People v. Privatt

2023 IL App (5th) 200169-UNOTICE
NOTICE
Decision filed 05/19/23. The
This order was filed under
text of this decision may be NO. 5-20-0169
Supreme Court Rule 23 and is
changed or corrected prior to
the filing of a Petition for not precedent except in the
Rehearing or the disposition of
IN THE limited circumstances allowed
the same. under Rule 23(e)(1).
APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Marion County.
)
v. ) No. 19-CF-35
)
CARL PRIVATT, ) Honorable
) Mark W. Stedelin,
Defendant-Appellant. ) Judge, presiding.
______________________________________________________________________________
JUSTICE WELCH delivered the judgment of the court.
Presiding Justice Boie concurred in the judgment.
Justice Vaughan specially concurred in part and dissented in part.
ORDER
¶1 Held: The trial court erred in finding the defendant guilty of predatory criminal sexual
assault of a child where the State failed to provide sufficient evidence to prove the
defendant guilty beyond a reasonable doubt and the defendant’s conviction is
modified to aggravated criminal sexual abuse; furthermore, the trial court did not
abuse its discretion when it allowed A.M., a minor, to testify via closed-circuit
television. The case is remanded for resentencing on the modified conviction.
¶2 Following a bench trial in Marion County circuit court, the defendant was convicted of one
count of predatory criminal sexual assault of a child (720 ILCS 5/11-1.40 (West 2018)) and
sentenced to 20 years in the Illinois Department of Corrections and 3 years to life of mandatory
supervised release (MSR). The defendant now appeals his conviction. For the following reasons,
we modify his conviction and remand for resentencing.
1
¶3 I. BACKGROUND
¶4 In January 2019, the defendant, Carl Privatt, was charged by information with one count
of predatory criminal sexual assault of a child against his step-granddaughter A.M., who was seven
years old at the time. The information alleged that, on or about January 10, 2019, in Marion County
the defendant was a person of 17 years of age or over and committed an act of sexual penetration
with A.M., a child under the age of 13 years when the act was committed, when he touched A.M.’s
vagina with his hand, in violation of section 11-1.40(a)(1) of the Criminal Code of 2012 (id. § 11-
1.40(a)(1)). The defendant waived his right to a jury trial.
¶5 Before the bench trial, the State filed a motion to allow A.M. to testify via closed-circuit
television arguing that if A.M. was required to testify in court, she would suffer serious emotional
distress such that she would be unable to reasonably communicate or otherwise suffer severe
adverse effects. At the hearing on the motion, the State called Nicole Schaeffer, a child therapist
who worked for Sexual Assault Family Emergencies (SAFE) that had been counseling A.M. since
February 2019. Schaeffer had been employed there for three years and was certified in trauma
focused cognitive behavior therapy. She also had extensive experience working with child sexual
abuse victims. The trial court recognized Schaeffer as an expert with no objection.
¶6 Schaeffer and A.M. met eight times. Schaeffer testified that A.M. exhibited typical signs
of trauma resulting from sexual abuse including posttraumatic stress disorder, and although she
would never completely shut down, she exhibited a hesitancy to discuss what happened to her.
Schaeffer also testified that A.M. had mentioned what had happened to her but was uncomfortable
talking about it. A.M. indicated to her that she was sad and angry about what happened and would
slump in her chair and get quieter when discussing it. Schaeffer testified that A.M. was more
hesitant to talk about things than most, and she had concerns about A.M. testifying in court.
2
Specifically, Schaeffer worried that if A.M. was required to testify in the defendant’s presence,
she would shut down. Schaeffer testified that if A.M. had to testify in the defendant’s presence,
she would likely suffer severe emotional distress that would likely result in adverse effects. The
trial court granted the State’s request to allow A.M. to testify via closed-circuit television.
¶7 At the bench trial, the State first called A.M. to testify. A.M. testified that the defendant
gave her a bad touch. When asked what she meant by that, she explained that the defendant
“touched [her] in [her] private.” She also testified that the defendant touched her private under her
underwear with his hand, and that he moved his hand on her private. Victoria, A.M.’s
grandmother, Amber Mitchell, A.M.’s mother, and Heather Marcum, Amber’s girlfriend, all
testified that they had spoken with A.M., who told each of them the defendant gave her a bad
touch. Mitchell also testified that, after she confronted the defendant, he told her, “I guess Satan
got into me.”
¶8 Child advocate Alexis Church interviewed A.M. on January 15, 2019, which was admitted
into evidence as State’s Exhibit 2. During the interview, A.M. explained that, while she and the
defendant were working together, he touched her private under her clothes with his fingers. A.M.
also showed Church that she knew that her “private” was her “vagina.” When asked, A.M. told
Church the defendant “just rubbed it,” which made her feel uncomfortable.
