People v. Zareski

2017 IL App (1st) 150836No. 1-15-0836
Opinion filed August 1, 2017
Second Division
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
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Appeal from the Circuit Court
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THE PEOPLE OF THE STATE OF ILLINOIS, of Cook County.
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Respondent-Appellee,
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No. 08 CR 11452
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v.
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BRANDON ZARESKI, The Honorable
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Joseph Kazmierski,
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Petitioner-Appellant. Judge, presiding.
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PRESIDING JUSTICE HYMAN delivered the judgment of the court, with opinion.
Justices Neville and Pierce concurred in the judgment and opinion.
OPINION
¶1 Brandon Zareski was convicted of first degree murder for shooting Jonathan Nieves.
Zareski hired his own counsel, Scott Frankel, to represent him on direct appeal, and we upheld
his conviction in People v. Zareski, 2012 IL App (1st) 102102-U. Zareski again retained Frankel
to file a postconviction petition, which the trial court dismissed at the second stage of
proceedings. Zareski now appeals from that dismissal.
¶2 Zareski first argues that Frankel had a “per se” conflict of interest by acting as both direct
appeal and postconviction attorney. But this situation does not fit in the restrictive category of
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per se conflicts. Nor has Zareski shown that Frankel labored under an actual conflict of interest
that had an adverse effect on his representation. Also, contrary to Zareski’s contention, Zareski
has failed to make a substantial showing of a claim of actual innocence. His claim that his trial
counsel was ineffective for failing to impeach State witnesses with photographs purporting to
show their gang affiliations is barred by res judicata.
¶3 In addition, Zareski argues that Frankel did not provide reasonable assistance of counsel
as postconviction attorney. This case presented us with the unusual situation of a postconviction
attorney who was retained by the petitioner to file the initial petition—most often, a
postconviction petition is filed pro se, and counsel is only appointed or retained at the second
stage of proceedings. Illinois Supreme Court Rule 651 was written to address that most common
situation, and both the rule and the cases interpreting Rule 651 do not quite fit with Frankel’s
status. Close review of the rule and case law lead us to conclude that although Frankel was
required to provide Zareski with a reasonable level of assistance, Rule 651 does not specifically
apply when petitioner’s retained counsel files the initial petition. Given this, we asked the parties
to file supplemental briefs on the standard under which we should evaluate Frankel’s assistance.
Based on these briefs, and our own research, we conclude that we should use a Strickland-like
standard, and under that standard we reject Zareski’s unreasonable-assistance claims.
¶4 Zareski argues that Frankel should have raised certain claims in the postconviction stage,
or raised them differently. We reject the claim that Frankel should have argued that trial counsel
should have cross-examined a state witness about the victim’s gun because it would not have
benefited the defense. Zareski’s counsel on appeal has not provided a legal basis on which trial
counsel could have moved to suppress the statements of state witnesses, so we will not say that
Frankel should have raised this claim. Zareski cannot show that he was prejudiced by Frankel’s
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raising claims in postconviction that were barred by res judicata. Since Zareski has not raised a
colorable claim of actual innocence, we cannot hold that Frankel was ineffective for failing to
make that claim “freestanding.” Finally, Zareski asserts that Frankel should have raised an
ineffective assistance of counsel claim for his trial counsel’s failure to apprise him of the
sentencing range, so that Zareski could make a proper waiver of his right to a second degree
murder instruction. His assertion is without merit because a defendant does not have the right to
decide whether he or she wants the instruction on the lesser-mitigated offense of second degree
murder, and does not need to knowingly waive the instruction.
¶5 BACKGROUND
¶6 Trial Proceedings
¶7 At his trial, Zareski was represented by privately retained counsel.
¶8 Chicago police officer Hallinan testified that on April 15, 2008, he was on duty, driving
his squad car north on Laramie Avenue. Shortly before midnight, he heard gunshots, and as he
passed through the intersection of Roscoe Street and Laramie, he saw people running. Hallinan
stopped and found a man (the victim, Jonathan Nieves) lying face down in front of the door of
3405 North Laramie, bleeding from a large hole in the back of his head. Next to Nieves lay a
handgun. Hallinan called for help and stayed with the body.
¶9 Police detective Edward Schak arrived and recovered the handgun. It was unloaded, and
there were no bullets in the chamber or in the magazine. The parties stipulated that the handgun
was a semiautomatic firearm with no ammunition, and it was inoperable because the thumb
safety lever and firing pin were broken. Bullet fragments found at the scene did not come from
that gun. No fingerprints were on the gun, although gunshot residue was found on Nieves’s hand.
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¶ 10 Orlando Crespo testified that he met Nieves through a mutual friend and had known him
about a month. On April 15, 2008, he was in Nieves’s apartment using the computer. Nieves’s
girlfriend, Krystle LaBombard, was in another room with her children. Crespo heard a
commotion outside and people talking; Nieves went to the window, and Crespo followed,
looking over Nieves’s shoulder. The window faced the corner of Roscoe and Laramie. Crespo
saw a man (whom he identified as Zareski) standing on the corner; the man was arguing about
“gang related issues” with Nieves. Zareski flashed gang signs at Nieves, and Nieves yelled back
“deuce killer.” Nieves told Crespo “that’s Brandon down there that used to be a four.”
