Krumwiede v. Tremco Inc.

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Appellate Court Date: 2020.07.07
11:59:02 -05'00'
Krumwiede v. Tremco, Inc., 2020 IL App (4th) 180434Appellate Court JEFF KRUMWIEDE, Special Administrator of the Estate of Willard
Caption Krumwiede, Deceased, and RUTH KRUMWIEDE, Individually,
Plaintiffs-Appellees, v. TREMCO, INC., Defendant-Appellant.
District & No. Fourth District
No. 4-18-0434
Filed January 21, 2020
Decision Under Appeal from the Circuit Court of McLean County, No. 13-L-79; the
Review Hon. Rebecca S. Foley, Judge, presiding.
Judgment Reversed.
Counsel on Brad A. Elward, Christopher P. Larson, and Cathy A. Molchin, of
Appeal Heyl, Royster, Voelker & Allen, of Peoria, and Michael T. Reagan, of
Ottawa, for appellant.
Chip Corwin and James Wylder, of Wylder Corwin Kelly, LLP, of
Bloomington, for appellees.
Panel JUSTICE HARRIS delivered the judgment of the court, with opinion.
Presiding Justice Steigmann and Justice Turner concurred in the
judgment and opinion.
OPINION
¶1 Plaintiffs—Jeff Krumwiede, the special administrator of the estate of decedent Willard
Krumwiede, and Ruth Krumwiede, decedent’s wife—brought a cause of action against
defendant—Tremco, Inc. (Tremco)—raising wrongful death, survival, and loss of consortium
claims. They alleged that, while working as a window glazier, decedent used asbestos-
containing products manufactured by Tremco, which caused decedent to develop
mesothelioma and resulted in his death. Following a trial, the jury found in favor of plaintiffs.
Tremco appeals, arguing it is entitled to a judgment notwithstanding the verdict (judgment
n.o.v.) or a new trial. Alternatively, it argues it is entitled to a setoff for amounts paid in prior
settlements with other defendants. We reverse.
¶2 I. BACKGROUND
¶3 In April 2013, plaintiffs filed their complaint against Tremco and more than 50 other
defendants, alleging defendants manufactured and sold asbestos-containing products that
decedent used or was exposed to while working as a window glazier. Plaintiffs alleged that
defendants’ products gave off dust, decedent was exposed to that dust, and decedent contracted
mesothelioma as a result of his exposure. Plaintiffs asserted that before manufacturing the
products at issue, defendants knew or should have known “that exposure to asbestos caused
pulmonary fibrosis and malignancies.” They alleged that defendants were negligent because
defendants
“a) failed to warn that exposure to asbestos fibers caused serious disease and death;
b) failed to warn that exposure to asbestos fibers caused pulmonary fibrosis;
c) failed to warn that exposure to asbestos fibers caused malignancies;
d) failed to provide instruction as to safe methods, if any existed, of handling and
processing asbestos containing products.”
Plaintiffs further asserted that decedent died on September 26, 2012, and that defendants’
negligence was a proximate cause of his injury and death.
¶4 In October 2017, the trial court conducted a jury trial. At the time of trial, Tremco remained
the sole defendant in the case, and it is the only defendant at issue on appeal. With respect to
Tremco, plaintiffs complained of decedent’s exposure to two asbestos-containing products,
“440 Tape” and “Mono caulk.” Both products were manufactured using chrysotile-type
asbestos fibers.
¶5 Evidence showed decedent worked as a window glazier, installing glass into wood or
aluminum frames, from approximately the mid-1950s until his retirement in the early 1990s.
On September 26, 2012, decedent passed away at the age of 81. An autopsy showed he had
“malignant mesothelioma consistent with industrial exposure of asbestos.” Asbestos fibers
were “identified within the lungs, microscopically.”
¶6 Plaintiffs presented the testimony of two of decedent’s coworkers, Dennis Schultz and
Richard Darr. Both men worked as window glaziers with decedent in the 1960s and 1970s and
testified that they frequently used Tremco’s Mono caulk and 440 Tape. Schultz asserted those
products were used “[j]ust about every day” in their line of work. On a large job, he would use
hundreds of tubes of Mono caulk and hundreds of feet of 440 Tape. He acknowledged using
products from manufacturers other than Tremco but asserted that Tremco’s products were the
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“most specked [sic] product[s] out there by architects.” Darr described the 440 Tape as the
“primary tape” that he and decedent used.
¶7 The 440 Tape arrived at job sites packaged in a cardboard box with multiple rolls of tape
per box. The tape was described as “tacky,” and Darr testified it would stick to his hands. The
440 Tape had to be cut when applied to a window. Tremco’s Mono caulk was applied with a
caulking gun. It also arrived in boxes with multiple tubes of caulk in each box. Schultz testified
that on a four by five window, he would use a quarter to half a tube of caulk. Workers used
their fingers to “smooth *** off” the caulk and razors to “scrape” it. The Mono caulk would
get on rags and the workers’ clothing and hands.
¶8 Schultz denied observing any visible dust when cutting the 440 Tape or using the Mono
caulk. While working with decedent, they worked in locations where insulators were present
and wrapping pipes in their vicinity or general area. Schultz did not know if the insulators
created any dust. Darr testified that he never saw any visible dust coming off of the Mono caulk
or when cutting the 440 Tape. However, there were times when he and decedent had to remove
the Mono caulk that had dried using a chisel. He stated they “could have run up some [visible]
dust once in a while” but he did not remember.
¶9 Schultz testified that in the years he and decedent used Tremco’s 440 Tape and Mono
caulk, he did not see “anything on the product[s] indicating that asbestos was one of the
ingredients.” He also did not recall ever receiving any information from Tremco that asbestos
was harmful and that it could cause asbestosis, lung cancer, or mesothelioma. Darr testified he
did not pay attention to what Tremco’s products were made of and never saw information on
the packaging indicating the products contained materials that were harmful or could cause
lung disease. He first learned Tremco’s products contained asbestos in the 1990s.
¶ 10 Plaintiffs called Steven Milano, Tremco’s corporate representative with respect to asbestos
litigation, as an adverse witness. Beginning in 1995, Milano worked on and off for Tremco as
a staff chemist. In March 2016, he began working as Tremco’s director of research and
development for construction, sealants, and waterproofing. Milano testified he reviewed more
than 14,000 pages of documents concerning Tremco’s historical use of asbestos as well as the
testimony of its previous corporate representatives on the subject. He agreed he was “the most
knowledgeable person” regarding the subject of Tremco’s asbestos-containing products.
¶ 11 According to Milano, “all asbestos containing formulas” were removed from Tremco’s
product offerings before he began working for Tremco in 1995. In 2006, Tremco’s legal
counsel asked Milano to “mix up a batch of caulk” and “a batch of tape.” The tape was 440
Tape but the caulk was not Mono caulk. Milano was provided with formulas to be used for the
caulk and tape that were from Tremco’s “formulation records” from 1974 to 1982. Milano also
received raw asbestos to use in the formulas. He testified that he understood he was
remanufacturing products with old formulas so that they could be tested “for the purposes of
litigation.” Milano made the requested products, and they were “shipped *** off to a lab called
EPI.” According to Milano, the EPI testing was done “to show and demonstrate that no
detectible [sic] asbestos fibers [were] released from” Tremco’s products.
