People v. Nugen

1-07-2506
FIRST DIVISION
March 8, 2010
No. 1-07-2506
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court
Plaintiff-Appellee, ) of Cook County.
)
v. ) No. 05 CR 25441
)
WARDELL NUGEN, ) Honorable
) Lon William Shultz,
Defendant-Appellant. ) Judge Presiding.
MODIFIED UPON DENIAL OF REHEARING
JUSTICE LAMPKIN delivered the opinion of the court:
A jury found defendant Wardell Nugen guilty of first degree murder. He
was sentenced to 50 years’ imprisonment. On appeal, defendant contends he was
denied his right to a fair trial where the jury was not read Illinois Pattern
Jury Instructions, Criminal, No. 2.04 (4th ed. 2000) (hereinafter IPI Criminal
4th No. 2.04), pertaining to his constitutional right not to testify.
Defendant also contends the admission of an out-of-court statement violated
the sixth amendment confrontation clause. Defendant further contends his
sentence is excessive in light of mitigating factors. We affirm.
FACTS
On September 22, 2005, defendant stabbed the victim, Gary Hastings, in
retaliation for taking his bike without paying for it. Salahuddin Muhammed
witnessed the stabbing. The victim died as a result.
DECISION
I. Jury Instruction
Defendant contends his trial was unfair because the trial court failed
to read his requested jury instruction, IPI Criminal 4th No. 2.04, at the
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close of trial.
A defendant is constitutionally guaranteed the right to an impartial
jury trial. U.S. Const. amends. VI, XIV; Ill. Const. 1970, art I, §8.
We note defendant did not properly preserve his contention for review
because, although he included the issue in his posttrial motion, defendant did
not object to the alleged error at trial. People v. Enoch, 122 Ill. 2d 176,
186, 522 N.E.2d 1124 (1988). Notwithstanding, Supreme Court Rule 451(c)
permits review of “substantial defects” in jury instructions “if the interests
of justice require.” 210 Ill. 2d R. 451(c); see People v. Piatkowski, 225
Ill. 2d 551, 564, 870 N.E.2d 403 (2007). Rule 451(c) is applied the same way
as the plain error rule in conjunction with Supreme Court Rule 615(a) (134
Ill. 2d R. 615(a)). The plain error rule permits review of forfeited errors
where the evidence was closely balanced or the error substantially denied the
defendant’s right to a fair trial. People v. Herron, 215 Ill. 2d 167, 178-79,
830 N.E.2d 467 (2005). Plain error review necessitates the initial finding
of error. Piatkowski, 225 Ill. 2d at 565.
IPI Criminal 4th No. 2.04 says “[t]he fact that [(a) (the)] defendant[s]
did not testify must not be considered by you in any way in arriving at your
verdict.” The Committee Note advises “[t]his instruction should be given only
at the defendant’s request and, then, it must be given.” (Emphasis in
original.) Illinois Pattern Jury Instructions, Criminal, No. 2.04, Committee
Note, at 77 (4th ed. 2000) (hereinafter IPI Criminal 4th No. 2.04, Committee
Note).
There is no dispute defendant requested the instruction. At the
instructions conference, the State submitted IPI Criminal 4th No. 2.04. The
trial court said it would provide the instruction only if requested by
defendant. Defense counsel said he wanted the instruction and the court
agreed to give it. Then, at the close of evidence, the trial court failed to
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read IPI Criminal 4th No. 2.04 while otherwise instructing the jury.
We find the trial court’s failure to read the instruction was an
oversight that did not amount to error. Despite the court’s failure to read
the instruction in conjunction with the other admitted instructions, the jury
was given IPI Criminal 4th No. 2.04 as the Committee Note advises. The jury
was given a physical copy of IPI Criminal 4th No. 2.04 when it retired to the
jury room for deliberations. Cf. People v. Bryant, 391 Ill. App. 3d 1072,
1084, 909 N.E.2d 391 (2009) (error where the court orally advised the jury
regarding a statutorily required jury instruction, but failed to physically
provide the jury with the instruction during deliberations). The physical
instruction was returned in the packet of jury instructions containing the
jury’s signed verdict form. Notably, at defendant’s motion for a new trial,
the court said:
“I have not reviewed the transcripts [from trial], but I accept
the representation, that [the instruction] is not contained in the
transcript.
