DocketNumber: S18A0770
Citation Numbers: 819 S.E.2d 28, 304 Ga. 413
Judges: Peterson
Filed Date: 9/10/2018
Status: Precedential
Modified Date: 10/19/2024
*30**413Denzel Atkins has been charged with murder in connection with the shooting death of Elijah Wallace in December 2015. The State filed a pretrial notice of its intent to introduce other acts evidence under OCGA § 24-4-404 (b) ("Rule 404 (b)"). After concluding that the other acts evidence met the criteria for admissibility under the Rule 404 (b) test, the trial court nevertheless excluded some of the evidence about a 2013 murder; it allowed other evidence that connected Atkins to the 2013 murder victim, including evidence that Atkins was involved in the victim's kidnapping. The trial court stated that it excluded evidence of the 2013 murder "out of an abundance of **414caution." The State appeals from that ruling and argues that the trial court lacked a legal basis to exclude the evidence since the Rule 404 (b) test was satisfied.
Although the trial court has discretion in determining the admissibility of evidence, the requirements of Rule 404 (b) must guide that discretion. The trial court did not confine its analysis to the purposes for which the State sought to introduce the evidence, it applied a standard we now disapprove for determining whether sufficient proof existed to establish that Atkins committed the 2013 murder, and its reason for excluding the evidence-"an abundance of caution"-is not a permissible basis upon which the court may exclude evidence that is otherwise admissible under Rule 404 (b). We therefore vacate the trial court's order and remand for further proceedings consistent with this opinion.
1. Background
(a) The proffered facts of this case.
According to the State's factual proffer accepted by the trial court, Wallace's body-shot 13 times-was discovered on the side of a Fulton County road. Wallace was last seen waiting to sell marijuana to someone and, when two men arrived in a grey Nissan Sentra, Wallace entered the back seat of the vehicle. The witness who saw Wallace get into the car said that he heard the sound of several gunshots shortly after the vehicle drove away.
A day after Wallace's body was found, the police recovered a grey Nissan Sentra that had been set on fire and had evidence that an individual had been shot inside. Police interviewed the registered owner of the car, Makayla Ivey; she stated that her boyfriend, Harold Foster, and his friend, Atkins, borrowed her car the evening of December 21. When they returned her car, she noticed a bullet hole in the rear passenger door. Atkins told Ivey that he shot someone in her car and that they dumped the person's body on the side of a road. Atkins said he would burn the car and instructed Ivey to report her car as stolen.
Foster surrendered to police and reported that Atkins reached out to him with the prospect of making some money. Foster said that he and Atkins took Ivey's car to meet Wallace, Atkins and Wallace got into an argument in the car, and Atkins shot Wallace. After driving around for a few blocks, Atkins stopped the car and dumped Wallace's body on the side of the road. As Foster and Atkins drove back home, Atkins threw his gun, the victim's gun, and the victim's cell phone out of the window.
Atkins was arrested and charged in this case with murder, three counts of felony murder, armed robbery, aggravated assault with a deadly weapon, criminal attempt to purchase marijuana, and **415possession of a firearm during the commission of a felony. The State filed notice of its intent to present other acts evidence under Rule 404 (b) to prove, among other things, intent, motive, identity, and lack of accident or mistake.
(b) The relevant other acts evidence at issue.
The other acts evidence at issue relates to the shooting death of another man, Perry Herbert, and formed the basis of a 2013 Candler County indictment against Atkins.
*31Herbert was last seen waiting to complete a drug deal; his body was found on the side of a road in June 2013. Rasheen Jones came forward and told the police that he and Atkins were involved in Herbert's death. Jones reported that Atkins arrived at Jones's house in a Ford Explorer to help Jones buy two pounds of marijuana from Herbert. When they arrived at Herbert's residence, Atkins produced a .45 caliber handgun, demanded that Herbert get into the back seat of the Explorer, and instructed Jones to drive while pointing a gun at Jones. According to Jones, Atkins eventually forced Herbert to leave the vehicle, shot him multiple times, threw Herbert's cell phone out of the car during the drive back to Jones's house, and threatened to kill Jones and his family if Jones said anything about what happened. Atkins was later arrested while driving a Ford Explorer, and a search of the car and a later search of his residence revealed two guns and some marijuana.
Jones and Atkins were subsequently charged with murder and other crimes related to Herbert's death, and Jones pleaded guilty to voluntary manslaughter and armed robbery and agreed to testify at Atkins's trial. At his trial, Atkins argued that he was not present for the crime. The jury acquitted Atkins of murder, felony murder, conspiracy to commit murder, and two counts of possession of a firearm during the commission of a felony. The court declared a mistrial on the remaining counts, which included armed robbery and kidnapping, after the jury was unable to reach a verdict on those counts.
(c) The trial court's ruling on the State's Rule 404 (b) motion.
