MORDECAI Et Al. v. CAIN

FOURTH DIVISION
ELLINGTON, P. J.,
BRANCH and MERCIER, JJ.
NOTICE: Motions for reconsideration must be
physically received in our clerk’s office within ten
days of the date of decision to be deemed timely filed.
http://www.gaappeals.us/rules
August 15, 2016
In the Court of Appeals of Georgia
A16A0852. MORDECAI et al. v. CAIN. JE-032
ELLINGTON, Presiding Judge.
A Cobb County jury returned a plaintiff’s verdict in this motor vehicle collision
case brought by Barbara Mordecai against Michael Cain.1 Mordecai appeals,
contending that the trial court erred in failing to qualify the prospective jurors with
regard to State Farm Mutual Automobile Insurance Company, her uninsured motorist
coverage carrier, and in excluding evidence that Cain pled guilty to driving on the
wrong side of the road.2 For the reasons explained below, we reverse.
1
In addition, Mordecai’s husband, William Mordecai, asserted a claim for loss
of consortium. The jury returned a verdict in favor of William Mordecai on his
derivative claim. He also appeals and joins in his wife’s arguments.
2
State Farm, as Mordecai’s uninsured motorist carrier, elected to try this case
in the name of the individual defendant, Michael Cain.
1. Mordecai contends that the trial court erred in denying her request to have
prospective jurors qualified in the courtroom during voir dire with regard to State
Farm, her uninsured motorist insurance carrier.
The records shows the following. On May 18, 2015, Cain and State Farm
moved in limine to “[e]xclud[e] any questioning in Voir Dire by counsel concerning
insurance unless the prospective jurors have stated, in response to an inquiry
concerning current employment, that they presently work for an insurance company.”
Later that day, the parties filed a proposed consolidated pretrial order. Paragraph 4
of the pretrial order reads as follows: “The jury will be qualified as to relationship
with the following:[3] William Mordecai, Barbara S. Mordecai, Michael Anthony
Cain and . . . officers, directors, employees or policy holders of . . . State Farm . . . to
determine if any juror is related by consanguinity (blood) or affinity (marriage) within
the sixth degree according to the civil law. The jurors should also be qualified as to
such relationship with the following attorneys and witnesses” listed there. Paragraph
4 then indicates that Cain and State Farm “object[ed] to the jury being qualified as to
. . . State Farm as [it has] no financial interest in the case.” Cain and State Farm
3
This tracks the form civil pretrial order provided in the uniform court rules.
See Uniform Superior Court Rule 7.2 (“(4) The jury will be qualified as to
relationship with the following: __.”)
2
requested that, if the court elected to qualify the prospective jurors concerning
insurance, qualification occur “outside the courtroom and in the jury assembly area
prior to trial.” In the same paragraph of the consolidated pretrial order, Paragraph 4,
Mordecai asserted that because “this is an uninsured motorist case . . . State Farm
clearly has a financial interest in the case.” In addition, Mordecai asserted, “[a]s to
State Farm . . . , the jury should be qualified as to whether any juror is an officer,
director, employee [or] policyholder. The jury should be qualified in the courtroom,
not the jury assembly room, so counsel can explore their answers.” (Citation omitted.)
At the beginning of the trial on July 27, 2015, the trial court first took up the
motion in limine. The judge informed counsel that, “with respect to . . . the insurance,
this is the question that was asked” by the jury assembly administrator to all
prospective jurors in the jury assembly room: “Are you an officer, employee,
stockholder, agent, director, or policyholder of State Farm Automobile Mutual
Insurance?” Mordecai’s counsel asked about following up on affirmative answers.
The judge responded, “I have not been advised that anyone answered yes[ ] to that
question.” The judge then took up certain evidentiary matters in the pretrial order.
Next, the court turned to jury selection and asked counsel to identify the
persons and entities about which they wished the court to ask the prospective jurors
3
qualifying questions. After listing the parties, their attorneys, and two non-party
witnesses, the judge continued “[o]fficers, directors, employees or policyholders of
the State Farm – State Farm has been done. I can do it again. . . . I don’t know why
I would need to, but I’ll be glad to hear from [Mordecai’s counsel], if you need to.”
Mordecai’s counsel responded, “If there are no people that are officers of State Farm,
we don’t need to go any further than that.” The judge summarized that he would
qualify the jury as to Mordecai, her husband, Cain, the attorneys and law firms, and
the witnesses.