¶9 After the bench trial, the trial court found A.M. to be a credible witness and that the State
had met its burden. Considering the evidence, the judge found the defendant had been proven
guilty beyond a reasonable doubt.
¶ 10 II. ANALYSIS
¶ 11 On appeal, the defendant first argues that the State failed to present sufficient evidence of
sexual penetration, and therefore, the State failed to prove beyond a reasonable doubt that the
3
defendant was guilty of count I, predatory criminal sexual assault of a child. The State advances
two counterarguments: first, that the “sexual penetration” language in the information was “mere
surplusage,” and thus, the State could prove the defendant guilty based on any of the grounds listed
in the statute, not only sexual penetration; or second, that the State sufficiently proved sexual
penetration occurred. We address each in turn.
¶ 12 A. Defendant’s Conviction
¶ 13 1. Surplusage
¶ 14 The State argues that it did not need to prove penetration because the information alleged
the defendant committed the offense by touching A.M.’s vagina with his hand, and the inclusion
of “sexual penetration” was mere surplusage. We disagree.
¶ 15 An information charging predatory criminal sexual assault of a child must plead allegations
establishing contact or penetration. 720 ILCS 5/11-1.40(a)(1) (West 2018); see People v. Kidd,
2022 IL 127904, ¶ 20. Specifically, a person commits predatory criminal sexual assault of a child
if the following elements are proven: the person is 17 years of age or older; that person either
commits an act of contact, however slight, between the sex organ or anus of one person and the
part of the body of another for the purpose of sexual gratification or arousal of the victim or the
accused, or an act of sexual penetration; and the victim is under 13 years of age. 720 ILCS 5/11-
1.40(a)(1) (West 2018).
¶ 16 “Sexual penetration” is defined as
“any contact, however slight, between the sex organ or anus of one person and an object or
the sex organ, mouth, or anus of another person, or any intrusion, however slight, of any
part of the body of one person or of any animal or object into the sex organ or anus of
another person, including, but not limited to, cunnilingus, fellatio, or anal penetration.
4
Evidence of emission of semen is not required to prove sexual penetration.” (Emphasis
added.) Id. § 11-0.1.
The Illinois Supreme Court has interpreted this definition to include two types of conduct. See
People v. Maggette, 195 Ill. 2d 336, 346-47 (2001). The first clause provides for contact and the
second clause provides for intrusion. Id.¶ 17 Thus, a person is guilty of predatory criminal sexual assault if that person is 17 years of
age or older, the victim is under 13 years old, and the person commits any of the following acts:
(A) any contact, however slight, between the sex organ or anus of one person and the part of the
body of another for the purpose of sexual gratification or arousal of either the victim or the accused;
or (B) any contact, however slight, between the sex organ or anus of one person and an object or
the sex organ, mouth, or anus of another person; or (C) any intrusion, however slight, of any part
of the body of one person or object into the sex organ or anus of another person, including, but not
limited to, cunnilingus, fellatio, or anal penetration. With this context established, we turn to
whether the words “sexual penetration,” as used in the charging instrument, were surplusage.
¶ 18 It is established that “ ‘the theory under which a case is tried in the trial court cannot be
changed on review.’ ” People v. Hunt, 234 Ill. 2d 49, 56 (2009) (quoting In re Marriage of
Schneider, 214 Ill. 2d 152, 172 (2005)). Moreover, the purpose of a charging instrument is to
inform the accused of the nature of the charges to enable a defendant to prepare a defense and to
allow any subsequent judgment flowing therefrom to be used as a bar to further prosecution for
the same conduct. People v. Yarbrough, 162 Ill. App. 3d 748, 749 (1987); see also People v.
Alvarado, 301 Ill. App. 3d 1017, 1023 (1998). A defendant has a fundamental right to be informed
of the nature and cause of criminal accusations. People v. Walton, 2013 IL App (3d) 110630, ¶ 20;
see 725 ILCS 5/111-3 (West 2014). As part of that right, subsection 111-3(a)(3) provides that the
5
charging instrument must set forth the nature and elements of the offense charged. 725 ILCS
5/111-3(a)(3) (West 2014). The charging instrument must give notice of the elements of
the charge and particularize it with allegations of the essential facts to enable the accused to
prepare a defense which, if successful, would bar further prosecution for the same offense. People
v. Smith, 99 Ill. 2d 467, 471 (1984).
