Buckner v. The University Park Police Pension Fund

ILLINOIS OFFICIAL REPORTS
Appellate Court
Buckner v. University Park Police Pension Fund, 2013 IL App (3d) 120231Appellate Court GWENDOLYN R. BUCKNER, Plaintiff-Appellant, v. THE
Caption UNIVERSITY PARK POLICE PENSION FUND, THE BOARD OF
TRUSTEES OF THE UNIVERSITY PARK POLICE PENSION FUND,
THE MEMBERS OF THE BOARD OF TRUSTEES OF THE
UNIVERSITY PARK POLICE PENSION FUND MARY DISTLER,
GORDON SMITH, DANIEL MURPHY, and THE VILLAGE OF
UNIVERSITY PARK, Defendants-Appellees.
District & No. Third District
Docket No. 3-12-0231
Rule 23 Order filed December 21, 2012
Motion to publish
allowed February 1, 2013
Opinion filed February 1, 2013
Held The denial of plaintiff police officer’s application for an on-duty
(Note: This syllabus disability pension and the award of a not-on-duty disability pension
constitutes no part of arising from the back injury plaintiff suffered in an automobile accident
the opinion of the court while driving home from work were affirmed, since the disability was not
but has been prepared suffered while performing an act of duty, the back injury suffered several
by the Reporter of years earlier was not a causative factor, and plaintiff forfeited her claim
Decisions for the that she was denied due process because the pension board lacked two
convenience of the members at the time of the hearing on her application.
reader.)
Decision Under Appeal from the Circuit Court of Will County, No. 10-MR-1183; the
Review Hon. Barbara Petrungaro, Judge, presiding.
Judgment Affirmed.
Counsel on Thomas W. Duda (argued), of Law Offices of Thomas W. Duda, of
Appeal Arlington Heights, for appellant.
Charles H. Atwell, Jr. (argued), of Atwell & Atwell, of Aurora, for
appellee University Park Police Pension Fund.
Timothy E. Guare and Robert E. Swain (argued), both of Hodges, Loizzi,
Eisenhammer, Rodick & Kohn, LLP, of Arlington Heights, for appellee
Village of University Park.
Panel JUSTICE O’BRIEN delivered the judgment of the court, with opinion.
Justices Holdridge and Lytton concurred in the judgment and opinion.
OPINION
¶1 Plaintiff Gwendolyn Buckner brought this complaint for administrative review after the
trial court affirmed the decision of defendants University Park Police Pension Fund; the
Board of Trustees of the University Park Police Pension Fund; Mary Distler, Gordon Smith,
and Daniel Murphy, the members of the Board of Trustees of the University Park Police
Pension Fund; and the Village of University Park, denying her an on-duty disability pension
and awarding her a not-on-duty disability pension. The trial court affirmed the Board’s
determination. She appealed. We affirm.
¶2 FACTS
¶3 Plaintiff Gwendolyn Buckner was hired as a police officer by defendant Village of
University Park in October 1990. She became vested for benefits during her employment,
including disability pension benefits from defendant University Park Police Pension Fund,
which was administered by defendants Board of Trustees of the University Park Police
Pension Fund (the Board) and its individual members, Mary Distler, Gordon Smith, and
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Daniel Murphy. In April 2001, Buckner suffered an injury to her back when she fell down
stairs while evacuating a burning apartment building. She underwent lumbar fusion surgery,
returning to duty in March 2002 in the investigations department. Shortly after her return,
Buckner was assigned to the Cooperative Police Assistance Team (CPAT), a multi-
jurisdictional special task force under the Illinois State Police (ISP) engaged in long-term,
complex conspiracy investigations. In approximately May 2005, she returned to the
investigations department at University Park. On April 28, 2006, Buckner sustained back
injuries in an automobile accident that occurred when she was driving home after her shift
had ended. She underwent a second back surgery in February 2007, after which her treating
surgeon documented she was unable to physically perform her job as a police officer. In
February 2008, Buckner filed an application for an on-duty disability pension.
¶4 An administrative hearing before the Board began in August 2009. Prior to the
presentation of evidence, Buckner orally amended her application to include an alternative
request for a not-on-duty disability pension. Buckner was also informed by the Board that
three votes were required to confer disability benefits per the Open Meetings Act (5 ILCS
120/1.02 (West 2006)), and that because the Board at that time consisted of only three
members, any decision in Buckner’s favor would have to be unanimous.
