People v. James

2023 IL App (1st) 192232No. 1-19-2232
Opinion filed April 19, 2023
Third Division
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Cook County.
)
v. ) No. 03 CR 28580
)
GREGORY JAMES, ) Honorable
) Pamela M. Leeming,
Defendant-Appellant. ) Judge, presiding.
JUSTICE BURKE delivered the judgment of the court, with opinion.
Justice Reyes concurred in the judgment and opinion.
Justice D.B. Walker concurred in part and dissented in part, with opinion.
OPINION
¶1 Following a jury trial, defendant Gregory James was found guilty of first degree murder
based on felony murder and accountability. He was sentenced to 33 years’ imprisonment, and we
affirmed his conviction on direct appeal. People v. James, 2013 IL App (1st) 112110. Defendant
filed a petition for postconviction relief, alleging that his rights to self-representation and a speedy
trial were violated and that trial and appellate counsel rendered ineffective assistance. Defendant
now appeals from the second-stage dismissal of his petition, contending that appointed
postconviction counsel rendered unreasonable assistance because she failed to make necessary
No. 1-19-2232
amendments to his pro se petition and failed to argue against the State’s motion to dismiss it. He
also argues that his petition makes a substantial showing that trial counsel rendered ineffective
assistance by failing to present evidence in support of two motions to suppress defendant’s
statements. For the following reasons, we affirm.
¶2 I. BACKGROUND
¶3 Defendant was charged with 15 counts of first degree murder (720 ILCS 5/9-1(a)(1)-(3)
(West 2002)), 2 counts of home invasion (id. § 12-11(a)(1)-(2)), 1 count of armed robbery (id.
§ 18-2(a)(1)), and 3 counts of residential burglary (id. § 19-3) arising out of the homicide of
Edward Mikutis in Berwyn on October 21, 2003. We previously detailed the evidence at trial in
our opinion resolving defendant’s direct appeal. See James, 2013 IL App (1st) 112110. This appeal
concerns only defendant’s claims of ineffective assistance of counsel in pretrial and postconviction
proceedings. So we recite only those facts that are germane to the issues raised in this appeal.
¶4 Defendant was arrested in Berwyn on October 22, 2003, for Mikutis’s murder and
unrelated possession of a controlled substance (PCS). That day, Berwyn detectives and an assistant
state’s attorney (ASA) questioned defendant about Mikutis’s murder at the Berwyn police station.
He gave an alibi and was charged with PCS but not Mikutis’s murder. Following a bond hearing
in the PCS case, defendant was detained in Cook County jail. Berwyn detectives and an ASA
interviewed defendant again on December 1, 2003, and he gave a statement implicating himself in
Mikutis’s murder. Defendant was charged with the murder and related property crimes on
December 22, 2003.
¶5 A. Defendant’s Motions to Suppress
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¶6 Defendant filed several pretrial motions to suppress his statements of October 22 and
December 1, 2003. He alleged that, on October 22, 2003, Berwyn police physically abused him,
tased him, and kept him naked in a cell without medical treatment. Police justified this treatment
of defendant by falsely claiming that he attempted to hang himself in his cell and had to be forcibly
restrained. Approximately six weeks later, on December 1, 2003, the same Berwyn detectives
removed defendant from Cook County jail and interrogated him without notifying the attorney
whom they knew represented defendant in the pending PCS case. The December 1 interrogation
resulted in defendant making an inculpatory statement.
¶7 Prior to hearing evidence on the motions to suppress, the trial court heard legal arguments
from the parties and ruled that Berwyn police did not violate defendant’s right to counsel by
interviewing him about Mikutis’s murder December 1, 2003, even though defendant was
represented by counsel in the PCS case that was pending at that time. The court found that “having
counsel on one case does not grant you the same counsel on the other case.”
¶8 At hearings on defendant’s motions, Berwyn detectives Thomas Tate and Ramon Ortiz and
ASA Steven Krueger testified that they interviewed defendant, whom they identified in court, at
the Berwyn police station at approximately 4:30 p.m. and 7 p.m. on October 22, 2003. During the
second interview, Krueger read Miranda warnings to defendant from a preprinted card, which the
State moved into evidence. See Miranda v. Arizona, 384 U.S. 436 (1966). Defendant indicated
that he understood his rights but refused to sign a form documenting as much. Defendant agreed
to speak with Krueger and the detectives and gave an alibi regarding Mikutis’s murder. Defendant
did not request medical attention or complain to Krueger of mistreatment by Berwyn police. He
did not appear to be injured, but he was wearing a hospital gown because his clothes had been
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taken as evidence. The detectives denied that they were physically abusive or threatening toward
defendant.
¶9 Detective Luis Mazza testified that he saw defendant, whom he identified in court,
attempting to hang himself with a shirt in a Berwyn police station cell at approximately 10:30 p.m.
on October 22, 2003. Mazza and three other officers were involved in a “fight” with defendant
while trying to subdue him, and Mazza used his Taser twice on defendant. During this altercation,
defendant was flailing, spitting, and threatening to infect the officers. Defendant was eventually
handcuffed and shackled and taken to another cell. He received no medical treatment.
¶ 10 Officer Salvador Gamino testified that he saw defendant, whom he identified in court, in a
cell at the Berwyn police station at approximately 7 a.m. on October 23, 2003. Defendant was
naked but was not handcuffed or shackled. Defendant asked Gamino for medical assistance, and
Gamino notified his supervisors, who spoke to defendant, who then said that he did not need
medical attention.
¶ 11 Officer Claudio Paolucci testified that he was the watch commander at the Berwyn police
station on October 23, 2003. Another officer said that defendant requested medical attention, and
Paolucci told him to call for an ambulance. However, no ambulance was dispatched because
defendant later indicated that he did not want medical attention.
