Williams v. the State

FOURTH DIVISION
DOYLE, P. J.,
MILLER and DILLARD, JJ.
NOTICE: Motions for reconsideration must be
physically received in our clerk’s office within ten
days of the date of decision to be deemed timely filed.
http://www.gaappeals.us/rules/
August 26, 2014
In the Court of Appeals of Georgia
A14A0986. WILLIAMS v. THE STATE.
DILLARD, Judge.
Following a jury trial, Anthony Williams was convicted of one count of
burglary. Williams appeals his conviction, arguing that the trial court erred in
excluding evidence of a witness’s prior conviction and in denying his claim that the
prosecutor engaged in misconduct by failing to comply with discovery requirements.
For the reasons set forth infra, we affirm.
Viewed in the light most favorable to the jury’s verdict,1 the record shows that
on the morning of April 4, 2012, Ledale Curry left his home to help a friend run a few
errands. Curry returned home less than an hour later, and upon entering his front
door, he heard footsteps inside—which he found disconcerting because his family
1
See, e.g., Powell v. State, 310 Ga. App. 144, 144 (712 SE2d 139) (2011).
members were usually not at home that time of the day. A few seconds later, Curry
saw a young male—subsequently identified as Williams—walking down the hallway.
For a moment, Williams and Curry stared at each other, allowing Curry to get a good
look at Williams’s face. And although Curry did not know Williams’s name, he
recognized him as someone he had seen in the neighborhood. Williams then quickly
fled out the back door of Curry’s home. Curry briefly gave chase, but stopped when
Williams and another young male, whom he had not seen inside his home, escaped
over the fence in his backyard.
In the aftermath of this unsettling encounter, Curry noticed his television
unplugged and laying on the sofa, as well as a laptop computer and iPad on the
ground just outside the back door, indicating that the burglars dropped these items as
they fled the premises. He then called the police to report the burglary, but the
perpetrators were not apprehended at that time. However, later that same afternoon,
Curry saw Williams and another young male, ultimately identified as Devan
Williams, walking through the neighborhood. And recognizing Anthony Williams as
one of the burglars, Curry immediately called the police again. This time, the
responding officers were able to arrest both suspects.
2
Both Anthony Williams and Devan Williams were charged, via indictment,
with one count of burglary.2 And during the trial, Curry testified about coming home
and interrupting the burglary in progress and reiterated that Anthony Williams was
the young man he saw inside his house.3 In addition to presenting Curry’s testimony,
the State called the responding detective to testify regarding his investigation of the
matter, and at the trial’s conclusion, the jury found Anthony Williams guilty of
burglary. This appeal follows.
1. Williams contends that the trial court erred in excluding evidence of the
victim’s (i.e., Curry’s) prior conviction for possession of cocaine. We do not agree
that this exclusion constituted reversible error.
As a general rule, admission of evidence is a matter “resting within the sound
discretion of the trial court, and appellate courts will not disturb the exercise of that
2
See OCGA § 16-7-1 (b) (“A person commits the offense of burglary in the
first degree when, without authority and with the intent to commit a felony or theft
therein, he or she enters or remains within an occupied, unoccupied, or vacant
dwelling house of another or any building, vehicle, railroad car, watercraft, aircraft,
or other such structure designed for use as the dwelling of another.”).
3
Curry conceded during his testimony that he was not certain as to whether
Devan Williams was the other young man who he saw escaping over his back fence.
Consequently, the State nolle prossed the charge as to him.
3
discretion absent evidence of its abuse.”4 Furthermore, the constitutionally improper
denial of a defendant’s opportunity to impeach a witness, “like other Confrontation
Clause errors, is subject to a harmless-error analysis.”5 And to determine whether a
constitutional error is harmless, we must consider whether the error was harmless
beyond a reasonable doubt.6 With these guiding principles in mind, we turn now to
Williams’s claims of error.