¶ 11 Nieves went downstairs. Crespo followed. When Crespo got outside, he saw Zareski
standing on the corner and firing a handgun in Crespo’s direction. Crespo heard between four
and six shots. Crespo had never seen Zareski before that night. The shooter was light-skinned,
but Crespo could not tell his nationality, and wearing a white or light gray sweater with different
colored patches. He had old English numbers (a 9, 6, or 4) tattooed on his hands. Crespo saw a
charcoal gray Malibu, with its headlights out, moving east on Roscoe. He told police that two
people were in the front seat and at least one in the back seat, and the driver stuck his left arm out
the window and put up four fingers (as a gang sign for the Four Corner Hustlers).
¶ 12 Crespo saw Nieves trying to run back to the apartment building door. Crespo started to
run upstairs but then saw Nieves lying on the ground. Crespo did not see where Zareski went
after the shooting. Crespo went to LaBombard and told her that Nieves had been shot;
LaBombard began to cry and pulled the blinds to see outside. Crespo did not see Nieves with the
gun until after the shooting and had not seen Nieves pick up a gun before leaving the apartment.
¶ 13 The police arrived quickly. Crespo gave a written statement, and a few hours later, he
identified Zareski in a photo array. On May 21, 2008, Crespo identified Zareski at a lineup.
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Crespo also testified at the grand jury. He admitted that in his previous statements, he had not
said that Zareski had fired the gun at him or that he had gone outside the building.
¶ 14 Crespo was asked whether Nieves’s nickname, “Pun,” was gang-related and short for
“Punisher.” Crespo denied this but said that the commotion outside the building was gang-related
“from my knowledge, yeah. I don’t gang bang.”
¶ 15 The parties stipulated that Crespo previously stated that Nieves had been arguing with
Zareski from the window, then Nieves stated that he would “fuck with him” before rushing out
of the apartment. Crespo testified that he did not remember Nieves saying this.
¶ 16 Krystle LaBombard testified that she lived in the apartment with Nieves and her children.
That evening, LaBombard awoke in bed when she heard noises and people talking outside, the
sound of someone going downstairs, then two gunshots. LaBombard ran out of the bedroom and
met Crespo entering the apartment; Crespo told her that Nieves was downstairs. LaBombard
pulled the blinds off the front window, which looked out on Laramie, and saw someone (whom
she identified as Zareski) aiming a gun towards the building’s front door. She saw sparks coming
from the gun. The shooter was wearing a white hooded sweatshirt with designs on it. LaBombard
also saw a dark colored car driving east on Roscoe with its lights off. She saw Nieves on the
ground, and Zareski going towards the car and getting inside.
¶ 17 LaBombard went downstairs and was met by police; she told them that “Grumpy” was
the shooter. She saw the gun on the ground, but told police that she had never seen that gun
before and had not seen Nieves with a gun that day. She had previously heard Nieves talk about
the shooter driving near their home. A few hours later, she identified Zareski in a photo array,
and identified him in a lineup. LaBombard admitted that she had told the police that she had
heard only one gunshot.
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¶ 18 Police also testified that a gray Chevrolet Malibu was registered to Zareski’s home
address and was found in the garage. The parties stipulated that the Malibu was registered to
Zareski’s parents. Police also testified that LaBombard told them the shooter’s nickname was
“Grumpy” and police constructed the photo array based on that nickname.
¶ 19 At the jury instruction conference, the State prepared an instruction on second degree
murder, and the trial court offered to give it. Zareski’s trial counsel stated that he did not want a
second degree instruction, and the trial court asked if he had discussed it with Zareski. Counsel
stated that he had discussed it, but would do so again. After an off-the-record conversation,
counsel stated that he again had discussed it with Zareski and Zareski did not want the
instruction. The trial court addressed Zareski directly: “I want to make sure you know what that
means is under certain circumstances based upon the evidence that you ask and your attorney ask
for a second-degree instruction, I can give it, but I’m not going to give it unless you ask for it. Is
it your decision not to ask for the second-degree instruction today?” Zareski replied “yes.”
¶ 20 The jury convicted Zareski of first degree murder, and the trial court sentenced Zareski to
24 years of imprisonment.
¶ 21 Zareski Hires New Counsel for Post-Trial Proceedings
¶ 22 Zareski retained new counsel, Scott Frankel, to represent him during the posttrial
proceedings. In Zareski’s posttrial motion, Frankel raised several claims that trial counsel had
provided ineffective assistance. The trial court denied this motion.
¶ 23 Frankel represented Zareski on direct appeal and raised several claims of ineffective
assistance of counsel: (i) trial counsel should not have introduced prior consistent statements
from LaBombard or testimony helpful to the State, (ii) trial counsel failed to question Crespo and
LaBombard about their gang affiliations or introduce social media photographs of them showing
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gang signs, (iii) trial counsel failed to interview and present two potential defense witnesses, and
(iv) trial counsel conceded, in response to a jury question, that Zareski was the shooter. Zareski,
2012 IL App (1st) 102102-U, ¶¶ 50-54. The appellate court assumed for the sake of argument
that these errors had been committed but rejected the claims: “we remain unconvinced that the
presentation of this additional evidence would have created the requisite ‘reasonable probability’
that the outcome of the trial would have been different.” Id. ¶ 55.