¶ 12 Detective Tate further testified that, on November 30, 2003, he decided to reinterview
defendant based on information that he learned during an interview of Lee Stapleton, defendant’s
eventual codefendant. On December 1, 2003, Tate and Ortiz transported defendant from Cook
County jail to the Berwyn police station. The detectives did not notify anyone, aside from jail staff,
that they were going to interview defendant. At the station, Tate advised defendant of his Miranda
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rights, and defendant indicated that he understood them. Tate told defendant that Stapleton had
identified him as the “main actor” in Mikutis’s murder, and defendant made a statement
implicating himself in that murder. Defendant did not ask for an attorney.
¶ 13 That afternoon, ASA Maureen O’Brien interviewed defendant at the Berwyn police station.
She advised defendant of his Miranda rights, and defendant signed a form indicating that he
understood them. Defendant also signed a form indicating that he did not consent to his statement
being video recorded. O’Brien handwrote a statement during her interview of defendant, which
defendant read, made corrections to, and signed. The State moved into evidence the forms that
defendant signed, as well as the portions of his statement that indicated that he had been advised
of and understood his rights, that he had been treated well by police and O’Brien, and that he gave
his statement voluntarily. During his interview with O’Brien, defendant never indicated that he
wanted to remain silent or that he wanted an attorney.
¶ 14 In summation, defendant argued that Berwyn police physically and mentally abused him
on October 22 and 23, 2003, to break him down for a future interrogation. Defendant contended
that his inculpatory statement on December 1 was coerced because he feared that he would be
abused like he had been in October if he did not cooperate with police. In response, the State
argued that approximately six weeks elapsed between the alleged physical abuse of defendant in
October and his confession in December, so there was no reason to believe that the alleged physical
abuse produced defendant’s inculpatory statement.
¶ 15 The trial court denied defendant’s motions to suppress. The court found that defendant’s
October 22, 2003, statement was voluntary because it occurred prior to any use of force or injury.
The court also concluded that defendant’s inculpatory statement of December 1, 2003, was
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voluntary because the statement itself and the Miranda form that defendant signed said as much.
In addition, the court reasoned that any force Berwyn police used to restrain defendant following
his suicide attempt on October 22 or 23 had no connection to, and did not coerce, his statement six
weeks later on December 1. Defendant filed a motion to reconsider the denial of his motions to
suppress his statements, which the trial court denied.
¶ 16 B. Trial and Direct Appeal
¶ 17 At trial, Mikutis’s girlfriend Cynthia Hayden testified that she owed defendant, whom she
identified in court, money for crack cocaine on October 21, 2003. The following morning, she
found Mikutis dead on the living room floor of his home in Berwyn. Mikutis had been stabbed
twice in the abdomen and suffocated due to duct tape wrapped around his face and head. His house
was in disarray. Berwyn police arrested defendant that day based on both the murder and an
unrelated drug investigation when he happened to visit the apartment of a witness who police were
interviewing.
¶ 18 O’Brien testified to the written statements that she obtained from defendant and Stapleton.
Defendant’s statement of December 1, 2003, indicated that, on October 21, 2003, Hayden wanted
to buy cocaine from defendant and said that she would pay with Mikutis’s belongings. At
approximately 10:30 p.m., defendant and Stapleton went to Mikutis’s house and found him home
alone. Stapleton grabbed Mikutis around the neck while brandishing a knife. Defendant demanded
money from Mikutis and began searching his house. Mikutis tried to attack defendant, so defendant
restrained Mikutis while Stapleton taped his legs, hands, and mouth. Stapleton also stabbed
Mikutis in the side with a sword that defendant found in the house. After some time, defendant
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knew that Mikutis had died because he was no longer moving. Stapleton and defendant left
Mikutis’s house with the sword and cash.
¶ 19 Stapleton’s statements of November 30 and December 1, 2003, agreed that he accompanied
defendant to Mikutis’s house on the night of October 21, 2003, to collect a drug debt that Hayden
owed to defendant. But, according to Stapleton, it was defendant who stabbed Mikutis in the side
two times. Stapleton also claimed that he restrained Mikutis while defendant duct taped his ankles,
hands, and mouth and then suffocated him until he died. Stapleton went to defendant’s apartment,
and defendant arrived shortly thereafter with a sword, coins, and jewelry.
¶ 20 Called by the State at trial, Stapleton testified that he knew defendant, whom he identified
in court. Hayden owed Stapleton approximately $100 for crack cocaine in October 2003; she did
not owe defendant money for drugs. Stapleton testified that he alone was responsible for Mikutis’s
murder. Stapleton testified that he stabbed Mikutis twice, pinned him down, bound him with duct
tape, and suffocated him while defendant stood by. Stapleton also admitted that he searched
Mikutis’s house for money while defendant was outside and that he took coins, jewelry, and a
sword from the house to defendant’s apartment. Stapleton largely denied the substance of the
statements that O’Brien recorded on November 30 and December 1, 2003, although he
acknowledged that he signed the statements. Stapleton pled guilty to Mikutis’s murder in May
2009.
¶ 21 Police recovered coins and a sword from defendant’s apartment, which Mikutis’s son
identified as belonging to his father. The parties stipulated that no fingerprints suitable for
comparison were found at the scene and that no blood was detected on the sword or its sheath.
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¶ 22 In defendant’s case, his Department of Children and Family Services caseworker Veronica
Thomas testified that, in August 2003, defendant showed her coins that a family member had given
him and that he kept at his apartment. When she learned that defendant had been arrested on
October 22, 2003, she went to his apartment and found it in disarray, with a broken window and
the back door unlocked. She did not see a sword or drugs in defendant’s apartment. Kimyona
Taylor, an investigator for the Cook County Public Defender’s Office, testified that Hayden stated
that she owed money to various people in Berwyn for drugs.