¶ 19 The information in this case reads:
“That on or about January 10, 2019, in Marion County, Illinois, CARL L.
PRIVATT committed the offense of predatory criminal sexual assault of a child in that
said defendant, a person of 17 years of age or over, committed an act of sexual penetration
with A.M., a child under the age of 13 years when the act was committed, in that he touched
A.M.’s vagina with his hand, in violation of 720 ILCS 5/11-1.40(a)(1).”
¶ 20 As stated, the State argues that the inclusion of “sexual penetration” in the information was
mere surplusage, and thus, the trial court could find the defendant guilty based on any of the
aforementioned grounds. The defendant disagrees and argues that the State is now trying to change
its theory of the case on appeal from originally arguing the “sexual penetration” intrusion clause.
¶ 21 “It is well established that where a charging instrument alleges all the essential elements of
an offense, ‘other matters unnecessarily added may be regarded as
surplusage.’ ” People v. Kirkpatrick, 2020 IL App (5th) 160422, ¶ 55 (quoting People v. Collins,
214 Ill. 2d 206, 219 (2005)). However, here, “sexual penetration” is not “other matters,” rather, it
is an element of the crime. The statute clearly lays out two distinct and separate grounds which
serve the basis for the crime: contact or penetration. Listing “sexual penetration” puts the
defendant on notice for what he is being charged of, and thus, instructs him on how he should
structure his defense. The inclusion here can hardly be considered mere surplusage.
¶ 22 For example, in Collins, our supreme court held that the naming of specific officers was
surplusage because it was neither material nor prejudicial to defendant. Collins, 214 Ill. 2d at 219.
6
There, the charge named two officers as victims. The court reasoned that the “specific identity of
the victim is not an essential element of the offense of reckless discharge of a firearm.” Id. at 220.
While the charge named a victim, it did not need to, it only needed to allege a defendant caused
bodily harm to or endangered the bodily safety of an individual. Id.
¶ 23 In Durdin, the State charged a defendant with two counts of delivery of controlled
substances: count I of the indictment alleged he delivered less than one gram of cocaine and count
II alleged that he delivered less than 10 grams of heroin. People v. Durdin, 312 Ill. App. 3d 4, 5
(2000). The evidence at trial established that police recovered heroin from defendant but there
was no evidence that defendant possessed cocaine. Id. However, the trial court found the
defendant guilty of both charges. Id. On appeal, the appellate court reversed that defendant’s
conviction for delivery of cocaine, finding there was a material variance between allegations of
the indictment that defendant possessed cocaine and the evidence at trial showing that defendant
possessed heroin. Id. The court recognized there was a variance in that case as it “was material
because it was the controlled substance allegedly delivered, an element of the charge.” Id.¶ 24 Here, the information stated the defendant was over 17 years old and the victim was under
13 years old and charged the defendant with committing “an act of sexual penetration with A.M.
*** in that he touched A.M.’s vagina with his hand, in violation of 720 ILCS 5/11-1.40(a)(1).”
This laid out the elements of the offense as proscribed in the statute. First, that the defendant is a
person over the age of 17, the victim is a person under the age of 13, and that the defendant
committed an act of sexual penetration. This would mean that at trial the State would have to
prove the defendant committed “sexual penetration,” or in other words, either any contact,
however slight, between the sex organ or anus of one person and an object or the sex organ, mouth,
or anus of another person, or any intrusion, however slight, of any part of the body of one person
7
or object into the sex organ or anus of another person, including, but not limited to, cunnilingus,
fellatio, or anal penetration. For contact to be sufficient, the defendant would have needed to use
his sex organ, anus, or object.1 Meanwhile, for fingers or hands to be sufficient for sexual
penetration, there must be intrusion into the victim’s sex organ. As such, “sexual penetration” is
an element of the offense, and, therefore, cannot be considered surplusage in this context.
¶ 25 Furthermore, every action and argument made by the State at trial was in furtherance of
this charge and was based on proving the element of sexual penetration. In closing arguments, the
State argued that,
“Your Honor, the defendant has been charged with the offense of predatory criminal sexual
assault of a child. Specifically, it has been charged that on January 10th of this year he
committed this offense in that he committed sexual penetration by making contact,
however slight, between the vagina of—it’s A.M. *** and his hand.”
The State also asserted that,
“In terms of elements of the offense, essentially and this may be simplifying it, but really
what the Court is looking at is three main things. One, was the defendant 17 years of age
or older which I don’t think anyone is going to contest. Two, whether the victim was under
the age of 13 years old. Which again, no one, I don’t believe, will contest. And then the
third, whether an act of sexual penetration occurred.”