¶ 12 Milano identified the Tremco facilities where asbestos-containing products were
manufactured, including its Kinsman, Toronto, Barberville, and Columbus facilities. He
agreed that such facilities used “raw bags” of asbestos. Milano testified that “Tremco’s
understanding of asbestos related hazards developed with the onset of [the Occupational Safety
and Health Administration (OSHA) regulations on asbestos] in the early ’70s and progressed
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from there.” More specifically, he agreed that Tremco knew about potential hazards associated
with raw asbestos fiber in 1971. He also testified that Tremco had knowledge that asbestos
could be harmful in “[t]he late ’60s to early ’70s.”
¶ 13 According to Milano, Tremco began making “efforts at the onset of OSHA to start trying
to find alternatives to asbestos in [its] products.” In 1974, it had a goal of becoming asbestos-
free. Tremco did not succeed in its goal until 15 to 20 years later.
¶ 14 Milano identified internal correspondence from Tremco and other documents describing
the condition of Tremco’s Kinsman facility, where Tremco manufactured roofing materials.
Those documents were admitted into evidence and showed that in November 1971, a Tremco
employee described Tremco’s Kinsman facility as being “grossly negligent” in areas subject
to OSHA regulations. One problem identified in the correspondence involved the use of
asbestos as a “sweeping compound.” In June 1974, violations were noted in the area of
“asbestos usage” and asbestos handling at the plant was described as “poor.” In January 1973,
air samples from Tremco’s Kinsman facility were above recommended limits. Additionally,
an OSHA inspection in December 1974 found various violations, including Tremco’s failure
to post caution signs at entrances to the asbestos area and to “ensure that all places of
employment be maintained free of accumulations of asbestos fibers if with their dispensing
there would be an excessive concentration.”
¶ 15 Milano agreed that Tremco was an Illinois employer and should have known about the
Illinois Workers’ Occupational Diseases Act. Plaintiff submitted portions of that act as an
exhibit and Milano acknowledged that, in March 1936, it referenced employer liability in cases
of asbestosis, a nonmalignant disease caused by asbestos. He further testified that Tremco’s
headquarters was in Ohio and acknowledged that Ohio had regulations in 1947 regarding
acceptable limits regarding exposure to asbestos in an employment setting. Milano agreed that
given the Ohio regulations, “Tremco would have known that there was potential harm with
asbestos.” He acknowledged that “Tremco knew in the ’40s asbestos could be harmful.”
¶ 16 Milano further identified a brochure produced and distributed by Tremco in 1987, entitled
“WHY WAIT?” The brochure noted that the Environmental Protection Agency (EPA)
proposed a rule to ban certain asbestos products and to phase out the use of asbestos over the
next 10 years. It also stated that the EPA had concluded that “ ‘no level of exposure is without
risk.’ ” According to Milano, the “WHY WAIT?” brochure came out of Tremco’s roofing
division. Further, to his knowledge, decedent was never an employee of Tremco and did not
work at any of its manufacturing facilities.
¶ 17 Plaintiffs next presented the testimony of Dr. Arthur Frank, their retained medical expert.
Dr. Frank testified he was a board-certified physician in both internal and occupational
medicine, held a Ph.D. in biomedical sciences on the subject of asbestos and how it affects
respiratory tissue, and had performed asbestos-related research since 1968. He described
mesothelioma as a cancer of the pleura, or lining of the lung, and other similar tissues. In the
United States, mesothelioma “is virtually only caused *** by exposure to asbestos.”
¶ 18 According to Dr. Frank, in “modern history,” information regarding the health hazards of
asbestos went back to the late 1890s. There were articles on the subject in the early 1900s, and
the term asbestosis was coined in 1924. In 1942, the head of occupational cancer studies at the
National Cancer Institute reported that he considered asbestos to be a cause of lung cancer. Dr.
Frank testified that asbestosis, lung cancer, and mesothelioma could all be fatal diseases and
he had never seen a “cured case of mesothelioma.”
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¶ 19 Dr. Frank identified “six fibers that collectively are called asbestos.” He described the
fibers as “extremely small” and stated that all of them caused disease. Dr. Frank acknowledged
that some individuals were of the opinion that chrysotile asbestos fibers, unlike other fiber
types, could not cause mesothelioma. However, he disagreed, stating there was “[r]eally
nothing that supports” such opinions and that all of the government agencies in this country
“recognize that all fiber types, including chrysotile, cause mesothelioma.” Dr. Frank testified
that seeing “what fibers are in the lung” is not a way of determining what asbestos fibers a
person inhaled. He noted that the different types of fibers stayed in the lung for different
amounts of time. Crocidolite and amosite fibers “take up residence in the lung, and they tend
to stay there” and have a half-life of two to three years. Alternatively, for chrysotile fibers, “the
average half-life is about 90 days.” The fact that a fiber leaves the lung does not mean that it
leaves the body. Dr. Frank stated that chrysotile fibers are “the fiber that most readily gets out
to the pleura” where mesothelioma occurs.
¶ 20 Dr. Frank stated that there is no known safe level of exposure to asbestos. Because asbestos
is a naturally occurring mineral, “we all have some exposure” (i.e., “background” or “ambient”
exposure). When questioned by plaintiffs’ counsel regarding how regularly and frequently a
person must be exposed to asbestos to develop mesothelioma, Dr. Frank testified that “it’s not
something that requires many, many years or constant ongoing exposure.” He stated as follows:
“Again, one time will do it. So there’s no set frequency. Obviously it’s a very simple
principle. We call it the dose-response relationship. The more you’re exposed, the
greater the dose, the more likely you are to get disease.
So someone who’s exposed for a week has a certain risk. For a year, their risk would
be higher, assuming the same levels. And then, you know, if they work for four decades
or two decades or whatever, the risk is going to be even higher because the exposure
was higher over time.”
Dr. Frank asserted that there was no scientific way to determine which exposure to asbestos
caused a person to develop a disease, stating: “It is the cumulative exposure, the totality of the
exposure that we say that causes the disease.”
¶ 21 Regarding the ability of asbestos-containing products to release asbestos fibers, Dr. Frank
testified as follows:
“I’ve been doing this work a long time, and there’s not a single product I’ve ever come
across that has not had the capacity to give up fibers when worked with. I mean, you
think of something like asbestos cement pipe. You would think, well, you know, a piece
of cement, it’s not going to give up fibers.
But if you cut it, drill it, bevel it, you know, work with it the way pipe is worked
with, even there, asbestos fibers will come out. And when the water flows through it,
because it’s often used for water system piping, it pulls out asbestos fibers even out of
something like cement. So there isn’t a product that doesn’t have the ability to give up
asbestos.”
Dr. Frank maintained that even encapsulated asbestos products can give off respirable fibers.
The following colloquy occurred between Dr. Frank and plaintiffs’ counsel:
“Q. Doctor, in the course of your—of the last 40 years of doing this, have any of
the cases you’ve looked at involved rubber or butyl tape or—or a caulking for windows
or doors?
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A. Yes *** they have.
Q. Can those products give off asbestos?
A. Yes, they can.”
¶ 22 Dr. Frank stated that decedent’s medical record showed “that he developed a malignant
pleural mesothelioma.” He opined that mesothelioma was his cause of death. Additionally, the
asbestos fibers that were found in decedent’s lung indicated that he “had significant prior
exposure to asbestos.”
¶ 23 Plaintiffs’ counsel asked Dr. Frank to assume that decedent worked as a window glazier,
using “caulk daily during [his] career” and, during the 1960s and 1970s, using “asbestos-
containing tape.” Based on such facts, Dr. Frank opined decedent’s “exposures to asbestos
would have caused him to develop the mesothelioma that he had that caused his death.” He
testified that when a person is exposed to respirable asbestos fibers in their work, that exposure
is “above background.” Dr. Frank further opined “that all of the exposures that [decedent] had
from any and all products of any and all fiber type would have contributed to his developing
his mesothelioma.” He stated that the overall totality of what a person is exposed to, the
cumulative dose, is what is implicated in mesothelioma.
