People of Guam v. Normandy Ilagan Penaflorida

IN THE SUPREME COURT OF GUAM
PEOPLE OF GUAM,
Plaintiff-Appellee,
v.
NORMANDY ILAGAN PENAFLORIDA,
Defendant-Appellant.
Supreme Court Case No. CRA22-001
Superior Court Case No. CF0734-18
OPINION
Cite as: 2022 Guam 14Appeal from the Superior Court of Guam
Argued and submitted on August 11, 2022
Via Zoom video conference
Appearing for Defendant-Appellant: Appearing for Plaintiff-Appellee:
Brian E. Kegerreis, Esq. Woodrow D. Pengelly, Esq.
Assistant Public Defender Assistant Attorney General
Public Defender Service Corporation Office of the Attorney General
779 Rte. 4 Prosecution Division
Sinajana, GU 96910 590 S. Marine Corps Dr.
Tamuning, GU 96913
People v. Penaflorida, 2022 Guam 14, Opinion Page 2 of 11
BEFORE: F. PHILIP CARBULLIDO, Chief Justice; ROBERT J. TORRES, Associate Justice;
and KATHERINE A. MARAMAN, Associate Justice.
TORRES, J.:
[1] Defendant-Appellant Normandy Ilagan Penaflorida appeals his conviction for Fourth
Degree Criminal Sexual Conduct (As a Misdemeanor). On appeal, Penaflorida asserts that the
government failed to provide sufficient evidence that the element of force or coercion was used to
accomplish sexual contact under 9 GCA § 25.30(a)(1). We affirm the trial court’s judgment of
conviction.
I. FACTUAL AND PROCEDURAL BACKGROUND
[2] In December 2018, the then-fourteen-year-old victim, A.C.C., reported that Penaflorida
had inappropriately touched her. Penaflorida was charged with Second Degree Criminal Sexual
Conduct (“CSC”) (As a First Degree Felony), and Fourth Degree CSC (As a Misdemeanor).
[3] A.C.C. testified that, on the day of the incident, she was in the living room when
Penaflorida—her uncle—began “wiggling the door” to be let in after she greeted him. Transcript
(“Tr.”) at 99 (Jury Trial, July 26, 2021). A.C.C.’s father, who suffers from kidney failure, was
asleep in another room. A.C.C. testified that, after she let Penaflorida in, Penaflorida hugged her
for about 20-30 seconds and that his hand was on her buttocks—specifically, on her “butt cheek”—
during that hug. Id. at 99-100. A.C.C. testified that when Penaflorida put his hand on her buttocks,
she “didn’t know what to think,” id. at 99, and that it made her “feel really shocked and
uncomfortable,” id. at 102. When asked “what was happening with [her] upper body” during the
hug, A.C.C. testified, “Nothing, I was just really shocked.” Id. She said that before releasing her,
Penaflorida told her, “You are sexy.” Id. at 99. A.C.C. then testified that before leaving,
Penaflorida asked her not to tell her father, and that when she went to kiss Penaflorida goodbye on
People v. Penaflorida, 2022 Guam 14, Opinion Page 3 of 11
the cheek out of respect, he kissed her on the lips. When asked how she felt when Penaflorida
kissed her, A.C.C. testified, “I didn’t know what to think. I was just really shocked.” Id. at 100.
[4] Guam Police Department Officer Donny T. Pangelinan also testified to details Penaflorida
shared in an interview after being read his Miranda rights. Pangelinan testified that Penaflorida
asked “if he was going to receive a long jail time.” Id. at 55. Pangelinan testified that Penaflorida
said that “he [knew he was] in trouble, because his niece, [A.C.C.], was angry about him kissing
her.” Id. at 56. Pangelinan testified that Penaflorida admitted to saying A.C.C. looked sexy, and
that Penaflorida said he “accidentally rested his left hand right above [A.C.C.’s] butt area” for “[a]
few seconds” before “he moved it away and apologized.” Id. at 57. Finally, Pangelinan testified
that, after asking Penaflorida why he instructed A.C.C. not to inform her father, Penaflorida said
it was “because he knew what he did was wrong.” Id. at 58.
[5] The jury found Penaflorida not guilty of Second Degree CSC and guilty of Fourth Degree
CSC (“CSC IV”). Penaflorida was sentenced to one year of imprisonment with all but 60 days
suspended and with credit for time served. He was ordered to pay a fine, found liable for restitution
in an amount to be determined at a later hearing, and ordered to perform community service.
Penaflorida timely appealed his conviction.