Additionally, when the jury indicated that they have reached
a verdict in the case, the verdict form that is signed is tendered
to the deputy sheriff, per my instruction, which was done in this
case. After the jury is dismissed, I instruct the deputy sheriff
to bring me the remaining instructions so that I make them part of
the court file. And in his case I have reviewed the jury
instructions that were brought from the jury room, that I did
review prior to placing them back in the court file, and it does
include *** that particular instruction which is in question here.
So I also know that it came from the jury room, and that they had
it available during the deliberations.”
Defendant cites People v. Vincent, 165 Ill. App. 3d 1023, 520 N.E.2d 913
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(1988), contending the trial court’s error was not cured “simply because the
court file contained a written copy of IPI 2.04.” In Vincent, the defendant’s
conviction was reversed where the transcript demonstrated the trial judge
misstated the law while reading a jury instruction. Vincent, 165 Ill. App. 3d
at 1031; see also People v. James, 255 Ill. App. 3d 516, 626 N.E.2d 1337
(1993); People v. Bland, 228 Ill. App. 3d 1080, 593 N.E.2d 639 (1992). The
Vincent court ruled the inclusion of a correct copy of the instruction in the
court file did not prove the jury was accurately instructed. Vincent, 165
Ill. App. 3d at 1031. The court found it important that neither party
discussed the accurate instruction during the substance of their arguments.
Vincent, 165 Ill. App. 3d at 1031. The court said:
“The error in this case is more significant than in cases in
which an instruction important to the defense is omitted.
[Citations.] Not only was the proper instruction not given, but
the jury was misinformed as to the burden of proof.” Vincent, 165
Ill. App. 3d at 1031.
The instant case is distinguishable. Here, the jury was accurately
instructed. The jury was not misinformed regarding defendant’s right not to
testify. Rather, the jury was repeatedly admonished it could not consider
defendant’s privilege against self-incrimination in rendering a verdict.
Initially, the jury was advised of defendant’s right to choose not to
testify prior to voir dire in accordance with the Zehr principles and Supreme
Court Rule 431(b). See 177 Ill. 2d R. 431(b).1 Specifically, the court
1
We note the applicable version of Rule 431(b) was that amended in 1997, in
which, “[i]f requested by the defendant,” the trial court was required to ask the venire if
each member understood and accepted the Zehr principles. 177 Ill. 2d R. 431(b).
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advised the venire:
“The charge in this case is contained in what is referred to
as an indictment. An indictment is not to be considered as any
evidence against the defendant, nor does the law allow you to
infer any presumption of guilt against the defendant simply
because he is named in the indictment. The indictment is merely a
formal way in which a defendant is placed upon trial. Under the
law, a defendant is presumed to be innocent of the charges against
him. This presumption remains with him throughout every stage of
the proceedings and is not overcome unless from all of the
evidence in the case you are convinced beyond a reasonable doubt
that the defendant is guilty.
The State has the burden of proving the guilt of the
defendant beyond a reasonable doubt, and this burden remains on
the State throughout the case.
A defendant is not required to prove his innocence nor is he
required to present any evidence on his own behalf. He may rely
on the presumption of innocence. If the defendant chooses not to
testify, which is his Constitutional right, the fact that the
defendant does not testify may not be considered by you in any way
in arriving at your verdict.
* * *
I shall be instructing you on the law throughout these
proceedings and again at the conclusion of the case. You shall be
bound by the oath you will take as jurors prior to hearing this
case to follow the law as I give it to you. You may not disregard
the law as given to you by me and apply what you either
individually or collectively believe the law should be.”
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In addition, defense counsel reminded each juror individually that
defendant may or may not testify in the case. Defense counsel then asked each
venire member whether he or she would hold it against defendant if he chose
not to testify. Two venire members, Cook and Mennes, were dismissed when
their answers demonstrated a hesitation to withhold judgment in the event
defendant did not testify. When Cook answered that he could not say whether
he would hold defendant’s decision not to testify against defendant until
hearing the evidence, the trial court said, in the presence of the venire:
“I would advise you again, as I stated earlier, that if
you’re selected as a juror, if the defendant does not testify in
the case, you will receive an instruction of law at the conclusion
of the case that you would be obligated to follow, and that is the
fact that the defendant did not testify must not be considered by
you in any way in arriving at your verdict.”
