DocketNumber: A17A1124
Citation Numbers: 807 S.E.2d 84, 343 Ga. App. 332
Judges: Reese
Filed Date: 10/24/2017
Status: Precedential
Modified Date: 10/18/2024
*332In this mandamus action, C. Dean Alford and other members of the University System of Georgia's Board of Regents (collectively, "Appellants") seek review of a superior court's grant of summary judgment to Rigoberto Rivera Hernandez and other undocumented immigrants (collectively "Appellees"). Each of the Appellees are Georgia residents who have been granted limited protection from deportation under the Deferred Action for Childhood Arrivals ("DACA") policy established by the United States Department of Homeland Security ("DHS") in 2012. The Appellees' petition for a writ of mandamus sought an order from the court compelling the Appellants to deem the Appellees eligible for "in-state tuition benefits" while the Appellees are enrolled in Georgia's public universities and colleges. On appeal from the superior court's order, the Appellants contend that the court erred in granting summary judgment to the Appellees and in denying their motion to dismiss the petition, arguing that the court erred in finding that, under DACA, the Appellees were "lawfully present" in the country as a matter of law and, therefore, the Appellants were required to offer them in-state tuition. They also contend that the court incorrectly applied the standard for granting a writ of mandamus and that the court should have dismissed the Appellees' claims because they were barred by official immunity. For the reasons set forth infra, we reverse the superior court's grant of summary judgment to the Appellees. We also reverse the court's denial of the Appellants' motion to dismiss.
Viewed in the light most favorable to the Appellants, as the party opposing the grant of summary judgment,
*333A. The DACA Policy
In June 2012, the DHS Secretary issued a memorandum to various federal agencies tasked with enforcing the country's immigration laws, announcing the establishment of the DACA policy.
The DHS's Office of Citizenship and Immigration Services ("USCIS") subsequently published a Frequently Asked Questions ("FAQ") page on its website that provided a more detailed explanation of DACA, the application process, and related issues. According to the website, DACA offered recipients "[d]eferred action," which it defined as "a discretionary determination to defer a removal action of an individual as an act of prosecutorial discretion," adding that "DHS
*334can terminate or renew deferred action at any time, at the agency's discretion." Further, the website stated that the grant of deferred action could affect a future determination of whether a recipient had been "unlawfully present" in the United States.
For purposes of future inadmissibility based upon unlawful presence, an individual whose case has been deferred is not considered to be unlawfully present during the period in which deferred action is in effect. An individual who has received deferred action is authorized by DHS to be present in the United States, and is therefore considered by DHS to be lawfully present during the period deferred action is in effect. However, deferred action does not confer lawful status upon an individual, nor does it excuse any previous periods of unlawful presence.
The website notified DACA program participants that
[t]he fact that you are not accruing unlawful presence does not change whether you are in lawful [immigration] status while you remain in the United States. However, ... your period of stay is authorized by the [DHS] while your deferred action is in effect and, for admissibility purposes, you are considered to be lawfully present in the United States during that time.
In addition, the website stated that, "[a]part from the immigration laws, 'lawful presence,' 'lawful status' and similar terms are *87used in various other federal and state laws," and recommended that, "[f]or information on how those laws affect individuals who receive a favorable exercise of prosecutorial discretion under DACA, please contact the appropriate federal, state or local authorities."
Finally, in October 2015, the Secretary of the United States Department of Education sent a "Key Policy Letter" to the leaders of colleges and universities to provide information about DACA. According to the Secretary, while federal law did not prohibit the admission of undocumented students to postsecondary educational institutions or require the institutions to determine a student's citizenship or immigration status, individual states might have laws or policies relevant to these issues. Similarly, while undocumented students *335were not eligible for federal student financial assistance, they might be eligible for state, institutional, and private student aid. The memorandum specifically stated that, while DACA recipients "may be eligible to receive in-State tuition under State law for their enrollment in public postsecondary educational institutions," that determination "depends on State law and policies."
B. Procedural Background of the Instant Case
In April 2016, the Appellees filed a petition for a writ of mandamus, asserting that the Appellants
The Appellants filed a motion to dismiss, arguing several substantive grounds, including that a writ of mandamus would only lie when a public official had a "clear legal duty" to perform in a specific manner and that the DHS's statement that DACA recipients would be deemed "lawfully present" for federal immigration purposes did not create a clear legal duty requiring the Appellants to classify the Appellees as in-state residents *88for tuition purposes. The same day, the Appellees filed a motion for summary judgment, arguing that they had
petitioned and been approved for [DACA], giving them "lawful presence" in the United States. The [Appellants] have continued to use an incorrect definition of federal law to bar [them] from paying in-state tuition, despite the federal government unequivocally stating that DACA beneficiaries do have "lawful presence" in the United States.
The Appellees argued that "lawful presence" was a "legal term ... defined by federal law"; that "the responsibility to determine lawful presence [was] singularly held by the federal government"; and that "[w]hether a student [had] 'lawful status' [was] irrelevant" to the determination of whether a student met the residency requirement for in-state tuition. Thus, claiming that they met the requisite "lawful presence" requirement, the Appellees asserted that they were entitled to in-state tuition and mandamus relief.