II. JURISDICTION
[6] This court has jurisdiction to hear appeals from a final judgment of the Superior Court
under 48 U.S.C.A. § 1424-1(a)(2) (Westlaw current through Pub. L. 117-240), 7 GCA §§ 3107
and 3108(a) (2005), and 8 GCA § 130.15(a) (2005).
III. STANDARD OF REVIEW
[7] “Where a defendant raised the issue of sufficiency of the evidence by a motion for
judgment of acquittal, we review the trial court’s denial of the motion de novo.” People v. Song,
People v. Penaflorida, 2022 Guam 14, Opinion Page 4 of 11
2012 Guam 21 ¶ 26 (citing People v. Anastacio, 2010 Guam 18 ¶ 10). A sufficiency-of-the-
evidence analysis requires us to “review the evidence presented at trial in the light most favorable
to the People and determine whether any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt. This is a ‘highly deferential standard of
review.’” Id. (internal citations omitted). “[T]he People ‘must be afforded the strongest legitimate
view of the evidence and all reasonable inferences that may be drawn therefrom.’” Id. ¶ 28
(quoting State v. Sisk, 343 S.W.3d 60, 65 (Tenn. 2011)). “It is not the province of the court . . . to
resolve conflicts in the evidence, to pass upon the credibility of witnesses, to determine the
plausibility of explanations, or to weigh the evidence; such matters are for the jury.” Id. ¶ 29
(quoting State v. Williams, 695 N.W.2d 23, 28 (Iowa 2005)).
IV. ANALYSIS
[8] Under 9 GCA § 25.30, a person is guilty of CSC IV “if he or she engages in sexual contact
with another person and if . . . (1) force or coercion is used to accomplish the sexual contact . . . .”
9 GCA § 25.30(a)(1) (2005).1 Under 9 GCA § 25.10, force or coercion includes, but is not limited
to, a non-exhaustive list of circumstances, the most pertinent of which to this case are: “(A) when
the actor overcomes the victim through the actual application of physical force or physical
1
At the time of the incident underlying this case, 9 GCA § 25.30(a) provided two alternative circumstances
that would constitute CSC IV: when “(1) force or coercion is used to accomplish the sexual contact,” or when “(2) the
actor knows or has reason to know that the victim is mentally defective, mentally incapacitated or physically helpless.”
9 GCA § 25.30(a)(1)-(2) (2005). Earlier this year, the statute was amended to add a third alternative: when “(3) the
victim is at least fourteen (14) years of age and under sixteen (16) years of age.” 9 GCA § 25.30(a)(3) (added by
Guam Pub. L. 36-079:1 (Feb. 9, 2022)). The penalty portion of the statute was also amended to allow for a reduction
from a felony of the third degree to a misdemeanor only when the defendant is a first-time offender and the victim is
at least 18 years old, see 9 GCA § 25.30(b) (as amended by Guam Pub. L. 36-079:1 (Feb. 9, 2022)); the prior statute
allowed such a reduction for all first-time offenders regardless of the age of the victim, see 9 GCA § 25.30(b) (2005).
The statute was further amended a few months later to change the phrase “mentally defective” to “mentally impaired.”
9 GCA § 25.30(a)(2) (as amended by Guam Pub. L. 36-101:6 (June 15, 2022)). While these amendments are irrelevant
to this appeal because they predated the sexual contact underlying Penaflorida’s conviction, the court notes the recent
developments in the statute, as the first set of amendments became law a week after Penaflorida filed this appeal.
People v. Penaflorida, 2022 Guam 14, Opinion Page 5 of 11
violence;” and “(E) when the actor, through concealment or by the element of surprise, is able to
overcome the victim.” 9 GCA § 25.10(a)(2)(A), (E) (2005).
[9] Penaflorida argues that the trial court’s denial of his motion for judgment of acquittal was
improper because Plaintiff-Appellee People of Guam (“the People”) did not satisfy the “force or
coercion” element of CSC IV under 9 GCA §§ 25.30 and 25.10. Appellant’s Br. at 4-9 (May 2,
2022). Specifically, Penaflorida states that A.C.C. did not present evidence that Penaflorida used
force or coercion in accomplishing the alleged sexual contact. Id. at 5. He claims a lack of force
or coercion based on this court’s holding in People v. Tenorio, 2007 Guam 19, and the Michigan
cases cited there. Appellant’s Br. at 7-9.