Moreover, the State reminded the venire the judge would provide
instructions on the law. The State asked, “Is there anyone who won’t be able
to follow the law?” There was no response. The State added, “Is there anyone
who won’t follow the law even if you flat out disagree with it?” There was no
response.
Therefore, while the jurors were not read IPI Criminal 4th No. 2.04
prior to retiring to the deliberation room, they repeatedly heard the
substance of the instruction during the voir dire process and were given the
physical copy of the law in the packet of instructions taken to the
deliberation room. Besides, IPI Criminal 4th No. 2.04 was part of the law
which the jurors swore to follow. Cf. People v. Ramirez, 98 Ill. 2d 439, 450,
457 N.E.2d 31 (1983) (“the trial judge’s refusal to instruct the jury that
they were not to consider the defendant’s silence constituted reversible
error”). No error occurred.
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Even assuming, arguendo, the trial court erred in failing to read IPI
Criminal 4th No. 2.04, defendant cannot demonstrate he suffered reversible
error. Automatic reversal is warranted in limited circumstances where the
error is deemed “structural.” People v. Glasper, 234 Ill. 2d 173, 190 (2009).
A structural error is “a systemic error which serves to ‘erode the integrity
of the judicial process and undermine the fairness of the defendant’s trial.’
” Glasper, 234 Ill. 2d at 197-98, quoting Herron, 215 Ill. 2d at 186.
The record before us demonstrates no structural error existed. The jury
was repeatedly admonished its verdict could not be influenced by defendant’s
decision not to testify. Moreover, the threat of bias was extinguished when
the two jurors who hesitated to follow the law were dismissed. The remaining
jurors swore to apply the law as given to them. We must presume the jury
followed the law and instructions given. People v. Sutton, 353 Ill. App. 3d
487, 501, 818 N.E.2d 793 (2004).
The supreme court recently held a trial court’s error in failing to
question a jury in accordance with Supreme Court Rule 431(b)(4) was harmless.
Glasper, 234 Ill. 2d at 199-200. Rule 431(b)(4) provides the defendant’s
decision not to testify cannot be held against him. 177 Ill. 2d R. 431(b)(4).
We recognize there is no Zehr challenge here; however, the supreme court’s
reasoning informs our conclusion here that defendant received a fair trial.
The supreme court highlighted that Rule 431(b)(4), though designed to
ensure defendants have a fair jury trial, is not a constitutional right
“indispensable to a fair trial.” Glasper, 234 Ill. 2d at 196. The supreme
court found support in the rule itself, which, at the time, required
questioning only if requested by the defendant. The Glasper court further
concluded it would be inconsistent to impose reversible error on a violation
of Rule 431(b)(4) when the supreme court has repeatedly held Doyle violations
do not require automatic reversal. Glasper, 234 Ill. 2d at 198 (“automatic
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reversal is not required when a prosecutor mentions a defendant’s post-Miranda
silence and commits a Doyle violation”).
Similarly here, IPI Criminal 4th No. 2.04 is discretionary and may only
be given if requested by the defendant. IPI Criminal 4th No. 2.04, Committee
Note. Moreover, where the instruction is based on a defendant’s right against
self-incrimination, we agree with the supreme court’s well-reasoned conclusion
in Glasper that it would be inconsistent to treat the instant instructional
error more harshly than a Doyle violation.
The Glasper court relied on federal appellate decisions to find the
error there could be considered harmless where the evidence against the
defendant was overwhelming. Glasper, 234 Ill. 2d at 202, citing United States
v. Brand, 80 F.3d 560 (1st Cir. 1996); Lewis v. Pinchak, 348 F.3d 355 (3d Cir.
2003); Beathard v. Johnson, 177 F.3d 340 (5th Cir. 1999); Finney v.
Rothgerber, 751 F.2d 858 (6th Cir. 1985); Hunter v. Clark, 934 F.2d 856 (7th
Cir. 1991); United States v. Soto, 519 F.3d 927 (9th Cir. 2008) (finding a
Carter error may be considered harmless, i.e., when a court fails to give a
defendant’s requested “no-adverse inference” instruction in violation of the
defendant’s fifth amendment). Our courts have similarly held instructional
errors may be considered harmless where the outcome of trial would not have
been different had the proper instruction been given. People v. Furdge, 332
Ill. App. 3d 1019, 774 N.E.2d 415 (2002), citing People v. Kirchner, 194 Ill.