The State then told the court that, “So, clearly, what the parties are disagreeing on I think today
would be whether an act of sexual penetration occurred.” The State concluded that, “the evidence
before the Court has shown beyond a reasonable doubt this defendant is over the age of 17. [A.M.]
was under the age of 13. And it also shows beyond a reasonable doubt that an act of sexual
penetration occurred.”
¶ 26 It is clear from the record that at the bench trial, “sexual penetration” was not mere
surplusage. But, even more fundamentally, as a matter of law, because sexual penetration was an
1
Our supreme court in Maggette instructed that a “defendant’s [hand or] finger cannot constitute
an ‘object,’ which came into contact with the victim’s vagina.” Maggette, 195 Ill. 2d at 350.
8
element of predatory criminal sexual assault of a child, it could not be surplusage. See 725 ILCS
5/111-3 (West 2014).
¶ 27 As such, we disagree with the State that it was not solely proceeding on a theory of sexual
penetration at trial. Because of this, the defendant was prejudiced by being unable to defend
against a new argument which was not alleged in the charging instrument nor brought up at trial.
Thus, we turn to whether the State sufficiently proved sexual penetration at trial.
¶ 28 2. Sufficient Evidence
¶ 29 When a defendant challenges the sufficiency of the evidence used to convict that
defendant, this court reviews the evidence presented at trial in the light most favorable to the
prosecution to determine whether any rational trier of fact could have found beyond a reasonable
doubt the essential elements of the crime or crimes of which a defendant was convicted. People
v. Saxon, 374 Ill. App. 3d 409 (2007). We will not reverse a criminal conviction unless the
evidence presented at trial is so unreasonable, improbable, or unsatisfactory as to justify a
reasonable doubt as to the guilt of a defendant. Id. at 416. We allow all reasonable inferences from
the record in favor of the prosecution, whether the evidence in the case is direct or
circumstantial. Id. However, a reviewing court will not accept unreasonable inferences from the
record. People v. Cunningham, 212 Ill. 2d 274, 280 (2004). Because the trier of fact saw and
heard the witnesses, its credibility determinations are afforded great weight. People v.
Wheeler, 226 Ill. 2d 92, 114-15 (2007).
¶ 30 Here, on appeal, the defendant does not challenge the credibility of any witness at trial;
instead, the defendant is only asserting that the State failed to prove its case beyond a reasonable
doubt based on the evidence offered. The defendant was over the age of 17 and the alleged victim
9
was under the age of 13 when the crime took place. At trial, the State admitted that the only
remaining element that was at issue was whether there was sexual penetration.
¶ 31 As was stated earlier, to prove sexual penetration, the State must prove that the defendant
either committed an act of either contact, however slight, between the sex organ or anus of one
person and an object or the sex organ, mouth, or anus of another person, or any intrusion, however
slight, of any part of the body of one person or of any animal or object into the sex organ or anus
of another person, including, but not limited to, cunnilingus, fellatio, or anal penetration. Here,
the State alleged sexual penetration occurred when the defendant touched the victim’s vagina with
his hand. The State never alleged the defendant used a sex organ, anus, or other object to touch
the victim. This leaves the intrusion clause.
¶ 32 The defendant argues the State never proved any intrusion. The State asserts it did prove
intrusion based on the evidence that the defendant touched the victim’s vagina and rubbed it. The
State cites to People v. Hillier, 392 Ill. App. 3d 66 (3d Dist. 2009), in support of this position.
¶ 33 In Hillier, the court stated that, “A jury may reasonably infer that an act of penetration
occurred based on testimony that the defendant ‘rubbed,’ ‘felt’ or ‘handled’ the victim’s vagina.”
Id. at 69 (citing People v. Bell, 234 Ill. App. 3d 631, 637 (1992)). Furthermore, Hillier held that
an inference of penetration is only unreasonable if the victim explicitly denies penetration
occurred. See id. However, this proposition is at direct odds with our supreme court’s holding in
People v. Maggette, 195 Ill. 2d 336 (2001). There, our supreme court expressed that mere touching
or rubbing of a victim’s sex organ or anus with a hand or finger did not prove sexual penetration.
Id. at 352.
¶ 34 Other courts have recognized this conflict. In People v. Sanchez, the court stated:
“It is unreasonable to infer that defendant digitally penetrated the victim merely because
she did not specifically deny it. Moreover, this argument is inconsistent with the plain
10
language of Maggette and we decline to follow the pre-Maggette line of cases holding that
‘rubbing,’ ‘feeling,’ or ‘touching’ the vagina, in the absence of other evidence, is sufficient
to prove intrusion.” People v. Sanchez, 2021 IL App (2d) 190482, ¶ 25.