¶5 Buckner testified. After her 2001 injury and return to work in 2002, she could not work
as a patrol officer and was assigned to investigations. At that time, she had permanent
restrictions of a 25-pound weight limit and a 1-hour duty vest limit. She brought her medical
paperwork with her when she returned to work in March 2002 and her superiors at University
Park and CPAT were aware of her restrictions. She performed full duty between March 2002
and April 2006, although her positions in investigations did not require her to exceed her
medical restrictions. When the April 2006 accident occurred, she was driving home in a
department-issued, unmarked squad car after her shift ended. She was provided the
unmarked car because she was on call at all times. She was not responding to a police call
when the accident took place.
¶6 Various exhibits were admitted into evidence, including Buckner’s medical records
which established that her recovery from the 2001 accident and surgery included return to
work authorizations both with and without restrictions. Her surgeon stated her medical/work
history as follows. From June 16, 2001 to March 7, 2002, Buckner could not work. Between
March 7, 2002 and December 17, 2002, Buckner was released for work with restrictions: no
lifting, pushing or pulling over 25 pounds and the ability to change positions as needed. An
August 2002 office note indicated Buckner’s 25-pound weight restriction was permanent.
On December 17, 2002, Buckner was released with no restrictions. On December 11, 2003,
Buckner was released with a permanent restriction that she could not wear a duty belt and
a protective vest for “more than one hour together.” In a December 2003 office note, her
surgeon noted that Buckner was working full duty.
¶7 The opinions of three independent medical doctors who assessed her disability request
per the Board’s requirements were also admitted. William Malik, M.D., expressed that
Buckner had “two significant injuries that occurred that accelerated” an “underlying
degenerative lumbar disc disease” and made it symptomatic, identifying the 2001 and 2006
injuries. Thomas Gleason, M.D., opined that Buckner was disabled as a result of injuries
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sustained in the 2006 accident. Both Malik and Gleason certified Buckner as disabled.
Charles Mercier, M.D., considered that Buckner was not disabled and could return to full-
time unrestricted duty.
¶8 The hearing was continued to March 29, 2010. At that time, the Board again indicated
that the three trustees present constituted a quorum. Detective Gary Reichenberger of the
Will County sheriff’s department investigations and former director of CPAT testified that
he was not aware that Buckner had any medical restrictions and she would not have been a
part of CPAT if she had medical restrictions. Village of University Park deputy police chief
Gregory Box testified that as Buckner’s supervisor, he would have been aware of any
restrictions. However, he did not learn that Buckner had restrictions until shortly before her
April 2006 accident when another patrol officer informed him that Buckner refused to work
an overtime assignment because it would exceed her duty vest restriction. Buckner was asked
to provide documentation of the restriction but failed to do so. There were no light duty
assignments in the department.
¶9 The hearing was continued and concluded with deliberations on April 30, 2010. The
Board issued its finding in October 2010, denying Buckner’s request for an on-duty disability
pension but awarding her a not-on-duty disability pension. The Board found that she
established a disability but did not establish that the disability resulted from or was
aggravated by the performance of an act of duty. Buckner filed a complaint for administrative
review with the trial court, which affirmed the Board’s decision. Buckner appealed.
¶ 10 ANALYSIS
¶ 11 On appeal, Buckner argues that the Board erred in denying her an on-duty disability
pension and that the Board’s proceedings denied her due process.
¶ 12 The first issue is whether the Pension Board erred when it denied Buckner an on-duty
disability pension. Buckner advances two arguments that the Board erred in denying her on-
duty disability pension request. First, she argues that the Board improperly found her 2006
injury was not incurred in the performance of an act of duty. Second, Buckner argues that the
Board erred when it determined that her 2001 on-duty injury did not contribute to her
disability.
¶ 13 When reviewing administrative findings, this court looks at the decision of the
administrative agency, not the determination of the trial court. Wade v. City of North Chicago
Police Pension Board, 226 Ill. 2d 485, 504 (2007). Under the Administrative Review Law,
all questions of fact and law presented by the entire record are considered by the reviewing
court. 735 ILCS 5/3-110 (West 2006); Wade, 226 Ill. 2d at 504. The plaintiff bears the
burden of proof in an administrative review action. Roszak v. Kankakee Firefighters’ Pension
Board, 376 Ill. App. 3d 130, 138 (2007). In administrative review cases, this court reviews
factual question under the manifest weight standard, questions of law de novo, and mixed
questions of law and fact under the clearly erroneous standard. Marconi v. Chicago Heights
Police Pension Board, 225 Ill. 2d 497, 532 (2006) (per curiam).