2d 502, 557, 743 N.E.2d 94 (2000). In People v. Carreon, 225 Ill. App. 3d
133, 587 N.E.2d 532 (1992), this court held the trial court erred in
precluding inquiry into venire bias concerning the defendant’s privilege
against self-incrimination. Carreon, 225 Ill. App. 3d at 143. This court
concluded the error may be harmless. Carreon, 225 Ill. App. 3d at 143.
Based on the record before us, we find that the instant, arguendo, error
is harmless because the evidence overwhelmingly supports the jury’s verdict.
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Two main witnesses testified for the State, Muhammad and Louis Turner.
Muhammad testified he was with the victim at a warming center for the
homeless at about 9 a.m. on the day in question. The warming center was
located at 60th Street and Ashland Avenue, Chicago, Illinois. The victim had
a bike with him at the time. Muhammad knew the bike belonged to defendant.
Muhammad was friends with both defendant and the victim. Muhammad and the
victim left the warming center to go to a soup kitchen across the street for
breakfast. Muhammad saw defendant in the dining room and they exchanged
greetings. Muhammad sat down next to defendant at a table and the victim sat
across the table. During their conversation, Muhammad asked defendant for his
newspaper. Defendant refused to give the newspaper to Muhammad, saying it was
old. After breakfast, Muhammad and the victim left the soup kitchen to return
to the warming center.
Muhammad and the victim walked eastbound across the street and began to
walk southbound when Muhammad heard footsteps quickly approaching. Muhammad
turned around and saw defendant. Defendant walked to Muhammad’s right side,
placing his arm around Muhammad. The victim was walking on Muhhamad’s left
side. Defendant said something to the victim about his bike. The victim
indicated he intended to return the bike. Defendant then reached across the
front of Muhammad with something wrapped inside of a newspaper and stabbed the
victim. The victim grabbed his side and had a “funny look on his face.”
Muhammad jumped back and told defendant he was a “crazy a-- motherf-----.”
The victim moved to the west side of the street to get away from defendant.
Defendant danced a “little jig” and said something like “I told you I was gon’
get that motherf-----.”
Defendant ran to the warming center and Muhammad walked over to the
victim. The victim told Muhammad defendant “stuck him.” Muhammad lifted the
victim’s shirt to examine the wound. Muhammad then saw defendant walking down
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the street with the bike the victim had earlier. Muhammad also saw defendant
carrying the newspaper and a knife approximately 12 inches long. Defendant
fled on the bike. Muhammad ran into the warming center and told someone to
call 911. Muhammad immediately returned to the victim with a towel, which he
placed under the victim’s head. The victim was on the western sidewalk at the
time. An ambulance and the police arrived almost immediately. Muhammad spoke
to the police. He told the police defendant stabbed the victim. Muhammad
later identified defendant in a police lineup and provided a handwritten
statement.
On cross-examination, Muhammad testified he left the area for
approximately one or two hours after speaking to the police immediately after
the incident. He could not recall where he went during that time. The only
blood Muhammad saw was located on the ground where the victim was found.
Muhammad admitted he pled guilty to unlawful use of a weapon by a felon in
1994.
Turner2 testified he was at the soup kitchen on the day in question.
Defendant sat down at a table with him. Muhammad and the victim were also at
the soup kitchen. Defendant told Turner the victim had defendant’s bike,
which the victim had not paid for. Turner witnessed defendant and the victim
engage in a heated argument over the bike. Then, Muhammad and the victim left
the soup kitchen. When defendant finished his breakfast, he told Turner it
was time for “retribution.” Turner inquired further and defendant said he was
“gon’ kill that n-----.” Turner advised defendant that his threatened action
was not worth a disagreement over a bike. Defendant showed Turner a knife he
had under his coat. The knife was protruding from a case. Turner estimated
the knife was about nine inches long. Defendant said he was “gon’ get him.”
2
He admitted he has an alias of Louis Johnson.
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Defendant retrieved a gym bag and a newspaper and left the soup kitchen.
According to Turner, about 15 minutes after defendant left, a “guy” ran
into the soup kitchen saying a “boy” had been stabbed. When Turner asked for
clarification, the individual said defendant had stabbed the victim. As a
result, Turner ran outside and saw the victim on the west side of the street.
Turner saw Muhammad standing nearby. A paramedic was assisting the victim.
Turner relayed the events to the police on the scene. Later, Turner
identified defendant in a police lineup and provided a handwritten statement.
