relevant part, the statute provides:
. . . [A]ny person who operates a motor vehicle upon the highways or
elsewhere throughout this state shall be deemed to have given consent . . . to
a chemical test or tests of his or her blood, breath, urine, or other bodily
substances for the purpose of determining the presence of alcohol or any other
drug . . . if such person is involved in any traffic accident resulting in serious
injuries or fatalities. . . .
OCGA § 40-5-55 (a). The statute itself says nothing about probable cause. This Court has
held, however, that requiring a driver involved in an accident resulting in serious injuries or
fatalities to submit to such tests in the absence of probable cause would subject the driver to
an unreasonable search and seizure, at least in some cases. See Cooper v. State, 277 Ga. 282,
291 (V) (587 SE2d 605) (2003) (“[T]o the extent that OCGA § 40-5-55 (a) requires chemical
testing of the operator of a motor vehicle involved in a traffic accident resulting in serious
injuries or fatalities regardless of any determination of probable cause, it authorizes
unreasonable searches and seizures in violation of the State and Federal Constitutions.”).
Accordingly, we have construed the statute to require probable cause. See Hough v. State,
279 Ga. 711, 713-714 (1) (a) (620 SE2d 380) (2005) (“[W]here an individual has been
SE2d 380) (2005). Following a fatal accident in June 2011, officers insisted that
Jack Hughes — the driver of a vehicle involved in that accident — submit to a
blood test. Hughes did so, but he later was indicted for several crimes in
connection with the accident,2 and he then moved to suppress the results of the
blood test, asserting that the officers were without probable cause to believe that
he had been driving under the influence. The trial court granted his motion, and
the State appealed. In State v. Hughes, 325 Ga. App. 429 (750 SE2d 789)
(2013), the Court of Appeals reversed, although three of its judges dissented.
We issued a writ of certiorari to review the decision of the Court of Appeals,
and although we find that the Court of Appeals applied the wrong standard of
review, we conclude that it nevertheless reached the right result. Accordingly,
we affirm the judgment of the Court of Appeals.
involved in a traffic accident resulting in serious injuries or fatalities and the investigating
law enforcement officer has probable cause to believe that the individual was driving under
the influence of alcohol or other drugs, the constitutional infirmities at play in Cooper are no
longer present, and the ensuing search is both warranted and constitutional.” (Emphasis in
original)).
2
More specifically, Hughes was charged by indictment with five counts of vehicular
homicide in the first degree, four premised on allegations that Hughes was driving under the
influence of alcohol or various drugs, and one premised on an allegation that he was driving
recklessly. Hughes also was charged with three violations of the Georgia Controlled
Substances Act.
2
1. We start with the standard of review. As the trial court considered the
motion to suppress, it heard from three law enforcement officers, each of whom
testified about the things he saw and heard at the scene of the accident, things
that eventually led the officers to insist that Hughes submit to a blood test.
Hughes presented no evidence of his own at the evidentiary hearing, although
his lawyers did subject the officers to cross-examination. In its order granting
the motion to suppress, the trial court expressly made findings about many —
but not all — of the facts to which the officers had testified. By these findings,
the trial court accepted several facts to which the officers had testified, including
that they observed at the scene of the accident that Hughes seemed drowsy, that
he may have been unsteady on his feet, that his eyes were red and glassy, and
that he had a number of pills on his person. The trial court did not expressly
reject any fact to which the officers had testified, and the trial court made no
explicit findings about their credibility. Nevertheless, there were facts to which
the officers had testified about which the trial court said nothing at all. For
instance, one officer testified that Hughes had dilated pupils, but the trial court
did not mention dilation in its order. Likewise, one officer testified that Hughes
3
was hesitant in response to questions from the officers, but the trial court said
nothing in its order about hesitation or evasiveness.