¶ 23 In closing, the State argued that both defendant and Stapleton were responsible for
Mikutis’s murder, that defendant’s December 1, 2003, statement established his guilt, and that
Stapleton recanted at trial because he was afraid of defendant. Defendant argued that Stapleton
was solely responsible for the murder and that he implicated defendant only to get favorable
treatment from the State. Defendant also highlighted that no physical evidence connected him to
the murder and that Hayden owed multiple people money for drugs.
¶ 24 The trial court instructed the jury on felony murder and accountability, and the jury found
defendant guilty of first degree murder. The court denied defendant’s motions for a new trial and
sentenced him to 33 years’ imprisonment. Defendant’s motion to reconsider his sentence was
denied as well. On direct appeal, defendant argued only that the trial court erred in limiting his
cross examination of Stapleton. James, 2013 IL App (1st) 112110, ¶ 43. We affirmed. Id. ¶ 67.
¶ 25 C. Postconviction Proceedings
¶ 26 In 2014, defendant filed a pro se postconviction petition that raised four claims:
(1) violation of his right to represent himself and his right to a speedy trial, (2) ineffective
assistance of trial counsel at the hearings on his motions to suppress his statements, (3) ineffective
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assistance of trial counsel for failing to object to the admission of defendant’s statements at trial,
and (4) ineffective assistance of appellate counsel for not raising these issues on direct appeal.
Relevant here, defendant alleged that, at the suppression hearings, trial counsel failed to present
defendant’s “testimony regarding the physical abuse [he] suffered at the hands of detective[s] Ortiz
and Tate” and failed to introduce “photos that were available which depicted signs of the abuse.”
As a result, the police and ASA witnesses’ testimony that defendant was only subjected to force
in response to his suicide attempt was unrebutted, which caused the trial court to deny his motions.
Defendant’s pro se petition contained no citation of legal authority aside from the statutory citation
of the Post-Conviction Hearing Act (Act) itself (725 ILCS 5/122-1 et seq. (West 2014)).
¶ 27 Defendant attached his own affidavit to his petition. He attested that he would have testified
that he requested an attorney at the Berwyn police station on October 22, 2003, but Krueger
became angry and stormed out of the interview room. Ortiz then handcuffed defendant, choked
him, and smothered his mouth and nose while Tate held him in a chair. Ortiz told defendant that
he was going to “see how it feels to be suffocated like the victim was.” Tate then threw defendant
to the ground, and he and Mazza struck defendant’s body and head, telling him that they would
continue until defendant confessed. Thereafter, Mazza tased defendant’s genitals while dragging
him to the lockup and tased defendant again in a cell.
¶ 28 The circuit court advanced defendant’s petition to the second stage and appointed
postconviction counsel. In 2016, postconviction counsel filed a certificate pursuant to Illinois
Supreme Court Rule 651(c) (eff. July 1, 2017). The Rule 651(c) certificate stated that counsel
consulted with defendant by mail and in person, reviewed the reports of proceedings, and
“determined that the petition as it is written adequately represents petitioner’s constitutional claims
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and deprivations.” Counsel indicated that she did not intend to amend or supplement the petition.
In 2019, the circuit court received a letter from defendant stating that postconviction counsel
refused to speak with him. Defendant sought to supplement his petition with additional transcripts
regarding his claim that the trial court violated his right to represent himself.
¶ 29 The State filed a motion to dismiss defendant’s pro se petition. Relevant here, the State
argued that defendant did not make a substantial showing of ineffective assistance of trial counsel
during the suppression hearings because “he cannot show that there were photographs that could
have caused [the trial court] to grant the motion [to suppress] that was based on physical and mental
coercion.” Postconviction counsel stated that she conferred with defendant multiple times,
reviewed the trial file, interviewed Stapleton, and attempted to interview an alibi witness. Counsel
explained that she was “standing on just the petition as it’s written.” The circuit court granted the
State’s motion to dismiss on September 27, 2019. The court did not elaborate on its reasoning with
respect to defendant’s claim of ineffective assistance of trial counsel.
¶ 30 Defendant timely appealed.
¶ 31 II. ANALYSIS
¶ 32 On appeal, defendant contends that we should reverse the second-stage dismissal of his
postconviction petition because postconviction counsel rendered unreasonable assistance when
she “failed to make obvious and necessary amendments to the pro se petition, such as the inclusion
of citations to basic legal authority.” He also argues that his petition, when “properly supported”
with legal authority, makes a substantial showing that trial counsel rendered ineffective assistance
by failing to present evidence in support of defendant’s motions to suppress his statements.
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¶ 33 The Act provides a three-stage process for a criminal defendant to allege that his conviction
was the result of a substantial denial of his constitutional rights. 725 ILCS 5/122-1 et seq. (West
2014); People v. Myles, 2020 IL App (1st) 171964, ¶ 17. In this case, the circuit court dismissed
defendant’s petition at the second stage. At the second stage, the circuit court must determine
whether the petition and any accompanying documentation make a substantial showing of a
constitutional violation. Myles, 2020 IL App (1st) 171964, ¶ 17. If the defendant makes such a
showing, then he is entitled to a third-stage evidentiary hearing. Id. The circuit court may only
dismiss a petition at the second stage if the allegations, liberally construed in favor of the defendant
and taken as true, do not make a substantial showing of a constitutional violation. People v.
Sanders, 2016 IL 118123, ¶ 31. We review the dismissal of a postconviction petition de novo (id.),
meaning that we perform the same analysis that the circuit court would perform (In re N.H., 2016
IL App (1st) 152504, ¶ 50).
¶ 34 First, we must determine the proper order in which to address defendant’s claims.