In this matter, during his cross-examination of Curry, Williams’s counsel
inquired about a statement Curry gave to the police. And although the inquiry made
no mention of a prior criminal record, Curry responded: “You know, I’m the type of
fellow, you know, I done been in some trouble too. I’ve got a record. I’ve been to
prison and all that, and I’ve got a brother that has done did murder charges and all
that.” Almost immediately after this statement was made, a bench conference ensued,
during which the State’s prosecutor noted that Curry was convicted for possession of
4
Martinez v. State, 306 Ga. App. 512, 525 (6) (702 SE2d 747) (2010)
(punctuation omitted).
5
Id. (punctuation omitted).
6
See Hawkins v. State, 316 Ga. App. 415, 418 (2) (a) (729 SE2d 549) (2012)
(“The correct inquiry is whether, assuming that the damaging potential of the
cross-examination were fully realized, a reviewing court might nonetheless say that
the error was harmless beyond a reasonable doubt.” (punctuation omitted)).
4
cocaine approximately nine years prior to this trial. Williams’s counsel then sought
admission of that conviction into evidence, but the prosecutor argued that such
evidence should be excluded as irrelevant. Ultimately, the trial court found that the
prejudicial effect of Curry’s conviction outweighed its probative value and, therefore,
excluded it.
Williams argues that the trial court failed to correctly analyze the admissibility
of Curry’s prior conviction under the new evidence code7 and, thus, erred in
excluding it. In that regard, OCGA § 24-6-609 (a) (1) provides, in relevant part, that:
For the purpose of attacking the character for truthfulness of a witness
. . . [e]vidence that a witness other than an accused has been convicted
of a crime shall be admitted subject to the provisions of Code Section
24-4-403 if the crime was punishable by death or imprisonment in
excess of one year under the law under which the witness was convicted
. . . .8
And pursuant to subsection (b) of that statute, “[e]vidence of a conviction under this
Code section shall not be admissible if a period of more than ten years has elapsed
7
Williams was tried on July 16 and 17, 2013, and therefore Georgia’s new
evidence code was applicable. See Ga. Laws 2011, p. 99, § 101.
8
See OCGA § 24-6-609 (a) (1).
5
since the date of the conviction or of the release of the witness from the confinement
imposed for such conviction, whichever is the later date . . . .”9
Here, it was undisputed that Curry’s conviction for possession of cocaine was
less than ten years old and constituted a crime punishable by imprisonment in excess
of one year.10 Thus, pursuant to OCGA § 24-6-609 (a) (1), as noted supra, the
admissibility of that conviction hinged upon the application of OCGA § 24-4-403,
which tracks Federal Rule of Evidence 403, and provides: “Relevant evidence may
be excluded if its probative value is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury or by considerations of
undue delay, waste of time, or needless presentation of cumulative evidence.”11
Prior to the enactment of the new evidence code, Georgia had no direct
statutory equivalent to Rule 403, but case law on the issue generally required that a
trial court merely balance the probative value of evidence with its prejudicial effect
9
See OCGA § 24-6-609 (b).
10
See OCGA § 16-13-30 (c) (1).
11
OCGA § 24-4-403.
6
without requiring that the objecting party establish substantial prejudice.12 In stark
contrast, the plain meaning of OCGA § 24-4-403’s text makes clear that the trial court
may only exclude relevant evidence when its probative value is “substantially
outweighed”13 by one of the designated concerns. Indeed, the Eleventh Circuit14 has
described Rule 403 as “an extraordinary remedy which the . . . courts should invoke
sparingly, and the balance should be struck in favor of admissibility.”15 Obviously,
the reason for such caution is that relevant evidence in a criminal trial is “inherently
prejudicial,” and, as a result, Rule 403 “permits exclusion only when unfair prejudice
12
See RONALD L. CARLSON & MICHAEL SCOTT CARLSON, CARLSON ON
EVIDENCE 46 (2d. ed. 2014); see also Waye v. State, 326 Ga. App. 202, 205 (3) n.2
(756 SE2d 287) (2014) (holding that court only had to determine whether the
probative value of witness’s prior conviction outweighed its prejudicial effect, not
whether it substantially outweighed that effect); Smith v. State, 319 Ga. App. 164,
167-68 (2) (735 SE2d 153) (2012) (holding that standard for admissibility of
witness’s prior conviction is whether probative value merely outweighs its prejudicial
effect).