The superior court held a hearing on the parties' motions,
the federal government has made clear that DACA recipients are lawfully present in the United States. The Board of Regents has a policy which requires lawful presence in the United States in order to receive in-state tuition status. The Board of Regents refuses to accept the current lawful status that [the Appellees] have been granted. Under the facts asserted in [the Appellees'] complaint this constitutes [the Appellants'] failure to perform a clear legal duty.11
*337The court referred to the designation of the DACA recipients as being "lawfully present" in the United States as a "clear and unambiguous standard" that the Appellants were required to adopt as the definition of "lawful presence" in the Board's official policy. Consequently, the court found that the Appellees were entitled to mandamus relief as a matter of law, and compelled the Appellants "to perform their duty in applying the federal definition of lawful presence as it relates to students who are DACA recipients and to grant them in-state tuition status." This appeal followed.
C. Appellate Standards of Review.
In determining whether the superior court erred in granting summary judgment to the Appellees, the following standard applies.
In order to prevail on a motion for summary judgment under OCGA § 9-11-56, the moving party must show that there exists no genuine issue of material fact, and that the undisputed facts, viewed in the light most favorable to the nonmoving party, demand judgment as a matter of law. Moreover, on appeal from the denial or grant of summary judgment[,] the appellate court is to conduct a de novo review of the evidence to determine whether there exists a genuine issue of material fact, and whether the undisputed facts, viewed in the light most favorable to the nonmoving party, warrant judgment as a matter of law.13
As for determining whether the court erred in denying the Appellants' motion to dismiss *89the Appellees' petition, we apply the following standard of review.
[A] motion to dismiss for failure to state a claim upon which relief may be granted should not be sustained unless (1) the allegations of the complaint disclose with certainty that the *338claimant would not be entitled to relief under any state of provable facts asserted in support thereof; and (2) the movant establishes that the claimant could not possibly introduce evidence within the framework of the complaint sufficient to warrant a grant of the relief sought. If, within the framework of the complaint, evidence may be introduced which will sustain a grant of the relief sought by the claimant, the complaint is sufficient and a motion to dismiss should be denied. In deciding a motion to dismiss, all pleadings are to be construed most favorably to the party who filed them, and all doubts regarding such pleadings must be resolved in the filing party's favor. On appeal, a trial court's ruling on a motion to dismiss for failure to state a claim for which relief may be granted is reviewed de novo.14
With these guiding principles in mind, we turn now to the Appellants' specific claims of error.
1. The Appellants contend that the superior court erred in granting the Appellees a writ of mandamus based upon its finding that the Appellees had a clear legal right to in-state tuition and that the Appellants had a clear legal duty to grant them in-state tuition.
Mandamus is an extraordinary remedy to compel a public officer to perform a required duty when there is no other adequate legal remedy. It is a discretionary remedy that courts may grant only when the petitioner has a clear legal right to the relief sought or the public official has committed a gross abuse of discretion. In general, mandamus relief is not available to compel officials to follow a general course of conduct, perform a discretionary act, or undo a past act.15
"The duty which a mandamus complainant seeks to have enforced must be a duty arising by law, either expressly or by necessary *339implication; and the law must not only authorize the act be done, but must require its performance."
[w]here the duty of public officers to perform specific acts is clear and well defined and is imposed by law, and when no element of discretion is involved in performance thereof, the writ of mandamus will issue to compel their performance. But the mere authorization to act is insufficient unless the law requires performance of the duty.17
Further, the burden of proving that an opposing party had a clear legal duty to perform in the requested manner falls on the party seeking the writ of mandamus.
Thus, the superior court was not authorized to grant the Appellees' petition for a writ of mandamus unless the Appellees showed that (a) the DACA policy constituted an established and enforceable federal law that designated the DACA recipients as being "lawfully present" in the United States and that this designation applied to the *90states' determinations of whether the recipients were eligible for in-state tuition, and (b) that the Board's policies create a clear legal duty requiring the Appellants, as public officials, to accept the DHS's designation of DACA recipients as being "lawfully present" in the United States and to grant them in-state tuition on that basis. We conclude that the Appellees have failed to meet this burden.
(a) It is undisputed that, at the time the superior court entered its mandamus order, the United States Congress had not passed a law adopting and codifying the DACA provisions. Instead, the record shows that a federal agency, the DHS, established and implemented the DACA policy in order to defer some deportations as an exercise of prosecutorial discretion and in an effort to efficiently allocate the agency's resources.
There are no Georgia appellate cases addressing whether the DACA policy carried the force of federal law to the extent necessary to mandate specific action by a state entity. However, in a recent federal case, Estrada v. Becker,
federal regulations only have the force of law when they follow certain procedural requirements, like notice-and-comment rulemaking. When Congress authorizes an agency to proceed through notice-and-comment rulemaking, that relatively formal administrative procedure is a very good indicator that Congress intended the regulation to carry the force of law. DACA, notably, did not go through notice-and-comment rulemaking, but was announced through a simple policy memo. Therefore, DACA cannot be said to have gone through the procedural rigors necessary to demonstrate a clear and manifest purpose of Congress on its own terms.20
Thus, we find that the Appellees in the instant case have failed to carry their burden of showing that the DACA policy had the force and effect of a federal law that would support a mandamus order.