¶ 24 In support of his additional argument that the evidence was insufficient to convict,
Frankel argued that both Crespo and LaBombard were not credible due to their gang affiliations,
proven by their social media photographs. But, the appellate court would not address this
contention because those photographs had not been part of the trial record. Id. ¶ 32. The
appellate court affirmed Zareski’s conviction.
¶ 25 Frankel Continues to Represent Zareski in Postconviction Proceedings
¶ 26 In March 2013, Frankel filed a postconviction petition (later amended and
supplemented). Combined, the petitions raised a number of claims that Zareski’s counsel had
provided ineffective assistance and that Zareski was actually innocent of the crime. First, his trial
counsel should have moved to suppress the lineups at which Crespo and LaBombard identified
Zareski. Second, he should have requested the second degree murder instruction. Third, he
should have cross-examined Crespo regarding Nieves’s gun: Crespo had told the State that
before the day of the shooting, Nieves had shown Crespo an inoperable gun. Fourth, he should
have located and interviewed potential witness Mayra Mandujano, whose affidavit stated that she
witnessed the shooting from her own apartment and saw Nieves firing a gun.
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¶ 27 The postconviction petitions also included some claims that had been previously raised
on direct appeal. And, the petitions argued that Mandujano’s potential testimony would have
shown that Zareski was actually innocent of the crime.
¶ 28 The State moved to dismiss the petition, which the trial court granted, holding that (i) the
claim regarding the gang photos was barred by res judicata; (ii) the petition offered no legal
basis on which his counsel could have moved to suppress the lineups, (iii) the second degree
murder instruction was a strategic decision made by his counsel, (iv) Mandujano’s potential
evidence was not conclusive enough to show actual innocence, and (v) in any event, the actual
innocence claim was not “freestanding.”
¶ 29 STANDARD OF REVIEW
¶ 30 We review the trial court’s dismissal of a postconviction petition at the second stage
de novo. People v. Pendleton, 223 Ill. 2d 458, 473 (2006).
¶ 31 ANALYSIS
¶ 32 Under the Post-Conviction Hearing Act (725 ILCS 5/122-1 et seq. (West 2014)), a
convicted defendant may assert a substantial denial of his or her constitutional rights in the
proceedings leading to the conviction. People v. Roman, 2016 IL App (1st) 141740, ¶ 11. At the
first stage, the petition must set forth the “gist” of a constitutional claim; if it does so, the petition
advances to the second stage, where the State may answer it or move to dismiss. Id. ¶ 12. If the
petition makes a “substantial showing” that a constitutional violation occurred, the petition
moves to the third stage, where the trial court may hold an evidentiary hearing. Id.
¶ 33 Did Frankel Have a Conflict of Interest?
¶ 34 Zareski first claims that Frankel, by serving as both direct appeal counsel and
postconviction counsel, suffered from a disabling per se conflict of interest, and that Zareski is
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thus entitled to automatic reversal. Alternatively, Zareski argues that Frankel suffered from an
actual conflict of interest, and we should reverse because the conflict adversely affected
Frankel’s performance. The State argues that Zareski forfeited the actual conflict of interest
argument by not raising it until his reply brief, but we will address it because forfeiture binds the
parties, and not the court. People v. McCarty, 223 Ill. 2d 109, 142 (2006).
¶ 35 Postconviction petitioners have the right to reasonable assistance from their counsel, and
this includes the “correlative” right of conflict-free representation. People v. Hardin, 217 Ill. 2d
289, 300 (2005). The most serious type of conflict is the per se conflict: one in which “facts
about a defense attorney’s status *** engender, by themselves, a disabling conflict.” (Internal
quotation marks and emphasis omitted) People v. Hernandez, 231 Ill. 2d 134, 142 (2008). If a
per se conflict exists, the defendant is entitled to automatic reversal and need not show that the
attorney’s performance was affected by the conflict. Id. at 143.
¶ 36 Our supreme court has identified three situations causing a per se conflict: (i) defense
counsel has a prior or contemporaneous relationship with the victim, prosecution, or entity
assisting the prosecution; (ii) defense counsel contemporaneously represents a prosecution
witness; and (iii) defense counsel was a former prosecutor who had been personally involved in
the defendant’s prosecution. People v. Taylor, 237 Ill. 2d 356, 374 (2010). Zareski asks us to add
a fourth category: when defense counsel must argue his or her own ineffectiveness. Some courts
have held that a per se conflict arises in that situation. See, e.g., People v. Keener, 275 Ill. App.
3d 1, 5 (1995). But we find this contrary to logic: “[a] per se conflict of interest does not exist
merely because a defense attorney’s competence is questioned by his [or her] client during
posttrial proceedings.” (Internal quotation marks omitted.) People v. Perkins, 408 Ill. App. 3d
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752, 762 (2011). The Supreme Court has deliberately limited per se conflicts to three specific
situations.