Turner admitted he had a prior conviction for aggravated criminal sexual
assault and had pled guilty for failing to register as a sex offender. Turner
said he testified before the grand jury as well and advised the Grand Jury
that he used both names, Louis Johnson and Louis Turner.
The investigators did not recover a knife, a carrying case, a bike, a
gym bag, or a newspaper. There were no bike tracks or footprints indicating
someone performed a dance found at the scene. There was no evidence of a
blood trail from the east side of the street where the victim was stabbed to
the west side where the victim was ultimately found. There was a red stain
that appeared to be blood found on the western sidewalk. The presumptive
blood spot was swabbed and collected; however, the sample was never tested.
Pursuant to the information given by Muhammad and Turner, the police issued an
investigative alert for defendant. Defendant was arrested on October 4, 2005,
at 1458 West 72nd Street, Chicago, Illinois. No knife, bike, or duffel bag
was recovered.
Wendy Lavezzi, an assistant medical examiner, testified she performed
the victim’s autopsy on September 26, 2005. The victim had a stab wound to
his lower left chest and abrasions consistent with falling to the ground. The
wound revealed an approximately eight-inch blade was used in the stabbing. No
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trace evidence of newspaper was found in the wound. According to Lavezzi, the
type of injury the victim suffered, namely, to his aorta, typically does not
produce a lot of blood. Rather, an aorta injury generally bleeds into the
abdomen where it collects. Lavezzi concluded the victim died of the stab
wound.
Lavezzi testified the victim’s blood revealed a small presence of
ethanol. However, because the autopsy was not performed until four days after
the victim died, the level of ethanol was not indicative of the level at the
time of the victim’s death. Lavezzi also noted a small presence of a
metabolite of cocaine in the victim’s blood; however, there was no way to tell
when or how much cocaine was ingested.
The evidence demonstrated defendant was angry the victim had defendant’s
bike and intended to make the victim “pay.” Shortly after the victim and
Muhammad left the soup kitchen, defendant left with an approximately 9- to 12-
inch-long knife. Defendant ran up and then fatally stabbed the victim with
his newspaper-wrapped knife and fled on his bike. The victim’s injuries were
consistent with being stabbed with an approximately eight-inch- long blade and
falling on the sidewalk.
Defendant contends the instructional error was prejudicial because the
evidence was not overwhelming but closely balanced, as demonstrated by the
conflicting testimony. The jury, however, heard all of the evidence, weighed
it, and entered a guilty verdict. It is the jury’s function to assess the
credibility of witnesses, weigh the testimony, and resolve conflicts and
inconsistencies in the evidence. People v. Evans, 209 Ill. 2d 194, 211, 808
N.E.2d 939 (2004). We will not question the jury’s determination.
Defendant further contends the length of time the jury deliberated
demonstrates the evidence was closely balanced. The jury began deliberations
at 11 a.m. At 1:50 p.m., the jury sent a note requesting the police report
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containing Muhammad’s statement. The parties agreed with the court’s
suggested response that the police reports were not admitted into evidence and
should not be considered. The jury was directed to continue deliberations.
At 3:45 p.m., the jury sent a note requesting Muhammad’s trial transcript
“when he testified about the stabbing and events directly afterward” in order
“to clear up some confusion.” The parties agreed with the court’s suggested
response that the transcripts were not available. The jury was directed to
continue deliberations. At 7 p.m., over the defense counsel’s objection, the
jury was sequestered for the night. The jury resumed deliberations at 9 a.m.
the following morning. At 11:15 a.m., the jury sent a note indicating it was
deadlocked 11 to 1 without saying which way the jury was split. The court
denied defense counsel’s request for a hung jury or a mistrial. The court
denied the State’s request for a Prim instruction. The court simply
instructed the jury to continue deliberations. The jury returned its verdict
at 12:20 p.m.
We reject the general premise a lengthy deliberation necessarily means
the evidence is closely balanced. We recognize People v. Ehlert, 274 Ill.
App. 3d 1026, 1035, 654 N.E.2d 705 (1995), seemingly stands for that
proposition where the jury was deadlocked for three days. However, in Ehlert,
the evidence was so conflicting the State virtually conceded it could not
prove its case based upon the charge advanced. Here, the jury’s notes
indicate there was confusion regarding Muhammad’s police statement and
testimony. The jury ultimately resolved its confusion and rendered the
verdict.