¶ 24 On cross-examination, Dr. Frank testified that background levels of asbestos were “many
orders of magnitude less than what’s legally allowed in the workplace.” When discussing
exposure to asbestos as causative of disease, it was his view that “[i]t’s all the exposures
together that give you the cumulative exposure.” Dr. Frank also stated that the cumulative
exposure “may come from multiple sources.”
¶ 25 He explained that respirable fibers meant “fibers that can actually get down into the lung.”
He testified some fibers were too big and “won’t get down there.” Dr. Frank agreed that “the
testing and the determination of the extent to which measurable asbestos fibers are released
during the manipulation of any particular product” was “not the kind of work that” he
performed. Rather, that kind of work was performed by industrial hygienists, mineralogists,
engineers, or geologists. Further, he agreed that such testing would help determine the “dose,”
or how much asbestos entered the body, from any particular product. The following colloquy
then occurred between Tremco’s counsel and Dr. Frank:
“Q. And as I understand your general opinion, it is that any and every exposure
over background constitutes a substantial contributing factor in the development—
development of asbestos-related disease, and that includes as it specifically relates to
[decedent’s] mesothelioma. Do I understand that correctly?
A. All of the exposures that he had to any and all products with any and all fiber
types contributed to his disease. I can’t sit here and tell you what his relative exposure
was to product A, B, C, D, E, or F. I can just say whatever can be documented that he
was exposed to, they would all be part of his cumulative exposure.
***
Q. Is it your opinion then that each and every fiber above background is part of the
overall contribution to someone’s cumulative exposure?
A. No, that is not my opinion. My opinion is that it is the cumulative exposure, all
of the fibers together, that give someone disease.
***
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Q. Well, let me ask you this. Isn’t it your opinion that in terms of exposure that is
causative it’s either zero or it’s substantial; there’s no such thing as not substantial?
A. There is no such thing as an amount of exposure that doesn’t contribute to one’s
cumulative exposure. It goes back to that cigarette example. Either you have to say that
one cigarette is insubstantial or that they were all substantial because they made up
collectively the cumulative exposure.”
Dr. Frank testified that “some exposures are more and some are less, but you can’t leave any
of them out. So it’s either zero or it contributed.”
¶ 26 Plaintiffs also presented the testimony of Dr. John Migas, a board-certified physician in
the areas of internal medicine and oncology, who treated decedent during his lifetime for colon
cancer. Dr. Migas described his treatment of decedent, which included six months of
chemotherapy. He stated that, in September 2011, decedent’s colon cancer appeared to be in
complete remission.
¶ 27 Dr. Migas described the medical treatment decedent received immediately prior to his
death in September 2012 and about the relationship between asbestos and mesothelioma. He
stated that asbestos can cause mesothelioma. According to his training, there are multiple
asbestos fibers and all of the fibers could cause mesothelioma. Dr. Migas stated he had seen
approximately 50 cases of mesothelioma during his career and all of them had histories
involving exposure to asbestos. Some of his patients had long-standing exposures as a result
of the patient’s employment. The shortest case of exposure “was a weekend exposure.” Dr.
Migas testified that some of his patients also had been exposed to asbestos from more than one
place. He stated that “it appears that the more asbestos that you take in per time element seems
to be consistent with a higher risk.”
¶ 28 Plaintiffs’ counsel asked Dr. Migas to assume that decedent worked as a window glazier
from 1956 until 1991; from the 1950s to the 1980s he worked daily with asbestos-containing
tapes and caulk; and he worked around other “construction trades” performing their duties,
including insulators. Based on those facts, Dr. Migas opined that “if there is asbestos
containing [sic] and he had mesothelioma, I think that those could all be implicated as a risk
that could have potentially caused mesothelioma.” When using the word “risk,” he meant that
something was “more likely than not a contributor.”
¶ 29 On cross-examination, Dr. Migas agreed that he treated decedent only in connection with
his diagnosis of colon cancer and not for anything related to mesothelioma. He did not hold
himself out as an expert in the field of asbestos medicine and had not done any research in that
area. Dr. Migas also agreed that if testing on an asbestos-containing product resulted in no
release of detectable respirable fibers, then the product would not be a risk factor for an
asbestos-related disease.
¶ 30 After plaintiffs rested, Tremco moved for a directed verdict, arguing plaintiffs failed to
meet their burden of establishing that decedent was exposed to asbestos fibers from its products
or that exposure to asbestos fibers from its products was a substantial factor in causing
decedent’s mesothelioma. In response, plaintiffs’ cited Dr. Frank’s testimony that “all products
release fibers,” that he was familiar with butyl tapes and caulking, and that such products
“release fibers.” The trial court denied the motion.
¶ 31 As part of its case, Tremco presented the testimony of Dr. Michael Graham, a forensic
pathologist. Dr. Graham reviewed decedent’s medical records, depositions from decedent’s
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coworkers, and microscopic slides from decedent’s tissues. He noted various medical issues
that decedent had, including colon cancer in 2010, heart disease, and malignant mesothelioma.
Dr. Graham testified that decedent’s autopsy established the presence of mesothelioma. It “also
established the presence of an increased amount of asbestos and specifically amosite asbestos
in [decedent’s] lung tissue and no increase in any other type.”
¶ 32 Dr. Graham opined that “the primary cause” of decedent’s death was his malignant
mesothelioma and that his heart disease was also “involved.” He stated there are two major
groups of asbestos—the serpentine group, which is the chrysotile-type of asbestos fibers, and
the amphibole group, which included amosite and crocidolite asbestos fibers. Dr. Graham
opined that amphibole asbestos caused malignant mesotheliomas in humans. With respect to
decedent, the autopsy showed that “[t]he only fibers that were found in an abnormal
concentration in more than anybody just walking around *** were amosite fibers.” According
to Dr. Graham, amphiboles could “stick around” in tissue for decades, having more time to do
damage. Dr. Graham acknowledged that there was “some controversy” regarding the
relationship between exposure to chrysotile asbestos fibers and mesothelioma. He opined that
heavy prolonged exposure to contaminated chrysotile fibers could cause pleural
mesotheliomas.
¶ 33 According to Dr. Graham, decedent’s mesothelioma was due to amosite fibers. He testified
decedent may have been exposed to amosite asbestos from working around pipefitters and
insulators in the sixties who worked with thermal insulation. Dr. Graham also opined that
decedent’s work with Tremco’s products “had nothing to do” with his development of
mesothelioma.
¶ 34 On cross-examination, Dr. Graham acknowledged that he was not a “researcher in the area
of asbestos or asbestos disease.” He testified he occasionally made a diagnosis of asbestos-
related diseases, but he did not treat patients with such diseases. Dr. Graham agreed “that the
majority of *** asbestos fibers that get to the pleura are short chrysotile fibers.” He opined that
Tremco’s products “wouldn’t release any significant amount of fiber” and “certainly not
enough” to cause an asbestos-related disease. Dr. Graham acknowledged various published
journals, articles, and studies that set forth the conclusion that chrysotile fibers were
mesothelioma-producing fibers.
¶ 35 Tremco also presented the testimony of Dr. William Longo. Dr. Longo stated he had a
doctorate in materials science and engineering. He was the president of Materials Analytical
Services (MAS), a company that provided consulting and laboratory analysis services. Dr.