On appeal, a majority of the Court of Appeals declined to limit its analysis
to the facts expressly found by the trial court, and the majority undertook instead
to decide for itself what additional facts might be gleaned from the evidentiary
record. See Hughes, 325 Ga. App. at 430-431. The majority did so, it explained,
because the testimony of the officers about such additional facts was not
disputed by any affirmative evidence to the contrary, and the trial court had not
explicitly rejected those additional facts. See id. at 432. The majority admitted
that the trial court would have been entitled to reject the testimony of the
officers on credibility grounds, even in the absence of other evidence
contradicting their testimony, but the majority noted that the trial court had said
nothing in its order about credibility. See id. In separate dissents, Judge Miller
and Presiding Judge Barnes argued that the majority had not been deferential
enough to the prerogative of the trial court to find the disputed facts on a motion
4
to suppress.3 See id. at 434-435 (Miller, J., dissenting); id. at 439 (Barnes, P. J.,
dissenting). About the standard of review, the dissenting judges were right.
When the facts material to a motion to suppress are disputed, it generally
is for the trial judge to resolve those disputes and determine the material facts.
See Tate v. State, 264 Ga. 53, 54 (1) (440 SE2d 646) (1994) (“[W]hen a motion
to suppress is heard by the trial judge, that judge sits as the trier of facts.”). This
principle is a settled one, and this Court has identified three corollaries of the
principle, which limit the scope of review in appeals from a grant or denial of
a motion to suppress in which the trial court has made express findings of
disputed facts.4 First, an appellate court generally must accept those findings
3
Presiding Judge Barnes joined the dissent of Judge Miller, and Presiding Judge
Doyle joined both of their dissents.
4
These corollaries apply to the extent that the material facts are disputed. In some
cases, some or all of the material facts may be undisputed, as where the defendant concedes
a fact unhelpful to his cause in his motion to suppress, where the State admits a fact
unhelpful to its case in connection with the motion, or where the State and defendant
expressly stipulate to a fact. In such cases, an appellate court properly may take notice of the
undisputed facts — even if the trial court did not — without interfering with the prerogative
of the trial court to resolve disputes of material fact. Cf. Barrett v. State, 289 Ga. 197, 200
(1) (709 SE2d 816) (2011) (“In this Court’s review of a trial court’s grant or denial of a
motion to suppress, the trial court’s findings on disputed facts will be upheld unless clearly
erroneous, and its application of the law to undisputed facts is subject to de novo review.”
(Citation omitted)).
5
unless they are clearly erroneous.5 State v. Hargis, 294 Ga. 818, 823 (2), n. 12
(756 SE2d 529) (2014). Second, an appellate court must construe the
evidentiary record in the light most favorable to the factual findings and
judgment of the trial court. Brown v. State, 293 Ga. 787, 803 (3) (b) (2) (750
SE2d 148) (2013). And third, an appellate court generally must limit its
consideration of the disputed facts to those expressly found by the trial court.6
See Miller v. State, 288 Ga. 286, 287 (1) (702 SE2d 888) (2010) (“[W]e must
focus on the facts found by the trial court in its order, as the trial court sits as the
trier of fact.” (Emphasis in original)).
The approach employed in this case by the majority of the Court of
Appeals is inconsistent with the second and third corollaries. Although the
majority accepted the express findings of the trial court, it supplemented those
findings with additional findings of its own, and as it searched the record for
5
We have held that less deference to the trial court is owed to the extent that material
facts definitively can be ascertained exclusively by reference to evidence that is
uncontradicted and presents no questions of credibility. See, e.g., Vergara v. State, 283 Ga.
175, 178 (1) (657 SE2d 863) (2008) (to the extent that material facts could be discerned by
appellate court from video recording, no deference to findings of trial court was required).
6
If the trial court has made express findings of fact, but not with sufficient detail to
permit meaningful appellate review, an appellate court may remand for further findings. See,
e.g., Bryant v. State, 268 Ga. 664, 666-667 (6) (492 SE2d 868) (1997) (in context of motion
to suppress statement, discussing importance of findings of fact and possibility of remand).
