People v. Shief

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Appellate Court Date: 2016.11.17
12:06:47 -06'00'
People v. Shief, 2016 IL App (1st) 141022
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption ANTHONY SHIEF, Defendant-Appellant.
District & No. First District, Fourth Division
Docket No. 1-14-1022
Filed September 8, 2016
Decision Under Appeal from the Circuit Court of Cook County, No. 06-CR-3228; the
Review Hon. Nicholas R. Ford, Judge, presiding.
Judgment Affirmed.
Counsel on Michael J. Pelletier, Patricia Mysza, and Christopher Kopacz, all of
Appeal State Appellate Defender’s Office, of Chicago, for appellant.
Anita M. Alvarez, State’s Attorney, of Chicago (Alan J. Spellberg and
Hareena Meghani-Wakely, Assistant State’s Attorneys, of counsel),
for the People.
Panel PRESIDING JUSTICE ELLIS delivered the judgment of the court,
with opinion.
Justices McBride and Howse concurred in the judgment and opinion.
OPINION
¶1 Defendant Anthony Shief was convicted of the first degree murder of Leroy Willis in 2009.
In 2012, defendant mailed a postconviction petition to the clerk of the circuit court of Cook
County, but the clerk did not docket his petition. After inquiring into the status of his petition
several times, defendant refiled his petition one year later. The petition argued that the
prosecution had knowingly presented perjured testimony at defendant’s trial, that the trial
court erred in denying his motion to suppress identification testimony, that the witnesses
against defendant were not sufficiently credible to prove him guilty beyond a reasonable
doubt, and that his appellate counsel was ineffective for failing to raise these issues on appeal.
The trial court summarily dismissed the petition.
¶2 In this appeal from the summary dismissal, defendant raises two issues. First, he argues
that we should vacate the dismissal of his petition and remand for second-stage postconviction
proceedings because the clerk failed to promptly docket his petition pursuant to section
122-1(b) of the Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1(b) (West 2012)).
Second, he argues that the trial court erred in summarily dismissing his petition because it
stated the gist of a claim that his appellate counsel was ineffective for failing to raise a
challenge to the admissibility of gang evidence presented at defendant’s trial.
¶3 We affirm. Defendant is not entitled to remand for second-stage postconviction
proceedings, because the statute requiring the clerk to promptly docket his petition is directory,
not mandatory. The statute prescribes no consequences for the clerk’s failure to promptly
docket a petition, and defendants’ rights to timely consideration of their petitions will not be
injured by a directory reading.
¶4 With respect to the merits of defendant’s petition, we conclude that defendant has forfeited
his argument that his counsel on direct appeal was ineffective for failing to challenge the gang
evidence because he did not raise that argument in his petition. And even if defendant had
raised that argument, we would hold that defendant failed to state the gist of an ineffectiveness
claim because the gang evidence was admissible.
¶5 I. BACKGROUND
¶6 We previously discussed the evidence presented at defendant’s trial in our order affirming
defendant’s conviction on appeal. People v. Shief, No. 1-09-1577 (2011) (unpublished order
under Supreme Court Rule 23). We recount the evidence only to the extent it is necessary to
understand the issues relevant to defendant’s postconviction petition.
¶7 At trial, the State’s evidence showed that defendant shot Willis with a sawed-off shotgun in
the early morning hours of June 8, 2002, as defendant attempted to hijack the car that Willis
had parked at a department store. Janice Minnis, who was with Willis when he was shot,
described the incident but could not identify the shooter because she was intoxicated at the
time. Darrell Harvey, who observed the shooting as he was driving by, identified defendant as
the shooter. Defendant’s fingerprints were found in and outside the car.
¶8 The State also presented the grand jury testimony of Adam Pegues. Before the grand jury,
Pegues testified that, in 2002, defendant had admitted to shooting someone in the department
store parking lot during a robbery attempt. At the time Pegues testified before the grand jury,
he was facing charges for a Class X felony. (The record does not reflect the specific charges
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that Pegues faced.) At trial, Pegues recanted his grand jury testimony and testified that
defendant never told him that he had shot anyone. Pegues said that he had testified to the
contrary in front of the grand jury because the detectives who had questioned him had
threatened and beat him.
