Herrington v. the State

FIRST DIVISION
DOYLE, C. J.,
PHIPPS, P. J., and BOGGS, J.
NOTICE: Motions for reconsideration must be
physically received in our clerk’s office within ten
days of the date of decision to be deemed timely filed.
http://www.gaappeals.us/rules/
July 8, 2015
In the Court of Appeals of Georgia
A15A0195. HERRINGTON v. THE STATE.
PHIPPS, Presiding Judge.
While represented by trial counsel, Johnny Herrington was found guilty of
possession of an illegal weapon (sawed-off shotgun),1 giving false information to a
law enforcement officer,2 and possession of a firearm by a convicted felon.3 He
appeals the convictions, contending that the trial court erred by denying him the right
1
OCGA §§ 16-11-121 (5) (pertinently defining “sawed-off shotgun” as “a
shotgun . . . having one or more barrels less than 18 inches in length or if such
weapon as modified has an overall length of less than 26 inches”); 16-11-122
(pertinently prohibiting the possession of a sawed-off shotgun).
2
OCGA § 16-10-25 (“A person who gives a false name, address, or date of
birth to a law enforcement officer in the lawful discharge of his official duties with
the intent of misleading the officer as to his identity or birthdate is guilty of a
misdemeanor.”).
3
OCGA § 16-11-131.
to represent himself at trial, and by determining that he was not denied effective
assistance of trial counsel. We affirm.
1. Herrington contends that the trial court erred by denying him the right to
represent himself at trial. Because Herrington did not unequivocally assert the right
to represent himself before trial, this contention is without merit.
Both the federal and state constitutions guarantee a criminal
defendant the right to self-representation.[4] An unequivocal assertion
of the right to represent oneself, made prior to trial, should be followed
by a hearing to ensure that the defendant knowingly and intelligently
waives the right to counsel and understands the disadvantages of
self-representation.5
On the morning of trial, before the jury was impaneled, and while he was being
represented by counsel from the public defender’s office, Herrington announced to
the court, “I would like to replace my counsel.”
The court asked Herrington who he had hired to replace his attorney.
Herrington replied, “I don’t have one.” The court replied that the case was going to
4
See Faretta v. California, 422 U. S. 806 (95 SCt. 2525, 45 LE2d 562) (1975);
1983 Ga. Const., Art. I, Sec. I, Par. XII.
5
Thaxton v. State, 260 Ga. 141, 142 (2) (390 SE2d 841) (1990).
2
trial that morning, and that Herrington could either represent himself or “bring in”
another attorney. Herrington said, “I will represent myself.”
The court then explained some of the dangers of self-representation, inquired
as to Herrington’s reasons for dissatisfaction with his attorney and his possible
defenses to the charges, and asked the state about the charges in the case. The court
then announced:
You may fire [the defense attorney] and represent yourself, you said you
already want to do that, and that’s against my advice. I am strongly
advising you not to, but you have already told me you don’t know the
law. You already told me you don’t know what possible defenses you
have.
...
Well, you are the boss here, Mr. Herrington. You can represent yourself.
I am not going to stop that. I am going to advise you strongly against it
as much as I can and tell you it’s really against my advice that you do so.
...
The court reiterated the dangers of self-representation. The following then
transpired.
THE COURT: Okay. Then you are ready to represent yourself?
3
[HERRINGTON]: I want to know that I am going to have adequate
representation.
THE COURT: You have got adequate representation.
[HERRINGTON]: I asked [defense attorney] to get me a change of
venue because of your bias towards me. . . .
...
THE COURT: We are going to trial today. My only question to you is
whether you want to represent yourself –
[HERRINGTON]: Do you think you can represent me?
[DEFENSE COUNSEL]: Yes, sir, I can.
The court then instructed defense counsel “to go and meet with him for a few
moments,” after which “we are coming back out here . . . to try this case.” Thereafter,
with no more discussion of Herrington’s trial representation and with the same
counsel representing Herrington, the parties discussed other pre-trial matters. The
case proceeded to trial, with defense counsel representing Herrington.