Longo stated MAS was certified to do EPA work for the analysis of asbestos and certified by
the American Industrial Hygiene Association to perform fiber counting by optical and
transmission electron microscopy. Since 1998, MAS “processed and analyzed” approximately
400,000 to 450,000 asbestos samples, both bulk and air samples.
¶ 36 At Tremco’s request, MAS studied the Mono caulk and 440 Tape. Tremco provided the
products, and Dr. Longo was personally involved in the testing and analysis of those products.
He stated that both optical microscopes, also referred to as phase contrast microscopy (PCM)
analysis, and transmission electron microscopes were used by MAS to analyze asbestos
samples from Tremco’s products. Optical microscopes were used in protocols specified by
OSHA and could “magnify up to about 2000 times” or 3000 to 4000 times with computer
enhancement. Alternatively, a transmission electron microscope, or TEM analysis, was
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mandated by the EPA to test air samples for schools and was more powerful. Dr. Longo stated
an electron microscope “can magnify up to one to two to [three] million times.”
¶ 37 Dr. Longo testified a bulk sample analysis of Tremco’s 440 Tape was done to determine
asbestos content of the product. From that analysis, it was determined that the 440 Tape
contained chrysotile asbestos and that the percentage of asbestos in the tape was approximately
22%. A bulk sample analysis of the Mono caulk showed that it also contained chrysotile
asbestos fibers and that the amount of asbestos in the caulk was 0.3 to 0.5%. Although MAS
did not perform a full analytical analysis of the products submitted for testing, both products
had the same properties as their historical specifications.
¶ 38 Dr. Longo next described conducting work practice studies on both of Tremco’s products.
He stated a work practice study involved performing work activities or “worst case scenario”
activities to determine if a product would release measurable amounts of respirable asbestos
fibers. With respect to Tremco’s 440 Tape, Dr. Longo testified that the product he analyzed
was made in 2006 by Milano for testing purposes. The work practice study performed on the
440 Tape involved handling the tape and cutting the tape 70 times over a 10-minute period.
Air samples were taken from six inches from the mouth and nose of the person performing the
test, as well as seven to eight feet away from the work activity. Dr. Longo testified they also
studied the clothing of the individual performing the testing. Results of the air sample analysis
on the 440 Tape showed that “the amount of asbestos fibers in the air for an occupational
exposure was too low for [MAS] to detect.” Dr. Longo testified as follows:
“The amount of—the amount of asbestos fibers in the air for an occupational
exposure was too low for us to detect it with our technique so we came up with zero
amount of asbestos fibers for our analysis, and that was both PCM and transmission
electron microscopy.
So we have a certain detection limit, meaning I can only analyze so far, and I can
only go to that amount that is our detection limit detecting 1 fiber. If it is below that
concentration, we can’t detect it. So it was below our ability to analyze and to detect
the asbestos so we would say that it was below our detection limit.”
¶ 39 Regarding the Mono caulk, Dr. Longo testified that MAS received a sample that was
estimated to have been manufactured in the early 1980s and not “in its original form, meaning
you couldn’t stick that cartridge in a caulking gun and actually caulk something with it because
it had hardened.” He also testified that the caulk sample “had been already analyzed once by
another lab” and had “an actual hole or flap cut out of the—it was in a cardboard tube where
the sample had been taken.” Dr. Longo then testified as follows regarding the work practice
study performed on the caulk:
“So we thought about it and determined that the worst case scenario for a potential
exposure for a glazier, in my opinion, is coming back later and removing the material,
such as the window broke and you have to replace it.
The initial application of the material, it’s in a—if you’ve all seen caulk, it’s in a
very tacky, sticky form and that typically doesn’t release asbestos fibers, they’re all
wrapped up into the—I think of flypaper, they’re all stuck in there.
So what we did was *** we took the Tremco cartridge and we cut the section of
cardboard off to expose, say, a half barrel of the hardened caulk and took an electric
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drill with a brass grinder and actually ground off an eighth inch of the top of the barrel
of the caulk.”
According to Dr. Longo, testing also involved cutting strips of the caulking off, putting it into
an oven at 230 degrees Fahrenheit for 24 hours to harden it, and then grinding it off with a drill
and a wire brush. Dr. Longo stated that, like with the 440 Tape, air sample testing did not detect
“any measurable amounts of asbestos fibers.” Also, analysis of the clothing worn by the
individuals testing both products showed “the amount of asbestos contamination transmitted
to the clothing was below the detection limit of the method.”
¶ 40 Dr. Longo testified that Tremco’s products were thermoplastic materials, which always
stayed “pliable” and had a “stickiness.” Such materials were unique and did not behave the
same way as other asbestos-containing materials that release asbestos fibers when subjected to
grinding. When asked whether Tremco’s 440 Tape would release measurable or detectable
respirable asbestos fibers if sawed, sanded, cut, ground, or abraded, Dr. Longo opined as
follows:
“It would be my opinion that using this product would not produce any significant
exposure in an occupational setting. I can’t say that it doesn’t release any fibers. It’s
sort of like any analytical technique. If somebody comes out and says that this material
will never release [one] fiber or any fibers, he’s just making that up.
All you can say is I’ve measured it using the standard protocols that are used in
industrial hygiene situations for occupational exposures and I cannot detect any fibers.”
Dr. Longo stated he had the same opinion with respect to Tremco’s Mono caulk.
¶ 41 On cross-examination, Dr. Longo testified that permissible exposure limits under OSHA
were “based on the optical microscope PCM counts.” He stated “to be counted, an asbestos
structure or fiber has to be a certain length and a certain width. [It] [h]as to be greater than 5
micrometers in length and greater than about [0].2 micrometers wide for the optical
microscopist to actually see the fiber.” Dr. Longo also testified that the typical individual
chrysotile fiber was not 0.2 micrometers wide. For chrysotile fibers to be observed on an
“optical or PCM microscope,” there would “have to be a bundle of fibers.” Dr. Longo agreed
that when chrysotile fibers are released in what he would consider a significant amount, 80%
to 85% of the fibers “are smaller than what allows them to [be] characterize[d] as an OSHA
fiber.” Further, a dust count using the optical microscopy system and OSHA fiber definition
or protocol would reflect “only a very small percentage of the actual chrysotile fibers that are
in the air.”
¶ 42 Dr. Longo agreed that he was not a medical doctor and did not give opinions on medical
causation for asbestos disease. Further, the question of how many or how few respirable
asbestos fibers put someone at risk for disease was “not [his] area.” The potential toxicity of
asbestos fibers that were not observed under OSHA standards with optical microscopy was
also for others to determine and not within his area of expertise.
¶ 43 When referencing “detection limits” in connection with the testing MAS performed, Dr.
Longo was referencing “OSHA fibers and concentration of OSHA fibers.” He agreed that the
objective of the testing was to use OSHA criteria for determining “whether or not there was
any significant occupational exposure.” The following colloquy occurred between plaintiffs’
counsel and Dr. Longo:
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“Q. Okay. *** In other words, you’re not saying that [decedent] was exposed or
not exposed to respirable asbestos fibers from his usage of Tremco products, you’re
saying that based on your testing it was not a significant level of exposure; is that
correct?
A. That’s correct. Nobody can say that there wasn’t one or [two] fibers by chance
that got released, but there’s no way to detect it. And in the method we use there’s no
way to detect that.
In this particular case, this particular product using the OSHA protocols at—to our
detection limit there was no exposure. Once you start going below our detection limit,
certainly couldn’t rule out a fiber or two, but nothing significant.”
Dr. Longo testified that testing results for Tremco’s products were below OSHA’s “level for
what [it] deem[s] important.” On redirect examination, Dr. Longo clarified that MAS’s testing
of Tremco’s products used a transmission electron microscope to identify respirable asbestos
fibers.