¶9 When the State began to question Pegues about his former gang membership, the court
interjected and told the jury not to consider evidence of defendant’s gang membership as
evidence that he shot Willis:
“I am going to allow the introduction of this gang membership not as evidence against
[defendant] because it is not. I am indicating to you right now this is not evidence of his
guilt, [defendant’s] guilt in any way. I believe it is going to be at least asserted at this
point that they are members of the same organization. Any bias, and that’s for you to
decide whether or not it exists, that might incur because they are members of the same
organization is a question for you to consider as it relates to the testimony offered. But
you may not, and I am emphasizing this, not consider membership within this
organization as evidence of guilt on the part of [defendant]. Do you all understand that?
They all answered yes.”
¶ 10 In his grand jury testimony, Pegues testified that he and defendant were both members of
the Gangster Disciples street gang in 2002. At trial, Pegues admitted that he had been a
member of the gang “a long time ago” but said that he did not know whether defendant had
been a member. Then the State questioned Pegues about the possibility of retaliation against
gang members who testified against other gang members:
“Q. Having been a member of the Gangster Disciples street gang, the gang doesn’t
like it when you testify against a fellow member in court, correct?
A. I’m not a member.
Q. You were a member?
A. I been out of the association for years. I gave my life to God. This is what I do.
No more associating.
Q. There is no question pending. When you were a member of the Gangster
Disciples street gang, the gang didn’t like it when you testified in court against a fellow
member, correct?
A. I don’t know anything about that.
Q. You didn’t know anything about the gang rules?
A. Gangs snitch on each other all the time. What that got to do with it?
Q. Would they pat you on the back if they knew that you testified against someone
in court that was a Gangster Disciple?
A. If I’m no longer associated with that gang why should it matter to me?
Q. Back then when you were a member of the Gangster Disciples it mattered if you
testified against someone in the gang, correct?
A. A long time ago, yes.
Q. They didn’t throw a party for you and say good job for testifying against one of
our [sic] fellow members, right?
A. Yes.
Q. They threw a party for you?
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A. No.
Q. So it was a bad thing, right?
A. Yes.”
Pegues never directly testified that he had been threatened with retribution for testifying
against defendant or that the Gangster Disciples regularly retaliated against members who
testified against other members.
¶ 11 In its rebuttal closing argument, the State argued that Pegues recanted his grand jury
testimony because, when called to testify “against his fellow [G]angster [D]isciple street gang
member, he [would not] do it.” The State added that there were “ramifications for testifying
against another [G]angster [D]isciple,” even though Pegues would not “get up there and say
it.” The State urged the jury to credit Pegues’s grand jury testimony, instead.
¶ 12 The jury found defendant guilty of first degree murder. Defendant filed a posttrial motion
that alleged in part that the trial court had erred in permitting the State to introduce evidence of
his membership in the Gangster Disciples. The trial court denied the motion and sentenced
defendant to 75 years’ incarceration.
¶ 13 On direct review, defendant raised three issues: (1) that the trial court erred in precluding
him from impeaching Harvey with evidence that Harvey had a pending charge of driving under
the influence at the time of the shooting, (2) that the trial court erred in precluding him from
introducing testimony from the 911 operator that Harvey was “possibly drunk” when he
reported the offense, (3) that his sentence was excessive, and (4) that his mittimus should be
corrected. This court affirmed defendant’s conviction and sentence and corrected defendant’s
mittimus. Shief, No. 1-09-1577.
¶ 14 On December 5, 2012, defendant mailed a postconviction petition to the clerk of the circuit
court of Cook County. The clerk stamped the petition “received” on December 11, 2012, but
did not docket it. About three months later, defendant wrote to the clerk asking for “an update
[on the] status [of his] petition.” Defendant also wrote the clerk in May 2013 and September
2013, asking for updates on the status of his petition. In response to his September 2013 letter,
the clerk wrote, “No P/C ever filed.”
¶ 15 Defendant mailed his petition to the clerk again, including an explanation of the clerk’s
failure to docket his petition and his correspondence to the clerk. The clerk stamped the
petition “received” on November 27, 2013, and docketed the petition on December 2, 2013.
¶ 16 The petition raised four issues: (1) that the prosecution had knowingly presented perjured
testimony at defendant’s trial, (2) that the trial court erred in denying his motion to suppress
identification testimony, (3) that the witnesses against defendant were not sufficiently credible
to prove him guilty beyond a reasonable doubt, and (4) that his appellate counsel was
ineffective for failing to raise these issues on direct review.
¶ 17 In discussing the insufficiency of the State’s evidence, defendant argued that it was likely
that Pegues had testified falsely in front of the grand jury in order to curry favor with the
prosecution in his pending Class X case. Defendant asserted that the State knew that Pegues
would recant and “use[d] this to file a motion to admit gang evidence.” Defendant added that
there was “no evidence that [he] was a Gangster Disciple.”