Defendant’s claim that trial counsel rendered ineffective assistance in litigating the motions to
suppress his statements is constitutional in nature. See People v. Veach, 2017 IL 120649, ¶ 47
(“[A] defendant must generally raise a constitutional claim alleging ineffective assistance of
counsel on direct review or risk forfeiting the claim.”). His claim of unreasonable assistance of
postconviction counsel is not (People v. Kelly, 2012 IL App (1st) 101521, ¶ 27), because there is
no constitutional right to counsel in proceedings under the Act (People v. Johnson, 2018 IL
122227, ¶ 16). “If a court can resolve a case on nonconstitutional grounds, it should do so,” and
“[c]onstitutional issues should be reached only as a last resort.” People v. Brown, 225 Ill. 2d 188,
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200 (2007). So, we will first address defendant’s nonconstitutional claim of unreasonable
assistance of postconviction counsel.
¶ 35 A. Unreasonable Assistance of Postconviction Counsel
¶ 36 Defendant contends that postconviction counsel rendered unreasonable assistance because
she failed to make necessary amendments to his pro se petition. “During second-stage proceedings,
the court may appoint counsel for an indigent defendant, who may amend the petition as necessary,
and the State may file a motion to dismiss *** the petition.” People v. Cotto, 2016 IL 119006,
¶ 27. A defendant is entitled to reasonable assistance from appointed postconviction counsel.
People v. Greer, 212 Ill. 2d 192, 204 (2004). To ensure this level of assistance, Rule 651(c)
imposes three duties on appointed postconviction counsel. People v. Perkins, 229 Ill. 2d 34, 42
(2007). Postconviction counsel must certify, or the record must show, that counsel (1) “has
consulted with petitioner by phone, mail, electronic means or in person to ascertain his or her
contentions of deprivation of constitutional rights”; (2) “has examined the record of the
proceedings at the trial”; and (3) “has made any amendments to the petitions filed pro se that are
necessary for an adequate presentation of petitioner’s contentions.” Ill. S. Ct. R. 651(c) (eff. July
1, 2017). Where, as in this case, postconviction counsel files a certificate attesting that she fulfilled
the duties of Rule 651(c), we presume that the defendant received reasonable assistance. See
People v. Custer, 2019 IL 123339, ¶ 32. That presumption controls unless the defendant rebuts it.
Id. We review postconviction counsel’s compliance with Rule 651(c) de novo. People v. Profit,
2012 IL App (1st) 101307, ¶ 17.
¶ 37 Defendant alleges that postconviction counsel provided unreasonable assistance because
she (1) did not present documentary evidence in support of his claims or explain why such
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evidence was unavailable, (2) did not amend his pro se petition to include citation of legal
authority, and (3) did not respond to the State’s motion to dismiss. We address each of these
allegations in turn, mindful that defendant has the burden of rebutting the presumption that counsel
provided reasonable assistance. See id. ¶ 19.
¶ 38 First, defendant argues that postconviction counsel failed to present photographs
documenting injuries he sustained at the Berwyn police station in October 2003. Defendant’s
pro se petition claims there are such photographs, but he does not identify who took the
photographs, when or where they were taken, or where the photographs might be now. These
photographs are not in the record. “Rule 651(c) does not impose upon postconviction counsel a
legal duty ‘to actively search for sources outside the record that might support general claims raised
in a post-conviction petition.’ ” People v. Mendoza, 402 Ill. App. 3d 808, 817 (2010) (quoting
People v. Johnson, 154 Ill. 2d 227, 247 (1993)). If the defendant claims that evidence missing from
his petition exists outside the record, postconviction counsel has no duty to find that evidence. Id.So, postconviction counsel had no obligation to amend the petition with photographs that, if they
exist, are outside the record.
¶ 39 Defendant also argues that postconviction counsel should have submitted an affidavit from
him to support his claim that his right to self-representation was violated. According to defendant,
such an affidavit was necessary to rebut trial counsel’s statement that defendant withdrew his
request to proceed pro se, and it may have established that defendant “acquiesced to [trial
counsel]’s continued representation due to improper coercion, inducement, or misrepresentation.”
Defendant’s own pro se affidavit makes no such claims. Furthermore, the record establishes that
postconviction counsel communicated with both defendant and trial counsel. We can only
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conclude that whatever postconviction counsel learned from defendant and trial counsel did not
warrant the filing of the affidavit that defendant now argues was necessary to support his claim
that his right to self-representation was violated. Accordingly, we reject defendant’s contentions
that postconviction counsel rendered unreasonable assistance due to her failure to submit
documentary evidence in support of his claims.
¶ 40 Second, defendant argues that postconviction counsel failed to amend his petition with
citations of authority, such as Strickland v. Washington, 466 U.S. 668 (1984). The record confirms
that defendant’s pro se petition included no citation of legal authority beyond the statutory citation
of the Act itself and that postconviction counsel did not cite any caselaw to the circuit court.
However, we have found no authority holding that Rule 651(c) requires postconviction counsel to
cite and argue caselaw. And, as a practical matter, there is no indication that the circuit court was
unaware of authority like Strickland when it evaluated defendant’s ineffective assistance of
counsel claims. We agree that postconviction counsel’s omission of caselaw was not ideal, and we
question whether a petition that cites no legal authority is truly in the “proper legal form” for
second-stage proceedings. See Perkins, 229 Ill. 2d at 44 (“[T]he purpose of Rule 651(c) is to ensure
that counsel shapes the petitioner’s claims into proper legal form and presents those claims to the
court.”). However, “[t]he reasonable assistance standard *** is supposed to be even lower than the
Strickland standard.” People v. Zareski, 2017 IL App (1st) 150836, ¶ 54. In the absence of
authority holding that postconviction counsel’s failure to cite caselaw constitutes unreasonable
assistance under Rule 651(c), we decline to reverse on this basis.