Although not directly on point, our decision is supported by People v.
Casillas, 195 Ill. 2d 461, 749 N.E.2d 864 (2000). In Casillas, the supreme
court applied a totality of the circumstances test to determine whether the
defendant received a fair trial where the jury was not given a written
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instruction as to the presumption of innocence and the burden of proof.
Casillas, 195 Ill. 2d at 474. Neither the State nor the defense tendered the
appropriate instruction, IPI Criminal 4th No. 2.03. The supreme court ruled
the trial court erred in failing to give the instruction sua sponte.
Casillas, 195 Ill. 2d at 474. However, the court said “the trial court’s
failure to give this written instruction does not automatically result in a
finding that defendant’s constitutionally protected right to a fair trial has
been violated.” Casillas, 195 Ill. 2d at 474, citing Kentucky v. Whorton, 441
U.S. 786, 789, 60 L. Ed. 2d 640, 643, 99 S. Ct. 2088, 2090 (1979). The
supreme court applied the totality of the circumstances analysis used in
Whorton and adopted by the supreme court in People v. Layhew, 139 Ill. 2d 476,
564 N.E.2d 1232 (1990). The analysis requires a reviewing court to “look at
all the circumstances including all the instructions to the jury, the
arguments of counsel, whether the weight of the evidence was overwhelming and
any other relevant factors” to determine whether a defendant was denied his
right to a fair trial. Casillas, 195 Ill. 2d at 474.
As outlined, the totality of the circumstances in the instant case
demonstrate defendant received a fair trial. The jury was repeatedly and
accurately instructed during voir dire and was given a physical copy of the
instruction to reference during deliberations. Moreover, the overwhelming
evidence placed defendant at the warming center looking for retribution. He
settled the score by fatally stabbing the victim and retrieving the disputed
bike.
II. Confrontation Clause
Defendant contends his confrontation clause rights were violated where
the State introduced an unnamed individual’s hearsay statement. Specifically,
defendant contends the confrontation error occurred when Turner testified that
a “guy” ran into the soup kitchen and said a “boy” had been stabbed. Then,
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when Turner asked for clarification, the “guy” said defendant was the
offender.
Defendant concedes he did not preserve his contention for review because
he did not object to the admission of the statement at trial and did not
include the issue in a posttrial motion. See Enoch, 122 Ill. 2d at 186.
Defendant, however, requests that we review the contention under the doctrine
of plain error. As stated, a reviewing court may review a forfeited error
affecting a substantial right where (1) the evidence is “so closely balanced
that the jury’s guilty verdict may have resulted from the error and not the
evidence”; or (2) the error was so serious it denied the defendant a fair
trial. Herron, 215 Ill. 2d at 178-79. Because defendant’s contention
involves the alleged violation of a constitutional right, we review the claim.
See People v. Sample, 326 Ill. App. 3d 914, 919, 761 N.E.2d 1199 (2001).
The sixth amendment confrontation clause ensures a defendant’s right to
confront witnesses testifying against him through cross-examination. U.S.
Const., amend. VI; Ill. Const. 1970, art. I, §8. The hearsay rule generally
prohibits the admission of an out-of-court statement offered for the truth of
the matter asserted therein. People v. Spicer, 379 Ill. App. 3d 441, 449, 884
N.E.2d 675 (2007).
Defendant contends the statement at issue was hearsay admitted in
violation of the confrontation clause. The State contends the statement was
not hearsay because it was offered to demonstrate why Turner left the soup
kitchen to go outside. See People v. Gonzalez, 379 Ill. App. 3d 941, 954
(2008) (an out-of-court statement offered to show the effect on the listener
is not hearsay). We agree.
Turner testified regarding his conversation with defendant before
defendant left the soup kitchen. Turner knew defendant left the soup kitchen
armed with a knife, seeking retribution for the victim having taken his bike.
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Fifteen minutes later, Turner ran outside and found the victim on the ground
with a stab wound. Turner ran outside because, after the nontestifying
witness said someone had been stabbed, the nontestifying witness clarified
that defendant was the offender. The statement was offered to show its effect
on Turner. The statement was not admitted as substantive evidence. The
statement was briefly referenced in the State’s rebuttal argument; however,
the substance of the statement was not argued. Specifically, the State said
“[t]ime disparity is when [Turner’s] at the soup kitchen and he hears about
Old Boy getting stabbed. I believe that’s what he said. That’s what he heard
about it [sic].” Reading the State’s brief reference in context demonstrates
the State was not using it as substantive evidence.