¶ 44 Ultimately, the jury returned a verdict in favor of plaintiffs and against Tremco. It assessed
damages totaling $5,063,324.52.
¶ 45 In March 2018, Tremco filed a posttrial motion, seeking a judgment n.o.v. or a new trial
on all issues. It alternatively sought a setoff for amounts plaintiffs received from other
settlements. Following a hearing in June 2018, the trial court denied Tremco’s requests for a
judgment n.o.v. and a new trial. However, “[a]s a result of set offs,” it entered a modified
judgment in favor of plaintiffs and against Tremco in the amount of $3,272,083.31.
¶ 46 This appeal followed.
¶ 47 II. ANALYSIS
¶ 48 A. Judgment N.O.V.
¶ 49 On appeal, Tremco first argues that it is entitled to a judgment n.o.v. It contends plaintiffs
failed to prove causation because they presented no competent or admissible evidence that
Tremco’s Mono caulk or 440 Tape released respirable asbestos fibers. Tremco also argues that,
assuming its products did release respirable asbestos fibers, plaintiffs presented no competent
evidence that decedent was exposed to those fibers with “ ‘such frequency, regularity and
proximity’ ” that they could be viewed as a substantial factor in causing decedent’s
mesothelioma.
¶ 50 A motion for judgment n.o.v. raises the same questions and is governed by the same rules
of law as a motion for a directed verdict. Lawlor v. North American Corp. of Illinois, 2012 IL
112530, ¶ 37, 983 N.E.2d 414. Such motions present a question of whether “there is a total
failure or lack of evidence to prove any necessary element of the [plaintiff’s] case.” (Internal
quotation marks omitted.) Id. “In ruling on a motion for a judgment n.o.v., a court does not
weigh the evidence, nor is it concerned with the credibility of the witnesses; rather, it may only
consider the evidence, and any inferences therefrom, in the light most favorable to the party
resisting the motion.” Maple v. Gustafson, 151 Ill. 2d 445, 453, 603 N.E.2d 508, 512 (1992).
Ultimately, “[a] motion for judgment n.o.v. should be granted only when all of the evidence,
when viewed in its aspect most favorable to the opponent, so overwhelmingly favors [a]
movant that no contrary verdict based on that evidence could ever stand.” (Internal quotation
marks omitted.) Lawlor, 2012 IL 112530, ¶ 37.
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¶ 51 “When the trial court has erroneously denied a motion for judgment n.o.v., we will reverse
the verdict without a remand.” Id. On appeal, we apply a de novo standard of review. Id.¶ 52 In negligence actions such as this one, a necessary element of proof “is that the defendant’s
asbestos was a ‘cause’ of the decedent’s injuries.” Thacker v. UNR Industries, Inc., 151 Ill. 2d
343, 354, 603 N.E.2d 449, 455 (1992). “[C]ausation requires proof of both ‘cause in fact’ and
‘legal cause.’ ” Id. A plaintiff may not “take the causation question to the jury when there is
insufficient evidence for the jury to reasonably find that the defendant’s conduct was a cause
of the plaintiff’s harm or injury.” Id. at 355.
¶ 53 In asbestos cases, a plaintiff may prove “cause in fact” under the “substantial factor” test,
whereby “the defendant’s conduct is said to be a cause of an event if it was a material element
and a substantial factor in bringing the event about.” Id. at 354-55. In Thacker, the supreme
court adopted the “ ‘frequency, regularity and proximity’ test as a means by which an asbestos
plaintiff can prove more than minimum contact to establish that a specific defendant’s product
was a substantial factor in being a cause in fact of a plaintiff’s injury.” Nolan v. Weil-McLain,
233 Ill. 2d 416, 432, 910 N.E.2d 549, 558 (2009) (citing Thacker, 151 Ill. 2d at 359). Under
that test, the plaintiff must show that the “injured worker was exposed to the defendant’s
asbestos through proof that (1) he regularly worked in an area where the defendant’s asbestos
was frequently used and (2) the injured worker did, in fact, work sufficiently close to this area
so as to come into contact with the defendant’s product.” Thacker, 151 Ill. 2d at 359.
“In addition, by adopting the [frequency, regularity, and proximity test], Thacker
thereby rejected the argument *** that so long as there is any evidence that the injured
worker was exposed to a defendant’s asbestos-containing product, there is sufficient
evidence of cause in fact to allow the issue of legal causation to go to the jury.”
(Emphasis in original.) Nolan, 233 Ill. 2d at 434.
¶ 54 1. Release of Respirable Asbestos Fibers
¶ 55 Here, Tremco initially argues plaintiffs’ evidence was insufficient to show causation
because plaintiffs presented no competent or admissible evidence that Tremco’s products
released respirable asbestos fibers. It contends that Dr. Frank’s testimony on the subject was
based on unsubstantiated speculation. Tremco cites this court’s recent decision in McKinney v.
Hobart Brothers Co., 2018 IL App (4th) 170333, 127 N.E.3d 176, to support its argument.
¶ 56 In McKinney, the plaintiff alleged he developed mesothelioma after inhaling asbestos fibers
from the defendant’s asbestos-containing welding rods. Id. ¶ 1. A jury returned a verdict in the
plaintiff’s favor, and the defendant appealed. Id. On review, this court reversed, finding the
defendant was entitled to a judgment n.o.v. on two alternative bases. Id. ¶¶ 74, 83.
¶ 57 In considering the issues presented for review, we addressed challenges to the testimony
and opinions of the plaintiff’s retained expert, Dr. Frank—the same Dr. Frank who testified in
the case at bar. In McKinney, Dr. Frank opined that the defendant’s welding rods were capable
of giving off respirable asbestos fibers. Id. ¶ 17. As a basis for his opinion, Dr. Frank testified
that “in his decades of experience with asbestos, [he] had never known of an asbestos-
containing product that, if ‘properly manipulated,’ would not give off asbestos fibers.” Id. Dr.
Frank also relied on “ ‘the work of Dr. Dement with fibers being released from welding rods.’ ”
Id.
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¶ 58 On appeal, the defendant complained that Dr. Frank’s fiber-release testimony was
inadmissible because “ ‘it was not the product of a reliable methodology.’ ” Id. ¶ 40. Initially,
this court agreed that Dr. Frank’s opinions were speculative to the extent that they were based
on never having seen an asbestos-containing product that did not release asbestos fiber. Id.
¶ 44. Specifically, we stated as follows:
“We agree it would be ‘sheer, unsubstantiated speculation’ [citation] to conclude
that, simply because other asbestos-containing products, such as cement pipes, released
respirable asbestos fibers when they were sawed, cut, or beveled, [the] defendant’s
welding rods released respirable asbestos fibers when they were jostled around in a
packing box, dropped, or stepped on.” Id. (quoting Wiedenbeck v. Searle, 385 Ill. App.
3d 289, 293, 895 N.E.2d 1067, 1070 (2008)).
“While testimony grounded in expert analysis of the known physical facts is welcomed,
conclusory opinions based on sheer, unsubstantiated speculation should be considered
irrelevant.” (Internal quotation marks omitted.) Wiedenbeck, 385 Ill. App. 3d at 293. However,
because Dr. Frank also relied on a welding-rod study from another expert, which the defendant
did not challenge, we concluded there was no abuse of discretion in the admission of his
testimony. McKinney, 2018 IL App (4th) 170333 ¶¶ 45-47.