¶ 37 People v. Lawton, 212 Ill. 2d 285 (2004), which Zareski cites at length, does not change
our conclusion. In Lawton, the supreme court called it an “inherent” conflict of interest for an
attorney to argue his or her own ineffectiveness. Id. at 296. But, as Perkins points out, that ruling
was in the context of deciding whether Lawton had forfeited his ineffective assistance claim. “It
is far from clear that the recognition of a conflict of interest in the context of forfeiture or the
context of an attorney representing a defendant on appeal or other postjudgment proceedings,
means that it is a constitutional per se conflict of the sort warranting automatic reversal outside
those situations.” Perkins, 408 Ill. App. 3d at 762. The supreme court in People v. Hernandez
certainly could have used Lawton’s holding to add another category of per se conflict, but the
Court declined the opportunity.
¶ 38 Rather, we believe this situation is best examined as an actual conflict of interest. Instead
of automatic reversal, Zareski must show “some specific defect in his counsel’s strategy, tactics,
or decision making attributable to the conflict.” People v. Spreitzer, 123 Ill. 2d 1, 18 (1988);
Taylor, 237 Ill. 2d at 380 (applying actual conflict of interest test where attorney represented
both Taylor and codefendant). Zareski is not required to prove that the conflict contributed to his
conviction, Spreitzer, 123 Ill. 2d at 19, but must do more than proffer “[s]peculative allegations
and conclusory statements” to prove that Frankel’s performance was affected by the conflict.
People v. Morales, 209 Ill. 2d 340, 349 (2004).
¶ 39 Zareski alleges that he has met the test because Frankel did not argue that direct appeal
counsel (himself) was ineffective to overcome procedural default of some postconviction claims.
The State, on the other hand, argues that we must look at the merits of the defaulted claim to
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determine whether Frankel’s performance had a “specific defect.” Using a layered approach to
review an attorney’s performance makes the most sense. For instance, when a defendant claims
that direct appeal counsel was ineffective for failing to raise a claim, we examine the underlying
claim to determine if that attorney’s performance was deficient. See, e.g., People v. Cole, 2012
IL App (1st) 102499, ¶ 18. When a defendant claims that a trial attorney should have filed a
particular motion, the reviewing court needs to determine whether the motion would have been
meritorious before it can determine whether the attorney should have filed it. See, e.g., People v.
Henderson, 2013 IL 114040, ¶ 15.
¶ 40 We will follow the same approach. While mindful that Zareski does not need to prove
“prejudice” in the same sense as a regular ineffective assistance claim, we must at least look at
the underlying claims to determine if Frankel should have raised them. Otherwise, we run the
risk of forcing the trial court on remand to evaluate claims that have no chance of success in a
new postconviction petition. Other courts have applied this approach in either accepting or
rejecting actual conflict of interest claims. See, e.g., People v. Williams, 139 Ill. 2d 1, 12-14
(1990) (rejecting claim that trial counsel should have cross-examined codefendant on particular
issue because codefendant’s testimony on point did not undermine defendant’s position); People
v. White, 362 Ill. App. 3d 1056, 1061 (2005) (trial counsel’s cross-examination of state witness
showed that trial counsel who represented both defendant and codefendant “sacrifice[d]”
defendant in favor of codefendant, who was acquitted).
¶ 41 Specifically, Zareski points to Frankel’s argument in postconviction that his trial counsel
was ineffective for failing to cross-examine Crespo about his statement that Nieves had shown
Crespo an inoperable gun. Zareski argues that Frankel had been ineffective on direct appeal for
failing to raise the claim. This would have negated the forfeiture.
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¶ 42 As explained, to determine whether Frankel’s failure to do so was a “specific defect,” we
need to examine whether this claim would have been successful on direct appeal. The answer is
it would not have been successful. The existence of the inoperable gun, and Nieves’s access to it,
was never in question at trial because an inoperable gun was found next to Nieves’s body. Its
existence was testified to by police witnesses, and the parties stipulated that it was inoperable
and that gunshot residue was on Nieves’s hand. No one testified or theorized that the handgun
had been planted next to Nieves’s body, so there was no need to confirm that he possessed it
before the shooting. Zareski relied heavily on the handgun’s existence in arguing that he shot
Nieves in self-defense, but we cannot see how Crespo’s testimony was necessary or even helpful
to that argument. Since the claim would not have succeeded on direct appeal, it cannot have been
a “specific defect” in Frankel’s performance not to raise it.
¶ 43 Contrary to Zareski’s representation, this was the only claim that the trial court refused to
consider because it could have been, but was not, raised on direct appeal. Thus, it was the only
claim potentially affected by the alleged actual conflict of interest.
¶ 44 Next, we will address Zareski’s other contentions against Frankel’s performance.
¶ 45 Did Frankel Provide “Reasonable Assistance” of Counsel in Postconviction?