¶ 41 We acknowledge that Kelly, 2012 IL App (1st) 101521, which defendant cites, has some
similarities to this case. For example, postconviction counsel in Kelly failed to cite controlling
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United States Supreme Court precedent to the postconviction judge. Id. ¶¶ 26, 31. However, Kelly
involved other factors that are not present in this case. For instance, postconviction counsel in
Kelly did not understand what stage the proceedings were at, and there was a 12-year delay
between the defendant’s initial filing of his petition and its second-stage dismissal. Id. ¶ 40. No
such delay or “lack[ ] of basic knowledge of the Act” exists in this case, so Kelly is not similar
enough to compel reversal.
¶ 42 Finally, defendant argues that postconviction counsel “declined to file any response” to the
State’s motion to dismiss and “offered no argument on [defendant’s] behalf” at the hearing on that
motion. Defendant infers that counsel concluded that his claims were meritless. According to
defendant, counsel was then obligated to “file a motion to withdraw as counsel, rather than placing
meritless claims before the court.” However, our caselaw holds that, when postconviction counsel
investigates a defendant’s pro se claims and determines that they have no merit, counsel has two
options. One is to withdraw as counsel. Greer, 212 Ill. 2d at 209-11. The other is to “ ‘stand on the
allegations in the pro se petition and inform the court of the reason the petition was not amended.’ ”
People v. Perry, 2017 IL App (1st) 150587, ¶ 26 (quoting People v. Pace, 386 Ill. App. 3d 1056,
1062 (2008)). In either case, the pro se allegations “remain[ ] to proceed according to the
parameters of the Act.” Pace, 386 Ill. App. 3d at 1062. That is exactly what occurred in this case.
Counsel stood on defendant’s pro se allegations, explained that she did not amend his petition
because she could find no evidentiary support to do so, and asked the circuit court to advance
defendant’s petition to a third-stage hearing. That is a proper approach under current Illinois
caselaw. See id.; see also People v. Malone, 2017 IL App (3d) 140165, ¶ 10. Accordingly, we
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affirm the circuit court’s dismissal of defendant’s petition over his contention that postconviction
counsel rendered unreasonable assistance under Rule 651(c).
¶ 43 B. Ineffective Assistance of Trial Counsel at Suppression Hearings
¶ 44 Defendant also argues that his pro se petition, when properly supported with legal
authority, establishes that trial counsel rendered ineffective assistance in attempting to suppress
defendant’s statements. The circuit court dismissed this claim of ineffective assistance at the
second stage, at which the court had to determine whether the petition and any accompanying
documentation made a substantial showing of a constitutional violation. See People v. Domagala,
2013 IL 113688, ¶ 33. As noted above, we review the dismissal of this claim de novo. People v.
Marshall, 381 Ill. App. 3d 724, 730 (2008). At the second stage, “ ‘all well-pleaded facts that are
not positively rebutted by the original trial record are to be taken as true.’ ” Domagala, 2013 IL
113688, ¶ 35 (quoting People v. Coleman, 183 Ill. 2d 366, 385 (1998)).
¶ 45 Defendant raised no claims of ineffective assistance of trial counsel on direct appeal. “[A]
defendant must generally raise a constitutional claim alleging ineffective assistance of counsel on
direct review or risk forfeiting the claim.” See Veach, 2017 IL 120649, ¶ 47. Similarly, when a
postconviction claim of ineffective assistance of trial counsel is “based on the record” and “not
raised on direct appeal” and the petition “does not allege ineffective assistance of appellate
counsel,” the defendant forfeits review of the issue. People v. Youngblood, 389 Ill. App. 3d 209,
215 (2009). That is not the case here. Defendant’s claim of ineffective assistance of trial counsel
is based on his affidavit setting out the testimony that he would have given at the suppression
hearings and alleged photographs of his injuries. Neither of those pieces of evidence was in the
record at the time of defendant’s direct appeal. Moreover, defendant’s pro se postconviction
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petition alleged ineffective assistance of appellate counsel for failing to raise the issues that
defendant raised in his petition. So, we find that defendant has not forfeited this claim. We also
note that the State does not raise forfeiture. “The rules of waiver also apply to the State, and where,
as here, the State fails to argue that defendant has forfeited the issue, it has waived the forfeiture.”
People v. Bridgeforth, 2017 IL App (1st) 143637, ¶ 46. We will address defendant’s ineffective
assistance of trial counsel claim on its merits.
¶ 46 A criminal defendant has the constitutional right to the effective assistance of counsel. U.S.
Const., amends. VI, XIV; Ill. Const. 1970, art. I, § 8; Strickland, 466 U.S. at 684-86. A defendant
may raise a claim of ineffective assistance of counsel under the Act. People v. King, 316 Ill. App.
3d 901, 912 (2000). We evaluate a claim of ineffective assistance of counsel under the two-pronged
test of Strickland. People v. Albanese, 104 Ill. 2d 504, 525-26 (1984). First, a defendant alleging
ineffective assistance must demonstrate that counsel’s performance fell below an objective
standard of reasonableness. Strickland, 466 U.S. at 687-88. “This requires showing that counsel
made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant
by the Sixth Amendment.” Id. at 687. Second, the defendant must show that he suffered prejudice
due to counsel’s deficient performance. Id. In the context of a motion to suppress, this means “a
reasonable probability that: (1) the motion would have been granted, and (2) the outcome of the
trial would have been different had the evidence been suppressed.” (Internal quotation marks
omitted.) People v. Givens, 237 Ill. 2d 311, 331 (2010). We can only find ineffective assistance if
a defendant establishes both prongs of the Strickland test. Strickland, 466 U.S. at 687. There is a
strong presumption that counsel’s representation fell within a wide range of reasonable
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professional assistance and that the challenged conduct was sound strategy. People v. Bates, 324
Ill. App. 3d 812, 815 (2001).