The Sanchez court went on to ultimately hold that because the victim testified only that defendant
touched her vagina, this was insufficient to prove intrusion. Id. ¶ 26.
¶ 35 Thus, we now join other courts and clarify that it is well settled law that evidence of a
defendant placing a hand or finger on a victim’s vagina or vaginal area absent other evidence is
insufficient to prove penetration. See, e.g., Maggette, 195 Ill. 2d at 352; People v. Alvarez, 2017
IL App (2d) 160136; People v. Lofton, 303 Ill. App. 3d 501, 507-08 (1999); People v. Garrett, 281
Ill. App. 3d 535, 545 (1996); see also People v. Hobbs, 2022 IL App (4th) 210471; People v.
Mitchell, 2016 IL App (1st) 133126-U, ¶ 71.
¶ 36 Turning now to the case before us, at trial, A.M. testified that the defendant gave her a bad
touch. When asked what she meant by that, she explained that the defendant “touched [her] in
[her] private.” She also testified that the defendant touched her private under her underwear with
his hand and that he moved his hand on her private. Child advocate Alexis Church interviewed
A.M. on January 15, 2019, which was admitted into evidence as State’s Exhibit 2. During the
interview, A.M. explained that, while she and the defendant were working together, he touched
her private under her clothes with his fingers. A.M. also showed Church that she knew that her
“private” was her “vagina.” When asked, A.M. told Church the defendant “just rubbed it,” which
made her feel uncomfortable.
¶ 37 Here, the evidence submitted at trial was insufficient to prove intrusion, and, thus, sexual
penetration. The State never established that the defendant made contact between his sex organ,
mouth, anus, or other object and the sex organ or anus of the victim, or any intrusion of any part
of his body or object into the sex organ or anus of the victim. See Hobbs, 2022 IL App (4th)
11
210471, ¶ 21 (“We take from Maggette the basic rule that if the State charges a crime where sexual
penetration by way of a hand or a finger is an element, then it must prove intrusion.”). Although
A.M. testified that he touched her in her private, this alone is insufficient to prove the defendant
committed the act of intrusion beyond a reasonable doubt, especially where she later explained he
“just rubbed it.” See Maggette, 195 Ill. 2d at 352 (“The victim’s brief and vague reference to her
vaginal area is not sufficient to prove an ‘intrusion’ and cannot support a conviction of criminal
sexual assault.”).
¶ 38 In sum, we hold that the State did not provide sufficient evidence beyond a reasonable
doubt that the defendant committed an act of sexual penetration, an essential element of the
offense.
¶ 39 3. Relief
¶ 40 Having determined that the State’s evidence was insufficient to establish the element of
“sexual penetration,” we must determine the proper relief. The defendant asks that this court either
reverse his conviction or, in the alternative, reduce his conviction to aggravated criminal sexual
abuse, as the court did in People v. Guerrero, 2018 IL App (2d) 160920, ¶¶ 60-73; see also Ill. S.
Ct. R. 615(b)(3) (eff. Jan. 1, 1967).
¶ 41 A defendant in a criminal prosecution has a fundamental due process right to notice of the
charges brought against him. People v. DiLorenzo, 169 Ill. 2d 318, 321 (1996). For this reason,
a defendant may not be convicted of an offense he has not been charged with committing. People
v. Baldwin, 199 Ill. 2d 1, 6 (2002); see also People v. Knaff, 196 Ill. 2d 460, 472 (2001). A
defendant may, however, be convicted of an uncharged offense if it is a lesser-included offense of
a crime expressly charged in the charging instrument (People v. Novak, 163 Ill. 2d 93, 105 (1994)),
12
and the evidence adduced at trial rationally supports a conviction on the lesser-included offense
and an acquittal on the greater offense (id. at 108).
¶ 42 The first step when deciding whether a defendant has been properly convicted of an
uncharged offense is determining whether the offense is “included” in the offense that was
charged. People v. Kolton, 219 Ill. 2d 353, 360 (2006). Furthermore,
“Under the charging instrument approach, whether a particular offense is ‘lesser included’
is a decision which must be made on a case-by-case basis using the factual description of
the charged offense in the indictment. A lesser offense will be ‘included’ in the charged
offense if the factual description of the charged offense describes, in a broad way, the
conduct necessary for the commission of the lesser offense and any elements not explicitly
set forth in the indictment can reasonably be inferred.” Id. at 367.