¶ 46 Zareski argues that Frankel provided “unreasonable assistance” as postconviction
counsel, in four ways: (i) he failed to argue that direct appeal counsel (himself) was ineffective
for failing to argue that trial counsel was ineffective for failing to cross-examine Crespo about
the gun; (ii) he failed to argue that direct appeal counsel was ineffective for failing to argue that
trial counsel was ineffective for failing to move to suppress the lineup identifications; (iii) he
raised several ineffective assistance claims that were barred by res judicata, as they had already
been raised and rejected on direct appeal; and (iv) he failed to raise the Mandujano claim as a
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“freestanding” claim of actual innocence. The State attacks these claims on their merits, but
Zareski argues that we should not consider the merits at all. Rather, according to Zareski, we
should look only at whether Frankel properly presented the claims, and if (as Zareski contends)
Frankel failed to present the claims in their best light, we should automatically remand to the
trial court without considering whether these claims would have had any chance of success in the
trial court. While Zareski’s argument is grounded in Illinois precedent, he misinterprets its scope.
¶ 47 Should We Consider the Merits of Zareski’s Claims?
¶ 48 First, some principles on which all agree. Under the federal constitution, defendants are
guaranteed effective assistance of counsel at trial and on direct appeal. In extremely rare cases, if
the attorney’s performance was particularly egregious, defendants need not show that they were
prejudiced by the deficient performance. See United States v. Cronic, 466 U.S. 48 (1984)
(prejudice may be presumed if counsel entirely fails to subject State’s case to meaningful
adversarial testing); see, e.g., People v. Morris, 209 Ill. 2d 137, 187-88 (2004) (prejudice
presumed where defense counsel conceded client’s guilt, pursued nonlegal plea for jury
sympathy, and affirmatively introduced evidence of client’s involvement in grisly unrelated
murder, even though trial court had previously ruled that evidence inadmissible). The Illinois
Supreme Court has made this finding only twice. People v. Cherry, 2016 IL 118728, ¶ 27.
¶ 49 In the vast majority of cases, a defendant alleging that counsel provided ineffective
assistance must show that his or her counsel’s performance fell below an objective standard of
reasonableness and that there was a reasonable probability of a different outcome had counsel
performed their duties. Id. ¶ 24 (citing Strickland v. Washington, 466 U.S. 668 (1984)). This
Strickland standard applies to both trial and appellate counsel: to show that appellate counsel was
ineffective for failing to raise a claim, or arguing it inadequately, the defendant must show a
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reasonable probability that the claim would have succeeded on direct appeal if raised. Cole, 2012
IL App (1st) 102499, ¶ 18.
¶ 50 Neither the federal nor state constitutions guarantee assistance of counsel in
postconviction proceedings, and so we examine the performance of postconviction counsel by a
third standard—“reasonable assistance.” This standard (though inadequately defined) is lower
than “effective assistance” under Strickland, as postconviction proceedings are a legislative
grant, not a constitutional entitlement. People v. Cotto, 2016 IL 119006, ¶ 29. Strictly speaking,
a defendant is entitled to less from postconviction counsel than from direct appeal or trial
counsel. The flip side of this principle is that it should be even more difficult for a defendant to
prove that he or she received unreasonable assistance than to prove that he or she received
ineffective assistance under Strickland.
¶ 51 The performance of postconviction counsel has been standardized by Illinois Supreme
Court Rule 651. Ill. S. Ct. R. 651(c) (eff. Dec. 1, 1984). That rule, by its text and history,
assumes the most common scenario—a prisoner files a pro se postconviction petition, and the
trial court may then appoint counsel to assist the prisoner by amending the petition. Appointed
counsel is required to consult with the petitioner to ascertain his or her contentions, examine the
record of proceedings at trial, and make any amendments to the pro se petition that are necessary
to adequately present the contentions. Id. Our Supreme Court has held that Rule 651 applies to
counsel appointed or retained after a pro se petition, but not to counsel that was privately
retained by the prisoner to file the initial petition. Cotto, 2016 IL 119006, ¶ 41; People v.
Richmond, 188 Ill. 2d 376, 380-81 (1999) (distinguishing between counsel retained at first stage
versus retained at second stage). Nonetheless, both appointed and privately-retained
postconviction counsel must provide “reasonable assistance.” Cotto, 2016 IL 119006, ¶ 41.
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¶ 52 Under these principles, it should be harder for a defendant to raise and win a “reasonable
assistance” claim after postconviction than an “ineffective assistance” claim after trial or direct
appeal. And yet, our Supreme Court seemed to hold otherwise in People v. Suarez, 224 Ill. 2d 37(2007), on which Zareski principally relies. In Suarez, counsel was appointed to assist Suarez at
the second stage of postconviction proceedings and filed a supplemental petition; however,
counsel failed to file a certificate of compliance with Rule 651, and the record did not
demonstrate whether counsel complied with that rule. The Illinois Supreme Court held that
because it had not been shown whether counsel had fulfilled the duties of Rule 651, it would
remand the case “regardless of whether the claims raised in the petition had merit.” Id. at 47.
¶ 53 Zareski uses the “regardless of merit” language of Suarez to argue that because Frankel
failed to formulate his claims properly in the postconviction petition, Zareski is entitled to
remand regardless of whether those claims would have had any chance of success in
postconviction. In sum, we may not examine whether Zareski was prejudiced by Frankel’s
failures.