¶ 59 Here, Dr. Frank’s testimony was remarkably similar to his testimony in McKinney. When
addressing the ability of asbestos-containing products to release asbestos fibers, Dr. Frank
testified that “there’s not a single product I’ve ever come across that has not had the capacity
to give up fibers when worked with.” He gave as an example “an asbestos cement pipe,” which
would release asbestos fibers when cut, drilled, beveled, or exposed to the flow of water. Dr.
Frank concluded that “there isn’t a product that doesn’t have the ability to give up asbestos.”
¶ 60 We agree that, alone, such testimony was unsubstantiated and speculative. However, like
in McKinney, Dr. Frank also provided another basis for his fiber-release opinion. On
questioning by plaintiffs’ counsel, Dr. Frank testified that in his 40 years of experience, he
“looked at” cases involving rubber or butyl tape or caulking for windows and doors and
affirmed that they “can” give off asbestos fibers. Because Dr. Frank’s opinions were supported
by his experience in working with asbestos and asbestos-containing products similar to the
ones at issue in this case, we disagree that his fiber-release opinion was speculative or
unsubstantiated.
¶ 61 On review, plaintiffs point to matters outside of Dr. Frank’s testimony that they argue also
support a finding that Tremco’s products were capable of releasing asbestos fibers. First, they
note that Dr. Longo, Tremco’s expert, testified he could not rule out the possibility of fiber
release from Tremco’s products. In particular, he testified that although his testing and analysis
of Tremco’s products did not detect respirable asbestos fibers, “[n]obody can say that there
wasn’t one or [two] fibers by chance that got released.” We agree with plaintiffs that such
testimony supports an inference that Tremco’s asbestos-containing products were capable of
releasing fibers.
¶ 62 Second, plaintiffs further argue that an adverse inference may be drawn from Tremco’s
failure to produce the results of testing performed on its products by EPI in 2006. They note
that the jury in this case was instructed pursuant to Illinois Pattern Jury Instructions, Civil, No.
5.01 (approved July 18, 2014) (hereinafter IPI Civil No. 5.01), which “informs the jury that it
may infer that certain evidence would have been adverse to a party where that evidence was
not produced by the party and was within the party’s control.” Lakin v. Casey’s Retail Co.,
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2018 IL App (5th) 170152, ¶ 50, 107 N.E.3d 904. That instruction, also referred to as the
“missing witness” or “missing evidence” instruction, specifically states as follows:
“If a party to this case has failed [to offer evidence] [to produce a witness] within
his power to produce, you may infer that the [evidence] [testimony of the witness]
would be adverse to that party if you believe each of the following elements:
1. The [evidence] [witness] was under the control of the party and could have
been produced by the exercise of reasonable diligence.
2. The [evidence] [witness] was not equally available to an adverse party.
3. A reasonably prudent person under the same or similar circumstances would
have [offered the evidence] [produced the witness] if he believed [it to be] [the
testimony would be] favorable to him.
4. No reasonable excuse for the failure has been shown.” IPI Civil No. 5.01.
¶ 63 At trial, Milano testified that in 2006, he “mix[ed] up” batches of Tremco’s asbestos-
containing 440 Tape and caulk (although not Mono caulk) at the request of Tremco’s legal
counsel and “shipped [the products] off to a lab called EPI” for testing to determine whether
they released “detectible [sic] asbestos fibers.” Although the testing was done “for the purposes
of litigation,” it was not done in connection with the present case. Ultimately, the 2006 EPI
test results were not submitted into evidence in the underlying proceedings, and on appeal,
Tremco does not challenge the trial court’s decision to instruct the jury pursuant to IPI Civil
No. 5.01.
¶ 64 Plaintiffs assert that “since Tremco conducted the [EPI testing] to determine fiber release
from its tape and caulk products in preparation for litigation, Tremco’s failure to produce the
results at trial allowed the jury to infer the results showed Tremco’s products release quantities
of respirable asbestos fiber.” Before the jury, plaintiffs framed the inference to be drawn from
the missing evidence in a slightly different way. During their rebuttal closing argument, they
pointed out that Dr. Longo’s testing “detected *** no chrysotile fibers” and argued the jury
could draw a contrary “inference” based on the missing EPI testing evidence. In other words,
the jury could infer that the EPI testing showed the release of chrysotile fibers from Tremco’s
products. On appeal, Tremco does not dispute the jury could have made this inference and we
will assume arguendo the inference was permissible. Accordingly, given Dr. Frank’s
testimony, Dr. Longo’s acknowledgment that he could not rule out fiber release, and the
allowable adverse inference from the missing EPI testing evidence, we find there was sufficient
evidence presented from which the jury could determine that Tremco’s 440 Tape and Mono
caulk were capable of releasing asbestos fibers.
¶ 65 2. Substantial Causation
¶ 66 However, our determination that the record contains sufficient evidence to support a
finding that Tremco’s products were capable of releasing asbestos fibers does not end our
inquiry. As Tremco asserts, plaintiffs were also required to present evidence to show that
decedent was exposed to asbestos from Tremco’s products with “ ‘such frequency, regularity
and proximity’ ” that the asbestos from those products could be viewed as a substantial factor
in causing decedent’s mesothelioma.
¶ 67 As stated, under the substantial factor test, “the defendant’s conduct is said to be a cause
of an event if it was a material element and a substantial factor in bringing the event about.”
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Thacker, 151 Ill. 2d at 354-55. Further, the frequency, regularity, and proximity test has been
adopted by the supreme court “as a means by which an asbestos plaintiff can prove more than
minimum contact [with asbestos fibers] to establish that a specific defendant’s product was a
substantial factor in being a cause in fact of a plaintiff’s injury.” Nolan, 233 Ill. 2d at 432
(citing Thacker, 151 Ill. 2d at 359).
¶ 68 In this case, even accepting that Tremco’s 440 Tape and Mono caulk were capable of
releasing respirable asbestos fibers, the evidence was otherwise lacking with respect to the
element of substantial factor causation. In particular, there is no evidence in the record showing
when, and under what circumstances, Tremco’s products released respirable asbestos fibers,
whether circumstances causing the release of respirable asbestos fibers were the type that
would have been regularly encountered by decedent when using Tremco’s products, or whether
the release of fibers from Tremco’s products was anything more than minimal.
¶ 69 On appeal, plaintiffs argue the evidence presented satisfied the frequency, regularity, and
proximity test because decedent worked with Tremco’s asbestos-containing products
“virtually every working day over his career.” We agree that the record shows decedent worked
in close proximity with Tremco’s products on a regular and frequent basis. However, it does
not necessarily follow from such evidence that he also had frequent, regular, and proximate
contact with respirable asbestos fibers from those products.
¶ 70 In Thacker, 151 Ill. 2d at 348-49, the plaintiff brought suit against the defendant, alleging
her husband developed cancer and died as a result of his exposure to raw asbestos while
working in a plant that processed the defendant’s raw asbestos. In addressing the use of fiber
drift evidence to establish the proximity requirement of the frequency, regularity, and
proximity test, the supreme court stated that the plaintiff could not “meet her burden of
production unless and until she [was] able to point to sufficient evidence tending to show that
[the defendant’s raw] Manville asbestos was actually inhaled by the decedent.” (Emphasis
added.) Id. at 364; see also Wehmeier v. UNR Industries, Inc., 213 Ill. App. 3d 6, 31, 572
N.E.2d 320, 337 (1991) (acknowledging that the amount of evidence needed to establish the
regularity and frequency of exposure will differ from case to case based on factors including
“the tendency of *** asbestos products to release asbestos fibers into the air”); Junge v.
