Schwallenstecker v. Rull

ILLINOIS OFFICIAL REPORTS
Appellate Court
Schwallenstecker v. Rull, 2012 IL App (4th) 120754Appellate Court OLIVER GORDON SCHWALLENSTECKER, Plaintiff-Appellee, v.
Caption GARY R. RULL, Defendant-Appellant, and PETER DUNCAN, as
County Clerk of Macoupin County, Defendant.
District & No. Fourth District
Docket No. 4-12-0754
Filed October 2, 2012
Held The absentee ballots submitted by the residents of a nursing home in a
(Note: This syllabus primary election were invalid on the ground that the residents gave their
constitutes no part of absentee ballots to election judges for delivery to the county clerk’s office
the opinion of the court rather than following the mandatory requirement of section 19-6 of the
but has been prepared Election Code that the ballots be submitted in person, by mail, or delivery
by the Reporter of by an authorized spouse, parent, child, brother, or sister or a company
Decisions for the licensed as a motor carrier of property engaged in the business of making
convenience of the deliveries.
reader.)
Decision Under Appeal from the Circuit Court of Macoupin County, No. 12-MR-11; the
Review Hon. John E. Childress, Judge, presiding.
Judgment Affirmed.
Counsel on James P. Baker, of Baker, Baker & Krajewski, LLC, of Springfield, for
Appeal appellant.
Herman G. Bodewes and Christopher E. Sherer, both of Giffin, Winning,
Cohen & Bodewes, P.C., of Springfield, for appellee.
Panel JUSTICE COOK delivered the judgment of the court, with opinion.
Presiding Justice Turner and Justice Appleton concurred in the judgment
and opinion.
OPINION
¶1 This appeal concerns absentee voting in the March 20, 2012, general primary election for
Democratic nominees to the Macoupin County board. On August 3, 2012, the trial court
invalidated 19 absentee ballots in that election and entered summary judgment for plaintiff,
Oliver Gordon Schwallenstecker, declaring him–instead of defendant, Gary R. Rull–one of
two Democratic nominees to the county board.
¶2 Rull appeals, arguing the trial court erred in finding the ballots invalid. We disagree and
affirm.
¶3 I. BACKGROUND
¶4 Three Democrats from County Board District 2 ran in the March 20, 2012, primary:
Schwallenstecker, Rull, and Francis Wieseman. Each voter was allowed to vote for two
candidates. The two candidates with the most votes would receive nominations and appear
on the November general-election ballot.
¶5 Schwallenstecker’s election contest concerned absentee voting by residents of the South
Lawn Sheltered Care nursing home in Bunker Hill. (Rull owns South Lawn Sheltered Care
but is not alleged to have influenced the voting there.) Defendant Pete Duncan, Macoupin
County clerk, worked with the nursing home’s activity director to make applications for
absentee ballots and absentee ballots available to South Lawn Sheltered Care residents who
were registered Democratic voters. No resident had applied for an absentee ballot, but the
procedure was consistent with past practices of the nursing home and the county clerk’s
office. The activity director confirmed the current residency of Macoupin County voters
whose registration listed South Lawn Sheltered Care as their address. The county clerk’s
office arranged for election judges to provide applications for absentee ballots to these voters
in person at the South Lawn Sheltered Care facility on March 19, 2012.
¶6 On March 19, 2012, election judges acting on directions from the county clerk’s office
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oversaw and administered absentee voting at South Lawn Sheltered Care. Twenty of the
nursing home’s residents filled out applications for absentee ballots; thirteen of them failed
to identify their party affiliation in their applications. The voters returned completed
applications to the election judges. The election judges then provided them with absentee
ballots. The voters returned completed ballots to the election judges, who delivered them,
along with the applications, to the county clerk’s office. One of the residents’ ballots was
rejected for unidentified reasons and not included in the election results; the other 19 were
counted.
¶7 According to the official results of the primary, Wieseman received 345 votes, Rull 298,
and Schwallenstecker 289. From the 21 absentee, early, and grace-period voters whose votes
were counted in the precinct where South Lawn Sheltered Care is located (19 of whom were
residents of the nursing home), Rull received 20 votes and Schwallenstecker received 5.