“[Herrington] did not make an unequivocal assertion of his right to represent
himself prior to the commencement of his trial. [To the extent some of ] his remarks
may be construed as an expression of dissatisfaction with his attorney, they cannot
be construed as an assertion, much less an unequivocal assertion, of his right to
4
represent himself.”6 To the extent Herrington expressed at the beginning of the
colloquy a desire to represent himself, he thereafter “apparently had a change of
heart[, and] abandoned his request to represent himself.”7 Accordingly, his contention
is without merit.8
2. Herrington contends that the court erred by determining that he was not
denied effective assistance of trial counsel. He asserts that trial counsel rendered
ineffective assistance because she failed to object to evidence of two prior
convictions in cases in which Herrington had not been represented by counsel. At
issue is the state’s introduction of evidence of Herrington’s misdemeanor convictions
in 1991 and 1998 of giving false information (false name) to a police officer, which
evidence was admitted for the stated purpose of showing Herrington’s intent, bent of
6
Thaxton, supra.7
McDonald v. State, 296 Ga. 643, 649 (3) (770 SE2d 6) (2015).
8
See Danenberg v. State, 291 Ga. 439, 440-441 (2) (729 SE2d 315) (2012)
(trial court did not wrongfully deny appellant’s right to represent himself at trial,
because appellant’s request on the morning of trial to dismiss his trial counsel and
replace them with retained counsel, a public defender, or himself, was not an
unequivocal assertion of his right to represent himself).
5
mind or course of conduct.9 The record does not indicate that Herrington was
represented by counsel in either of the prior cases.
To prevail on a claim of ineffective assistance of counsel,
appellant must show counsel’s performance was deficient and that the
deficient performance prejudiced him to the point that a reasonable
probability exists that, but for counsel’s errors, the outcome of the trial
would have been different.10
On appellate review of that claim, we accept the trial court’s factual findings and
credibility determinations unless clearly erroneous, but we independently apply the
legal principles to the facts.11
9
See generally former OCGA § 24-9-84.1 (a) (2), (3) (2011). Because this case
was tried prior to January 1, 2013, Georgia’s old evidence code applies here. See
Bragg v. State, 295 Ga. 676, 677, n. 3 (763 SE2d 476) (2014).
10
Kitchens v. State, 289 Ga. 242, 243 (2) (710 SE2d 551) (2011) (citation
omitted).
11
Odle v. State, 331 Ga. App. 146, 150-151 (770 SE2d 256) (2015).
6
Even assuming that the prior convictions were inadmissible,12 and that trial
counsel performed deficiently by not objecting to the introduction of such evidence,13
Herrington has not shown that he was prejudiced thereby.14 In determining whether
counsel’s error resulted in the required prejudice,
12
See Clenney v. State, 229 Ga. 561, 564 (4) (192 SE2d 907) (1972) (citing
Gideon v. Wainwright, 372 U. S. 335 (83 SCt 792, 9 LE2d 799) (1963), and Burgett
v. Texas, 389 U. S. 109, 115 (88 SCt 258, 19 LE2d 319) (1967), the Court held that
evidence of the appellant’s previous convictions, in which he was denied the benefit
of counsel, cannot be used against him either to support guilt or enhance punishment
for another offense); see also Scott v. State, 250 Ga. 195, 198 (297 SE2d 18) (1982);
Mitchell v. State, 136 Ga. App. 390, 391 (3) (221 SE2d 465) (1975) (the use of
convictions constitutionally invalid under Gideon v. Wainwright, supra, is prohibited
either to support guilt or enhance punishment for another offense).
13
See Mitchell, supra at 392 (3) (appellant’s contention that the state had
improperly elicited evidence of his prior convictions without showing that he either
had counsel or had waived counsel in such prior proceedings was not reviewable on
appeal, because defense counsel had failed to object to the admission of the evidence
in the trial court).
14
See generally Church v. State, 210 Ga. App. 670, 672 (4) (436 SE2d 809)
(1993) (rejecting appellant’s Burgett v. Texas-based argument that the trial court had
erred in considering her prior uncounseled convictions in sentencing, where there was
no contention that the court had sentenced her in conjunction with the previous
convictions); Miller v. State, 296 Ga. 9, 12-13 (4) (b) (764 SE2d 823) (2014)
(affirming trial court’s rejection of appellant’s ineffective assistance claim, stating:
“Assuming that [the hearsay] evidence was inadmissible. . . , [appellant] has not
shown how he was prejudiced”; the evidence complained of was cumulative of other
testimony, and the evidence thus supported the trial court’s conclusion that there was
no reasonable probability that the failure of defense counsel to object to the admission
of the evidence at issue affected the outcome of the trial).