¶ 18 The trial court summarily dismissed the petition, finding that defendant’s first three claims
lacked merit. And, as a result, the court also concluded that appellate counsel could not be
considered ineffective for failing to raise them on direct review. The court did not address
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whether counsel was ineffective for failing to raise a challenge to the gang evidence introduced
at defendant’s trial. Defendant filed this appeal.
¶ 19 II. ANALYSIS
¶ 20 A. Docketing of Petition
¶ 21 Defendant first argues that this case should be remanded for second-stage postconviction
proceedings because the circuit court clerk failed to promptly docket his petition pursuant to
section 122-1(b) of the Act. According to defendant, the clerk’s failure to comply with section
122-1(b) requires that his petition be remanded for second-stage proceedings because that
provision is mandatory rather than directory.
¶ 22 The State contends that section 122-1(b) is a directory statute, and the clerk’s failure to
promptly docket defendant’s petition does not automatically entitle defendant to second-stage
proceedings.
¶ 23 This issue presents a question of statutory construction, so we apply de novo review.
People v. Gutman, 2011 IL 110338, ¶ 12.
¶ 24 Section 122-1(b) of the Act states that postconviction proceedings are “commenced by
filing with the clerk of the court in which the conviction took place a petition (together with a
copy thereof) verified by affidavit.” 725 ILCS 5/122-1(b) (West 2012). That section also
states, “The clerk shall docket the petition for consideration by the court pursuant to Section
122-2.1 [of the Act] upon his or her receipt thereof and bring the same promptly to the attention
of the court.” Id.
¶ 25 The parties agree that the clerk did not promptly docket the petition or notify the court that
defendant had sent in a postconviction petition under section 122-1(b). Instead, the question
here centers on the appropriate consequences for the clerk’s failure to comply with section
122-1(b).
¶ 26 The consequences of a government official’s failure to comply with a procedural statute
hinges on whether the statute is mandatory or directory. People v. Delvillar, 235 Ill. 2d 507,
516 (2009). “[T]he mandatory/directory dichotomy ‘simply denotes whether the failure to
comply with a particular procedural step will or will not have the effect of invalidating the
governmental action to which the procedural requirement relates.’ ” (Internal quotation marks
omitted.) Id. (quoting People v. Robinson, 217 Ill. 2d 43, 51-52 (2005)). A statute is merely
directory if “no specific consequence is triggered by the failure to comply with the statute.” Id.
at 515.
¶ 27 We begin with the presumption “ ‘that language issuing a procedural command to a
government official indicates an intent that the statute is directory.’ ” In re M.I., 2013 IL
113776, ¶ 17 (quoting Delvillar, 235 Ill. 2d at 517). “This presumption is overcome, and the
provision will be read as mandatory, under either of two conditions: (1) when there is negative
language prohibiting further action in the case of noncompliance or (2) when the right the
provision is designed to protect would generally be injured under a directory reading.” Id.
¶ 28 Turning to the first exception to the presumption, there is no language in section 122-1(b),
or anywhere else in the Act, prohibiting further action or specifying a consequence if the clerk
does not timely docket a postconviction petition. Certainly, no language requires the petition to
be advanced to the second stage of postconviction proceedings, as defendant suggests.
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¶ 29 Defendant argues that section 122-1(b) should be read in conjunction with section 122-2.1
of the Act (725 ILCS 5/122-2.1 (West 2012)), which requires the trial court to conduct a
first-stage review of a petition within 90 days. If the court does not comply with the 90-day
time limit, the postconviction petition is automatically advanced to the second stage of
proceedings. See People v. Porter, 122 Ill. 2d 64, 84 (1988). Defendant contends that section
122-1(b) should be read in the same way as section 122-2.1 because the two provisions
“operate together in order to ensure that a petitioner receives prompt judicial action on his
petition.”
¶ 30 But defendant ignores the critical difference between sections 122-1(b) and 122-2.1:
section 122-2.1 expressly provides a consequence for the trial court’s noncompliance with the
90-day rule. Specifically, section 122-2.1 states that, if the court does not dismiss the petition
within 90 days, “the court shall order the petition to be docketed for further consideration.” 725
ILCS 5/122-2.1(b) (West 2012). In finding that section 122-2.1 is mandatory, our supreme
court has highlighted that this language “prescribes the result that will occur” if the 90-day
deadline is not met. Porter, 122 Ill. 2d at 85. By contrast, section 122-1(b) prescribes no such
result for the clerk’s failure to promptly docket a postconviction petition. Thus, we are not
persuaded by defendant’s attempt to analogize section 122-1(b) to section 122-2.1, even if they
do ultimately serve the same purpose.