¶8 On April 16, 2012, Schwallenstecker filed his amended petition contesting the election.
Schwallenstecker alleged Election Code (10 ILCS 5/1-1 to 30-3 (West 2010)) violations
relating to absentee voting at the South Lawn Sheltered Care nursing home. Specifically, in
relevant part, Schwallenstecker complained that, due to violations of sections 19-3
(requiring, among other things, identification of party affiliation on applications for absentee
ballots) and 19-6 (prescribing procedures for returning completed absentee ballots to the
county clerk’s office) of the Election Code (10 ILCS 5/19-3, 19-6 (West 2010)), the 19
absentee ballots of South Lawn Sheltered Care residents were invalid.
¶9 On June 7, 2012, the trial court denied Rull’s and Duncan’s motions to dismiss. On July
20, 2012, Schwallenstecker filed his motion for summary judgment. That same day, the
parties entered into an agreed evidentiary stipulation of facts. On July 23, 2012, Rull filed
his motion for summary judgment.
¶ 10 On August 3, 2012, the trial court entered a written order granting summary judgment
in favor of Schwallenstecker. The court found violations of mandatory provisions of sections
19-3 and 19-6 that invalidated the absentee votes of the South Lawn Sheltered Care residents.
Discounting those votes, the court found that Schwallenstecker beat Rull for the second
Democratic nomination to the county board, such that Schwallenstecker and Wieseman, not
Rull, should appear on the general-election ballot.
¶ 11 On August 15, 2012, Rull filed his notice of appeal. On August 22, 2012, Rull moved in
this court for an accelerated appeal according to a stipulated briefing schedule. On August
30, 2012, this court granted that motion.
¶ 12 On August 23, 2012, Rull moved in the trial court for a stay of the summary judgment
order. Rull later withdrew this motion.
¶ 13 II. ANALYSIS
¶ 14 On appeal, Rull argues the trial court erred in finding the South Lawn Sheltered Care
residents’ absentee ballots invalid. We disagree.
¶ 15 Violations of the procedure for submitting absentee ballots to the county clerk as
prescribed in section 19-6 of the Election Code (10 ILCS 5/19-6 (West 2010)) are
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determinative in this case. The parties agree that the procedure employed at South Lawn
Sheltered Care on March 19, 2012, diverged from the statutory rules. The statute allows
absentee voters to submit their ballots either by mail or by delivery to the relevant election
authority. 10 ILCS 5/19-6 (West 2010). Absentee voters may deliver their ballots to the
clerk’s office personally or else authorize their spouse, parent, child, brother, or sister or “a
company licensed as a motor carrier of property ***, which is engaged in the business of
making deliveries,” to deliver them. 10 ILCS 5/19-6 (West 2010). Except in the case of a
physically incapacitated voter, an absentee ballot cannot be delivered in any other manner.
People v. Hays, 142 Ill. App. 3d 754, 758, 492 N.E.2d 213, 215 (1986). In this case, the
absentee voters at South Lawn Sheltered Care gave their ballots to election judges for
delivery to the county clerk’s office. This was an improper method of submitting absentee
ballots under section 19-6.
¶ 16 The parties disagree as to these violations’ effect on the ballots’ validity. That question
turns on whether section 19-6’s provisions are mandatory or directory. “Failure to comply
with a mandatory provision [of the Election Code] renders the affected ballots void, whereas
technical violations of directory provisions do not affect the validity of the affected ballots.”
Pullen v. Mulligan, 138 Ill. 2d 21, 46, 561 N.E.2d 585, 595 (1990). Whether a statute is
mandatory or directory depends on the legislature’s intent, “which is ascertained by
examining the nature and object of the statute and the consequences which would result from
any given construction.” Id. On one hand, a statute in the Election Code may generally be
given a mandatory construction if it “expressly states that failure to act in the manner set out
in the statute will void the ballot.” Id. On the other, a statute may generally be construed as
directory if it “simply prescribes the performance of certain acts in a specific manner, and
does not expressly state that compliance is essential to the validity of the ballot.” Id., 561
N.E.2d at 596. That is, “[i]n construing statutory provisions regulating elections the courts
generally have tended to hold directory those requirements as to which the legislature has not
clearly indicated a contrary intention, particularly where such requirements do not contribute
substantially to the integrity of the election process.” (Internal quotation marks omitted.) Id.
at 47, 561 N.E.2d at 596.