Moreover, the superior court based its mandamus order on its conclusion that the federal government had "made clear" that the DACA recipients were "lawfully present in the United States." The only authority cited by the court for that conclusion, however, was "the United States Citizenship and Immigration Services FAQ on *341DACA which is contained on the official website of the Department of Homeland Security." The court explained that,
[w]hile an official DHS policy on this question would certainly be beneficial given the *91unique status of DACA recipients, the statements are nonetheless posted to the public on the official website of the [DHS] and the Court finds they should therefore be taken as accurate representations of the federal government's position.
There is no evidence in the record or citation to legal authority in the court's order or the parties' briefs, however, to support a finding that the general information about DACA, which was posted on the DHS's website in a question-and-answer format and was directed toward the general public, had the force of law as an administrative regulation.
Finally, even if we were to find that the DACA policy had the force of law, in order to support the mandamus order, DACA would not only have had to authorize the Appellants to grant the Appellees in-state tuition-DACA would have had to require that they do so.
It follows that the superior court erred in relying on the DACA policy as the basis for granting the Appellees' petition for mandamus.
(b) The Appellees also failed to demonstrate that either state law or the Board's policies
2. For the same reasons given in Division 1, supra, we also conclude, after viewing the pleadings in the light most favorable to the party that filed them,
3. Given our rulings in Divisions 1 and 2, supra, the Appellants' remaining enumerated errors are moot.
Judgment reversed.
Miller, P. J., and Doyle, J., concur.
See Benton v. Benton,
We note that, on September 5, 2017, the Acting Secretary of the DHS issued a memorandum rescinding DACA and providing notice that the agency would reject any new DACA applications filed after that date. However, the DHS allowed current DACA recipients to remain in the program until their permits expired, as long as they met the required criteria, and allowed those recipients to apply for a two-year renewal of their permits, as long as they did so by October 5, 2017. It follows that, despite the announcement of the rescission of DACA, the Appellees could remain DACA recipients until at least October 2019. Consequently, the issues presented in this appeal are not moot. Cf. Babies Right Start v. Ga. Dept. of Pub. Health,
See generally Arizona ex rel. Brnovich v. Maricopa County Community College Dist. Bd.,
(Emphasis supplied.)
See Maricopa County Community College Dist. Bd.,
(Emphasis supplied.)
Although the complaint states that the Appellants were sued in "their individual capacities as members of the University System of Georgia's Board of Regents," the relief the Appellees seek cannot be afforded by the Board members individually. See Southern LNG, Inc. v. MacGinnitie,
OCGA § 20-3-66 (d) provides:
Noncitizen students shall not be classified as in-state for tuition purposes unless the student is legally in this state and there is evidence to warrant consideration of in-state classification as determined by the [B]oard of [R]egents. Lawful permanent residents, refugees, asylees, or other eligible noncitizens as defined by federal Title IV regulations may be extended the same consideration as citizens of the United States in determining whether they qualify for in-state classification....
See Board Policy Manual Rules 4.3.4 ("Each University System institution shall verify the lawful presence in the United States of every successfully admitted person applying for resident tuition status, as defined in Section 7.3 of this Policy Manual[.]"); 7.3.1.1 ("In-State Tuition shall be defined as the rate paid by students who meet the residency status requirements as provided in Section 4.3 of this Policy Manual.... Out-of-State Tuition shall be defined as the rate paid by students who do not meet the residency status requirements as provided in Section 4.3 of this Policy Manual.") (emphasis omitted); see also Board Policy Manual Rule 4.3.2.3 (adopting the language of OCGA § 20-3-66 (d) ).
The record does not contain a transcript of the hearing.
(Footnotes omitted.)
On January 13, 2017, this Court issued an order of supersedeas staying enforcement of the superior court's order while the appeal was pending. After the appeal was docketed in this Court, it was transferred to the Supreme Court of Georgia based on a conclusion that it involved the preemption doctrine of the Supremacy Clause and, thus, fell within the exclusive jurisdiction of the Supreme Court. See Ga. Const. of 1983, Art. V1, Sec. V1, Par. II (1); Babies Right Start,
Benton,
GeorgiaCarry.Org v. Atlanta Botanical Garden,
Bland Farms v. Ga. Dept. of Agriculture,
Bland Farms,
See Alexander v. Gibson,
Civil Action File No. 1:16-CV-3310-TWT,
Id. at *5 (III) (B),
See Bland Farms,
See Estrada,
See Bland Farms,
(Emphasis supplied.) See Maricopa County Community College Dist. Bd.,
See Estrada,
See Bland Farms,
The Georgia General Assembly specifically authorized the Board "[t]o make such reasonable rules and regulations as are necessary for the performance of its duties[.]" OCGA § 20-3-31 (1).
(Emphasis supplied.) See OCGA § 20-3-66 (d) (codification of this rule).
See generally James v. Montgomery County Bd. of Educ.,
See GeorgiaCarry.Org,