Garlock, Inc., 629 A.2d 1027, 1029 (Pa. Super. Ct. 1993) (holding “that [an asbestos] plaintiff
must present evidence that he inhaled asbestos fibers shed by the specific manufacturer’s
product”). The Thacker court further stated as follows:
“We agree *** that even though the plaintiff offered no evidence of where in the
plant Manville asbestos was processed, the fact that Manville asbestos, once inside the
plant, necessarily contributed to the dust in the plant air was sufficient to meet the
proximity requirement, particularly in light of (1) the friable and potent nature of the
raw asbestos Manville shipped to the plant and (2) testimony, albeit slight, indicating
that Manville asbestos necessarily generated dust which became part of dust which
circulated throughout the facility. In effect the appellate court held that, under the facts
presented, the decedent regularly worked in dangerous proximity to dust generated
from Manville’s asbestos even if it is assumed that Manville’s asbestos was initially
processed in areas of the plant removed from where the plaintiff worked and that the
jury could thereby reasonably infer causation. We agree with this conclusion.”
(Emphasis in original and added.) Thacker, 151 Ill. 2d at 364-65.
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¶ 71 Here, there is an absence of evidence in the record to show under what circumstances
Tremco’s products released respirable asbestos fibers such that they could be “actually
inhaled” by decedent. Id. at 364. Dr. Frank’s testimony that, in his experience, similar products
were capable of giving off fibers does nothing to explain how such products must be handled
or manipulated before fibers are released. In short, without more, evidence that decedent was
exposed to Tremco’s products does not equal evidence that he had frequent, regular, and
proximate contact with respirable asbestos fibers from those products. In this case, we find it
is speculative and conjectural to conclude from the evidence presented that respirable asbestos
fibers were released from Tremco’s products with any frequency or regularity while decedent
worked in proximity to those products.
¶ 72 On appeal, plaintiffs also argue that they were not required to quantify the number of
asbestos fibers to which decedent was exposed to prove causation. We agree. Nevertheless,
relevant asbestos case authority dictates that plaintiffs must show more than a de minimis
exposure to defendant’s asbestos. See Nolan, 233 Ill. 2d at 432 (stating the “frequency,
regularity and proximity” test was a means by which an asbestos plaintiff can prove more than
“casual” or “minimum contact” with the defendant’s asbestos); Lohrmann v. Pittsburgh
Corning Corp., 782 F.2d 1156, 1162 (4th Cir. 1986) (referring to the frequency, regularity, and
proximity test as “a de minimis rule since a plaintiff must prove more than a casual or minimum
contact with the [asbestos] product”). In this instance, plaintiffs’ evidence showed only that
decedent came into frequent, regular, and proximate contact with Tremco’s products and that
such products were capable of releasing asbestos fibers. However, plaintiffs presented no
evidence establishing that the activities engaged in by decedent when working as a window
glazier with Tremco’s products caused the release of respirable asbestos fibers or that the
products released asbestos fibers in such amounts that decedent had more than de minimis,
casual, or “minimum” contact with asbestos from Tremco’s products.
¶ 73 Finally, in addressing the issue of causation, the parties disagree as to whether Dr. Frank’s
causation opinion testimony is contrary to Illinois law. Tremco argues Dr. Frank’s opinions on
causation are essentially based on an “each and every exposure” theory, wherein any exposure
to asbestos fibers is a substantial factor in causing asbestos-related disease. To support its
argument, Tremco cites Krik v. Crane Co., 76 F. Supp. 3d 747, 749 (N.D. Ill. 2014), an asbestos
personal injury case wherein the defendants successfully sought to bar the plaintiff from
presenting expert testimony, including testimony from Dr. Frank, that “each and every
exposure to asbestos products results in injury to the person so exposed.”
¶ 74 In Krik, the plaintiff’s experts were expected to testify “that any exposure to asbestos, even
the very first one, regardless of dosage is sufficient to cause” asbestos-related disease. Id. at
752. In particular, it was expected that Dr. Frank would testify that (1) “ ‘any exposure, even
the first exposure’ ” would be considered a substantial contributing factor and (2) “the first
exposure, no matter how limited, would be a substantial cause.” Id. The court stated as follows:
“[The plaintiff] does not offer any expert testimony as to how much asbestos
exposure he experienced and whether that dosage of exposure was sufficient to cause
his lung cancer. Rather, he relies upon the ‘Any Exposure’ theory and argues that a
single exposure to asbestos is enough and every additional exposure contributed as
well. The primary basis for the ‘Any Exposure’ theory seems to be that [the plaintiff’s]
experts cannot rule out that a single dose of asbestos causes injury. From this, they
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conclude that any and all exposure to asbestos is necessarily harmful. [Citation.] This
is not an acceptable approach for a causation expert to take.” Id. at 752-53.
See also id. at 753 (citing arguments by the plaintiff’s counsel “ ‘that the cumulative exposure
is the cause. So that’s [what] Dr. Frank is saying, each exposure is [a] substantial contribution
to the cumulative total.’ ”).
¶ 75 The Krik court noted that Illinois applied “the ‘substantial contributing factor’ test *** to
the issue of asbestos injury causation” (id. at 751), and stated as follows:
“Indeed, the controlling case from the Illinois Supreme Court, Thacker, explicitly
adopted the ‘frequency, regularity, and proximity’ causation test ‘as the rule of law in
Illinois,’ from a Fourth Circuit case entitled Lohrmann v. Pittsburgh Corning Corp.,
782 F.2d 1156 (4th Cir. 1986). [Citations.] Lohrmann’s holding, in turn, was based
upon what the Fourth Circuit termed a ‘de minimis’ rule, that ‘a plaintiff must prove
more than a casual or minimum contact with the product.’ ” (Emphasis omitted.) Id. at
753 (quoting Lohrmann, 782 F.2d at 1162).
Accordingly, the court found that the plaintiff’s argument in the case before it was unavailing
because it was based on the theory “that a single exposure or a de minimis exposure satisfies
the substantial contributing factor test.” Id. The court stated that “it is not that de minimis
exposure is sufficient, but that more than de minimis exposure is required to prove causation.”
Id.¶ 76 Plaintiffs respond on appeal by arguing that Dr. Frank’s causation opinion in this case was
not that “each and every exposure” to asbestos was a substantial factor causing asbestos-related
disease. Rather, they contend that Dr. Frank opined that a disease like decedent’s mesothelioma
“is caused by that person’s total and cumulative exposure to asbestos” and that “it is
scientifically impossible to separate out each exposure and say exposure A contributed to the
person’s total dose but exposure B did not.” Further, they rely on Rost v. Ford Motor Co., 151
A.3d 1032, 1035 (Pa. 2016), a Pennsylvania Supreme Court case that addressed both the
“proper application of the ‘frequency, regularity, and proximity’ criteria in asbestos product
liability litigation” and expert opinion testimony on causation from Dr. Frank.
¶ 77 In Rost, there had been a pretrial ruling by the trial court that precluded “any expert from
offering testimony that ‘each and every breath’ of asbestos may constitute an evidentiary basis
for the jury to find that the defendant’s product was a substantial cause of mesothelioma.” Id.
at 1037. At trial, Dr. Frank provided testimony that mesothelioma was a dose-response disease,
with small amounts of asbestos carrying small risks of developing the disease and larger
amounts carrying larger risks. Id. at 1039. He also testified that the “causative agent” in
mesothelioma was “ ‘the series of exposures’ ” and stated that “[a]ll exposures to asbestos
contribute to the cumulative dose of asbestos, and the cumulative dose causes mesothelioma.”