¶ 31 In fact, the comparison to section 122-2.1 cuts the other way for defendant. The fact that
section 122-2.1 prescribes a consequence for noncompliance, but section 122-1(b) does not,
demonstrates that the General Assembly did not intend the same consequence—automatic
advancement of the petition to the second stage—for the clerk’s violation of section 122-1(b).
See People v. Edwards, 2012 IL 111711, ¶ 27 (“Where language is included in one section of a
statute but omitted in another section of the same statute, we presume the legislature acted
intentionally and purposely in the inclusion or exclusion.”).
¶ 32 Moreover, while we understand why defendant seeks the remedy of automatic
advancement to second-stage proceedings by analogizing to the remedy contained in section
122-2.1, it is at least questionable whether that remedy would be appropriate for a violation of
section 122-1(b). Each section concerns the prompt resolution of postconviction petitions, but
they are aimed at different governmental actors. Section 122-2.1 serves as an incentive to
circuit judges to swiftly adjudicate postconviction petitions by automatically advancing these
cases on their dockets if the judge fails to promptly act. Section 122-2.1, on the other hand,
does not concern the actions of the circuit judge but rather those of the clerk. The remedy of
automatic advancement would force the hand of the judge based on the actions of a distinct
governmental official, the clerk. Circuit judges would lose control of their docket based on
something entirely outside their control. While that may feel like a distinction without a
difference to a prisoner awaiting the adjudication of his postconviction petition, it might be one
reason why the General Assembly imposed a consequence for the circuit court’s failure to
promptly act on a postconviction petition while not imposing such a remedy for the clerk’s
inaction.
¶ 33 We also recognize that section 122-1(b) uses the word “shall,” which suggests that the
clerk is required to comply with the statute. But our supreme court has stressed that “ ‘in no
case regarding the mandatory/directory dichotomy has “shall” controlled the outcome.’ ” M.I.,
2013 IL 113776, ¶ 19 (quoting Robinson, 217 Ill. 2d at 53). And while the legislature clearly
intended that the clerk would follow section 122-1(b), there is no indication that the legislature
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intended the clerk’s noncompliance with that section to result in automatic advancement of any
postconviction petition to the second stage.
¶ 34 We now turn to the second exception to the presumption that statutes directing government
officials are directory: whether “the right the provision is designed to protect would generally
be injured under a directory reading.” Id. ¶ 17. In order to meet this exception, it is not enough
to show that, in a particular case, a party’s rights may be prejudiced; the party must show that
prejudice would generally occur. See, e.g., People v. Geiler, 2016 IL 119095, ¶ 23 (finding
that defendant had not overcome directory presumption under second exception because, while
a defendant may have been prejudiced in a particular case, “no reason exists to believe that
would generally be true”); Robinson, 217 Ill. 2d at 57 (finding that defendant had not overcome
directory presumption under second exception because, “[w]hile the right to appeal might be
injured by untimely service in a given case, there is no reason to believe that it generally would
be”); Delvillar, 235 Ill. 2d at 518 (failure to admonish defendant of immigration consequences
of guilty plea would not “generally” injure defendants because defendants who were United
States citizens would not be affected at all).
¶ 35 Defendant argues that the clerk’s delay in docketing postconviction petitions would injure
defendants’ “right[s] to *** efficient and speedy judicial review of [their] petition[s].”
Defendant argues that only a mandatory reading would ensure that postconviction petitions are
promptly docketed so that the court can expediently review them.
¶ 36 We acknowledge that, in certain cases, a clerk’s failure to promptly docket a petition might
prejudice a defendant’s rights to pursue postconviction relief. But that fact is not itself
sufficient to show that defendants’ rights will generally be prejudiced. For example, in
Robinson, 217 Ill. 2d at 58-59, the Illinois Supreme Court held that a provision requiring the
clerk to deliver notice of the dismissal of a postconviction petition to the defendant within 10
days of its entry was directory. In addressing whether a directory reading would prejudice a
defendant’s right to appeal, the court noted that “[w]hile the right to appeal might be injured by
untimely service in a given case, there [was] no reason to believe that it generally would be.”