¶ 47 The theory of defendant’s motions to suppress was that Berwyn police threatened, beat,
tased, and detained him without clothes or medical treatment on October 22 and 23, 2003, to “break
him down” for a future interrogation. He claimed that they covered up their abuse of him by falsely
claiming that he attempted suicide in the lockup. Defendant confessed to Mikutis’s murder on
December 1, 2003, because, according to defendant, he feared being abused as he had been in
October. According to defendant, trial counsel should have called him to testify about the physical
abuse that he suffered in October and should have introduced photographs showing his injuries.
Because counsel did not take those steps, the police version of events was uncontested, and the
trial court denied his motions to suppress.
¶ 48 Counsel’s decision whether to call the defendant to testify at a hearing to suppress his
statements is a matter of strategy. People v. Tyler, 2015 IL App (1st) 123470, ¶ 233. Strategic
decisions are “ ‘virtually unchallengeable’ ” and generally will not support an ineffective
assistance of counsel claim. People v. Walton, 378 Ill. App. 3d 580, 589 (2007) (quoting People
v. Palmer, 162 Ill. 2d 465, 476 (1994)). That general rule applies in this case. There are a variety
of reasonable justifications for counsel’s decision not to call defendant at the suppression hearings.
For example, counsel may have wanted to avoid inconsistencies in defendant’s testimony that the
State could have used to impeach him if he testified at trial. See People v. Rosenberg, 213 Ill. 2d
69, 80-81 (2004) (a defendant’s testimony at a suppression hearing can be used for impeachment
if the defendant testifies at trial). We certainly cannot say that counsel’s decision not to have
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defendant testify at the suppression hearings was an error so serious that counsel was not
functioning as the counsel that the sixth amendment guarantees. See Strickland, 466 U.S. at 687.
¶ 49 Defendant argues that trial counsel presented “no affirmative evidence to support” his
claim that Berwyn police physically abused him to coerce an inculpatory statement. Rather,
counsel tried to establish that theory solely by cross-examining police witnesses. As defendant
acknowledges, counsel elicited police testimony admitting to “egregious” mistreatment of
defendant and that was “riddled with [credibility] problems.” Under questioning from trial counsel,
Berwyn officers admitted that they used force during a four-on-one “fight” with defendant, that
they tased him twice, that he was held completely naked in a cell for several hours, and that he
was never provided medical treatment in the aftermath of a suicide attempt. The fact that counsel
managed to elicit such testimony points to his effectiveness. It was reasonable for counsel to think
that the police witnesses’ testimony was sufficient to support his theory without taking the risk of
calling defendant.
¶ 50 Moreover, we are not convinced that defendant can establish prejudice under Strickland.
Even if trial counsel had called defendant to testify at the suppression hearings and the trial court
found his testimony credible, the court likely would not have suppressed his statements.
Defendant’s testimony would not have changed the time that elapsed between the alleged physical
abuse in October and his inculpatory statement in December. That time gap was central to the trial
court’s reasoning that there was “no connection, no nexus between what occurred on the 22nd and
23rd of October and the statement that was given on December 1st.” We are not persuaded that
defendant’s testimony would have produced a different result in the trial court.
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¶ 51 The cases that defendant cites do not warrant reversal. See, e.g., Bates, 324 Ill. App. 3d at
815-16 (the defendant made a substantial showing that trial counsel was ineffective for failing to
call a witness to testify in support of a theory of self-defense); People v. Cleveland, 2012 IL App
(1st) 101631, ¶¶ 66-67 (the defendant failed to make a substantial showing that counsel prevented
him from testifying at trial). Accordingly, we find that defendant has not made a substantial
showing of ineffective assistance of trial counsel in litigating his motions to suppress, and we
affirm the second-stage dismissal of that claim.
¶ 52 III. CONCLUSION
¶ 53 For the foregoing reasons, we affirm the second-stage dismissal of defendant’s
postconviction petition.
¶ 54 Affirmed.
¶ 55 JUSTICE D.B. WALKER, concurring in part and dissenting in part:
¶ 56 The majority’s analysis with regard to petitioner’s claim of ineffective assistance of trial
counsel is sound, and I concur with regard to that issue. I must dissent, however, with regard to
the majority’s analysis on the issue of unreasonable assistance of postconviction counsel and the
majority’s decision to affirm the second-stage dismissal. On the issue of unreasonable assistance
of postconviction counsel, I agree with the majority’s reasoning regarding postconviction
counsel’s alleged failure to present photographic evidence. However, I write separately to address
the points where I disagree with the rest of the majority’s reasoning and its ultimate holding
regarding postconviction counsel’s alleged unreasonable assistance. First, I disagree with the
majority’s interpretation of the caselaw regarding “standing on the petition.” Second, even if I
were to agree with the majority’s interpretation of the caselaw, I disagree with the majority’s
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assertion that, here, counsel complied with her obligation to inform the court of her reasons for
standing on the petition.
¶ 57 A review of the caselaw shows that there were three bases articulated for permissibly
standing on the petition in the caselaw that spans from 1968 to 1989, prior to the modern revival
of the idea: (1) defendant requested that counsel stand on the petition (see People v. Sullivan, 6 Ill.