¶ 54 But this would be an odd outcome. As explained, in the constitutional context, only truly
egregious failures allow for a new trial regardless of prejudice. Under all other circumstances
(including a direct appeal counsel’s failure to argue a claim), a defendant must prove prejudice.
As read by Zareski, the Suarez rule equates a postconviction counsel’s failure to draft or amend
the claim to a claim under United States v. Cronic, 466 U.S. 648 (1984). The reasonable
assistance standard, however, is supposed to be even lower than the Strickland standard. How
can we reconcile Suarez’s holding with the Supreme Court’s statements that defendants are
entitled to less assistance in postconviction than on direct appeal?
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¶ 55 We believe the answer lies in Rule 651. Suarez relied on that rule (as did People v.
Schlosser, 2012 IL App (1st) 092523, another case cited by Zareski). The real key of the Suarez
holding was not that Suarez’s counsel had provided unreasonable assistance, but that Suarez’s
counsel had violated a supreme court rule. That failure justified remanding “regardless of merit.”
But Suarez does not say that this automatic-remand rule must apply to retained counsel, who are
not guided by Rule 651 if retained at the first stage of proceedings. And, given the logic, we
believe that the Suarez rule applies only to counsel who have been appointed or retained at the
second stage to assist a pro se petitioner, not to retained counsel who file the first stage petition.
If a prisoner retains counsel at the first stage, he or she is entitled to reasonable assistance, but
not to the additional protections of Rule 651 and Suarez’s holding. (This comports with the
State’s interest in protecting pro se prisoners over prisoners who can afford to retain their own
counsel.)
¶ 56 So, even if Frankel should have presented or amended the claims, we will not remand
“regardless of merit.” But that does not end the analysis.
¶ 57 What Does “Reasonable Assistance” Mean?
¶ 58 Even without Rule 651, Zareski is entitled to “reasonable assistance,” but our precedent
does not help us in evaluating whether Frankel, as retained counsel, provided it. Our supreme
court has never explicitly stated a standard, as it has for evaluating effective assistance under
Strickland. So, we asked the parties to submit supplemental briefing on this issue. The State
suggests that we should use a Strickland-like analysis for these claims by presuming the
competence of postconviction counsel and requiring that the petitioner show prejudice. Zareski
argues that we should evaluate reasonable assistance in tandem with Rule 651’s requirements—
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but we have already explained that the rule, by its text and interpretations, does not apply to
counsel like Frankel who were retained at the first stage.
¶ 59 We find a Strickland-like analysis is the appropriate standard to use for reasonable
assistance claims as well. It requires an evaluation of prejudice, appropriate to our analysis of
Suarez. This would prevent pointless remands to trial courts for repeated evaluation of claims
that have no chance of success. It is well-established within Illinois criminal law, familiar to both
the courts and attorneys. It has been used to evaluate counsel in other Illinois non-criminal
proceedings, such as involuntary commitment or parental rights terminations. See In re
Carmody, 274 Ill. App. 3d 46, 57 (1995). And unlike Rule 651(c), whose text refers only to
duties undertaken at the second stage of proceedings, a Strickland-like analysis also could be
used if a postconviction petitioner alleged that his or her counsel provided unreasonable
assistance at the third stage of proceedings (the evidentiary hearing).
¶ 60 A number of states use the Strickland standard to evaluate postconviction counsel. See
Silva v. People, 156 P.3d 1164 (Colo. 2007) (en banc); Iovieno v. Commissioner of Correction,
699 A.2d 1003, 1011-12 (Conn. 1997); Stovall v. State, 800 A.2d 31, 38 (Md. Ct. Spec. App.
2002); Johnson v. State, 681 N.W.2d 769, 776-77 (N.D.. 2004); Jackson v. Weber, 637 N.W.2d
19, 23 (S.D. 2001); Menzies v. Galetka, 150 P.3d 480, 511 (Utah 2006). Still more states use a
standard bearing a strong resemblance to Strickland, without explicitly citing the case. See
Grinols v. State, 10 P.3d 600, 619-20 (Alaska Ct. App. 2000) (claim that postconviction counsel
was ineffective must show incompetence by counsel, that omitted legal issue is meritorious, and
reasonable possibility of different outcome at trial); Whitsel v. State, 525 N.W.2d 860, 865 (Iowa
1994) (to show ineffectiveness of postconviction counsel, petitioner must show prejudice from
counsel’s failures); Robertson v. State, 201 P.3d 691 (Kan. 2009) (to show incompetence of
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collateral attack counsel, must show prejudice); Commonwealth v. Priovolos, 715 A.2d 420, 422
(Pa.. 1998) (to determine whether postconviction counsel was ineffective, must examine merits
of underlying claim). (There are also a number of states where postconviction petitioners have no
right whatsoever to a particular level of assistance from postconviction counsel. See, e.g.,
Murphy v. State, 327 P.3d 365 (Idaho 2014).) The takeaway from all these jurisdictions is that, in
evaluating the performance of postconviction counsel, whether the petitioner was prejudiced (at
a minimum) should be part of the inquiry.