[10] In Tenorio, we cited to People v. Kusumoto, 215 Cal. Rptr. 347 (1985), a California Court
of Appeal case which held that the force required in a California rape statute was not met where
“the victim’s will was not overcome by any physical force substantially different from or greater
than that necessary to accomplish the act itself.” Tenorio, 2007 Guam 19 ¶ 44 (quoting Kusumoto,
215 Cal. Rptr. at 351). The Kusumoto court cited Wharton on Criminal law for the proposition
that force is not the force inherent in the sexual act itself, but the force used or threatened to prevent
or overcome resistance. Kusumoto, 215 Cal. Rptr. at 350.
[11] We recognize that Kusumoto’s test for “force” in forcible rape cases is no longer good law.
The California Supreme Court implicitly disapproved the holding in Kusumoto in People v. Griffin,
94 P.3d 1089 (Cal. 2004). In Griffin, the court examined the force necessary for forcible rape
under California law. Id. at 1093. The term “force” in the California rape statute was not explicitly
defined. Id. Griffin rejected the argument that the offense requires the use of physical force
“substantially different from or substantially greater than” that necessary to accomplish the act
itself. Id. at 1094. “To the contrary,” the court explained, “it has long been recognized that ‘in
People v. Penaflorida, 2022 Guam 14, Opinion Page 6 of 11
order to establish force within the meaning of [California’s forcible rape statute], the prosecution
need only show the defendant used physical force of a degree sufficient to support a finding that
the act of sexual intercourse was against the will of the [victim].’” Id. at 1094 (second alteration
in original) (quoting People v. Young, 235 Cal. Rptr. 361, 366 (Ct. App. 1987)). The Griffin court
explained:
When two adults engage in consensual sexual intercourse, whether with or without
physical force greater than that normally required to accomplish an act of sexual
intercourse, the forcible rape statute is not implicated. Instead, the gravamen of the
crime of forcible rape is a sexual penetration accomplished against the victim’s will
by means of force . . . .”
Id. at 1096.
[12] The Griffin court did not explicitly cite Kusumoto when rejecting the “substantially
different from or substantially greater than” definition of force in forcible rape cases. Instead, it
cited People v. Cicero, 204 Cal. Rptr. 582 (Ct. App. 1984), a case from a California Court of
Appeal decided a year before Kusumoto, as Cicero was the first case to articulate the “substantially
different from or substantially greater than” definition of force and was the case upon which the
lower court principally relied when it reversed Griffin’s conviction. 2 Griffin, 94 P.3d at 1091,
1095. Recently, in People v. McCann, 254 Cal. Rptr. 3d 51, 55-57 (Ct. App. 2019), the California
Court of Appeal recognized that Kusumoto’s use of the “substantially different from or
substantially greater than” definition of “force” in forcible rape cases was implicitly disapproved
by Griffin.
2
Griffin did not reject the Cicero definition of force in all cases. Rather, the Griffin court distinguished the
type of cases in which Cicero’s definition was meant to apply. Griffin, 94 P.3d at 1096-97. Cicero involved the crime
of commission of a lewd act by force upon a child under the age of 14. 204 Cal. Rptr. at 586. Griffin recognized the
reasoning behind Cicero’s application of a “substantially different from or substantially greater than” definition of
force in lewd act prosecutions and explained why such a definition does not apply in forcible rape cases. Griffin, 94
P.3d at 1096-97.
People v. Penaflorida, 2022 Guam 14, Opinion Page 7 of 11
[13] In Tenorio, this court examined the Michigan Supreme Court case of People v. Carlson,
644 N.W.2d 704 (Mich. 2002) (per curiam), through the lens of Kusumoto. This court noted that
the Carlson court rejected Kusumoto and held that the equivalent Michigan statute for CSC III did
not require the use of force to “overcome” the victim. Tenorio, 2007 Guam 19 ¶ 46 (citing Carlson,
644 N.W.2d at 709). This court also stated that the Carlson court “did not address the statutory
language requiring that ‘force or coercion’ based on actual physical force be sufficient to
‘overcome[] the victim.’” Id. (alteration in original) (emphasis added) (citing Mich. Comp. Law
Ann. § 750.520b(1)(f)(i); 9 GCA § 25.10(a)(2)(A) (2005)). This court ultimately found that “the
force used by Tenorio was not sufficient to ‘overcome[] the victim,’ and was ‘nonviolent’ and
‘incidental to [the] act of sexual penetration.’” Id. ¶ 48 (first quoting 9 GCA § 25.10(a)(2)(A)
(2005); and then quoting Carlson, 644 N.W.2d at 709). We recognize the possible implication in
Tenorio that the force used must be sufficient to overcome the victim, and we acknowledge that
such an implication contradicts the non-exhaustive nature of 9 GCA § 25.10(a)(2)’s list of
circumstances demonstrating force or coercion. See 9 GCA § 25.10(a)(2) (2005) (“Force or
Coercion includes but is not limited to any of the following circumstances: (A) when the actor
overcomes the victim . . . .” (third emphasis added)).
