Daniel E. Norris v. The Supervised Estate of Martha A. Norris, (mem. dec.)

MEMORANDUM DECISION FILED
Pursuant to Ind. Appellate Rule 65(D), May 06 2016, 7:56 am
this Memorandum Decision shall not be CLERK
Indiana Supreme Court
regarded as precedent or cited before any Court of Appeals
and Tax Court
court except for the purpose of establishing
the defense of res judicata, collateral
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEY FOR APPELLEE
William Joseph Jenner Robert D. Wickens
Jenner, Pattison, Sutter & Wynn, LLP Wickens & Wickens, LLC
Madison, Indiana Greensburg, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Daniel E. Norris, May 6, 2016
Appellant, Court of Appeals Case No.
40A04-1506-ES-631
v. Appeal from the Jennings Circuit
Court
The Supervised1 Estate of The Honorable Jon W. Webster,
Martha A. Norris, Deceased, Judge
1
Daniel Norris brought this appeal as “Daniel E. Norris vs The Unsupervised Estate of Martha A. Norris,
Deceased.” (Notice of Appeal at 1.) The case is so captioned on Daniel’s brief. The appealed order is
captioned “In the Matter of the Unsupervised Estateof: [sic] Martha A. Norris, Deceased,” (Appellant’s App.
at 40), but the lower court’s cause number, 40C01-1403-ES-002, indicates the estate was supervised. The
Appellee’s Brief is captioned “Daniel E. Norris vs the Supervised Estate of Martha A. Norris, Deceased”
(emphasis added).
In its brief, the Appellee says the case was brought in Bartholomew County as a petition for supervised
administration, then transferred to Jennings County. But as authority for that statement, the Appellee directs
us only to Daniel’s “Verified Affidavit/Petition to Contest Will.” (App. at 7, 8.) Neither party directs us to
any petition for supervised administration in the record. We have captioned our decision in a manner
Court of Appeals of Indiana | Memorandum Decision 40A04-1506-ES-631 | May 6, 2016 Page 1 of 6
Appellee-Plaintiff. Trial Court Cause No.
40C01-1403-ES-2
May, Judge.
[1] Daniel Norris challenged a will executed by his mother Martha Norris, and the
trial court found the will valid. As Martha was not of unsound mind or unduly
influenced to revise her will, we affirm.
Facts and Procedural History
[2] Daniel is one of Martha’s four children. In January 2009, the Jennings Circuit
Court determined Martha was “incapable of handling the investment and detailed
aspects of her property, and is thereby found to be an incapacitated person under
Indiana law.” (Petitioner’s Ex. 3) (emphasis added). Therefore, it found a
“limited” guardianship over her estate was necessary. Id. The trust department
at Martha’s bank was appointed her limited guardian.
consistent with the cause number. The status of the estate as supervised or unsupervised does not affect our
analysis.
Court of Appeals of Indiana | Memorandum Decision 40A04-1506-ES-631 | May 6, 2016 Page 2 of 6
[3] In March 2011, the court heard evidence on several issues related to the
guardianship. In an Order on All Pending Issues the court noted “serious
differences have now arisen among the siblings regarding management of
Martha’s estate,” (Petitioner’s Ex. 4), and it “suggest[ed]” Martha “revisit her
death planning to clean up much of this mess.” (Id.) The court acknowledged
it could not compel her to do so, but it appointed a guardian ad litem to help her
decide “what, if any, testamentary planning she wishes.” (Id.)
[4] In May 2011, Martha’s guardian ad litem drafted a new will after meeting with
her, one of the children, counsel for two of the children, and counsel for the
trust department at Martha’s bank. Martha died in May 2013. The trust
department, as limited guardian, petitioned for probate of the will, and Daniel
contested it. After a bench trial the court found the will valid and enforceable.
Discussion and Decision
[5] In a will contest, the contestor who objects to the probate of a will or tests the
validity of a will after probate bears the burden of proof. Ind. Code § 29-1-7-20;
Fitch v. Maesch, 690 N.E.2d 350, 352 (Ind. Ct. App. 1998), trans. denied. As
Daniel lost at trial, he is appealing a negative judgment, which we reverse only
if it is contrary to law. See id. We cannot reweigh the evidence or judge the
credibility of any witness. In re Estate of Holt, 870 N.E.2d 511, 514 (Ind. Ct.
App. 2007), reh’g denied, trans. denied.