Id. at 57. The court noted that a notice of appeal must be filed within 30 days of a final
judgment and that notices of appeal are easy to complete, so even if notice was not given in 10
days, “there are likely to be many cases *** in which the right to appeal is unaffected by
untimely service.” Id. Thus, a violation of the service requirement was “not so likely to
prejudice the right to appeal as to require an exception to the general rule that procedural
commands to government officials are directory.” Id.
¶ 37 Similarly, in Geiler, 2016 IL 119095, ¶ 24, the supreme court held that Illinois Supreme
Court Rule 552 (eff. Sept. 30, 2002), which required a police officer who issues a traffic
citation to transmit the ticket to the circuit court clerk within 48 hours of the arrest, was
directory. The court recognized that “a defendant may be prejudiced by a Rule 552 violation if
there is a lengthy delay in transmitting a citation in a given case, but no reason exists to believe
that would generally be true.” Geiler, 2016 IL 119095, ¶ 23. The court stressed that, under
another rule, a defendant’s first appearance on a traffic citation must be set 14 to 60 days after
his arrest. Id. Consequently, even if the citation had not been transmitted to the clerk within 48
hours, the citation would still have to be filed with the clerk within 14 or 60 days, “and the
defendant would be unaffected by the delay in transmitting the citation.” Id.
¶ 38 In this case, like Robinson and Geiler, we conclude that the likelihood of prejudice is not so
great that we must consider the prompt-docketing requirement to be mandatory under the
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second exception. Even if the clerk fails to docket a petition promptly, a defendant could
simply refile his postconviction petition in order to have it considered. In fact, that is precisely
what defendant did in this case.
¶ 39 And even if that refiled petition were untimely, that fact would have no effect on the court’s
first-stage review of the petition. Courts reviewing a postconviction petition at the first stage
may not dismiss a petition because it is untimely. See People v. Perkins, 229 Ill. 2d 34, 48
(2007) (“[A] pro se petitioner need not include any allegations on timeliness or an excuse for a
delay in filing to advance past the first stage,” as such allegations “are irrelevant at the first
stage of the proceedings.”); People v. Wheeler, 392 Ill. App. 3d 303, 308 (2009) (“The issue of
timeliness is first considered by the trial court at the second stage.”). So even if defendant’s
petition was untimely in this case, it would have had no effect on the trial court’s review of his
petition.
¶ 40 And at the second stage, with the benefit of counsel, a defendant could raise the clerk’s
failure to docket his petition as a reason to excuse his untimely filing. See 725 ILCS 5/122-1(c)
(West 2012) (excusing late filing of postconviction petition where petitioner “alleges facts
showing that the delay [in filing] was not due to his or her culpable negligence”). Indeed,
defendant raised the clerk’s delay as an excuse in this case:
“Petitioner[’s] *** late presentation of his post-conviction petition *** is not due to
him being culpably negligent but it is due to the clerk of the circuit court of Cook
County not filing his *** timely petition back on December 11, 2012.”
Thus, in most circumstances, a clerk’s delay in docketing a petition will have no effect on a
court’s consideration of the merits of a postconviction petition.
¶ 41 While a delay in docketing is by no means desirable, and the clerk’s delay in this case was
wholly unreasonable, such a delay is not likely to preclude a defendant from having the
substance of his petition heard. And nothing in the record suggests that dilatory docketing is a
widespread problem necessitating a mandatory reading of section 122-1(b). County clerks are
obligated to maintain the dockets of their courts by law and may be subject to fines or removal
from office for failing to do so. See 705 ILCS 105/17 (West 2012) (clerk’s failure to make
proper entries into court docket in reasonable time may result in fine of $100 and eventual
removal from office). In light of these consequences, we disagree that it is likely that clerks
will generally disregard their duties to promptly docket a petition.
¶ 42 It is true that, even where a provision is directory, “a defendant may still be entitled to relief
if he can demonstrate he was prejudiced by the violation” of the provision. Geiler, 2016 IL
119095, ¶ 24. Thus, a directory reading would not preclude a defendant from obtaining relief
where he suffered prejudice due to a delay in docketing his petition. Typically, when we
consider prejudice, we consider prejudice to a party’s ability to properly prepare and present its
case. See, e.g., Robinson, 217 Ill. 2d at 58-59 (petitioner not prejudiced by two-day delay in
receiving order dismissing postconviction petition because he was able to file timely notice of
appeal); Geiler, 2016 IL 119095, ¶ 26 (police officer’s delay in transmitting traffic citation did
not prejudice defendant in preparing defense because citation was filed well before defendant’s
first court appearance).