¶ 14 Section 3-114.1 of the Illinois Pension Code provides for a disability pension of 65% of
the officer’s salary when the officer is disabled as a result of an “injury incurred in or
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resulting from the performance of an act of duty.” 40 ILCS 5/3-114.1(a) (West 2006). Under
section 3-114.1, an officer is on duty while on an approved assignment. 40 ILCS 5/3-114.1(a)
(West 2006). Section 3-114.2 of the Illinois Pension Code provides for a disability pension
of 50% of the officer’s salary when the officer “becomes disabled as a result of any cause
other than the performance of an act of duty.” 40 ILCS 5/3-114.2 (West 2006). An act of duty
is “ ‘[a]ny act of police duty inherently involving special risk, not ordinarily assumed by a
citizen in the ordinary walks of life, imposed on a policeman.’ ” Rose v. Board of Trustees
of the Mount Prospect Police Pension Fund, 2011 IL App (1st) 102157, ¶ 72 (quoting 40
ILCS 5/5-113 (West 2006)). See Robbins v. Board of Trustees of the Carbondale Police
Pension Fund, 177 Ill. 2d 533, 540 (1997) (definition of “act of duty” under article V of
Pension Code applicable to article III). The special risk requirement is not limited to only
“ ‘inherently dangerous’ activities.” Johnson v. Retirement Board of the Policemen’s Annuity
& Benefit Fund, 114 Ill. 2d 518, 521 (1986).
¶ 15 An officer who is injured when on duty does not qualify for an on-duty disability merely
because she was on duty. Rose, 2011 IL App (1st) 102157, ¶ 71. The critical inquiry is the
capacity in which the officer was acting at the time she was injured. Johnson, 114 Ill. 2d at
522. To establish eligibility for an on-duty disability pension, an officer need not prove the
on-duty injury was the sole or primary cause of her disability; it must be a causative factor.
Rose, 2011 IL App (1st) 102157, ¶ 92 (quoting Luchesi v. Retirement Board of the Firemen’s
Annuity & Benefit Fund, 333 Ill. App. 3d 543, 550 (2002)).
¶ 16 In support of her argument that she was injured in the performance of an act of duty,
Buckner relies on Jones v. Board of Trustees of the Police Pension Fund, 384 Ill. App. 3d
1064, 1074 (2008), where the reviewing court determined that an award of an on-duty
pension was proper because the disabled officer, injured in a car accident, was injured while
on patrol, a duty which entailed a special risk not shared by the general public. See also Alm
v. Lincolnshire Police Pension Board, 352 Ill. App. 3d 595, 601 (2004) (reviewing court
found that bicycle patrol officer was entitled to on-duty pension because injury resulted from
his performance of patrol duties, which entailed a special risk). Both Jones and Alm are
distinguished from the instant case. The officers in both those cases were on patrol when they
were injured. In contrast here, Buckner was not on patrol when the accident occurred.
¶ 17 The facts here are more aligned with Fedorski v. Board of Trustees of the Aurora Police
Pension Fund, 375 Ill. App. 3d 371 (2007). In Fedorski, the plaintiff, an officer serving as
an evidence technician who had just completed taking pictures of suspects, was injured while
riding as a passenger on route to drop off the camera. Fedorski, 375 Ill. App. 3d at 372. The
officer planned to return to the police station to complete administrative work. Fedorski, 375
Ill. App. 3d at 372. The reviewing court considered that at the time of the accident, the
plaintiff was not performing an act of duty involving a special risk. Fedorski, 375 Ill. App.
3d at 376. Here, Buckner was driving home after her shift had ended. Although she was in
her police-issued unmarked squad car, she was not responding to a police call or emergency
situation. She was engaged in an act that ordinary citizens perform and not acting in a
capacity that involved special risks. Even if Buckner was on “24-hour” call, like the plaintiff
in Fedorski, she was not injured while on patrol or while performing any police duties
involving special risks. The Board’s reliance on Fedorski was appropriate, and as that case
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instructs, the Board’s determination that Buckner did not satisfy the act-of-duty requirement
for an on-duty disability pension was supported by the evidence. The Board’s decision to
deny Buckner an on-duty disability pension was not clearly erroneous.