In ruling on the State's motion, the trial court considered the underlying facts of the Candler County case, including Atkins's alibi defense, and ruled that the jury reasonably could have believed that Atkins was involved in the kidnapping and other charges for which the jury could not reach a verdict but not believed that Atkins was a party to Herbert's murder. The trial court found that the other acts **416evidence was being offered for a legitimate purpose, including for reasons not asserted by the State, and that there was sufficient proof from which the jury could find by a preponderance of the evidence that Atkins "committed some, if not all, of the prior acts." The trial court also concluded that the prejudicial impact of the other acts evidence did not substantially outweigh its probative value, noting that the Candler County incident was so similar to the present crime that it "almost qualifie[d] as a signature crime." Based on these findings, the trial court permitted the introduction of evidence showing Atkins's involvement in the drug deal with and kidnapping of Herbert but excluded evidence about Herbert's murder "out of an abundance of caution."
2. Analysis of the trial court's ruling
The State argues on appeal that the trial court found that the evidence met each of the prongs of the Rule 404 (b) test for admissibility and was, therefore, without a legal basis to exclude the evidence that Herbert was murdered. The State is incorrect. The trial court found that there was not sufficient proof that Atkins participated in Herbert's murder. But this ruling was based on our precedent that we now overrule, the trial court's exclusion of the evidence "out of an abundance of caution" was not a proper basis to exclude otherwise admissible evidence, and the trial court did not confine its analysis to the purposes sought by the State. Such errors require that we vacate and remand for the trial court to reconsider the matter under the proper framework.
Rule 404 (b) provides in part:
[e]vidence of other crimes, wrongs, or acts shall not be admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, including, but not limited to, proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
For other acts evidence to be admissible, a three-part test must be satisfied.
*32Jones v. State,
**417We review a trial court's decision regarding Rule 404 (b) evidence for an abuse of discretion. See State v. Jones,
Here, the trial court articulated its analysis in terms of Rule 404 (b). But the trial court's findings did not fully align with the requirements of that test. Although many of those findings are not directly challenged, as the State challenges only the court's ultimate ruling and Atkins did not file a cross-appeal, we must nevertheless review them because they form the basis for the court's ultimate judgment.
(a) The trial court's analysis of relevance was inconsistent with the Rule 404 (b) test.
Neither party takes issue with the trial court's analysis at step one of the Rule 404 (b) test, but we nevertheless start there,
Before the trial court, the State articulated, at most, a clear hypothesis only as to the issues of intent, knowledge, identity, and lack of accident.
We need not decide whether this error was reversible, however, because the trial court's relevance ruling is not challenged on appeal, and such a determination is unnecessary given that we are remanding the case for the trial court to redo the Rule 404 (b) test. The overly broad finding nevertheless diminishes the deference we are to give to the court's ultimate ruling.
(b) We disapprove our precedent that the trial court was bound to follow in determining whether there is sufficient proof for a jury to find that Atkins committed the other acts.
Atkins argued that the collateral estoppel doctrine of the United States Constitution's Double Jeopardy Clause precludes the State from relitigating his involvement in Herbert's murder, because he presented an alibi defense in the Candler County case and that jury resolved the issue of his involvement in his favor by acquitting him of murder. The trial court rightly concluded that Atkins's acquittal of certain charges in the Candler County case did not automatically **419preclude the State from using the incident for Rule 404 (b) purposes. The trial court followed binding case law in determining the second prong of the Rule 404 (b) test, but that case law is no longer good law and we now disapprove it.
(i) The cases Atkins relies on in support of his collateral estoppel argument do not apply here.
In support of his collateral estoppel argument, Atkins relied primarily on Ashe v. Swenson,
In Ashe, a group of masked men robbed six men playing poker.
We followed this instruction in Moore, where we considered whether collateral estoppel barred the admission into evidence of prior acts for which the defendant was previously acquitted.
*34
**420(trial court properly decided collateral estoppel claim where the defendant failed to introduce pertinent records of prior trial to support claim that prior acquittal precluded relitigation of disputed factual issue).
Moore applied Ashe's principles, but those principles do not govern the admissibility of other acts evidence. The United States Supreme Court made that clear five years after Moore in Dowling v. United States,
Our decision in Moore cannot be squared with Dowling.
(ii) The trial court erred by applying the principles of Moore.
The trial court did not cite Moore in its Rule 404 (b) order, but the court's language reflects an understandable application of Moore's principles to this case. The court reviewed "the underlying facts" to "determine whether those facts preclude the admission" of the murder evidence as other acts evidence, interpreted the Candler County jury's verdict, taking into account Atkins's alibi defense and the alleged participation of a co-defendant (Jones), and concluded that "[t]he jury could have reasonably believed that Defendant was involved in the kidnapping and other charges for which the jury could not reach a verdict, but still not believed Defendant knew or was a party to the murder." An examination of a prior proceeding to determine whether the other acts evidence is "precluded" is the hallmark of Moore's collateral estoppel test. Although the trial court was bound by Moore at the time of its order and thus properly followed it, we nevertheless now conclude that Moore's analysis is in error.