¶ 61 Thus, contrary to Zareski’s argument, when he argues that Frankel provided unreasonable
assistance in failing to present a particular claim (either outright or through ineffective assistance
of direct appeal counsel), we will examine not just whether Frankel should have presented or
amended the claims, but also whether Frankel’s failures caused prejudice. We will follow
Strickland’s familiar standard to do so. If we find that the potential claim had no merit, Zareski
cannot receive postconviction relief on that claim, regardless of whether Frankel should have
presented it earlier, better, or at all.
¶ 62 Failure to Cross-Examine Crespo
¶ 63 This claim fails for the same reason already discussed—we cannot conceive of how
Zareski would have benefited from cross-examining Crespo about his statement that he had seen
Nieves with a handgun at some point before the shooting. The existence of the handgun was not
in question and did not need to be proven through that statement.
¶ 64 Failure to Move to Suppress Lineup Identifications
¶ 65 Next, Zareski argues that Frankel should have argued in postconviction that he was
ineffective on direct appeal for failing to argue that his trial counsel should have moved to
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suppress the lineup identifications made by Crespo and LaBombard. The trial court rejected this
claim on the merits.
¶ 66 Counsel on this appeal has not provided a legal basis that trial counsel could have used
for that suppression motion. While trial counsel might have benefited from questioning the
witnesses about the lineups before trial, he would not have been allowed to do so unless he could
have made some legal argument as to why those lineups were unconstitutional. Further, Zareski
simply argues that this claim could have been included in his direct appeal, but does not explain
why that claim would have had success. Without that information, we will not say that Frankel
provided unreasonable assistance for failing to raise this claim.
¶ 67 Raising Claims Barred by Res Judicata
¶ 68 Zareski further claims that Frankel raised several ineffective-assistance claims in the
postconviction petition that were barred by res judicata because they had already been raised and
ruled on during direct appeal. Raising these claims was certainly a pointless exercise by Frankel,
but Zareski has not explained how this action causes him prejudice, nor can we think of a reason.
¶ 69 Failure to Raise Freestanding Actual Innocence Claim
¶ 70 Zareski argues that Frankel should have raised a freestanding actual innocence claim
based on Marya Mandujano’s affidavit (which claimed that she had witnessed the shooting and
had seen Nieves firing a gun). Frankel raised an actual innocence claim based on that affidavit,
but also argued that trial counsel was ineffective for failing to find and present Mandujano’s
testimony.
¶ 71 Frankel could not pursue both a claim that Mandujano’s affidavit established actual
innocence, and that trial counsel was ineffective for failing to find Mandujano. People v. Hobley,
182 Ill. 2d 404, 443-44 (1998). Zareski asserts that Frankel should have chosen the actual
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innocence claim and not raised the ineffective-assistance claim, rendering the actual innocence
claim “freestanding” and reviewable in postconviction. To evaluate this choice, we must
examine the actual innocence claim itself. To make a substantial showing of actual innocence,
Zareski must present “new, material, noncumulative evidence that is so conclusive it would
probably change the result on retrial.” People v. Coleman, 2013 IL 113307, ¶ 96.
¶ 72 Zareski alleges that the trial court held that Mandujano’s affidavit was “newly
discovered.” In fact, the trial court made no holding on whether the affidavit was “new,” but
rejected it as not material and cumulative. To be “new,” the evidence must have been discovered
after trial and could not have been discovered earlier through the exercise of due diligence. Id.Mandujano was apparently found after trial, but we cannot see how she could not have been
discovered earlier through the exercise of due diligence. Mandujano lived in the same apartment
building as Nieves, where the shooting took place, but did not answer the door when the police
knocked during their canvass. The location of the shooting and the possible witnesses was well-
known to the defense team. Cf. People v. Jones, 2016 IL App (1st) 123371, ¶ 91 (since petitioner
asserted he was not present during shooting, he would not know who was present and could
exonerate him). Nor had she made herself “unavailable” to an extent that she could not have
been found before trial. Cf. id. (exonerating witness made himself unavailable by fleeing to
California after witnessing crime, and so was “newly discovered”).
¶ 73 The parties disagree as to whether the law requires that the evidence “totally exonerate”
Zareski to be “conclusive.” Compare People v. Gonzalez, 2016 IL App (1st) 141660, ¶ 28
(“probability, not certainty, is the key” and new evidence need not be “completely dispositive” to
be likely to change result on retrial) with People v. Flowers, 2015 IL App (1st) 113259, ¶ 33
(new evidence must “totally vindicate or exonerate” defendant). We need not decide this
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question because this evidence is not “conclusive” under either interpretation. Mandujano’s
testimony would have supported Zareski’s proffered trial theory that he fired at Nieves only in
self-defense, but this is not the kind of convincing evidence that would have changed the result
on retrial.