[14] To the extent Tenorio can be read to suggest that the force used must always be sufficient
to “overcome the victim,” see id. ¶¶ 48-49, we overrule this part of Tenorio. While we often treat
California case law as persuasive authority because many of our statutes derive from California,
see In re Moylan, 2021 Guam 15 ¶ 21, our CSC statutes differ from California’s and were instead
patterned after Michigan’s statutes, see People v. Ehlert, 2019 Guam 3 ¶ 20 (citing People v.
Cummins, 2010 Guam 19 ¶ 21). Thus, we look to Michigan cases to aid us in interpreting our CSC
statutes. Id. Any reliance in Tenorio on California case law was misplaced.
People v. Penaflorida, 2022 Guam 14, Opinion Page 8 of 11
[15] Turning now to this appeal, Penaflorida references Tenorio’s discussion of People v.
Berlin, 507 N.W.2d 816, 819 (Mich. Ct. App. 1993) (per curiam), in which the Michigan Court of
Appeals held that no force was used when the defendant placed the victim’s hand on the
defendant’s crotch without resistance, and People v. Patterson, 410 N.W.2d 733, 734 (Mich.
1987), in which the Michigan Supreme Court held that there was insufficient evidence of physical
force when the defendant placed his hand on the victim’s underwear but removed it when she
turned away. See Appellant’s Br. at 7. But Berlin and Patterson were both decided before the
amendment of Michigan’s CSC IV statute to include concealment and the element of surprise as
methods of proving force or coercion. The more relevant Michigan case cited in Tenorio is
Carlson.
[16] In Carlson, the court noted that the “force” contemplated in Michigan’s CSC III statute
“does not mean ‘force’ as a matter of mere physics.” 644 N.W.2d at 709. The court held:
[T]he requisite “force” for [CSC III] does not encompass nonviolent physical
interaction in a mechanical sense that is merely incidental to an act of sexual
penetration. Rather, the prohibited “force” encompasses the use of force against a
victim to either induce the victim to submit to sexual penetration or to seize control
of the victim in a manner to facilitate the accomplishment of sexual penetration
without regard to the victim’s wishes.
Id.
[17] Several Michigan cases have been decided clarifying the Carlson test, particularly as it
applies to CSC IV, rather than the CSC III application we used in Tenorio.
[18] Of these cases, the most on point is People v. Witt, No. 316272, 2014 WL 6066934 (Mich.
Ct. App. Nov. 13, 2014) (per curiam). In Witt, the Michigan Court of Appeals held that the
defendant exerted force as required by CSC IV when he touched the victim on top of and then
inside the victim’s shorts during a hug. Id. at *1. In applying the Carlson test to the Michigan
CSC IV statute, the Witt court held that whether force or coercion exists is determined considering
People v. Penaflorida, 2022 Guam 14, Opinion Page 9 of 11
all the circumstances, id. (citing People v. Brown, 495 N.W.2d 812, 813 (Mich. Ct. App. 1992)),
and that “[t]he actor’s ‘force’ need only be sufficient to induce the victim to submit to the sexual
act or to seize control of the victim in a manner to facilitate the accomplishment of the sexual act
without regard to the victim’s wishes,” id. (quoting Carlson, 644 N.W.2d at 707-09). The Witt
court held that, viewed in a light most favorable to the prosecution, the victim’s testimony showed
that the “defendant used the pretext of a hug to seize control of the victim in a manner that
facilitated the accomplishment of sexual contact without regard to the victim’s wishes.” Id. at *2.
That evidence was found sufficient to support the defendant’s two convictions for CSC IV. Id.
[19] Other Michigan cases corroborate this interpretation in CSC IV cases. In People v. Premo,
the Michigan Court of Appeals held that a teacher who pinched students on the buttocks exerted
physical force under CSC IV because “the act of pinching requires ‘the actual application of
physical force.’” 540 N.W.2d 715, 717 (Mich. Ct. App. 1995). In People v. Lechner, the Michigan
Court of Appeals held that “[l]ike the act of pinching at issue in Premo, defendant’s act of grabbing
the victim’s breasts was ‘an act of physical force because it require[d] a person to exert strength
or power on another person.’” No. 288569, 2009 WL 3981021, at *1 (Mich. Ct. App. Nov. 19,
2009) (per curiam). The court noted that “[a]lthough defendant claims a ‘touch’ does not constitute
force sufficient for a CSC IV charge, [the court] find[s] that the victim’s testimony established that
defendant grabbed her breasts . . . , with further clarification that contact . . . was actually made. .