¶ 43 Here, defendant is not making such a claim. He is simply arguing that the unreasonable
delay in the consideration of his petition, in and of itself, is sufficiently prejudicial to warrant
advancement of his case to second-stage proceedings. As sympathetic as we are with
defendant’s claim, and as much as we join him in condemning the unacceptable delay, we do
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not find this one-year delay sufficient to warrant a vacatur of the dismissal of his
postconviction petition and automatic advancement to second-stage proceedings. In the end,
defendant refiled his petition, presented it, and received a fair hearing on the merits; he does
not contend otherwise.
¶ 44 We hold that the prompt-docketing requirement of section 122-1(b) is directory, rather
than mandatory. There is no negative language in the statute requiring automatic advancement
of the petition to second-stage proceedings when the clerk does not promptly docket a
postconviction petition and reading the statute as directory will not injure defendants’ rights to
timely resolution of their postconviction petitions.
¶ 45 B. Ineffective Assistance of Appellate Counsel
¶ 46 We now turn to the merits of defendant’s postconviction petition. Defendant argues that
the trial court erred in summarily dismissing the petition because he raised the gist of a claim
that his appellate counsel was ineffective for failing to raise the inadmissibility of the State’s
gang evidence on direct review. According to defendant, it was at least arguable that, had
counsel raised this issue, he would have obtained relief on appeal.
¶ 47 The State contends that defendant waived this issue by failing to raise it in his petition.
Alternatively, the State argues that defendant has not stated the gist of an ineffectiveness claim
where the gang evidence was admissible.
¶ 48 Under the Act, postconviction proceedings occur in three stages. People v. Allen, 2015 IL
113135, ¶ 21. At the first stage—the stage at issue in this case—the trial court reviews the
substance of the petition and may dismiss it if the petition is frivolous or patently without
merit. 725 ILCS 5/122-2.1(a)(2) (West 2012). “A petition may be dismissed as frivolous or
patently without merit only if the petition has no arguable basis either in law or in fact—relying
on an indisputably meritless legal theory or a fanciful factual allegation.” (Internal quotation
marks omitted.) Allen, 2015 IL 113135, ¶ 25. “If a petition alleges sufficient facts to state the
gist of a constitutional claim, even where the petition lacks formal legal argument or citations
to authority, first-stage dismissal is inappropriate.” Id. ¶ 24. “In evaluating the allegations in
the petition, the *** court must take them as true and construe them liberally.” Id. ¶ 25. We
review the summary dismissal of a postconviction petition de novo. People v. Cathey, 2012 IL
111746, ¶ 17.
¶ 49 We first address the State’s argument that defendant waived his ineffectiveness claim by
failing to plead it in his petition. Any constitutional claim “not raised in the original or an
amended petition is waived.” 725 ILCS 5/122-3 (West 2012). Thus, a defendant may not raise
claims for the first time on appeal from the trial court’s dismissal of his postconviction petition.
Cathey, 2012 IL 111746, ¶ 21; People v. Jones, 213 Ill. 2d 498, 504 (2004).
¶ 50 Defendant alleged that he “was denied effective assistance of appellate counsel where
counsel failed to raise meritorious issues on direct appeal.” But he did not specifically allege
that his appellate attorney was ineffective for failing to challenge the admissibility of the gang
evidence. Instead, he listed three issues that he claimed his appellate attorney should have
raised:
“(1) [That defendant] was denied a fair trial due to prosecution misconduct, where
the State’s *** only eyewitness gave false testimony and [the] prosecutors, knowing it
false, did not correct it.
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***
(2) [That the] trial court abused its discretion when it denied [defendant’s] motion
to suppress the identification by the State’s witness Darrell Harvey.
***
(3) [That defendant’s] conviction must be reversed where the evidence presented
and relied on for conviction [was] questionable testimony [with] reduced credibility
and [it] fail[ed] to remove all reasonable doubt of [defendant’s] guilt.”
¶ 51 Defendant’s only reference to the gang evidence came in his discussion of why Pegues was
not a credible witness. Defendant wrote:
“Adam Pegues testified that in November 2005, Chicago police detectives
Lombard and Bloore visited him in the Vermillion County Jail. *** The visit occurred
four days before Pegues went to trial on a Class X felony, which carried a six to 30-year
range sentence. *** However, neither [the] detectives [n]or Pegues ever explain[ed]
how or why the visit came about. *** [T]he most reasonable explanation is, either
Pegues’ case involve[d] a sawed-off shotgun or Pegues contacted the Chicago police
with hopes and intentions of making a deal on his own case(s). Which he was
successful in doing, but for some reason or another Pegues’ plan did not work out as he
planned. Which is how and why the State’s Attorney knew Pegues was going to recant
his prior statements when he reached [defendant’s] trial. The State’s Attorney knew
this ahead of trial and sought an excuse to *** file a motion to admit gang evidence.