[6] Neither party asked the trial court to enter specific findings of fact pursuant to
Ind. Trial Rule 52. In such a case, a general finding or judgment will control as
Court of Appeals of Indiana | Memorandum Decision 40A04-1506-ES-631 | May 6, 2016 Page 3 of 6
to issues on which the trial court has not expressly found, and special findings
will control only as to those issues they cover. Sizemore v. H & R Farms, Inc., 638
N.E.2d 455, 457 (Ind. Ct. App. 1994), reh’g denied, trans. denied. A general
judgment will be affirmed on any legal theory consistent with the evidence. Id.When reviewing a general judgment we presume the trial court correctly
followed the law. Id. The presumption that the trial court correctly followed
the law is one of the strongest presumptions applicable to our consideration of a
case on appeal. Id.[7] Undue influence 2 is defined as “the exercise of sufficient control over the
person, the validity of whose act is brought into question, to destroy his free
agency and constrain him to do what he would not have done if such control
had not been exercised.” In re Estate of Wade, 768 N.E.2d 957, 962 (Ind. Ct.
App. 2002), trans. denied. It is an intangible thing that only in the rarest
2
In his brief Daniel says “[t]he only question was whether or not Martha Norris was under sound mind to
execute the Will and was she under any undue influence.” (Br. of Appellant at 7.) His argument, however,
addresses only undue influence.
“Unsound mind” refers to a person “of such a degree of unsoundness of mind as incapacitates him from
making a will according to the standard fixed by the adjudicated cases for testamentary capacity.” Blough v.
Parry, 144 Ind. 463, 43 N.E. 560, 562 (1896). That standard is:
One who has sufficient mind to know and understand the business in which he is engaged,
who has sufficient mental capacity to enable him to know and understand the extent of his
estate, the persons who would naturally be supposed to be the objects of his bounty, and
who could keep these in his mind long enough to, and could, form a rational judgment in
relation to them
has testamentary capacity. Id.Daniel notes Martha had been declared incapacitated in 2009, but there was evidence before the court that
when she executed the new will in 2011, she understood the extent of her property and the natural objects of
her bounty, and that the will reflected her wishes. We cannot reweigh that evidence. See, e.g., In re Estate of
Holt, 870 N.E.2d 511, 514 (Ind. Ct. App. 2007).
Court of Appeals of Indiana | Memorandum Decision 40A04-1506-ES-631 | May 6, 2016 Page 4 of 6
instances is susceptible of what may be termed direct or positive proof. Gast v.
Hall, 858 N.E.2d 154, 166 (Ind. Ct. App. 2006), reh’g denied, trans. denied. As
such, undue influence may be proven by circumstantial evidence, and the only
positive and direct proof required is of facts and circumstances from which
undue influence may reasonably be inferred. Id.[8] Daniel asserts that because the trial court suggested Martha revisit her death
planning, Martha “was being influenced by the court to revisit her will and any
change would have resulted from that influence.” (Br. of Appellant at 8.) We
can find no facts or circumstances from which undue influence by the Jennings
Circuit Court may be inferred. 3 Daniel directs us to no evidence from which it
could be inferred the trial court’s “suggestion” and its appointment of a
guardian ad litem in any way amounted to “control” over Martha, or that the
court’s actions destroyed her free agency and constrained her to do what she
“would not have done if such control had not been exercised.” Estate of Wade,
768 N.E.2d at 962. To the contrary, there was evidence the will that was
3
As there was no undue influence, we need not address Daniel’s argument that the trial court applied the
wrong burden of proof.
Daniel also argues the trial court erred “in validating a will that was the result of a Court order in a
guardianship proceeding and did not receive court approval.” (Br. of Appellant at 10.) Daniel offers no
explanation or citation to authority to support the premise court approval in circumstances like these was
required. We therefore will not address that allegation of error. See, e.g., Watson v. Auto Advisors, Inc., 822
N.E.2d 1017, 1027 (Ind. Ct. App. 2005) (when a party does not provide argument and citation to authority,
its arguments are waived for appellate review), trans. denied; see also Ind. Appellate Rule 46(A)(8)(a) (appellate
argument must “contain the contentions of the appellant on the issues presented, supported by cogent
reasoning. Each contention must be supported by citations to the authorities, statutes, and the Appendix or
parts of the Record on Appeal relied on, in accordance with Rule 22”).
Court of Appeals of Indiana | Memorandum Decision 40A04-1506-ES-631 | May 6, 2016 Page 5 of 6
executed after the court made its suggestion accurately reflected Martha’s
wishes.
Conclusion
[9] We decline to hold an inference of undue influence could arise from this trial
court’s suggestion that Martha revisit her death planning and its appointment of
a guardian ad litem to assist her if she wished to do so. We accordingly affirm
the trial court’s judgment.
[10] Affirmed.
Najam, J., and Riley, J., concur.
Court of Appeals of Indiana | Memorandum Decision 40A04-1506-ES-631 | May 6, 2016 Page 6 of 6