13
See OCGA § 24-4-403.
14
Given the similarity between Georgia’s new evidence code and the Federal
Rules of Evidence “it is proper that we give consideration and great weight to
constructions placed on the Federal Rules by the federal courts.” Jones v. State, 326
Ga. App. 658, 660 (1) (757 SE2d 261) (2014) (punctuation omitted).
15
United States v. Lopez, 649 F3d 1222, 1247 (VII) (11th Cir. 2011)
(punctuation omitted); accord Flading v. State, ___ Ga. App. ___ , Slip op. at 11
(Case No. A14A0557; decided May 22, 2014).
7
substantially outweighs probative value.” 16 The primary function of Rule 403, then,
is to exclude evidence of “scant or cumulative probative force, dragged in by the
heels for the sake of its prejudicial effect.”17
As previously noted, in reviewing an evidentiary ruling, this Court must
determine whether that ruling constituted an abuse of the trial court’s discretion.18 A
proper application of the abuse-of-discretion review recognizes “the range of possible
conclusions the trial judge may reach,” and that there will often be occasions in which
we will affirm the evidentiary ruling of a trial court “even though we would have
gone the other way had it been our call.”19 That said, while the abuse-of-discretion
standard presupposes a “range of possible conclusions” that can be reached by a trial
court with regard to a particular evidentiary issue, it does not permit a “clear error of
16
United States v. Merrill, 513 F3d 1293, 1301 (II) (B) (11th Cir. 2008);
accord United States v. Betancourt, 734 F2d 750, 757 (IV) (11th Cir. 1984); Flading,
Slip op. at 11.
17
United States v. Utter, 97 F3d 509, 515 (II) (B) (2) (11th Cir. 1996)
(punctuation and citation omitted); accord United States v. McRae, 593 F2d 700, 707
(5th Cir. 1979); Flading, Slip op. at 11.
18
See Sifuentes v. State, 293 Ga. 441, 445 (3) (746 SE2d 127) (2013); Hinton
v. State, 280 Ga. 811, 816 (6) (631 SE2d 365) (2006).
19
United States v. Frazier, 387 F 3d 1244, 1259 (II) (11th Cir. 2004)
(punctuation omitted).
8
judgment” or the application of “the wrong legal standard.”20 And here, the trial court
merely found that the probative value of Curry’s prior conviction for possession of
cocaine was outweighed by its prejudicial effect and did not require the State to show
that such prejudice substantially outweighed any probative value. In doing so, the
trial court failed to analyze the issue under OCGA § 24-4-403, and, consequently, it
erred. Nevertheless, it is a fundamental principle that “harm as well as error must be
shown for reversal,”21 and we conclude that Williams was not harmed by the trial
court’s evidentiary ruling.
As noted supra, even before the bench conference (during which the
admissibility of Curry’s prior conviction was discussed), Curry testified that he had
prior troubles with the law, that he had a criminal record, and that he spent time in
prison. Thus, evidence of Curry’s criminal history—albeit unspecific—was presented
to the jury. In fact, Curry’s own testimony arguably damaged his credibility far more
than Williams would have done by being limited to merely introducing the record of
20
Id.
21
O’Neal v. State, 288 Ga. 219, 223 (2) (702 SE2d 288) (2010) (punctuation
omitted).
9
Curry’s prior conviction22 for possession of cocaine.23 Consequently, at most, the
admission of Curry’s prior conviction would have been cumulative of his own
damaging testimony. Accordingly, the trial court’s error in failing to correctly apply
OCGA § 24-4-403 in determining the admissibility of Curry’s prior felony conviction
was harmless.24
2. Williams further contends that the trial court erred in denying his claim that
the State’s prosecutor engaged in misconduct by failing to comply with discovery
requirements. We disagree.
22
As the State notes in its brief, “Mr. Curry’s testimony could easily have led
the jury to believe that he had a much more serious criminal past than would have
been shown by one conviction for simple possession of drugs.”