Defendant contends Turner’s testimony regarding the nontestifying
witness’ follow-up statement naming defendant was unnecessary to demonstrate
why Turner left the soup kitchen and was therefore offered for the truth of
the matter asserted. We disagree. The statement directly affected Turner’s
behavior because Turner did not attempt to leave the soup kitchen until he
asked for the identity of the “guy” and learned it was defendant. Given
Turner’s prior interaction with defendant, the follow-up statement, in
conjunction with the initial statement, was admissible to explain why Turner
left the soup kitchen to investigate the aftermath of the offense.
Accordingly, we find the overall statement was not hearsay, and therefore no
confrontation error occurred. Crawford v. Washington, 541 U.S. 36, 60 n.9,
158 L. Ed. 2d 177, 198 n.9, 124 S. Ct. 1354, 1370 n.9 (2004) (the
confrontation clause “does not bar the use of testimonial statements for
purposes other than establishing the truth of the matter asserted”); People v.
Peoples, 377 Ill. App. 3d 978, 983, 880 N.E.2d 598 (2007) (“[a]dmissible
nonhearsay does not implicate the confrontation clause”).
Even assuming, arguendo, that the combined statement was hearsay
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admitted in violation of the confrontation clause, reversal is not
automatically warranted. Sample, 326 Ill. App. 3d at 924. Rather,
confrontation errors are considered harmless where “there is ‘no reasonable
possibility the verdict would have been different had the hearsay been
excluded.’ ” Sample, 326 Ill. App. 3d at 925, quoting People v. McCoy, 238
Ill. App. 3d 240, 249, 606 N.E.2d 245 (1992).
Again, assuming, arguendo, the statement was a confrontation error, we
find the alleged error did not constitute plain error. Based on the evidence,
there is no reasonable probability the jury would have acquitted defendant if
the combined statement at issue had been excluded. The substance of Turner’s
contested testimony is that an unnamed individual said defendant stabbed the
victim. Even with the exclusion of that statement, the remaining evidence
overwhelmingly supported the jury’s guilty verdict. The evidence demonstrated
defendant and the victim exchanged contentious words over the victim having
defendant’s bike. According to Turner, when Muhammad and the victim left the
soup kitchen, defendant expressed his intent for “retribution,” explaining he
“gon’ kill that n-----.” Defendant flashed Turner his long-blade knife.
Defendant left with the knife and a newspaper and said he was “gon’ get” the
victim. Muhammad said defendant approached him and the victim and reached
across the front of Muhammad to stab the victim. Muhammad then saw defendant
flee with his bike and a long-blade knife wrapped in a newspaper. The victim
died of the stab wound. The evidence was not so closely balanced that the
jury’s verdict may have resulted from the admission of the alleged hearsay and
not from the evidence. Moreover, the alleged error was not so serious as to
deny defendant a fair trial.
We need not address defendant’s alternate contention that his counsel
was ineffective for failing to preserve the issue. Even if trial counsel
objected to and included the error in a posttrial motion, the outcome of the
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trial would have been the same.
III. Sentence
Defendant contends his 50-year sentence is excessive in light of
mitigating factors, namely, his lack of a felony criminal record and his
potential for rehabilitation.
A trial court’s sentence is entitled to great deference and weight and
may not be disturbed absent an abuse of discretion. People v. Perruquet, 68
Ill. 2d 149, 154, 368 N.E.2d 882 (1977). The sentence must be balanced
between the seriousness of the offense at issue and the potential for the
defendant’s rehabilitation. See Ill. Const. 1970, art. I, §11. The trial
court weighs the defendant’s credibility, demeanor, general moral character,
mentality, social environment, habits, and age. People v. Stacey, 193 Ill. 2d
203, 209, 737 N.E.2d 626 (2000). A reviewing court may not substitute its
judgment for that of the trial court simply because it would have weighed
those factors differently. Stacey, 193 Ill. 2d at 209. Moreover, a sentence
within the statutory limits will not be considered excessive unless it greatly
varies with the spirit and purpose of the law or is manifestly
disproportionate to the nature of the offense. Stacey, 193 Ill. 2d at 210.