¶ 74 Consider Jones, 2016 IL App (1st) 123371, ¶¶ 102-04. There, Jones made a substantial
showing of actual innocence through a plethora of newly discovered evidence—the affidavit of a
newly discovered eyewitness, stating that Jones was not present at the crime scene; the affidavit
of the murderer, stating that Jones was not involved; the statements of two alibi witnesses that
Jones was with them during the crime; and evidence of misconduct by police officers who
obtained Jones’s confession. Id. ¶ 102. In contrast, only one piece of inculpatory evidence was
presented at trial: Jones’s videotaped confession, which he consistently claimed was coerced and
which did not match some of the physical evidence. Id. ¶ 104. Jones met the stringent actual
innocence standard. Zareski’s actual innocence claim falls far short of that which would have to
be made. See People v. Evans, 2017 IL App (1st) 143268, ¶¶ 29-31 (where defendant admitted
that he was present, armed, and firing during shooting, affidavits from two new witnesses that
defendant was not present during shooting were not sufficiently “conclusive”). Since we are
rejecting the claim on these grounds, we need not address whether the affidavit was “material”
and “noncumulative.”
¶ 75 The trial court rejected both forms of the Mandujano claim, but Frankel’s failure to
choose the actual innocence claim did not prejudice Zareski, as he would not have succeeded
even if the claim had been freestanding.
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¶ 76 Waiver of a Second-Degree Murder Instruction
¶ 77 Next, Zareski claims that trial counsel provided ineffective assistance by failing to advise
him of the sentencing ranges for first and second degree murder, leading Zareski to make an
unknowing waiver of his right to an instruction on second degree murder. (On appeal, Zareski
does not claim that trial counsel was ineffective for failing to obtain the instruction.) But
Zareski’s claim fails at the outset as Zareski had no such right to decide whether he wanted the
instruction. Without that right, whatever advice he did or did not receive from trial counsel was
of no moment.
¶ 78 Included in the rights belonging exclusively to the defendant is the right to decide
whether to submit an instruction on a lesser-included offense. People v. Brocksmith, 162 Ill. 2d
224, 229 (1994). But, in People v. Wilmington, the Illinois Supreme Court concluded that this
does not apply to a second degree murder instruction because second degree murder is not a
lesser-included offense of first degree murder, but rather a “lesser-mitigated” offense. 2013 IL
112938, ¶ 48. Wilmington distinguished first and second degree murder from the principle
underlying Brocksmith. “While a defendant who tenders a lesser-included offense instruction
exposes himself to potential criminal liability, which he otherwise might avoid if neither the trial
judge nor the prosecutor seeks the pertinent instruction,” that is not so with second degree
murder, since a defendant can only be found guilty of second degree murder if all the elements of
first degree murder have already been proven. (Internal quotation marks omitted.) Id. Defendants
who ask for a lesser-included instruction are exposing themselves to additional risk, akin to other
risk-taking decisions like whether to take a plea or testify at trial. The decision is a personal one.
But for second degree murder, there is no additional risk, and that puts this decision in the much
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bigger category of strategic choices to be made by the defense attorney. So, it was not Zareski’s
decision to make, and he did not have a right that needed to be waived.
¶ 79 Zareski attempts to avoid Wilmington by arguing that two post-Wilmington courts found
that a defendant has the personal right to decide whether to tender a second degree murder
instruction. While both of these cases rely on Brocksmith, neither cites to Wilmington. See
People v. Brown, 2014 IL App (4th) 120887, ¶ 21; People v. Shamlodhiya, 2013 IL App (2d)
120065, ¶ 16. Those cases do not address Wilmington’s obvious applicability, and we will not
follow them.
¶ 80 Since Zareski did not have a personal right to decide whether he wanted a second-degree
murder instruction, he was not actually “waiving” any right, there was no “unknowing waiver,”
and his trial counsel did not provide ineffective assistance in advising him on the sentencing
ranges (whatever that advice may have been).
¶ 81 Failure to Impeach with Photographs
¶ 82 Finally, Zareski argues that his trial counsel was ineffective for failing to impeach Crespo
and LaBombard with social media photographs showing them flashing gang signs. The State
rightly argues that this claim is barred by res judicata. On direct appeal, Zareski argued that trial
counsel was ineffective for failing to question Crespo and LaBombard about their gang
affiliations and failing to investigate the photographs. The appellate court denied this claim on
the Strickland prejudice prong, holding that even if this evidence had been presented, it would
not have created a “reasonable probability” of a different outcome. Zareski, 2012 IL App (1st)
102102-U, ¶ 55. Zareski states that the appellate court declined to rule on this claim, but he
confuses it with the argument that Crespo’s and LaBombard’s bias rendered them incredible
witnesses. Id. ¶ 32. Beyond the res judicata implications, Zareski does not explain how trial
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counsel would have been able to impeach LaBombard with these photographs. Unlike Crespo,
she never testified regarding gang affiliation one way or the other.
¶ 83 Direct Appeal Counsel Acting as Postconviction Counsel
¶ 84 In rejecting all of Zareski’s claims, we emphasize the potential dangers presented when
retained counsel represents a defendant on direct appeal and as postconviction counsel. Although
not presented in this case, actual conflicts of interest might easily arise in other factual settings
that violate a defendant’s right to conflict-free counsel. Practitioners are reminded to exercise
caution and thoughtful consideration in deciding whether to act as direct appeal counsel and
postconviction counsel.
¶ 85 Affirmed.
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