The trial court called for a panel of 27 prospective jurors to be brought to the
courtroom and posed qualifying questions, asking if any were related to the parties,
their attorneys, and the witnesses. None of the prospective jurors responded
positively, and the trial court moved on to voir dire examination of the prospective
jurors by counsel.
After the voir dire examination, and before beginning jury selection, the judge
called counsel to the bench. Mordecai’s counsel “asked that the panel be qualified as
to State Farm,” and Cain’s counsel “objected on the grounds the jurors had been
qualified as to State Farm . . . in the jury assembly area.” The trial court “denied
[Mordecai’s] request to qualify the prospective jurors as to State Farm . . . in the
4
courtroom, but agreed to have the jury assembly administrator explain how the panel
was qualified as to State Farm . . . in the jury assembly area.”4 Next, the trial court
directed counsel to exercise peremptory strikes to select 12 jurors. The trial court
administered the oath, empaneling the jury. Opening statements followed, and the
trial court directed Mordecai’s counsel to call his first witness.
After Mordecai’s husband testified, and when the jury was outside the
courtroom, the trial court summoned to the courtroom the jury assembly
administrator, who had polled the prospective jurors in the jury assembly room. The
court asked the administrator on the record what question she had asked in the jury
assembly room about State Farm. She replied, as the trial court had already informed
counsel at the pretrial hearing, that she read the following to the entire group: “Are
you an officer, employee, stockholder, agent, director or policyholder of State Farm
Automobile Mutual Insurance Holding?” She said that every prospective juror who
answered “yes” was excluded from the panel that was sent to the courtroom for voir
dire in Mordecai’s case. The court asked Mordecai’s counsel if his inquiry was
satisfied. Mordecai’s counsel responded, “It satisfied my inquiry. I’m not sure that
4
We note that the bench conference was not transcribed. The parties
supplemented the transcript with a stipulation regarding the substance of the colloquy
and ruling.
5
satisfies the law. I think they have to be questioned in the courtroom.” The jury was
then brought back into the courtroom and the trial continued.
In response to Mordecai’s appellate argument, Cain contends that the trial court
qualified the prospective jurors as to State Farm through the procedure of having the
jury assembly administrator pose the question to them in the jury assembly room and
that the trial judge was not required to personally qualify the prospective jurors a
second time in the courtroom. In addition, Cain contends that, because Mordecai’s
counsel did not renew his objection to the selected jury after the jury assembly
administrator’s appearance in court, she waived any disqualification objection she
may have had. He argues that Mordecai’s “decision to seat a jury and allow the trial
to proceed[,] without the issues concerning jury qualifications resolving, constitutes
a waiver of the right to challenge their qualification[,] and it is conclusively presumed
that no harm resulted.” (Citation omitted.) We disagree.
It is the longstanding rule in Georgia that, to ensure the right of trial by
an impartial jury, a party to a civil case is entitled to have the jury
qualified by the court as to any insurance carrier with a financial interest
in the case. It is an equally longstanding Georgia rule that where a civil
jury was not properly qualified in this way, and where the party seeking
such qualification has properly preserved the issue for review, prejudice
6
to that party will be presumed, and in the absence of proper rebuttal, a
new trial must be ordered.
(Citations omitted.) Ford Motor Co. v. Conley, 294 Ga. 530, 550 (3) (b) (757 SE2d
20) (2014).5
Qualifying each prospective juror as to a possible relationship with a nonparty
liability insurer that has an interest in the outcome of the case must be done “before
the parties begin to strike a jury[,]” because the parties have “the right to a panel of
impartial [prospective] jurors from which to select the trial jury.” (Punctuation and
footnotes omitted.) Lewis v. Emory Univ., 235 Ga. App. 811, 813-814 (1) (509 SE2d
635) (1998). See also Atlanta Coach Co. v. Cobb, 178 Ga. 544, 555 (174 SE 131)
(1934) (accord).
5
See also Atlanta Coach Co. v. Cobb, 178 Ga. 544, 549-552 (174 SE 131)
(1934) (accord); OCGA § 15-12-135 (disqualification of jurors based on a
relationship to a party or an interest in the case); Reese v. Ford Motor Co., 320 Ga.