. . Contrary to what the [trial] court apparently believed, the ‘force’ required by the CSC IV statute
does not have to ‘be so great as to overcome’ the victim.” Id. at *2 (quoting Carlson, 644 N.W.2d
at 709). As Guam CSC laws are based upon those of Michigan, so, too, do we adopt this
interpretation.
People v. Penaflorida, 2022 Guam 14, Opinion Page 10 of 11
[20] With these considerations in mind, we find that the evidence is sufficient to satisfy the
“force or coercion” element of CSC IV. During direct examination, A.C.C. testified that during
the hug, Penaflorida’s hand was on her “butt cheek” for 20-30 seconds. Tr. at 100 (Jury Trial, July
26, 2021). She said that during the hug, Penaflorida told her, “You are sexy,” and that before he
left, Penaflorida asked her not to tell her father. Id. at 99. A.C.C. also testified that when she tried
to kiss Penaflorida goodbye on the cheek out of respect, he kissed her on the lips. Id. A.C.C. said
that while Penaflorida’s hand was on her buttocks, she “didn’t know what to think,” id., and that
she felt “really shocked and uncomfortable,” id. at 102. Although some contradictory evidence
was presented—e.g., Penaflorida’s statements to Officer Pangelinan that Penaflorida
“accidentally” placed his hand “above [A.C.C.’s] butt area” and that he thereafter apologized, id.at 57—Officer Pangelinan also testified that Penaflorida admitted to telling A.C.C. that she looked
sexy, id., said that “he [knew he was] in trouble, because his niece, [A.C.C.], was angry about him
kissing her” id. at 56, and admitted that he told A.C.C. not to tell her father “because he knew what
he did was wrong,” id. at 58. Viewing the evidence in the light most favorable to the People, a
rational trier of fact could have found that Penaflorida used the pretext of a hug to seize control of
A.C.C. in order to touch her buttocks, without regard to her wishes, thus satisfying the element of
“force or coercion” beyond a reasonable doubt.
[21] Finally, we note that throughout his brief, Penaflorida points to inaction on the part of
A.C.C. to support his insufficiency claim. See Appellant’s Br. at 6 (“She did not scream or jump
back when the hug occurred.”); id. at (“There is nowhere in the evidence that A.C.C. screamed,
said stop, yelled for help, pushed the Defendant’s hand away, or ran away.”); id. at 8 (“She never
did scream, run away, or yell for help.”). Penaflorida relies in part on language in Tenorio that
suggests a lack of evidence of resistance supports a finding of insufficient evidence of force or
People v. Penaflorida, 2022 Guam 14, Opinion Page 11 of 11
coercion. See Appellant’s Br. at 7-8. However, Guam’s CSC statutes—and modern rape reform
laws in other jurisdictions—do not require a victim to resist, as such a requirement shifts the focus
from the defendant’s conduct to the victim’s reaction to the sexual contact or penetration. Cf. State
v. Knapp, 486 P.3d 113, 120-121 (Wash. 2021) (en banc). Title 9 GCA § 25.45 states, “A victim
need not resist the actor for a proper prosecution under §§ 25.15 through 25.35.” 9 GCA § 25.45
(2005). To the extent Tenorio could be read to suggest that absence of evidence of resistance or
of an expression of lack of consent supports a finding of insufficient evidence of force or coercion,
we clarify that resistance is not required for a finding of guilt under Guam’s CSC statutes. See id.
[22] Viewing the evidence in the light most favorable to the prosecution, we find that a rational
jury could find Penaflorida’s hug and subsequent touching of A.C.C.’s buttocks to constitute an
application of actual force, thereby satisfying the “force or coercion” element of CSC IV.
V. CONCLUSION
[23] The evidence of actual force was sufficient to sustain Penaflorida’s criminal sexual conduct
conviction. We therefore AFFIRM the trial court’s judgment of conviction.
/s/ /s/
ROBERT J. TORRES KATHERINE A. MARAMAN
Associate Justice Associate Justice
/s/
F. PHILIP CARBULLIDO
Chief Justice