6
additional facts to find, the majority failed to view the record in the light most
favorable to the findings and judgment of the trial court. For instance, the
majority found that Hughes had dilated pupils and was evasive in his responses
to questions from the officers, even though the trial court said nothing about
such things in its order. See Hughes, 325 Ga. App. at 430. We do not know —
and the majority of the Court of Appeals could not have known — exactly why
the trial court said nothing about these things. But we do know that the trial
court could have assigned no weight at all to the testimony of the officers about
these things to the extent that it found that their testimony was not credible.7 See
Tate, 264 Ga. at 56 (3) (“Credibility of witnesses and the weight to be given
their testimony is a decision-making power that lies solely with the trier of fact.
The trier of fact is not obligated to believe a witness even if the testimony is
uncontradicted and may accept or reject any portion of the testimony.” (Citation
omitted)). We usually assume that trial judges have done their job, and
especially where, as here, the trial court has made extensive findings of fact, we
7
We note that the testimony about dilation was the subject of cross-examination about
the extent to which lighting conditions would have permitted the officers to observe any
dilation. We note as well that the testimony about Hughes responding to questions in a
hesitant way was rather conclusory.
7
generally must presume that the absence of a finding of a fact that would tend
to undermine the conclusion of the trial court reflects a considered choice to
reject the evidence offered to prove that fact, especially where there were
grounds upon which the trial court properly could have assigned no weight to
such evidence. The majority of the Court of Appeals failed to indulge such a
presumption, and by so failing, it went astray in its analysis.
2. Limiting our consideration of the disputed facts to those found
expressly by the trial court, we conclude that the majority of the Court of
Appeals reached the right result, notwithstanding its misapplication of the
standard of review. In its order, the trial court found these material facts:
• Hughes was one of two drivers involved in an accident;
• The other driver died of injuries sustained in the accident;
• Officers responded to the scene of the accident around 5:30
on the morning of June 27, 2011;
• No officer conducted field sobriety tests to ascertain whether
Hughes was under the influence of alcohol or drugs;
• The officers observed that Hughes appeared to be sleepy, had
“glassy eyes with some redness,” and “may have been
unsteady on his feet”;
8
• The officers arrested Hughes at the scene for running a red
light and vehicular homicide in the second degree;
• Upon arresting Hughes for those offenses, the officers
searched his person and found “some tightly packaged pills,
which they could not immediately identify”; and
• Following the discovery of these pills, an officer read the
implied consent warning to Hughes.
For purposes of this appeal, we accept that these findings of fact are supported
by the evidence and not, therefore, clearly erroneous. Because Hughes conceded
in connection with his motion to suppress that the officers had probable cause
to arrest him at the scene for running a red light and vehicular homicide in the
second degree, we also accept — as facts necessarily implied by that concession
of probable cause and, therefore, undisputed for purposes of the motion to
suppress — that the officers knew as a result of their investigation that Hughes
probably had driven through a red light and thereby caused the accident in
which another driver sustained fatal injuries. See note 4, supra. Altogether, the
undisputed facts and the disputed facts found by the trial court establish that the
officers in this case had probable cause to believe that Hughes had been driving
under the influence of drugs.
9
As the United States Supreme Court has explained, “probable cause”
means:
[F]acts and circumstances within the officer’s knowledge that are
sufficient to warrant a prudent person, or one of reasonable caution,
in believing, in the circumstances shown, that the suspect has
committed, is committing, or is about to commit an offense.
