Javier P. Garcia v. State

IN THE COURT OF APPEALS OF THE STATE OF IDAHO
Docket No. 36161
JAVIER P. GARCIA, ) 2010 Unpublished Opinion No. 586
)
Petitioner-Appellant, ) Filed: August 10, 2010
)
v. ) Stephen W. Kenyon, Clerk
)
STATE OF IDAHO, ) THIS IS AN UNPUBLISHED
) OPINION AND SHALL NOT
Respondent. ) BE CITED AS AUTHORITY
)
Appeal from the District Court of the Seventh Judicial District, State of Idaho,
Bingham County. Hon. Darren B. Simpson, District Judge.
Order of the district court summarily dismissing application for post-conviction
relief, affirmed.
Javier P. Garcia, Boise, pro se appellant.
Hon. Lawrence G. Wasden, Attorney General; Nicole L. Schafer, Deputy
Attorney General, Boise, for respondent.
________________________________________________
GUTIERREZ, Judge
Javier P. Garcia appeals pro se from the district court’s order summarily dismissing his
petition for post-conviction relief. For the reasons set forth below, we affirm.
I.
BACKGROUND
In the underlying criminal case, Garcia entered an Alford1 plea to one count of sexual
abuse of a minor child under sixteen pursuant to a plea agreement. I.C. § 18-1506. Garcia
entered the agreement in exchange for the state dismissing seventeen felony charges originally
made against Garcia, and for the state agreeing with the recommendation of the presentence
investigator at sentencing. The district court sentenced Garcia to a unified fourteen-year
sentence, with seven years determinate. This Court affirmed Garcia’s sentence. State v. Garcia,
1
See North Carolina v. Alford, 400 U.S. 25 (1970).
1
Docket No. 33990 (Ct. App. Oct. 26, 2007) (unpublished). Garcia filed a pro se petition and
affidavit for post-conviction relief, and a request for appointment of counsel. After appointing
counsel for Garcia, the district court issued a notice of intent to dismiss Garcia’s petition for
post-conviction relief. Garcia failed to respond to the district court’s notice of intent to dismiss,
and as a result the district court summarily dismissed Garcia’s petition. Garcia now appeals.
II.
STANDARD OF REVIEW
An application for post-conviction relief initiates a proceeding that is civil in nature.
State v. Bearshield, 104 Idaho 676, 678, 662 P.2d 548, 550 (1983); Clark v. State, 92 Idaho 827,
830, 452 P.2d 54, 57 (1969); Murray v. State, 121 Idaho 918, 921, 828 P.2d 1323, 1326 (Ct.
App. 1992). As with a plaintiff in a civil action, the applicant must prove by a preponderance of
evidence the allegations upon which the request for post-conviction relief is based. I.C. § 19-
4907; Russell v. State, 118 Idaho 65, 67, 794 P.2d 654, 656 (Ct. App. 1990). An application for
post-conviction relief differs from a complaint in an ordinary civil action. An application must
contain much more than “a short and plain statement of the claim” that would suffice for a
complaint under Idaho Rule of Civil Procedure 8(a)(1). Rather, an application for post-
conviction relief must be verified with respect to facts within the personal knowledge of the
applicant, and affidavits, records or other evidence supporting its allegations must be attached, or
the application must state why such supporting evidence is not included with the application.
I.C. § 19-4903. In other words, the application must present or be accompanied by admissible
evidence supporting its allegations, or the application will be subject to dismissal.
Idaho Code Section 19-4906 authorizes summary disposition of an application for post-
conviction relief, either pursuant to motion of a party or upon the court’s own initiative.
Summary dismissal of an application pursuant to I.C. § 19-4906 is the procedural equivalent of
summary judgment under Rule 56. Summary dismissal is permissible only when the applicant’s
evidence has raised no genuine issue of material fact which, if resolved in the applicant’s favor,
would entitle the applicant to the requested relief. If such a factual issue is presented, an
evidentiary hearing must be conducted. Gonzales v. State, 120 Idaho 759, 763, 819 P.2d 1159,
1163 (Ct. App. 1991); Hoover v. State, 114 Idaho 145, 146, 754 P.2d 458, 459 (Ct. App. 1988);
Ramirez v. State, 113 Idaho 87, 88-89, 741 P.2d 374, 375-76 (Ct. App. 1987). Summary
dismissal of an application for post-conviction relief may be appropriate, however, even where
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the state does not controvert the applicant’s evidence because the court is not required to accept
either the applicant’s mere conclusory allegations, unsupported by admissible evidence, or the
applicant’s conclusions of law. Roman v. State, 125 Idaho 644, 647, 873 P.2d 898, 901 (Ct. App.
1994); Baruth v. Gardner, 110 Idaho 156, 159, 715 P.2d 369, 372 (Ct. App. 1986). In addition,
allegations contained in the application are insufficient for the granting of relief when they are
clearly disproved by the record of the original proceeding or do not justify relief as a matter of
law. Hauschultz v. State, 144 Idaho 834, 838, 172 P.3d 1109, 1113 (2007); Cooper v. State, 96
Idaho 542, 545, 531 P.2d 1187, 1190 (1975).