¶ 17 Courts have construed the ballot-submission requirements of section 19-6 as mandatory
because they help ensure the integrity of absentee voting in elections. See, e.g., Hays, 142
Ill. App. 3d at 758, 492 N.E.2d at 215 (“The methods for return of absentee ballots required
by section 19-6 are not mere procedural formalities. Their purpose is to safeguard the
integrity of the election process by depriving unauthorized persons of the opportunity to
tamper with ballots after they have been completed.”). Noncompliance with section 19-6
allows the possibility that an unauthorized person–a person other than the voter or a relative
or shipping company identified by the voter–can tamper with an absentee ballot before it is
delivered to the election office and thus renders a ballot invalid; no actual fraud needs to be
shown or even alleged. See Frese v. Camferdam, 76 Ill. App. 3d 68, 73, 394 N.E.2d 845, 848
(1979) (invalidating absentee ballots that voters entrusted to candidates for delivery to the
election office); Clark v. Quick, 377 Ill. 424, 430, 36 N.E.2d 563, 566 (1941) (“If [due to
delivery by an unauthorized person] the opportunity [for tampering with absentee ballots] has
been present the presumption seems to follow that it has been used.”).
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¶ 18 Rull asks us to find that the provisions of section 19-6 are directory in this case because,
unlike previous cases, the election judges entrusted with delivering the absentee voters’
ballots to the county clerk lacked the obvious incentive to interfere with the votes. Cf. Frese,
76 Ill. App. 3d at 73, 394 N.E.2d at 848 (holding the procedure prescribed by section 19-6
was mandatory where absentee ballots were given to candidates for delivery to the election
office); Clark, 377 Ill. at 429-30, 36 N.E.2d at 566 (Third District, holding statutory ballot-
submission procedure was mandatory where absentee ballots were given to party officials
for delivery to the election office). Classification of Election Code provisions as mandatory
or directory, however, should not be undertaken on a case-by-case basis because the
appropriate question–whether the statute contributes substantially to the integrity of the
election process–concerns the statute’s overall role in ensuring honest elections,
notwithstanding the particular circumstances of any specific case. Moreover, as the trial court
noted in its written summary-judgment order, the violations of section 19-6 presented the
election judges in this case with the opportunity to tamper with the absentee ballots
regardless of whether they may have been less likely or predisposed than others to do so.
That fact is sufficient to call the ballots’ validity into question.
¶ 19 Because the mandatory provisions of section 19-6 regarding the submission of absentee
ballots were violated, the votes of the 19 South Lawn Sheltered Care residents were invalid.
Ordinarily, when the votes cast by invalid ballots cannot be identified, the votes are
apportioned among the candidates by reference to their vote totals and “surcharged” against
those totals accordingly. See Frese, 76 Ill. App. 3d at 76, 394 N.E.2d at 850-51. Here, it is
clear that, discounting the illegal absentee votes even without apportioning them,
Schwallenstecker beat Rull in the primary. Only 2 of the 21 absentee ballots were valid; the
21 ballots showed 20 votes for Rull and 5 for Schwallenstecker. (Each voter was allowed to
vote for two candidates.) Assuming, in the most generous possible scenario, those two voters
voted for Rull and not Schwallenstecker, 18 votes should be taken from Rull’s final tally and
5 from Schwallenstecker’s. That would leave Rull with 280 votes and Schwallenstecker 284.
The trial court did not err in granting summary judgment for Schwallenstecker and declaring
him the second Democratic nominee from his district for the Macoupin County board.
¶ 20 III. CONCLUSION
¶ 21 For the foregoing reasons, we affirm the trial court’s judgment.
¶ 22 Affirmed.
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