23
See Martinez v. State, 284 Ga. 138, 140 (3) (663 SE2d 675) (2008) (noting
that “a defendant may not attempt to impeach the character or veracity of a witness
by specific instances of prior misconduct unless the misconduct has resulted in the
conviction of a crime involving moral turpitude” (punctuation omitted)); Kimbrough
v. State, 254 Ga. 504, 505 (2) (330 SE2d 875) (1985) (“To impeach a witness by a
prior conviction the conviction must be proved by the record of conviction itself, not
by cross-examination.” (punctuation omitted)).
24
See Hoffler v. State, 292 Ga. 537, 539-40 (2) (739 SE2d 362) (2013) (holding
that trial court’s error in admitting defense witness’s prior conviction, which was
more than ten years old, was harmless given the fact that witness later made an
unsolicited reference to his criminal history); Fields v. State, 285 Ga. App. 345, 346-
47 (3) (646 SE2d 326) (2007) (holding that trial court’s error in barring
cross-examination of a witness about pending charges for purpose of exploring bias
was harmless when witness’s credibility was put in doubt by another witness).
10
It is well established that a charge of prosecutorial misconduct is “a serious
charge and is not to be lightly made; having raised it, [defendant] has the duty to
prove it by the record and by legal authority.”25 Additionally, when a defendant
alleges a factually specific claim of prosecutorial misconduct, the defendant must
show actual misconduct and demonstrable prejudice to his right to a fair trial in order
to reverse his conviction.26
Here, during Williams’s trial, the investigating detective testified that a palm
print was recovered from Curry’s home after the burglary but that its quality was poor
and, therefore, no comparison could be made when the print was analyzed via the
Automated Fingerprint Identification System (“AFIS”). Williams’s counsel did not
object to this testimony and, in fact, cross-examined the detective regarding this issue.
Nevertheless, immediately after the State rested, Williams’s counsel complained that
25
Brooks v. State, 285 Ga. 246, 251 (5) (674 SE2d 871) (2009) (punctuation
omitted).
26
See McGarvey v. State, 186 Ga. App. 562, 564 (2) (368 SE2d 127) (1988)
(holding that misconduct would not demand the extreme remedy of dismissal of the
charge unless it caused demonstrable prejudice to the defendant’s constitutional or
statutory rights or deprived him of a fair trial); see also Smith v. Phillips, 455 U.S.
209, 219 (III) (102 SCt. 940, 71 LE2d 78) (1982) (noting that “the touchstone of due
process analysis in cases of alleged prosecutorial misconduct is the fairness of the
trial, not the culpability of the prosecutor”).
11
the State failed to provide him with the palm-print information and actually notified
him that the print taken from the scene had been lost. The State’s prosecutor replied
that a follow-up email sent to the public defender’s office explained that the palm-
print card was located but that no comparison could be made. However, Williams’s
counsel responded that because he was conflict counsel, he was not privy to emails
sent to the public defender’s office. Following this colloquy, the trial court found it
unnecessary to rule on this issue in light of the fact that the palm print did not
incriminate Williams.
On appeal, Williams now argues that the prosecutor’s failure to inform his
counsel about the palm print constituted prosecutorial misconduct and warrants
reversal of his conviction. However, regardless of whether the prosecutor’s failure in
this instance constitutes merely a miscommunication or instead arguably amounts to
“misconduct,” 27 the fact remains that the palm print did not incriminate Williams. And
given these circumstances, Williams has failed to show that he was harmed by this
27
It is worth noting that the collection of prints from the crime scene was
mentioned in the police report, which was turned over to the defendant by the State
during discovery.
12
lack of disclosure. Accordingly, this issue presents no ground for reversing
Williams’s conviction.28
Judgment affirmed. Doyle, P. J., and Miller, J., concur.
28
See Kitchens v. State, 289 Ga. 242, 245-46 (3) (710 SE2d 551) (2011)
(holding that based on “the absence of any evidence of specific harm or prejudice to
the defendant, the trial court did not err when it denied appellant’s motion for new
trial on the basis of prosecutorial misconduct”); McGarvey, 186 Ga. App. at 564 (2)
(holding that even if prosecutor engaged in misconduct, defendant was not actually
prejudiced and, thus, dismissing charges was not required).
13