App. 78, 80, n. 2 (738 SE2d 301) (2013) (“In Georgia, the right to an impartial jury
mandates that the jury be qualified as to any insurers with a financial interest in the
case.”) (citation omitted); Frank E. Jenkins III et al., Ga. Automobile Ins. Law § 10:5
(2015-2016 ed.) (“[I]t is imperative under Georgia law that a trial court qualify each
prospective juror as to a possible relationship with a nonparty liability insurer which
has an interest in the outcome of the case. In fact, the rule is so well ingrained in the
law that failure to qualify the jury upon request by counsel demands a new trial. . . .
Thus, the trial court is charged with the responsibility to qualify the jury as to those
companies which insure a party against whom damages are potentially recoverable
in the action.”) (footnote omitted).
7
In addition, qualifying each prospective juror as to insurers if requested must
be done in open court in the presence of the parties (and counsel), because a party has
the right to examine prospective jurors upon the questions of their qualification,
including questions regarding disqualifying ties to insurance companies. Ford Motor
Co. v. Conley, 294 Ga. at 550-551 (3) (b); Atlanta Coach Co. v. Cobb, 178 Ga. at 552.
See also Lewis v. Emory Univ., 235 Ga. App. at 813-814 (1) (a party is entitled to
have prospective jurors examined by counsel). Cain argues that “Georgia Courts have
made clear that the decision of when and where to qualify the prospective jurors is
in the sound discretion of the presiding judge.” Cain cites to two cases from this
Court which discuss in dicta the concern that questioning prospective jurors as to
potentially disqualifying relationships with insurers improperly informs them that the
interest of an insurance company is at stake, which is irrelevant to the issues before
them: Patterson v. Lauderback, 211 Ga. App. 891, 895-896, n. 2 (3) (440 SE2d 673)
(1994), overruled on other grounds by Warren v. Ballard, 266 Ga. 408 (467 SE2d
891) (1996), and Franklin v. Tackett, 209 Ga. App. 448, 450-455 (433 SE2d 710)
(1993), Beasley, J., concurring specially. In Patterson v. Lauderback, we suggested
that one “practical solution[ ] to the problem . . . is to utilize the written juror
questionnaires now commonly in use to discover such disqualifications rather than
8
doing so orally in the presence of all jurors.” Patterson v. Lauderback, 211 Ga. App.
at 895-896, n. 2 (3). In Atlanta Coach Co. v. Cobb, however, the Supreme Court of
Georgia addressed “the right to examine the jurors in open court upon the question
of their qualification, where they could be permitted to testify either pro or con in
relation thereto.” (Emphasis supplied.) 178 Ga. at 552. Although the Supreme Court
has not directly been presented with the issue “whether there is any way to adequately
qualify jurors in civil cases as to a defendant’s potentially liable insurers short of
directly asking the jurors about relationships with the particular insurance companies
at issue[,]”6 the Supreme Court recently recognized Atlanta Coach Co. v. Cobb as the
seminal case in Georgia regarding jury qualification as to a defendant’s insurance
carriers and found “no compelling reason” to now change the law established therein.
Ford Motor Co. v. Conley, 294 Ga. at 556 (3) (b) (3). Accordingly, we conclude that
existing precedent establishes that, when a party requests that qualification of
prospective jurors be done during voir dire and in open court, the trial court’s
discretion when and where to qualify them is, in fact, limited. That is, although so-
6
Ford Motor Co. v. Conley, 294 Ga. at 555 (3) (b) (3).
9
called “prequalification”7 may be permitted, a party who asks that qualification of
prospective jurors be done during voir dire and in open court is entitled to that
procedure, regardless whether prospective jurors are prequalified by a court employee
before they are sent to the courtroom. In this case, Mordecai specifically requested
before trial that the judge question the prospective jurors, in the courtroom and in the
presence of counsel, about disqualifying relationships with State Farm by so stating
in the paragraph designated in the standard form pretrial order for jury qualification
issues. See id. at 556 (4) (The requirement in the trial court rules that each party “file
a proposed pretrial order in which the party must, among other things, complete the
statement: ‘The jury will be qualified as to relationship with the following: __’ . . .
allows a party to list all of the individuals and entities, including insurers, that the
party wants the court to consider in qualifying the jury[.]”).