Yet, there [was] no evidence that [defendant] is a Gangster Disciple.”
Defendant then went on to highlight Pegues’s motive to curry favor with the prosecution when
he gave them his statements inculpating defendant.
¶ 52 Nor did the trial court consider whether appellate counsel was ineffective for failing to
raise the gang evidence’s inadmissibility. Instead, the trial court only considered whether
defendant stated the gist of a claim that his appellate counsel was ineffective for the three
reasons expressly listed by defendant.
¶ 53 Even liberally construing the contentions in the petition, we fail to see how defendant
raised this claim below. Defendant did not raise this issue by simply asserting that his appellate
counsel was ineffective. See People v. Reed, 2014 IL App (1st) 122610, ¶ 56 (“[A] petition
which merely asserts the petitioner received ineffective assistance of counsel does not satisfy
even the low threshold of presenting a modest amount of detail, even without legal argument or
citation to legal authority.” (Internal quotation marks omitted.)). And defendant never
discussed the inadmissibility of the gang evidence in the portion of his petition that discussed
his appellate attorney’s performance. As we noted above, the only time defendant even
mentioned the gang evidence was to suggest that the prosecution used that evidence as a means
to introduce Pegues’s prior inconsistent statement, which the prosecution knew Pegues would
recant at trial, not to argue that the gang evidence was inadmissible. And without any
indication that defendant was raising this claim in his petition, the trial court did not address it
in its written order dismissing defendant’s petition. See People v. Cole, 2012 IL App (1st)
102499, ¶ 13 (refusing to consider “ ‘implicit’ claims in the defendant’s postconviction
petition *** raised for the first time on appeal when those postconviction issues were never
ruled upon by the circuit court”).
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¶ 54 Our conclusion is supported by Reed, 2014 IL App (1st) 122610, ¶ 59, where this court
held that the defendant forfeited an argument that the police took his statement in violation of
his due process rights, even though his pro se petition had claimed that his statement was
inadmissible on hearsay grounds. Even though the general admissibility of the statement and
the issue of his appellate counsel’s performance had both been raised in the petition, defendant
could not raise the constitutional claim on appeal because “the respects in which [defendant]
allegedly received ineffective assistance of appellate counsel [were] distinctly different.” Id.
¶ 60. Here, like Reed, defendant raised distinct reasons for his appellate attorney’s alleged
ineffectiveness in his petition and on appeal. And defendant’s petition did not claim that the
gang evidence was inadmissible at trial. Thus, even when liberally construed, defendant has
forfeited his argument that his appellate counsel was ineffective for failing to raise the
inadmissibility of the gang evidence in his appeal.
¶ 55 Even had defendant properly raised this issue in his petition, we would affirm the trial
court’s summary dismissal of the petition. We evaluate a claim of ineffective assistance of
appellate counsel under the same two-prong standard set out in Strickland v. Washington, 466
U.S. 668 (1984). People v. Harris, 206 Ill. 2d 1, 58 (2002). Under the first prong, the defendant
must show that his attorney’s performance was deficient, i.e., that counsel’s representation fell
below an objective standard of reasonableness. Strickland, 466 U.S. at 688. In the context of a
claim of ineffectiveness of appellate counsel, the appropriate question is “whether a reasonably
competent attorney, in the same circumstances, would have decided not to raise the [issue] on
direct appeal.” Harris, 206 Ill. 2d at 64. Under the second prong, the defendant must show that
appellate counsel’s deficient performance “caused prejudice, i.e., there [was] a reasonable
probability that, but for appellate counsel’s errors, the appeal would have been successful.”
People v. Golden, 229 Ill. 2d 277, 283 (2008).
¶ 56 Defendant was not required to conclusively establish his ineffective assistance claim at the
first stage of postconviction proceedings. “ ‘At the first stage of postconviction proceedings
***, a petition alleging ineffective assistance may not be summarily dismissed if (i) it is
arguable that counsel’s performance fell below an objective standard of reasonableness and
(ii) it is arguable that the defendant was prejudiced.’ ” (Emphases in original.) People v. Tate,
2012 IL 112214, ¶ 19 (quoting People v. Hodges, 234 Ill. 2d 1, 17 (2009)). We do not consider
whether counsel’s decisions were the product of a reasonable strategy at the first stage. Id.