App. 3d 814, 818 (1972); People v. Walker, 6 Ill. App. 3d 909, 912 (1972); People v. Caldwell, 55
Ill. 2d 152, 153 (1973)); (2) there was no legal issue presented in the petition that was cognizable
under the Act (see People v. Tyner, 40 Ill. 2d 1, 3 (1968); People v. Ballinger, 53 Ill. 2d 388, 389
(1973); People v. Wolfe, 27 Ill. App. 3d 551, 553 (1975) (most issues were not constitutional issues
cognizable under the Act; the remaining issue was clearly rebutted by the record); People v. White,
198 Ill. App. 3d 781 (1989)); and (3) there was no factual basis sufficient to establish an issue for
review (see People v. Bowman, 55 Ill. 2d 138, 140 (1973); People v. Anthony, 5 Ill. App. 3d 722,
725 (1972)). It is arguable that, in the terminology used by Pace and its progeny, a claim that fails
to present a cognizable legal issue would be termed “frivolous” and a claim that lacks a factual
basis sufficient to establish an issue for review would be termed “without merit.” Since Pace could
not overrule our supreme court, we must assume that the meaning that Pace was trying to convey
with its succinct, if vague, language was the same as the precedent on which it relied. However,
even if Pace correctly stated the criteria for standing on the petition as it stood in 1975 at the time
of Wolfe, this case does not fit those criteria. Even if it did, that caselaw is in conflict with the
ethical obligation clearly stated in the much more recent opinion in Greer.
¶ 58 In the case at bar, one of the claims raised by the defendant was ineffective assistance of
trial counsel for failing to call defendant to testify at trial. An affidavit was attached to the
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postconviction petition providing the testimony that defendant argues he would have provided had
he been put on the stand to testify. Ineffective assistance of counsel is a constitutional question
cognizable under the Act, and the record itself, along with the affidavit, provides sufficient factual
support to create an issue for the court to examine. Defendant raised this issue in this appeal and
pointed out amendments that could have been made to support this argument. Accordingly, I
cannot see how, even viewing the choice to stand on the petition in the full span of the caselaw on
the subject, the majority can see standing on the petition as appropriate in this case. There was a
cognizable issue with a factual basis. Therefore, there was no justification for failing to amend the
petition. It should be noted that any speculation about the likelihood of success on the merits has
no place in this analysis, which is likely why many cases prefer the language “patently without
merit”—to reinforce that it must be absolutely without question that there is no merit, not merely
a so-called “losing case.” To hold otherwise is to allow appointed postconviction counsel to usurp
the role of the judge and enjoy the presumption, under Rule 651, that they have acted properly in
doing so.
¶ 59 The majority writes that there is no caselaw that requires postconviction counsel to cite and
argue caselaw and that, practically speaking, there is no indication that the circuit court was
unaware of relevant authority, including the particular case mentioned on appeal, Strickland. The
majority even questions whether a petition without citation of legal authority is the “proper legal
form” required by Rule 651(c) yet concludes that postconviction counsel’s assistance was not
unreasonable because (1) the bar for unreasonable assistance of counsel is lower than the bar set
by Strickland and (2) there is no authority holding that failure to cite caselaw constitutes
unreasonable assistance of counsel.
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¶ 60 The purpose of appointing postconviction counsel for pro se postconviction petitioners is
to ensure that the petitioner’s alleged constitutional violation is reviewed after it has had the benefit
of an attorney’s legal expertise, including “mak[ing] any amendments to the petitions filed pro se
that are necessary for an adequate presentation of petitioner’s contentions.” Ill. S. Ct. R. 651(c)
(eff. July 1, 2017). Were a petitioner who was represented by counsel from the start to present the
circuit court with a petition without any citation of authority whatsoever, it is beyond doubt that
the circuit court would find it to be a less than adequate presentation of petitioner’s contentions.
That this is a lower bar than Strickland is irrelevant, and the fact that there is no holding that states
a requirement specifically makes it no less clear that a complete failure to cite authority represents
unreasonable assistance of postconviction counsel. The question of whether one might expect a
court, or any trained legal professional, for that matter, to be unaware of as prominent a case as
Strickland is similarly irrelevant. We do not ask attorneys to cite the law only when they suspect
we might be unaware of it; we ask them to support each and every one of their arguments with
legal authority. See Ill. S. Ct. R. 341(h)(7) (eff. Oct. 1, 2020). Unlike Strickland, there is no
question of prejudice involved in an unreasonable assistance of counsel analysis, so whether the
circuit court judge needed to be reminded of Strickland or not has no impact on whether
petitioner’s claims were adequately presented. If petitioner’s claims were neither frivolous nor
without merit, as determined by the trial judge when the petition was passed to the second stage,
counsel was ethically obligated to zealously advocate for the petitioner, which undoubtedly
includes employing basic legal skills like citation of authority.
¶ 61 As a final matter with respect to the validity of the option to stand on the petition, our
supreme court’s much more recent precedents in Greer and Kuehner may well have overruled the
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earlier precedent that Pace and its progeny (including the majority opinion herein) rely on for the
validity of standing on the petition. Greer, 212 Ill. 2d 192; People v. Kuehner, 2015 IL 117695.
Greer’s response to the State’s arguments in that case applies well to Pace and its progeny: “[i]t
seems to us that these arguments purposefully avoid the pertinent ethical considerations.” Greer,
212 Ill. 2d at 206. Both Greer and Kuehner are focused on the withdrawal of appointed
postconviction counsel, with Greer establishing that withdrawal is an option and Kuehner
establishing an additional, intentionally heavy burden for postconviction counsel seeking to
withdraw in those instances where the petition passed the first stage intentionally, rather than
because the 90-day first-stage review period lapsed, as in Greer. Id. at 200, 205; Kuehner, 2015
IL 117695, ¶ 21.