The trial court's focus on the grounds for the Candler County jury's verdict clouded its analysis on the second prong. Two sentences **422after the trial court determined what the Candler County jury believed, the court found that there was sufficient proof that the jury could find by a preponderance of the evidence that Atkins "committed at least some, if not all, of the prior acts." These findings, and its ultimate ruling to exclude the murder evidence, suggest that the court did not believe there was sufficient evidence to show Atkins was involved in Herbert's murder because he was acquitted of that offense. The trial court did not err in looking to results of the prior proceeding to determine the sufficiency of the proof; after all, these details were included in the State's factual proffer in support of its Rule 404 (b) motion. But the trial court was precluded by Moore from recognizing that the Candler County jury could have reasonably believed that Atkins committed the murder yet not believed it beyond a reasonable doubt. See Dowling,
(c) The trial court erred in excluding the evidence "out of an abundance of caution" because this is not a legal ground to exclude otherwise admissible evidence.
Even where a trial court makes an error of law, we may still affirm if we can conclude that, had the trial court applied the correct legal analysis, it would have no discretion to reach a different judgment. See *36State v. Pickett,
For Rule 404 (b) evidence to be admitted, it must also meet the test of Rule 403. Olds v. State,
The Rule 403 balancing test calls for the exercise of the trial court's discretion. Bradshaw,
**423Koloda v. Gen. Motors Parts Div., Gen. Motors Corp.,
The trial court determined that the probative value of the evidence was not substantially outweighed by unfair prejudice. This language is generally understood as a shorthand to describe the Rule 403 balancing test. See, e.g., Smart v. State,
The court excluded the evidence of the murder "out of an abundance of caution." Rule 403 provides a list of reasons authorizing a trial court to exclude otherwise admissible and relevant reasons. "An abundance of caution" is not one of those enumerated grounds. Rule 404 (b) is a rule of inclusion and Rule 403 is an extraordinary exception to that inclusivity. See Jones,
3. The doctrine of chances is not a separate purpose to admit other acts evidence.
The State also argues that the doctrine of chances is a legitimate, non-character purpose of Rule 404 (b) evidence, and that we should instruct the trial court on remand to rule on the State's argument that the other acts here are admissible for this purpose. We decline to do so, because the trial court would have no discretion to admit the evidence for this purpose.
"The doctrine of chances relies on objective observations about the probability of events and their relative frequency, and the improbability of multiple coincidences." United States v. Henthorn,
The State relies heavily on the analysis in York, but that case does not support its argument. In York, the defendant was convicted of, among other things, arson and mail fraud for setting fire to a bar that killed his business partner and then attempting to collect on insurance policies on the bar and on the partner's life.
Judgment vacated and case remanded.
Melton, C. J., Nahmias, P. J., Benham, Hunstein, Blackwell, and Boggs, JJ., concur.
The State also sought to introduce other acts evidence showing that Atkins was involved in drug transactions that led to criminal charges of conspiracy to distribute marijuana and cocaine. The trial court found this evidence to be admissible, and that ruling is not at issue here.
There is no requirement that trial courts apply the three-part Rule 404 (b) test in any particular order. In some cases it may be more efficient to determine whether there is sufficient proof that the defendant committed the act before moving on to the rest of the test.
Certain evidence may be relevant to more than one permissible purpose, but it may not be very probative as to certain purposes, or at least not probative enough to survive a Rule 403 balancing test. A trial court could thus admit the other acts evidence for certain limited purposes and instruct the jury to consider the evidence only for those purposes.
In its motion and supporting brief, the State argued that the other acts evidence was relevant to establish intent, knowledge, identity, and lack of accident. At the hearing on its Rule 404 (b) motion, the State argued that it wanted to introduce the other acts evidence to show motive and intent. At oral argument before this Court, the State promised that it would use the evidence only to establish intent and identity. The State also argued that the evidence should be admitted so it could argue the doctrine of chances, but as explained below, this is not an independent basis upon which to admit Rule 404 (b) evidence.
Beechum is the seminal case in the Eleventh Circuit on the admissibility of other acts evidence, see United States v. Hernandez,
Although Moore was decided under the old Evidence Code, which categorized evidence of this type as similar transaction evidence, this fact alone does not negate its application here. Moore concerned a constitutional issue regarding the admissibility of prior criminal acts, and the re-codification of our evidence rules does not alter the reach of Moore's constitutional holding.
Atkins correctly points out that Dowling applied the Ashe rule, but only as part of an alternative basis for rejecting the defendant's claim that the prior acts were inadmissible. Dowling,
This is not the first case in which Moore's viability has been questioned. We previously declined to decide whether Moore remained good law given its apparent conflict with Dowling, because it was unnecessary to do so in that case. See Humphrey v. Williams,
A plurality of the Currier Court concluded that double jeopardy protection bars retrial of the same offense and not the relitigation of issues or evidence, and that Ashe pressed the boundaries of the double-jeopardy test set forth in Blockburger v. United States,
We need not consider whether stare decisis nevertheless counsels us to retain Moore, because we are bound to follow the holdings of the United States Supreme Court on questions of federal law. See Lejeune v. McLaughlin,