Summary dismissal is permissible only if the applicant’s evidence has failed to raise a
genuine issue of material fact which, if resolved in the applicant’s favor, would entitle him to
relief. I.C. § 19-4906(b)-(c); Gonzales, 120 Idaho at 761, 819 P.2d at 1161. If such a factual
issue is raised, an evidentiary hearing must be held. Id. at 763, 819 P.2d at 1163; Ramirez, 113
Idaho at 88, 741 P.2d at 375. However, because the trial court rather than a jury will be the trier
of fact in the event of an evidentiary hearing, summary disposition is permissible, despite the
possibility of conflicting inferences to be drawn from the facts, for the court alone will be
responsible to resolve the conflict between those inferences. State v. Yakovac, 145 Idaho 437,
180 P.3d 476 (2008). That is, the judge in a post-conviction action is not constrained to draw
inferences in favor of the party opposing the motion for summary disposition but rather is free to
arrive at the most probable inferences to be drawn from uncontroverted evidentiary facts. Id.;
Hayes v. State, 146 Idaho 353, 355, 195 P.3d 712, 714 (Ct. App. 2008).
III.
DISCUSSION
A. Ineffective Assistance of Trial Counsel
In his petition for post-conviction relief, Garcia alleged that his counsel was ineffective
for using an inmate interpreter which caused Garcia to be less than candid with his counsel, for
misleading Garcia by telling him that he would receive a lesser sentence if he pled guilty, and for
instructing Garcia how he should answer questions at the change of plea hearing. 2 The district
2
Garcia also asserts, for the first time on appeal, that his post-conviction counsel was
deficient for failing to file a supplemental pleading that included the affidavit of Michael Luis
Cota, the inmate interpreter. A claim of ineffective assistance of post-conviction counsel is not a
3
court determined that Garcia failed to bring forth any evidence that raised a genuine issue of
material fact that, if resolved in Garcia’s favor, would entitle him to the requested relief.
A claim of ineffective assistance of counsel may properly be brought under the post-
conviction procedure act. Murray, 121 Idaho at 924-25, 828 P.2d at 1329-30. To prevail on an
ineffective assistance of counsel claim, the defendant must show that the attorney’s performance
was deficient and that the defendant was prejudiced by the deficiency. Strickland v. Washington,
466 U.S. 668, 687-88 (1984); Hassett v. State, 127 Idaho 313, 316, 900 P.2d 221, 224 (Ct. App.
1995). To establish a deficiency, the applicant has the burden of showing that the attorney’s
representation fell below an objective standard of reasonableness. Aragon v. State, 114 Idaho
758, 760, 760 P.2d 1174, 1176 (1988). To establish prejudice, the applicant must show a
reasonable probability that, but for the attorney’s deficient performance, the outcome of the trial
would have been different. Id. at 761, 760 P.2d at 1177. Tactical or strategic decisions of trial
counsel will not be second-guessed on appeal unless those decisions are based on inadequate
preparation, ignorance of relevant law, or other shortcomings capable of objective evaluation.
Howard v. State, 126 Idaho 231, 233, 880 P.2d 261, 263 (Ct. App. 1994).
Garcia argues that in neglecting to provide a non-inmate interpreter during their
meetings, he was unable to be candid with his counsel for fear that the inmate interpreter would
spread the information to the rest of the jail population. He argues that he was prejudiced by not
being able to be candid with his counsel. However, Garcia provided no corroborative evidence
to support his assertion that using the inmate interpreter affected his candidness with his attorney
or prejudiced him in any way. The district court did not err, therefore, in rejecting Garcia’s
conclusory allegations that he was prejudiced by counsel’s use of an inmate interpreter.
Garcia also argues that his guilty plea was the product of coercion and was not knowingly
and voluntarily made based upon the misrepresentation by his attorney that he would receive a
lesser sentence than he ultimately did, as well as taking instruction from his attorney on how to
answer questions at the change of plea hearing. He argues that if he had been properly advised
separately cognizable claim for post-conviction relief. See Lee v. State, 122 Idaho 196, 832 P.2d
1131 (1992).
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by his attorney on the sentence he ultimately received, he would have insisted on going to trial
instead. The record indicates that when Garcia agreed to enter an Alford plea, he indicated his
understanding of the maximum penalty he could receive under the statute he was being charged
under. He also indicated that he was entering into the agreement intelligently, knowingly, and
voluntarily, and that no unlawful threats were made to secure his plea of guilty. In addition, the
agreement was read to Garcia twice in Spanish, and he spoke with his attorney before signing it.
The change of plea colloquy between the court and Garcia belies Garcia’s claims that he
did not understand the guilty plea and that he was coerced into pleading guilty by his counsel:
[Court]: All right. According to this document, you agree to plead guilty to
sexual abuse of a child under the age of sixteen years. It’s a
felony, a violation of Idaho Code 18-1506 of the Idaho Code; is
that correct?