¶ 62 The majority here, the State, and some of the modern cases on the subject all assert that
Greer does not require withdrawal but only permits it. This seems to ignore that Greer establishes
two important points: first, that representing a client on a postconviction petition is akin to
appellate representation, where silence is not a valid strategy and so counsel “cannot serve the
client’s interest without asserting specific grounds for reversal.” (Internal quotation marks
omitted.) Greer, 212 Ill. 2d at 207. Second, if there are no such grounds for reversal, Greer’s
following question and answer apply: “What is defense counsel to do after he or she determines
that defendant’s petition is frivolous? Is counsel to stand mute at all subsequent proceedings? How
can counsel, ethically, ‘present the petitioner’s contentions’ when counsel knows those contentions
are frivolous? Obviously, the answer is counsel cannot.” (Emphasis in original.) Id. at 206. So,
while it is true that Greer’s holding never explicitly demands withdrawal, the Greer court did
explicitly reason that, where counsel determines that a petition is frivolous, counsel is ethically
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No. 1-19-2232
obligated to withdraw. Since standing on the petition and withdrawing are mutually exclusive, the
attorney is unquestionably still the client’s representative, so when, as in the case at bar, the
attorney stand on the petition without making basic amendments to remediate it, postconviction
counsel is still presenting the petitioner’s contentions, only without the benefit of counsel’s legal
expertise. How can we call this reasonable representation? If the petition is so flawed that the
attorney cannot ethically amend it, the attorney must withdraw; if the attorney is not obligated to
withdraw, the petition must have sufficient merit to warrant any necessary amendments. There is
no middle ground. The only scenario in which failing to amend a potentially meritorious petition
would comply with precedent and with an attorney’s ethical obligation is the exceedingly rare
scenario in which the pro se petitioner has written with such legal expertise that no amendments
are necessary to adequately present petitioner’s claims. The case at bar does not present such a
scenario.
¶ 63 I mention Kuehner only to note that that opinion forcefully reiterates that our supreme court
is “serious about appointed counsel’s burden when seeking to withdraw from representation
following a judicial determination that the pro se petition is neither frivolous nor patently without
merit.” Kuehner, 2015 IL 117695, ¶ 24. It would be quite strange for our supreme court to present
two courses of action leading to similar outcomes and emphatically articulate an intentionally
heavy burden for one choice, while requiring little more than a signature, a short narrative of one’s
efforts sans even a conclusion, and the five words “I stand on the petition” for the other.
Accordingly, to the degree that the early caselaw regarding standing on the petition asserts that it
is allowable when the petition is frivolous or patently without merit (though it may have used
different language to articulate the same idea 50 years ago), that option was abrogated by Greer,
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No. 1-19-2232
and to the degree post-Greer appellate opinions have asserted the continued existence of such an
option, they have done so in contravention of Greer and, by extension, Kuehner.
¶ 64 With all of that said, even if the option to stand on the petition was available to counsel
here, I disagree that she met even the requirements set forth in the majority opinion, because she
did not inform the court of her reasons for choosing not to amend the petition.
¶ 65 The transcript of the hearing on the State’s motion to dismiss indicates that postconviction
counsel explained that she (1) communicated extensively with defendant, (2) spoke with
defendant’s trial attorneys and reviewed their trial files, (3) reviewed medical records for
defendant, (4) spoke with affiant Mr. Stapleton for clarification about his affidavit, and (5) spoke
with potential alibi witness “Ms. Stuttleworth.” After listing these efforts, postconviction counsel
stated:
“Your Honor, based on the review that I have, I have decided not to add to his petition.
And I’m asking that you give as Mr. James has written the petition [sic], I’m standing on
that. He is asking that because of ineffective assistan[ce] of trial counsel, and that his
speedy trial rights were violated, that there was a violation of self-representation, that there
was ineffective assistan[ce] of appellate counsel failing to raise issues contained in this PC;
that is [sic] 14th and 6th amendment rights too were violated because the State published
his statement to the Jury; based on those things, we are asking for a hearing.”
¶ 66 Postconviction counsel simply did not inform the court of why she was standing on the
petition. While it is plausible that one might be able to look at counsel’s list of efforts and her
decision to stand on the petition and fill in the blanks to infer her reasons for making that decision,
that is not the requirement set forth in the appellate caselaw laid out by the majority. It is true that
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No. 1-19-2232
postconviction counsel’s submission of the Rule 651(c) certificate creates a rebuttable presumption
that the client received reasonable assistance, but such a presumption does not free postconviction
counsel of the obligation to explain her decision, nor can the court fulfill that obligation on her
behalf. Under the cited body of appellate caselaw, postconviction counsel’s only other choice was
to withdraw, which she did not do. Accordingly, even interpreting the law as the majority does,
postconviction counsel failed to comply with her obligations, and this case should be remanded
for second-stage proceedings with new appointed postconviction counsel.
¶ 67 Lastly, we note that defendant has requested in his appellate brief that new postconviction
counsel be appointed on remand. Such a request was made and granted in Kuehner. Id. ¶ 25; see,
e.g., People v. Schlosser, 2017 IL App (1st) 150355; People v. Stone, 2020 IL App (1st) 180029-
U. As it would be difficult for defendant to trust appointed counsel that has previously rendered
unreasonable assistance, I would grant the request in the case at bar and direct the trial court to
appoint new postconviction counsel on remand.
¶ 68 I would reverse the judgment of the circuit court dismissing defendant’s pro se
postconviction petition and remand for second-stage proceedings with different appointed
postconviction counsel. As such, I must respectfully dissent.
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People v. James, 2023 IL App (1st) 192232Decision Under Review: Appeal from the Circuit Court of Cook County, No. 03-CR-
28580; the Hon. Pamela M. Leeming, Judge, presiding.
Attorneys James E. Chadd, Douglas R. Hoff, and Kieran M. Wiberg, of
for State Appellate Defender’s Office, of Chicago, for appellant.
Appellant:
Attorneys Kimberly M. Foxx, State’s Attorney, of Chicago (Enrique
for Abraham, Douglas P. Harvath, and Zachary M. Slavens,
Appellee: Assistant State’s Attorneys, of counsel), for the People.
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