Our supreme court in People v. Kennebrew, 2013 IL 113998, 47, held that under the charging
instrument approach, “the uncharged offense of aggravated criminal sexual abuse is a lesser-
included offense of predatory criminal sexual assault.”
¶ 43 Here, we find the information contains a broad outline or foundation for the offense of
aggravated criminal sexual abuse. A person commits aggravated criminal sexual abuse if that
person is 17 years of age or over and commits an act of sexual conduct with a victim who is under
13 years of age. 720 ILCS 5/11-1.60(c) (West 2018). “Sexual conduct” means any knowing
touching or fondling by the victim or the accused, either directly or through clothing, of the sex
organs, anus, or breast of the victim or the accused, or any part of the body of a child under 13
years of age, or any transfer or transmission of semen by the accused upon any part of the clothed
or unclothed body of the victim, for the purpose of sexual gratification or arousal of the victim or
the accused. Id. § 11-0.1.
¶ 44 The information alleged that the defendant committed the offense of predatory criminal
sexual assault of a child in that he was a person of 17 years of age or over when he committed an
act of sexual penetration with A.M., a child under the age of 13, by touching A.M.’s vagina with
13
his hand, which would be encompassed within the definition of “sexual conduct.” Although the
information did not specify that the acts were done “for the purpose of sexual gratification,” this
purpose could reasonably be inferred. Guerrero, 2018 IL App (2d) 160920, ¶ 67; see Kolton, 219
Ill. 2d at 371, and Kennebrew, 2013 IL 113998, ¶¶ 33-36. Thus, we find that the information was
sufficiently broad as to include a lesser-included offense.
¶ 45 Having determined that the information includes the lesser-included offense, the second
step is to “examine the evidence adduced at trial to decide whether the evidence rationally supports
a conviction on the lesser offense.” Kolton, 219 Ill. 2d at 361. Here, the evidence clearly
established that the defendant was guilty of the lesser-included offense of aggravated criminal
sexual abuse.
¶ 46 The defendant was over the age of 17 and the victim was under the age of 13 at the time
the acts were committed. At the bench trial, the trial court found the defendant guilty of sexual
penetration. Although we have now held that the State failed to prove penetration beyond a
reasonable doubt, it is clear from the record that the State at least proved that the defendant touched
the victim’s vagina with his hand. The remaining element of “for the purpose of sexual
gratification or arousal of the victim or the accused” can be inferred from the act. The intent to
arouse or satisfy sexual desires can be established by circumstantial evidence, and the trier of fact
may infer a defendant’s intent from his conduct. People v. Burton, 399 Ill. App. 3d 809, 813
(2010); see People v. Balle, 234 Ill. App. 3d 804, 813 (1992); see also People v. Bailey, 311 Ill.
App. 3d 265, 267 (2000).
¶ 47 Therefore, based on these unique facts and the compelling evidence that the defendant was
guilty of the lesser-included offense of aggravated criminal sexual abuse, we modify the
defendant’s present conviction to that lesser-included offense. Because the trial court is in a better
14
position than the court of review to impose appropriate punishment, we remand for sentencing on
the modified conviction. See People v. Kurtz, 37 Ill. 2d 103, 111-12 (1967).
¶ 48 B. Closed-Circuit Testimony
¶ 49 The defendant also alleges his sixth amendment rights were violated because the trial court
allowed A.M. to testify via closed-circuit television. First, the defendant argues that the United
States Supreme Court overruled the precedent creating an exception to the confrontation clause set
forth in Maryland v. Craig, 497 U.S. 836 (1990); second, the defendant alternatively argues that
the testimony violated the sixth amendment where the State failed to meet its burden of proof.
¶ 50 1. Constitutionality of Section 106B-5
¶ 51 Section 106B-5 of the Code of Criminal Procedure of 1963 states, in pertinent part, as
follows:
“In a proceeding in the prosecution of an offense of criminal sexual assault, predatory
criminal sexual assault of a child, aggravated criminal sexual assault, criminal sexual
abuse, aggravated criminal sexual abuse, aggravated battery, or aggravated domestic
battery, a court may order that the testimony of a victim who is a child under the age of 18
years *** be taken outside the courtroom and shown in the courtroom by means of a closed
circuit television if:
(1) the testimony is taken during the proceeding; and
(2) the judge determines that testimony by the child victim *** in the
courtroom will result in the child *** suffering serious emotional distress such that
the child *** cannot reasonably communicate or that the child *** will suffer
severe emotional distress that is likely to cause the child *** to suffer severe
adverse effects.” 725 ILCS 5/106B-5(a) (West 2018).