Michigan v. DeFillippo, 443 U. S. 31, 37 (99 SCt 2627, 61 LE2d 343) (1979)
(citations omitted). See also Devega v. State, 286 Ga. 448, 451 (4) (b) (689
SE2d 293) (2010) (“Probable cause exists if the arresting officer has knowledge
and reasonably trustworthy information about facts and circumstances sufficient
for a prudent person to believe the accused has committed an offense.” (Citation
and punctuation omitted)). So, when a court considers whether an officer had
probable cause to arrest a suspect, the court must focus on the facts and
circumstances then known to the officer, and it must inquire whether those facts
and circumstances could lead a prudent person — that is, a reasonable officer
— to conclude that the suspect probably has committed an offense. The facts
and circumstances known to the officer must be examined altogether, for it is the
totality of those facts and circumstances that matters, Maryland v. Pringle, 540
U. S. 366, 371 (124 SCt 795, 157 LE2d 769) (2003), not any one fact or
10
circumstance standing alone. See United States v. Arvizu, 534 U. S. 266, 274
(122 SCt 744, 151 LE2d 740) (2002) (rejecting a “divide-and-conquer analysis”
that gives no weight to any observation by an officer that was “by itself readily
susceptible to an innocent explanation”).8 Because the standard for probable
cause depends on what a reasonable officer could have concluded from those
facts and circumstances, the standard of probable cause is an objective one, and
the subjective thinking of the actual officers in a particular case is not
important.9 See Rodriguez v. State, 295 Ga. 362, 371 (2) (b), n. 13 (761 SE2d
19) (2014) (“As the United States Supreme Court has explained, subjective
intentions play no role in ordinary probable-cause Fourth Amendment analysis,
8
“Although Arvizu involved the existence of reasonable suspicion to make a traffic
stop rather than of probable cause to arrest, the opinion is relevant here because both
standards require us to examine the totality of the circumstances.” United States v.
Delossantos, 536 F3d 155, 161 (II) (B), n. 5 (2nd Cir. 2008). See also United States v. Yusuf,
461 F3d 374, 390 (II) (C), n.15 (3rd Cir. 2006).
9
That said, to the extent that the training and experience of the actual officer would
have permitted a reasonable officer with the same training and experience to understand the
facts and circumstances known to the officer in a unique way, the training and experience of
the officer should be considered. See Ornelas v. United States, 517 U. S. 690, 700 (116 SCt
1657, 134 LE2d 911) (1996) (“[O]ur cases have recognized that a police officer may draw
inferences based on his own experience in deciding whether probable cause exists.” (Citation
omitted)). Such training and experience are among the “facts and circumstances” known to
the actual officer, and the question is whether the same training and experience would have
led a reasonable officer — in connection with all of the other facts and circumstances known
to the actual officer — to conclude that the suspect probably had committed a crime. See
LaFontaine v. State, 269 Ga. 251, 253 (3) (497 SE2d 367) (1998).
11
and the constitutional reasonableness of [searches and seizures] do not depend
on the actual motivations of the individual officers involved.” (Citation and
punctuation omitted)). See also Whren v. United States, 517 U. S. 806, 813 (II)
(A) (116 SCt 1769, 135 LE2d 89) (1996). And where the totality of the facts and
circumstances known to an officer would permit reasonable officers to draw
differing conclusions about whether the suspect probably has committed a
crime, probable cause exists, and it is for the officer — not judges, trial or
appellate — to decide which of the several reasonable conclusions to draw. See
Cox v. Hainey, 391 F3d 25, 32-33 (II) (C) (1st Cir. 2004) (“[T]he availability
of alternative inferences does not prevent a finding of probable cause so long as
the inference upon which the officer relies is reasonable. . . . Consequently,
when conflicting inferences are available to resolve the issue of probable cause
and both of them are plausible, it does not matter which inference is correct.”
(Citations and punctuation omitted)).