[Garcia]: Yes.
[Court]: What’s the difference in that charge and the charge you had
before?
[Garcia]: That this is less time, and the other one was life.
[Court]: Okay. This one requires just a touching, correct? In other words,
the criminal act is less, correct?
[Garcia]: Yes.
[Court]: In addition, the penalty is less.
(Defendant nods head affirmatively.)
[Court]: Do you know what the possible penalty could be, the maximum
amount, the maximum penalty?
[Garcia]: Fifteen.
[Court]: Fifteen years and still a 50,000-dollar fine, right?
Now, you understand now your plea agreement is not binding on
the Court so far as sentencing is concerned; is that right?
[Garcia]: Yes.
[Court]: And did you sign this agreement knowing what it meant and
intending to sign it?
[Garcia]: Yes.
[Court]: In the agreement it talks about an Alford plea, makes a reference to
North Carolina versus Alford. Did you and your attorney talk
about an Alford plea?
(Defendant nods head affirmatively.)
[Court]: Okay. What is an Alford plea?
[Garcia]: Well I don’t remember too well, but --
[Counsel for Garcia]: Do you need my assistance?
[Court]: Now counselor, if that’s for my edification, you’ve got to speak up.
[Counsel for Garcia]: Okay.
[Court]: Let’s do it this way: Mr. Garcia, what you’re telling me is that you
don’t admit -- in fact, you deny you committed the act of sexual
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abuse to a child under the age of sixteen. You’re saying, in effect,
I didn’t do it.
You also concede, you tell me, that you know that there is
substantial evidence upon which a jury can find you guilty of the
charge; is that right?
[Garcia]: Yes.
[Court]: And, further, that you’re pleading guilty to obtain the benefit of the
agreement, which is, first, a lesser sentence than the one charged
and a dismissal of thirteen other charges, which carry life
imprisonment.
[Counsel for Garcia]: Sixteen.
[Court]: More than that because the total charges are eighteen, and you’re
going to settle and plea to one. The others will be dismissed. Do
you understand that?
[Garcia]: Yes.
[Court]: You understand, if I don’t accept your -- the recommendation, in
other words, if I do not concur with the presentence investigator’s
recommendation, which we don’t know about yet, you cannot
withdraw your plea, correct?
[Garcia]: Yes.
In this colloquy, Garcia indicated to the district court that he was aware of the maximum
sentence he could receive, and that he voluntarily signed the plea agreement and knew what it
meant. Accordingly, the district court properly determined that Garcia failed to present a
genuine issue of material fact with respect to his claim that his counsel was ineffective for
misleading him and instructing him on how to answer questions at his change of plea hearing.
B. Excessive Sentence
In his petition for post-conviction relief, Garcia also alleged that his sentence was illegal
and unconstitutional. He alleged that he will be subject to the entire fourteen-year sentence
because, due to his status as an illegal immigrant, he is unable to participate in any programs or
pay any fines, thereby making him ineligible for parole. The district court dismissed his claim,
finding that Garcia failed to present admissible evidence in support of the allegation of an illegal
sentence, and also because this issue was forfeited because it could have been raised on direct
appeal and was not.
Without challenging the district court’s determination that the sentence was legal, Garcia
asserts on appeal that the sentence the district court imposed was arbitrary and inconsistent with
the facts established in the presentence investigation report, making it excessive. He again
argues that he will automatically be subject to the full fourteen-year sentence because an
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immigration hold will make him ineligible for parole. The state argues that Garcia failed to raise
this issue below, and even if Garcia had done so, it would be procedurally barred. Because
Garcia raises this issue for the first time on appeal, it is not properly before this Court. See State
v. Fodge, 121 Idaho 192, 195, 824 P.2d 123, 126 (1992). Even assuming Garcia had presented
an excessive sentence claim in his petition for post-conviction relief, it would have been properly
dismissed because the sentence was legal and within the statutory limits. See Berg v. State, 131
Idaho 517, 520, 960 P.2d 738, 741 (1998) (stating that a claim that a sentence is excessively
harsh affords no basis for post-conviction relief if the sentence is otherwise legal and within
statutory limits). Moreover, even if Garcia raised this claim in his petition for post-conviction
relief, the claim would have been barred by the doctrine of res judicata because it had already
been decided on direct appeal.3 See State v. Creech, 132 Idaho 1, 10, 966 P.2d 1, 10 (1998)
(holding that when legal issues in a criminal action are decided on direct appeal, the defendant is
barred by the doctrine of res judicata from raising them again in a post-conviction relief
proceeding).
IV.
CONCLUSION
The district court did not err in summarily dismissing Garcia’s petition for post-
conviction relief. Garcia has failed to show that his counsel was ineffective or that his sentence
was excessive. Accordingly, we affirm.
Judge GRATTON and Judge MELANSON, CONCUR.
3
Garcia’s Rule 35 motion was denied and his sentence was affirmed on direct appeal. See
State v. Garcia, Docket No. 33990 (Ct. App. Oct. 26, 2007) (unpublished).
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