¶ 52 This codified the holding in Craig, where the Supreme Court held that “a State’s interest
in the physical and psychological well-being of child abuse victims may be sufficiently important
to outweigh, at least in some cases, a defendant’s right to face his or her accusers in court.” Craig,
497 U.S. at 853.
15
¶ 53 Although the defendant argues this statute may be unconstitutional, Craig remains good
law as reiterated by our supreme court in People v. Cuadrado, 214 Ill. 2d 79, 89 (2005). See also
People v. Pope, 2020 IL App (4th) 180773, ¶ 46. In Cuadrado, our supreme court reiterated the
principle of Craig stating, “[w]hile the confrontation clause represents a preference for face-to-
face confrontation, that preference ‘must occasionally give way to considerations of public policy
and the necessities of the case.’ ” (Internal quotation marks omitted.) Accordingly, the defendant’s
argument lacks merit.
¶ 54 2. Burden of Proof
¶ 55 We review a trial court’s decision to allow testimony via closed-circuit television under an
abuse of discretion standard. See People v. Ely, 248 Ill. App. 3d 772, 776 (1993).
¶ 56 At the hearing on the State’s motion to allow A.M. to testify through a closed-circuit
television pursuant to section 106B-5, the State called Nicole Schaeffer to testify. Schaeffer was
a child therapist that had been counseling A.M. since February 2019. The pair had met eight times.
Schaeffer testified that A.M. exhibited typical signs of trauma resulting from sexual abuse
including posttraumatic stress disorder and a hesitancy to discuss what happened to her.
¶ 57 Schaeffer testified that A.M. had mentioned what happened to her but was uncomfortable
talking about it. A.M. indicated she was sad and angry about what happened and would slump in
her chair and get quieter when discussing what happened. Schaeffer also testified that A.M. was
more hesitant to talk about things than most, and she expected that if A.M. was required to testify
in the defendant’s presence, she would shut down and likely suffer severe emotional distress that
would likely result in adverse effects.
¶ 58 The defendant argues that because he was charged with only one offense this somehow
mitigates the difficult position A.M. was in. We disagree. The amount of offenses a defendant
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may be charged with pertaining to one victim is not dispositive of whether that victim may testify
via closed-circuit television.
¶ 59 The defendant also argues that there is no evidence that A.M. could not testify in court and
that Schaeffer testified that the signs of trauma A.M. exhibited were typical. First, it is hard to
understand why so-called typical signs of trauma would lower the risk of trauma a minor could
suffer if she is already in a vulnerable state, as A.M. was here. The statute does not require the
witness exhibit atypical signs of suffering. Thus, this argument lacks merit.
¶ 60 Based on the testimony offered by A.M.’s therapist, we find the trial court did not abuse
its discretion in allowing her to testify via closed-circuit television.
¶ 61 C. Evidence at Sentencing
¶ 62 The defendant argues that the trial court deprived him of a fair sentencing hearing when it
considered Dr. Cuneo’s fitness report as evidence in aggravation. The defendant argues that the
use of such evidence is prohibited by section 104-14 of the Code of Criminal Procedure of 1963
(725 ILCS 5/104-14 (West 2018)). The State contends that the evidence was properly considered
because the defendant testified at the hearing and made his mental state a contested issue, and
moreover, the State argues the report did not include an opinion regarding the defendant’s
rehabilitative potential or his propensity to commit crime.
¶ 63 Because we have modified the defendant’s conviction and remanded for resentencing, this
issue is now moot. However, on remand, if the issue should arise again, the trial court should note
our supreme court’s decision in People v. Kashney, 111 Ill. 2d 454, 461 (1986).
¶ 64 III. CONCLUSION
¶ 65 Accordingly, we hold that the defendant was not proven guilty beyond a reasonable doubt
of predatory criminal sexual assault of a child as alleged in the information but was proven guilty
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of aggravated criminal sexual abuse. Thus, we modify his conviction. As such, the case is
remanded for sentencing on the modified conviction. Because we reach our decision on these
grounds, we decline to address the other issue raised on appeal.
¶ 66 Affirmed as modified; cause remanded with directions.
¶ 67 JUSTICE VAUGHAN, concurring in part and dissenting in part:
¶ 68 While I agree with the majority’s finding that the trial court did not abuse its discretion
when it allowed the minor to testify via closed-circuit television, I respectfully disagree with the
majority’s finding that the trial court erred when it found the defendant guilty beyond a reasonable
doubt of the offense of predatory criminal sexual assault of a child (720 ILCS 5/11-1.40 (West
2018)).