A trial court’s failure to qualify prospective jurors with regard to a particular
relationship may be waived by a party’s failure to object when the trial court omits
the question at trial.8 In this case, Mordecai specifically requested before trial that the
7
See Park v. Nichols, 307 Ga. App. 841, 842 (706 SE2d 698) (2011);
Patterson v. Lauderback, 211 Ga. App. at 895-896, n. 2 (3).
8
Citizens & Southern Nat. Bank v. Haskins, 254 Ga. 131, 138 (5) (327 SE2d
192) (1985). See also Ford Motor Co. v. Conley, 294 Ga. at 553 (3) (b) (2) (“The
10
trial court qualify prospective jurors as to State Farm in the courtroom and asserted
her right to have counsel explore their answers. As Cain has expressly stipulated,
after the trial judge posed qualification questions to the prospective jurors, omitting
the question about State Farm, and before jury selection, Mordecai repeated her
request that the prospective jurors be qualified as to State Farm in the courtroom,
Cain objected, and the trial court denied the request. We conclude that this was
sufficient under the circumstances to preserve for appellate review the trial court’s
error in failing to qualify the prospective jurors as Mordecai requested. Cain’s
argument that Mordecai willingly decided to proceed with seating the jury and trying
the case with the issue concerning jury qualifications unresolved is defeated by the
parties’ stipulation. The issue was resolved when the trial court denied Mordecai’s
request and directed counsel to select the jury. Furthermore, we find no basis for
concluding that the trial court’s action of summoning the jury assembly administrator
to the courtroom in the middle of Mordecai’s case-in-chief to have her describe what
disqualification of a juror may be expressly or impliedly waived by a party having
cause to complain, and[,] if expressly or impliedly waived, it is conclusively
presumed that no harm or benefit to either party resulted from the disqualification,
and[,] where it appears that the party having cause to complain either knew of the
relationship or could have discovered it by the timely exercise of ordinary diligence[
] and remained silent, that party will be presumed to have waived the
disqualification.”) (citations and punctuation omitted).
11
had transpired in the jury assembly room triggered any requirement that Mordecai
renew her request that the prospective jurors be properly qualified. This would be
nonsensical, given that the trial court had declared all 27 prospective jurors qualified,
12 of them had been selected, sworn, and impaneled, and the remaining 15 released.
See Lewis v. Emory Univ., 235 Ga. App. at 813-814 (1). Absent any requirement that
Mordecai at that time renew her objection to the trial court’s error, we conclude that
her counsel’s somewhat equivocal statement, “I’m not sure that satisfies the law. I
think they have to be questioned in the courtroom[,]” did not operate to waive the
error.
The trial court’s failure to qualify the jury as requested by counsel entitles
Mordecai to a new trial. Ford Motor Co. v. Conley, 294 Ga. at 556 (3) (c); Atlanta
Coach Co. v. Cobb, 178 Ga. at 554. Accordingly, the judgment is reversed.
We will address any remaining claims of error that bear on evidentiary matters
likely to recur at any subsequent retrial of the case. See Toler v. Georgia Dept. of
Transp., 328 Ga. App. 144, 149 (1) (761 SE2d 550) (2014).
2. Mordecai contends that the trial court erred in denying her request to
introduce a certified copy of Cain’s bond forfeiture to the charge of driving on the
12
wrong side of the road9 as evidence that he entered a guilty plea to that charge. In a
related claim of error, Mordecai contends the trial court improperly directed defense
counsel to instruct Cain to change his trial testimony. “The decision to admit or
exclude evidence is committed to the sound discretion of the trial court and will not
be disturbed on appeal absent a clear abuse of discretion.” (Citation and punctuation
omitted.) Trotman v. Velociteach Project Mgmt., 311 Ga. App. 208, 215 (8) (715
SE2d 449) (2011).
In this case, the record shows that before trial Cain stipulated that he was
driving in the wrong direction and collided head-on into Mordecai’s vehicle and that
he was negligent in causing the wreck, that is, that he owed Mordecai a duty of care
and that he breached that duty in the manner alleged. Cain moved in limine to exclude
“any evidence as to the timing of [his] admission that he caused the accident.” Before
trial, the trial court granted the motion on the basis that, because Cain had stipulated
that he owed Mordecai a duty and breached that duty, the timing of his admission was
irrelevant.