¶ 22.
¶ 57 In this case, it is not arguable that defendant was prejudiced, because the gang evidence
was admissible at defendant’s trial, and consequently, there was no reasonable probability that
this issue would have been successful on appeal. Evidence that the defendant was affiliated
with a gang may be admissible if it is relevant and its probative value is not substantially
outweighed by its prejudicial effect. People v. Johnson, 208 Ill. 2d 53, 102 (2003). This court
has held that gang-related evidence is admissible “to explain why trial witnesses recanted their
grand jury testimony and testified differently at trial.” People v. Dixon, 378 Ill. App. 3d 535,
550 (2007); People v. Tolliver, 347 Ill. App. 3d 203, 222 (2004).
¶ 58 In this case, the State introduced evidence of defendant and Pegues’s affiliation with the
Gangster Disciples to explain why Pegues recanted his grand jury testimony at trial. By
presenting evidence that defendant and Pegues were both members of the gang, the State could
draw the inference that Pegues would be hesitant to testify against a fellow gang member at
trial—due to the possibility of reprisal—and that the jury should thus credit his grand jury
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testimony over his trial testimony. And the State expressly made this inference during its
rebuttal closing argument, saying that Pegues would not testify against a fellow Gangster
Disciple “[b]ecause there’s ramifications for testifying against another [G]angster [D]isciple.”
¶ 59 Moreover, the risk of unfair prejudice posed by this evidence did not substantially
outweigh its probative value. Just before the prosecution began to question Pegues about his
gang membership, the court emphasized that the jury should not consider defendant’s gang
membership as evidence of his guilt in this case. In fact, the court stressed that point three
times to the jury, then asked whether the jurors understood that concept. All of the jurors said
they understood. Nor did the State attempt to use the evidence of defendant’s gang
membership to suggest that defendant was violent or more likely to have committed the
murder during its closing argument. Because the gang evidence was limited to the relevant
matter for which it was admitted, the risk of unfair prejudice was slight.
¶ 60 Defendant argues that the gang evidence was inadmissible to explain why Pegues recanted
because Pegues testified that he inculpated defendant only because the police had threatened
and physically coerced him. While defendant accurately recites Pegues’s explanation for his
differing testimony, that was simply one explanation for Pegues’s conduct. The State was
entitled to offer a different explanation and to introduce evidence undermining Pegues’s trial
testimony. See Ill. R. Evid. 607 (eff. Jan. 1, 2011) (party may impeach its own witness). The
jury was not required to accept Pegues’s explanation for his changing testimony.
¶ 61 Defendant also argues that the gang evidence was not admissible to explain Pegues’s
recantation because the State failed to establish that Pegues actually faced ramifications if he
testified against a fellow gang member. Defendant notes that, in its closing argument, the State
conceded that Pegues would not admit that he could face retribution for testifying against a
gang member.
¶ 62 We disagree that the State was required to elicit this testimony from Pegues. This court has
rejected the notion that, for gang evidence to be admissible to explain a witness’s recantation,
the State must have evidence of “an actual decision by the gang to intimidate [the specific]
witness or the gang’s practice to ‘always’ intimidate testifying witnesses.” Dixon, 378 Ill. App.
3d at 550. As we have explained, “the witness may have a legitimate fear of gang retaliation,
whether or not the State can prove that the gang made an ‘actual’ decision with respect to this
specific witness or the gang failed to retaliate for every witness.” Id. In this case, the State was
not required to elicit testimony from Pegues that the Gangster Disciples had a practice of
retaliating against witnesses or that they had actually threatened him. The State permissibly
relied on the notion that Pegues would be afraid to testify against a fellow gang member
regardless of the existence of an actual threat or official retaliation policy.
¶ 63 Because the gang evidence introduced at defendant’s trial was admissible, it is not arguable
that, had counsel raised the issue of its admissibility, defendant would have succeeded in his
appeal. Thus, even if defendant had raised this issue in his postconviction petition, we would
find that the trial court did not err in summarily dismissing it.
¶ 64 III. CONCLUSION
¶ 65 For the reasons stated, we affirm the summary dismissal of defendant’s postconviction
petition. Defendant is not entitled to second-stage proceedings due to the clerk’s delay in
docketing his petition, and his petition failed to state the gist of a claim of ineffective assistance
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of appellate counsel.
¶ 66 Affirmed.
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