Although we owe substantial deference to the way in which the trial court
resolved disputed questions of material fact, we owe no deference at all to the
trial court with respect to questions of law, and instead, we must apply the law
ourselves to the material facts. See Clay v. State, 290 Ga. 822, 828 (2) (725
12
SE2d 260) (2012). Doing so, we conclude that the officers in this case had
probable cause to believe that Hughes had been driving under the influence of
drugs. The officers had reason to believe that Hughes had driven through a red
light and caused a fatal accident. They had reason to think — based on their
observations of Hughes at the scene of the accident — that Hughes was under
the influence of some intoxicant. And they knew that Hughes had a number of
unknown pills on his person. Standing alone, any one of these circumstances
would not be enough for a reasonable officer to conclude that Hughes probably
had been driving under the influence. Indeed, each of these circumstances is
susceptible of reasonable explanations other than driving under the influence,
and although each circumstance is consistent with driving under the influence,
an innocent explanation for each circumstance might be more probable. For
instance, the running of the red light and the accident that followed could
reasonably have been attributed to Hughes having been sleep deprived,
especially considering the early-morning hour of the accident and that he
appeared sleepy afterwards. His unsteadiness and red eyes could have been
chalked up to the deployment of an air bag in the collision. And his possession
of pills does not necessarily mean that Hughes had taken any. But again, we do
13
not consider any fact or circumstance standing alone. Taken together, a
reasonable officer could conclude, we think, that driving under the influence
was an equally or more probable explanation for the facts and circumstances
known to the officers than an improbable coincidence of multiple innocent
explanations. See, e.g., Walker v. City of Huntsville, 310 Fed. Appx. 335, 338
(III) (11th Cir. 2009); State v. Underwood, 283 Ga. 498, 500 (661 SE2d 529)
(2008); Firsanov v. State, 270 Ga. 873, 874 (3) (513 SE2d 184) (1999).
The trial court and dissenting judges in the Court of Appeals concluded
otherwise, but they misapplied the legal standard for probable cause in several
ways. The trial court, for instance, seems to have attributed much significance
to the fact that the officers in this case did not subjectively suspect Hughes was
driving under the influence until they discovered the pills. But that the officers
may have had a different view of Hughes after finding the pills is entirely
unremarkable because, as the majority of the Court of Appeals put it, the
discovery of the pills “put into context his disjointed demeanor.” Hughes, 325
Ga. App. at 432. And more important, the subjective thinking of the actual
officers is not critical. What matters is what a reasonable officer could have
14
concluded from the facts and circumstances known to the officers. See
Rodriguez, 295 Ga. at 371 (2) (b), n. 13.
The trial court appears as well to have made the mistake of employing a
“divide-and-conquer” approach, considering each of the several facts and
circumstances known to the officers in isolation, rather than altogether. For
instance, in its order, the trial court found that the manifestations of drug
intoxication observed by the officers at the scene of the accident — sleepiness,
unsteadiness, and glassy and red eyes — also “were consistent with the after-
effects of an automobile collision where an airbag deployed.” About the pills
that the officers found on Hughes, the trial court said that “finding these drugs,
without any evidence of recent consumption, may furnish an officer with a
hunch or suspicion, but not probable cause that withstands constitutional
scrutiny.” We take issue with neither of these statements by the trial court. The
problem is, the trial court seems to have never considered whether the
manifestations observed by the officers at the scene — which were consistent
with drug intoxication as well as surviving an accident in which an airbag is
deployed — amounted to “evidence of recent consumption,” such that the
discovery of the pills would have cast those manifestations in a different light
15
in the eyes of a reasonable officer, and the manifestations would have cast the
discovery of the pills in a different light. The circumstances of the accident —
from which a reasonable officer could make some inferences about the condition
of Hughes before the accident and any airbag deployment — also inform how
reasonable officers might view his condition after the accident, as well as the
pills found on his person. The dissenting judges at the Court of Appeals appear
to have made a similar mistake. See Hughes, 325 Ga. App. at 438 (Miller, J.,
dissenting) (“[T]he presence of the drugs, alone, does not establish probable
cause.” (Emphasis supplied)). Again, courts do not look at any one circumstance
alone. It is the totality of the circumstances that matters. See Arvizu, 534 U. S.
at 274.
Finally, the trial court and the dissenting judges at the Court of Appeals
all seem to have put too much weight on the notion that some of the facts and
circumstances known to the officers — especially the unsteadiness, sleepiness,
and glassy and red eyes that the officers observed at the scene — could have
been susceptible of innocent explanations. As the majority of the Court of
Appeals correctly explained, “[t]he fact that there may be other explanations for
Hughes’s unusual behavior and manifestations does not establish” that it would
16
have been unreasonable for an officer to draw the conclusion that Hughes
probably had been driving under the influence. Hughes, 325 Ga. App. at 433.