Id. Dr. Frank further testified regarding the plaintiff’s specific history in that case, finding that
he had been exposed to “potentially high amounts [of asbestos] on a daily basis.” Id. at 1040.
Based on studies he reviewed, he approximated the amount of chrysotile asbestos fibers the
plaintiff was exposed to in his work. Id. at 1039-40.
¶ 78 Additionally, in response to a hypothetical question that detailed the plaintiff’s exposure to
asbestos, “Dr. Frank testified that it was his opinion *** that [the plaintiff’s] exposure to [the
defendant’s] products was a ‘significant contributing cause to developing mesothelioma.’ ” Id.
at 1040. Finally, he opined that if the plaintiff’s only exposures to asbestos was from the
defendant’s products, those exposures alone “ ‘without any of the ones he had later’ ” would
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have been enough to say that asbestos from the defendant’s products was a significant
contributing factor to the plaintiff’s mesothelioma. Id.
¶ 79 On review before the Pennsylvania Supreme Court, the defendant challenged Dr. Frank’s
opinions, arguing they were based on an “each and every exposure” type of theory. Id. at 1043.
The court stated that “expert testimony based upon the notion that ‘each and every breath’ of
asbestos is substantially causative of mesothelioma will not suffice to create a jury question on
the issue of substantial factor causation.” Id. at 1044. Instead, “to create a jury question, a
plaintiff must adduce evidence that exposure to [the] defendant’s asbestos-containing product
was sufficiently ‘frequent, regular, and proximate’ to support a jury’s finding that [the]
defendant’s product was substantially causative of the disease.” Id. Ultimately, it rejected the
defendant’s challenge to Dr. Frank’s testimony, stating as follows:
“We must agree with the [plaintiffs] that [the defendant] has confused or conflated
the ‘irrefutable scientific fact’ that every exposure cumulatively contributes to the total
dose (which in turn increases the likelihood of disease), with the legal question under
Pennsylvania law as to whether particular exposures to asbestos are ‘substantial factors’
in causing the disease. It was certainly not this Court’s intention, [in prior decisions],
to preclude expert witnesses from informing juries about certain fundamental scientific
facts necessary to a clear understanding of the causation process for mesothelioma,
even if those facts do not themselves establish legal (substantial factor) causation. In
this case, while Dr. Frank clearly testified that every exposure to asbestos cumulatively
contributed to [the plaintiff’s] development of mesothelioma, he never testified that
every exposure to asbestos was a ‘substantial factor’ in contracting the disease.
Instead, by way of, inter alia, the lengthy hypothetical that detailed the entirety of
[the plaintiff’s] exposure to [the defendant’s] asbestos-containing *** products ***,
Dr. Frank testified that [the plaintiff’s] actual exposures to asbestos *** [from the
defendant’s products] was substantially causative of his mesothelioma.” Id. at 1045-
46.
The court further noted that Dr. Frank provided testimony that was specific to the plaintiff’s
history of exposure to asbestos from the defendant’s products, as well as his history of exposure
from other sources, and that he “testified that the totality of [the plaintiff’s] exposure to
asbestos [from the defendant’s products], standing alone, was sufficient to have caused [the
plaintiff’s] mesothelioma, even if there had been no other exposures.” Id. at 1046.
¶ 80 In this case, Dr. Frank provided similar testimony to the testimony he provided in Rost
regarding the “fundamental scientific facts necessary to a clear understanding of the causation
process for mesothelioma.” Id. at 1045. He asserted that all asbestos fiber types cause
mesothelioma, that there was a “dose-response” relationship between exposure and
development of the disease, and that “cumulative exposure, the totality of the exposure” is
what “causes the disease.” Id. at 1039. Further, unlike in Krik, he did not offer the opinion that
every exposure to asbestos was a substantial causative factor in the person’s development of
disease. When considering Dr. Frank’s testimony in total, it is clear that his opinion was that
each exposure to asbestos contributed to a person’s cumulative exposure and that it was the
cumulative exposure that caused disease. Accordingly, we do not find that Dr. Frank’s
testimony was contrary to Illinois law and substantial factor causation as argued by Tremco.
¶ 81 However, as noted in Rost, although testimony regarding “certain fundamental scientific
facts” may be “necessary to a clear understanding of the causation process for mesothelioma,”
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those same facts do not themselves necessarily establish substantial factor causation. Id. at
1045. Unlike his opinions in Rost, Dr. Frank’s opinions in this case fell short of demonstrating
that decedent’s exposure to asbestos from Tremco’s products was a substantial factor in
causing his mesothelioma. Specifically, Dr. Frank offered almost no testimony or opinions
regarding decedent’s exposure to asbestos fibers from Tremco’s products, testifying only that
in his experience similar products “can” release fibers under some unknown set of
circumstances and in some unknown quantity or concentration. Additionally, when presented
with a hypothetical question regarding decedent’s work as a glazier with asbestos-containing
products, Dr. Frank opined only “[t]hat [decedent’s] exposures to asbestos would have caused
him to develop the mesothelioma that he had that caused his death.” Noticeably absent from
his testimony was any opinion that exposure to asbestos from Tremco’s products was a
“substantial” factor in decedent’s development of his disease, particularly when compared to
his exposure to asbestos from other sources.
¶ 82 Here, although we find that Dr. Frank’s “cumulative exposure” testimony was not the
equivalent of the “each and every exposure” theory, we also find that his opinions failed to aid
plaintiffs in meeting the substantial factor test under Illinois law. Accordingly, due to the lack
of evidence showing that decedent’s exposure to respirable asbestos fibers from Tremco’s
products on a frequent, regular, and proximate basis was a cause in fact in bringing about
decedent’s mesothelioma, Tremco is entitled to a judgment n.o.v.
¶ 83 3. Packaging Contamination
¶ 84 We note that, on appeal, plaintiffs additionally argue that the jury could have reasonably
inferred that decedent was exposed to raw asbestos fibers from the boxes in which Tremco’s
440 Tape and Mono caulk were packaged at its manufacturing facilities. To support this
contention, plaintiffs rely on testimony from Dr. Longo regarding packaging contamination
and evidence that Tremco’s Kinsman facility was found to have “high levels” of asbestos fibers
in its “dust counts.” We disagree with plaintiffs’ arguments on this point.
¶ 85 The record reflects that Tremco’s Kinsman facility manufactured roofing materials and not
the products at issue in this case. Thus, high levels of asbestos fibers in air samples from that
facility is not evidence that the packaging for Tremco’s 440 Tape and Mono caulk was
contaminated during the manufacturing process at different facilities. Additionally, Dr.
Longo’s testimony does not support plaintiffs’ theory of contamination. Dr. Longo stated he
had no knowledge of “housekeeping” within the Tremco facilities that manufactured the
products at issue, how raw asbestos was stored by Tremco, or air samples from Tremco’s
manufacturing facilities. Dr. Longo further testified that he had not tested for contamination
and stated as follows: “but based on the product itself and how it’s made, it’s not clear to me
how [contamination] would really happen to any degree.” Given the evidence presented,
plaintiffs’ assertion that decedent was exposed to raw asbestos fibers from Tremco’s
manufacturing and packaging process is speculative and unsubstantiated.
¶ 86 B. Remaining Issues
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¶ 87 On appeal, Tremco raises several other issues for review. However, given our finding that
Tremco is entitled to a judgment n.o.v. based on the lack of evidence of substantial causation,
we find it unnecessary to address those remaining issues.
¶ 88 III. CONCLUSION
¶ 89 For the reasons stated, we reverse the trial court’s judgment.
¶ 90 Reversed.
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