¶ 18 Moreover, the Board did not err in rejecting Buckner’s assertion that her 2001 on-duty
injury was a causative factor in her 2006 injury. The evidence, which is in conflict, suggests
that Buckner returned to full duty in March 2002. She claims that she had permanent
restrictions at that time, including a 25-pound weight limit and a 4-hour duty vest limit, and
that her superiors were aware of the restrictions. However, in her complaint, Buckner alleged
that she “returned to full duty employment” in March 2002 after her first surgery. Buckner
argues that she was assigned to investigations and CPAT to accommodate her light duty
needs. Her Village of University Park police supervisor testified that he did not know of any
restrictions until shortly before Buckner’s 2006 accident when he was informed by another
officer. At that time, Buckner failed to respond to a request to document her restrictions.
Similarly, Buckner’s CPAT supervisor testified he was not aware Buckner had any
restrictions and she would not have been eligible for the position with restrictions. We note
that Buckner’s medical records establish that her treating physician did authorize a 25-pound
weight restriction in August 2002 and limited her use of a duty vest and gun belt together to
one hour in December 2003. However, it appears that information was never provided to the
Village police department or CPAT.
¶ 19 Three Board-authorized physicians examined Buckner’s medical records in order to
certify her disability. Their reports were submitted into evidence. Two of the doctors found
her to be disabled; one concluded her 2001 and 2006 injuries “accelerated” an “underlying
degenerative lumbar disc disease” and the other concluded Buckner’s disability resulted from
the 2006 accident. The third doctor released her for full duty and certificated that she was not
disabled. We consider the Board’s finding that Buckner’s 2001 injury was not a causative
factor in her disabling 2006 accident was not against the manifest weight of the evidence.
The Board made factual findings that she returned to full employment at that time and that
there was no evidence to support that she had work restrictions or that her 2001 injury
aggravated the subsequent injury and contributed to her disability. The Board found the
testimony of Box and Reichenberger that she returned to work after the 2001 injury without
restrictions more credible than her claims that she was assigned to light duty in investigations
to accommodate those restrictions. The Board’s determinations were not against the manifest
weight of the evidence. Accordingly, because Buckner’s disability was not caused by an
injury sustained while she was performing an act of duty and her 2001 injury was not a
causative factor in the injury, we find that the Board did not err in denying Buckner’s request
for an on-duty disability pension.
¶ 20 The second issue for our consideration is whether Buckner was denied due process by
the Board’s proceedings. Buckner argues that the Board lacked two of its required five
members and that the allegedly inadequate composition of the Board violated her due process
rights by requiring that a vote in her favor be unanimous. According to Buckner, if the Board
had had its statutory five members, it would not have been necessary for her to persuade all
the Board members to her position.
¶ 21 The requirements of due process apply to administrative proceedings, which must be
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conducted by a fair and impartial tribunal. O’Callaghan v. Retirement Board of Firemen’s
Annuity & Benefit Fund, 302 Ill. App. 3d 579, 586 (1998). Under the Open Meetings Act,
three members of a five-member board constitute a quorum and three votes are necessary to
take action. 5 ILCS 120/1.02 (West 2006). Whether a pension applicant’s due process rights
were violated is a question of law this court reviews de novo. Girot v. Keith, 212 Ill. 2d 372,
379 (2004) (quoting Lyon v. Department of Children & Family Services, 209 Ill. 2d 264, 271
(2004)).
¶ 22 Buckner has forfeited this issue by failing to challenge the makeup of the Board at the
hearing. Carpetland U.S.A., Inc. v. Illinois Department of Employment Security, 201 Ill. 2d
351, 396-97 (2002) (“[I]ssues *** not raised before the administrative agency will not be
considered for the first time on administrative review.”). At the first hearing, the Board
specifically informed Buckner it consisted of only three members; two positions on the
Board were unfilled. Buckner did not object. Before the second hearing began, the Board
again stated it was comprised of only three members. Again, Buckner did not object.
Moreover, she failed to file a complaint under the Open Meetings Act challenging the
makeup of the Board. 5 ILCS 120/3(a) (West 2006) (complaint alleging violation of the
Open Meetings Act to be filed with 60 days of violation). Forfeiture notwithstanding, we find
Buckner was not denied due process in the administrative hearing. A quorum of the Board
was necessary to deny or approve Buckner’s request for a disability pension. The quorum of
three board members was present and they voted to deny Buckner an on-duty disability
pension and grant her a not-on-duty disability pension.
¶ 23 For the following reasons, the judgment of the circuit court of Will County is affirmed.
¶ 24 Affirmed.
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