See also Illinois v. Gates, 462 U. S. 213, 243 (IV), n.13 (103 SCt 2317, 76 LE2d
527) (1983) (noting that “innocent behavior frequently will provide the basis for
a showing of probable cause”); United States v. Delossantos, 536 F3d 155, 161
(II) (B) (2nd Cir. 2008) (“The fact that an innocent explanation may be consistent
with the facts alleged does not negate probable cause.” (Citation and
punctuation omitted)). Indeed, both of the dissenting opinions in the Court of
Appeals acknowledged that one reasonably could infer from the facts and
circumstances known to the officers that Hughes was driving under the
influence. See Hughes, 325 Ga. App. at 438 (Miller, J., dissenting) (“The trial
court could have drawn an inference that Hughes was under the influence of
drugs or alcohol.”); id. at 439 (Barnes, P. J., dissenting) (“Here, the underlying
facts clearly would have supported an inference by the trial court that Hughes
was impaired by illegal drugs when he caused the automobile accident . . . .”).
Notwithstanding the reasonableness of such an inference, the dissenting judges
said that they had to defer to the determination by the trial court that the facts
and circumstances did not show that Hughes was, in fact, impaired. The problem
17
is, the trial court was not charged with determining whether Hughes was, in fact,
driving under the influence. The job of the trial court was to determine whether
reasonable officers could have concluded that he probably was. That is, the trial
court was supposed to determine whether the officers had probable cause. The
existence of probable cause is a legal question as to which the appellate courts
owe no deference to trial judges. And in any event, if reasonable officers could
have reached different conclusions — some concluding reasonably that Hughes
probably had been driving under the influence, and others reasonably
concluding otherwise — then probable cause by definition was established. See
Cox, 391 F3d at 32-33 (II) (C).
For these reasons, we agree with the majority of the Court of Appeals that
the facts and circumstances known to the officers were sufficient to establish
probable cause, and the trial court, therefore, erred when it granted the motion
to suppress. The judgment of the Court of Appeals is affirmed. To the extent
that State v. Gray, 267 Ga. App. 753, 756 (2) (600 SE2d 626) (2004), State v.
Goode, 298 Ga. App. 749, 750 (681 SE2d 199) (2009), and State v. Encinas,
18
302 Ga. App. 334, 336 (691 SE2d 257) (2010), conflict with our analysis, we
disapprove those decisions.10
Judgment affirmed. All the Justices concur.
Decided March 16, 2015.
Certiorari to the Court of Appeals of Georgia – 325 Ga. App. 429.
Allen M. Trapp, Jr., Hagler, Jackson & Walters, Richard C. Hagler, for
appellant.
Julia Fessenden Slater, District Attorney, Wesley A. Lambertus, Assistant
District Attorney, for appellee.
10
Gray, upon which Hughes and the trial court relied in this case, seems to have
approved of the “divide-and-conquer” approach, which the United States Supreme Court has
disapproved, and which we disapprove today. See 267 Ga. App. at 756 (“Finding that all
alleged indicia of impairment were caused by the accident . . . and that Gray had adequately
explained the accident to the officer, the trial court concluded that the only evidence of DUI
was the presence of alcohol in Gray’s body.” (Citation omitted)). Goode and Encinas suggest
that, upon a motion to suppress for lack of probable cause to believe that one was driving
under the influence, the pertinent question is whether that person was, in fact, an impaired
driver, such that appellate courts must defer to the inferences drawn by the trial court, rather
than the inferences that a reasonable officer could have drawn. See Goode, 298 Ga. App. at
750 (“Where, as here, the underlying facts support conflicting inferences as to whether the
defendant was an impaired driver, we apply a clearly erroneous standard of review and defer
to the trial court’s finding on the issue.” (Citation omitted)); Encinas, 302 Ga. App. at 336
(same, citing Goode).
19