At trial, Mordecai’s counsel asked Cain whether he acknowledged that he had
crossed the center line, and Cain responded that he had no recollection of the event.
9
See OCGA § 40-6-40.
13
Mordecai’s counsel asked to approach the bench. The court had the jury removed
from the courtroom and told Cain’s counsel that either Cain could acknowledge being
at fault or the court would allow Mordecai to introduce evidence of his guilty plea,
which had previously been excluded. The court then asked Cain’s counsel if he
wanted to talk with Cain, and counsel said, “yes.” Defense counsel conferred with his
client and informed the court that Cain understood that his testimony was inconsistent
with the legal position he had taken in obtaining the limine ruling, that he
acknowledged his fault, and that he would correct his testimony when the trial
resumed. The judge emphasized that he was not instructing Mordecai’s counsel to ask
any particular questions. When the trial resumed, Cain recanted his immediately
preceding testimony that he did not remember the accident and testified that he did
recall crossing the center line.
Mordecai contends that evidence that Cain admitted guilt to the offense of
driving on the wrong side of the road by forfeiting his bond would have refuted his
testimony that he did not recall the accident and that, when Cain testified he did not
recall the accident, “[his] testimony about the accident became so conflicting that
[she] renewed [her] request to present evidence of his guilty plea[.]” Mordecai asserts
that the court “instructed Cain’s attorney to counsel his client to change his
14
testimony” or the court would allow her to introduce evidence of his guilty plea. She
argues that “the failure to allow evidence of such admission” denied her “the
opportunity to impeach [Cain] on this issue” and “denied [her] a full and thorough
cross examination of the adverse party.”
We conclude, however, that the trial court was authorized to find, after Cain
admitted crossing the center line and retracted his testimony that he did not remember
doing so, that introduction of his bond forfeiture would have been cumulative of his
stipulation of negligence and of his admission in judicio that he negligently drove in
the wrong direction and caused the collision. Accordingly, the trial court did not
abuse its discretion in excluding evidence of his bond forfeiture. Mitchell v. Gay, 111
Ga. App. 867, 873 (6) (143 SE2d 568) (1965) (“There is no reversible error in
excluding evidence offered to prove a fact which is admitted or fully established by
other evidence.”) (citations omitted).
In addition, Mordecai’s assertion that the trial improperly “directed” defense
counsel to instruct Cain to change his trial testimony is not supported by the record.
The record shows instead that the trial court cautioned defense counsel that, if the
evidentiary basis for the court’s limine ruling changed, the trial court would revisit
that ruling regarding the admissibility of his bond forfeiture, as it had the power to
15
do.10 We find no error in the giving of this caution or in giving defense counsel the
opportunity to speak with his client before proceeding.11
Judgment reversed. Mercier, J., concurs. Branch, J., concurs in judgment only
in Division 1, and fully in Division 2.
10
See Paul S. Milich, Ga. Rules of Evidence, § 3:6 (database updated October
2015) (“The trial judge may always reconsider and change a ruling made in a pre-trial
hearing. As a trial progresses, it may reveal additional facts or raise new concerns that
were not visible when the judge ruled before trial. Counsel should ask the court to
reconsider its initial ruling in light of the new factors.”) (footnote omitted); Harley-
Davidson Motor Co. v. Daniel, 244 Ga. 284, 285-286 (1) (260 SE2d 20) (1979) (A
ruling on a motion in limine controls the subsequent course of the action, unless
modified at trial to prevent manifest injustice.); Thomas v. State, 287 Ga. App. 124,
124-125 (650 SE2d 793) (2007) (A motion in limine ruling is not a final judgment,
and the trial court can modify its ruling at trial.); Jakobsen v. Colonial Pipeline Co.,
237 Ga. App. 441, 446 (3) (514 SE2d 851) (1999) (A trial court can modify a ruling
on a motion in limine during trial.) (physical precedent only).
11
See Turner v. Wilmouth, 161 Ga. App. 2, 4 (4) (288 SE2d 839) (1982) (“The
trial court has the right and the obligation to ask questions, restrict examination, and
otherwise control the course of the proceedings in order to insure the truth is given
to the jury in orderly fashion. In the absence of abuse, we will not interfere with the
exercise of that discretion.”) (citation and punctuation omitted); see also Campbell
v. State, 248 Ga. App. 162, 165 (2) (545 SE2d 6) (2001) (accord).
16