7
a court hearing an ineffectiveness claim must consider the totality of the
evidence before the judge or jury. Some of the factual findings will have
been unaffected by the errors, and factual findings that were affected
will have been affected in different ways. Some errors will have had a
pervasive effect on the inferences to be drawn from the evidence,
altering the entire evidentiary picture, and some will have had an
isolated, trivial effect. Moreover, a verdict or conclusion only weakly
supported by the record is more likely to have been affected by errors
than one with overwhelming record support. Taking the unaffected
findings as a given, and taking due account of the effect of the errors on
the remaining findings, a court making the prejudice inquiry must ask
if the defendant has met the burden of showing that the decision reached
would reasonably likely have been different absent the errors.15
Viewed in the light most favorable to the verdict,16 the trial evidence showed
the following. A law enforcement officer testified that on March 29, 2011, he and
other officers had gone to an address looking for a fugitive sex offender, N. B., after
having been informed that N. B. was living in a tent on the property. When officers
15
Strickland v. Washington, 466 U. S. 668, 695-696 (III) (B) (104 SCt 2052,
80 LE2d 674) (1984).
16
See Scandrett v. State, 293 Ga. 602 (1) (748 SE2d 861) (2013) (where the
only issues on appeal from criminal conviction were whether the trial court had
admitted improper evidence and the appellant had received ineffective assistance of
trial counsel, the Court viewed the evidence in the light most favorable to the
verdict).
8
arrived, there was no tent on the property, but there was a house and a trailer. Officers
went to the trailer to inquire about N. B. They knocked on the door and, a few
minutes later, Herrington answered it. Herrington explained that he had been asleep,
and he appeared as though he had just awakened. When asked if he knew N. B.,
Herrington replied that he did, though he had not seen him in “a little while, a couple
of weeks, maybe.” Herrington stated that he was alone in the trailer. Officers asked
Herrington to identify himself, and Herrington handed an officer an identification
card bearing the name “Jeffrey Curvin.” In the officer’s opinion, the photograph on
the identification card did not resemble Herrington and, when the officer asked
Herrington for the date of birth on the card, he was unable to provide it. Another
officer was called to the scene, and he was able to identify Herrington, whom he had
known from an encounter “a week prior.”
The officers searched the trailer to confirm that N. B. was not present. Only one
bedroom in the trailer had electrical power and was habitable; the bed in that bedroom
appeared to have been slept in. On the bed, in plain sight, was a bank bag. The barrel
of a shotgun was sticking out of the bag. The barrel was 7 1/4 inches long, and the
entire firearm was “[r]ight at a foot long.” The shotgun contained the necessary
9
working parts. Herrington told the officers that the shotgun was not his, stating that
one of the officers must have “planted it on” him.
The man who owned the property and the trailer, T. D., testified that
Herrington had been doing renovation work on the trailer in March 2011, and that he
had given Herrington permission to stay in the trailer. The owner testified that he
(T. D.) had not stored any belongings, including any firearms, in the trailer. The
trailer had been empty, but Herrington “had been bringing some things in.”
Taking the stand in his own defense, Herrington testified that Jeffrey Curvin
(whose identification card he had handed to officers as proof of his own identity) was
his cousin’s son; that the identification card was not his; and that N. B. had fled out
the trailer’s back door as the officers arrived or upon learning that they were en route.
Herrington testified that he had been hesitant to open the trailer door for the officers
because he was afraid they wanted him for a probation violation; he did not own and
did not know who owned the shotgun; and he had not seen the shotgun before the
officers showed it to him. Herrington testified that he had been convicted in 2005 for
fleeing and eluding officers; and, he added, “I’ve got a criminal record and I’ve done
things that, you know, I am not proud of, but I’ve done my time. I’ve . . . pled guilty
for the things that I know I was guilty of and I did my time for them.”
10
Given the evidence in this case, there is not a reasonable probability that the
outcome of Herrington’s trial would have been different had counsel objected to
evidence of the two prior false information convictions and had the court excluded
said evidence.17 Accordingly, Herrington’s ineffective assistance of counsel claim
fails.18
Judgment affirmed. Doyle, C. J., and Boggs, J., concur.
17
See generally Miller, supra; Wells v. State, 295 Ga. 161, 166 (2) (a) (758
SE2d 598) (2014).
18
See Wells, supra at 166 (2) (b).
11