¶ 69 “Where a criminal conviction is challenged based on insufficient evidence, a reviewing
court, considering all of the evidence in the light most favorable to the prosecution, must determine
whether any rational trier of fact could have found beyond a reasonable doubt the essential
elements of the crime.” (Emphasis added.) People v. Siguenza-Brito, 235 Ill. 2d 213, 224 (2009)
(citing Jackson v. Virginia, 443 U.S. 307, 318-19 (1979)). The trier of fact has the responsibility
to “fairly *** resolve conflicts in the testimony, to weigh the evidence, and to draw reasonable
inferences from basic facts to ultimate facts.” (Internal quotation marks omitted.) Id. (quoting
People v. Howery, 178 Ill. 2d 1, 38 (1997), quoting Jackson, 443 U.S. at 319). “[T]he reviewing
court must allow all reasonable inferences from the record in favor of the prosecution.” People v.
Cunningham, 212 Ill. 2d 274, 280 (2004).
¶ 70 As cited by the majority, section 11-1.40(a)(1) of the Criminal Code of 2012 (Code)
provides a person commits predatory criminal sexual assault of a child if the following elements
are proven: (1) the person is 17 years of age of older; (2) that person either commits an act of
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contact, however slight, between the sex organ or anus of one person and the part of the body of
another for the purpose of sexual gratification or arousal of the victim or the accused, or an act of
sexual penetration; and (3) the victim is under 13 years of age. 720 ILCS 5/11-1.40(a)(1) (West
2018). The issue before this court is whether the State proved an act of sexual penetration occurred.
¶ 71 In pertinent part, the Code provides that “ ‘[s]exual penetration’ means *** any intrusion,
however slight, of any part of the body of one person or of any animal or object into the sex organ
or anus of another person, including, but not limited to, cunnilingus, fellatio, or anal penetration.
Evidence of emission of semen is not required to prove sexual penetration.” Id. § 11-0.1.
¶ 72 In the case now before us, when the State questioned A.M. about what occurred with the
defendant, A.M. testified that “he gave me a bad touch.” When the prosecutor asked exactly what
the defendant did, A.M. replied, “Touched me in my private.” (Emphasis added.) A.M. affirmed
that she was wearing underwear at the time of the assault and that he touched her “[u]nder” her
underwear with “[h]is hand” and “[h]e moved it.”
¶ 73 I find this case to be on par with People v. Hillier, 392 Ill. App. 3d 66 (2009). In Hillier,
when asked where the defendant placed his finger, the victim testified, “my vagina.” Id. at 69. She
never denied that the defendant penetrated her. Id. In finding the defendant guilty of predatory
criminal sexual assault of a child beyond a reasonable doubt, the appellate court found, “[a] jury
may reasonably infer that an act of penetration occurred based on testimony that the defendant
‘rubbed,’ ‘felt’ or ‘handled’ the victim’s vagina.” Id. It continued, “[s]uch an inference is
unreasonable only if the victim denies that penetration occurred.” Id. In the case before this court,
A.M. identified her “private.” She testified that the defendant “touched [her] in [her] private” under
her underwear with his hand and “moved” his hand while touching her. (Emphasis added.) A.M.
never denied that penetration occurred. Quite to the contrary, A.M. testified that the defendant
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touched her in her private. I believe it was reasonable for the trial court to draw an inference that
penetration occurred based on A.M.’s testimony.
¶ 74 The majority has likened this case to Maggette in which our supreme court found that mere
touching or rubbing of a victim’s sex organ or anus with a hand or finger did not prove sexual
penetration. People v. Maggette, 195 Ill. 2d 336, 352 (2001). However, that case is distinguishable
from the one now before us. In that case, the victim testified that the defendant rubbed and caressed
her “in [her] vagina area.” Id. The court found the victim’s general reference to her vaginal area
was insufficient to prove an intrusion occurred. Id.¶ 75 Citing Maggette, the majority has stated that it is now joining other courts in finding “that
evidence of a defendant placing a hand or finger on a victim’s vagina or vaginal area absent other
evidence is insufficient to prove penetration.” Supra ¶ 35. However, in the case before this court,
there is other evidence that penetration occurred. A.M. clearly testified that the defendant “touched
[her] in [her] private,” under her underwear with his hand, and “moved” his hand while touching
her. (Emphasis added.)
¶ 76 Again, I believe it was reasonable for the trial court to draw an inference from this
testimony that penetration occurred. Therefore, when considering all the evidence in the light most
favorable to the prosecution, the trial court could rationally find the prosecution proved the
defendant guilty beyond a reasonable doubt of the offense of predatory criminal sexual assault of
a child.
¶ 77 For the foregoing reasons, I dissent.
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