A first degree murder conviction carries a sentence of not less than 20
years and not more than 60 years. 730 ILCS 5/5-8-1(a)(1) (West 2004).
Defendant’s 50-year prison term is within the permissible statutory range.
Moreover, the record demonstrates the sentence is not manifestly
disproportionate to the nature of first degree murder. The trial court
considered the mitigating and aggravating evidence presented before
determining the appropriate sentence. At the sentencing hearing, the court
said it considered the seriousness of the offense, the mitigating and
aggravating statutory factors, the attorneys’ arguments, defendant’s
presentence investigation report, defendant’s criminal history, defendant’s
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potential for rehabilitation, and the deterrence value of the sentence.
Specifically in reference to defendant’s criminal history and potential for
rehabilitation, the court said:
“In looking at the factors that I’ve referenced, and in
considering the information contained in the presentence
investigation report, I would note that defendant obviously is in
his mid forties, and as both sides have stated, his criminal
history derives primarily from Wisconsin. And beginning at what
is, at least reported to me, in 1998, there are battery
convictions, intimidating a victim, additional battery
convictions. Although counsels wish to, I suppose, minimize them
in terms of how they relate, they are important to the Court to
determine the type of life the defendant leads and how likely it
is that he’s going to assault other individuals when he gets into
some particular disagreement with them.
I find that the fact that he has, as least three that have
been reported, battery and intimidating a victim, and criminal
damage to property incidents, that it indicates to this Court that
the defendant is not able to control himself when something arises
that he has disagreement with and finds himself acting out
violently towards those around him. So that that [sic] is the
significance I see to the criminal history that is before me.
* * *
Your lawyer has stated that your background is such that
this is your first felony conviction, and unfortunately in this
business sometimes one can see a progression from more minor
offenses up to the greater offenses, the greatest being first
d[e]gree murder; but sometimes people come into the court and they
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start right out at the top, which you have done in this case, and
that’s taking the life, without justification, of Gary Hastings,
on the plan that you formulated for the reason–-or the reasons
that you had within your own mind.
The Court believes that a sentence other than that which the
Court is going to impose would deprecate the seriousness of the
offense. And the Court does believe at this point in time, and
for the likely future, that you do pose a danger of physical
violence to those around you, if they cross your path, or they
upset you in any way, shape or form. I do not believe you have
the ability to control yourself or the emotions that you have
within you; and that because of those facts, that you are an
imminent danger to those around you. I would strongly suggest
while you’re in the Department of Corrections, if made available
to you, that you avail yourself of any anger management or
counseling programs that might be available, so that if and when
you are released to the public you do not find yourself getting
into these altercations again, where you have to resort to this
type of deadly force to make your point, so to speak.”
The record expressly demonstrates the trial court considered defendant’s
criminal history and potential for rehabilitation while fashioning its
sentence. “[I]t is presumed that the trial court properly considered all
mitigating factors and rehabilitative potential before it; and the burden is
on the defendant to affirmatively show the contrary.” People v. Garcia, 296
Ill. App. 3d 769, 781, 695 N.E.2d 1292 (1998). The instant defendant has
failed to meet that burden. The trial court did not abuse its discretion in
sentencing defendant.
CONCLUSION
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We affirm the judgment of the trial court.
Affirmed.
HALL, P.J., and GARCIA, J., concur.
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REPORTER OF DECISIONS - ILLINOIS APPELLATE COURT
THE PEOPLE OF THE STATE OF ILLINOIS,
Plaintiff-Appellee,
v.
WARDELL NUGEN,
Defendant-Appellant.
No. 1-07-2506
Appellate Court of Illinois
First District, FIRST DIVISION
March 8, 2010
Justice Bertina E. Lampkin authored the modified opinion of the court:
Presiding Justice Hall and Justice Garcia concur.
Appeal from the Circuit Court of Cook County.
The Hon. Lon William Shultz, Judge Presiding.
COUNSEL FOR APPELLANT
Michael J. Pelletier, State Appellate Defender, Chicago, IL 60601
Patricia Unsinn, Deputy Defender
OF COUNSEL: Melinda Grace Palacio
COUNSEL FOR APPELLEE
Anita Alvarez, Cook County State’s Attorney, Chicago, IL 60602
OF COUNSEL: James E. Fitzgerald, Veronica Calderon Malavia,
Miles J. Keleher and Ugo H. Buzzi
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