Robert P. Stoppenhagen v. State of Indiana (mem. dec.)

MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D), this Mar 19 2015, 9:37 am
Memorandum Decision shall not be regarded as
precedent or cited before any court except for the
purpose of establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Gregory L. Fumarolo Gregory F. Zoeller
Fort Wayne, Indiana Attorney General of Indiana
Lyubov Gore
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Robert P. Stoppenhagen, March 19, 2015
Appellant-Defendant, Court of Appeals Case No.
76A04-1408-CR-374
v. Appeal from the Steuben Superior
Court
State of Indiana, The Honorable William C. Fee,
Appellee-Plaintiff. Judge
Cause No. 76D01-1202-FD-125
Brown, Judge.
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[1] Robert P. Stoppenhagen appeals his conviction for operating a vehicle while
intoxicated as a class D felony. Stoppenhagen raises two issues which we
consolidate and restate as whether the evidence is sufficient to support
Stoppenhagen’s conviction. We affirm.
Facts and Procedural History
[2] In the early morning hours of January 21, 2012, Steuben County Sheriff’s
Deputy Rex Snider was on patrol in a fully marked patrol vehicle and was
traveling westbound on Baker Road approaching Old 27 in Steuben County.
At approximately 2:40 a.m., Deputy Snider observed some headlights and a
vehicle sitting at Lane 140 on Lake George. Deputy Snider pulled up to a stop
sign and decided to go north to check to make sure that the vehicle was not in
distress. Deputy Snider passed the vehicle and observed the driver’s door open,
the interior lights illuminated, and Stoppenhagen standing next to the vehicle
urinating. Deputy Snider pulled up a bit farther so that he could turn around
and make contact with Stoppenhagen.
[3] When Stoppenhagen saw Deputy Snider, he quickly entered his vehicle and
attempted to leave by driving his vehicle southbound on Old 27. Deputy Snider
activated his emergency lights, and Stoppenhagen stopped his vehicle. Deputy
Snider asked Stoppenhagen why he was urinating outdoors, and he said that he
had just left his girlfriend’s house. Deputy Snider asked why he did not “go
there,” and Stoppenhagen said “[j]ust because it’s cold.” Transcript at 78.
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[4] Deputy Snider observed that Stoppenhagen’s speech was slow and slurred, that
his eyes were red and watery, and that an odor of an alcoholic beverage was
coming from inside the vehicle. Deputy Snider asked Stoppenhagen if he had
been consuming alcohol, and Stoppenhagen stated that he had a drink
approximately an hour earlier. Deputy Snider asked Stoppenhagen for his
license and registration. Stoppenhagen pulled his wallet out and fumbled with
opening it, and Deputy Snider observed that Stoppenhagen’s manual dexterity
was poor as he attempted to retrieve his license from his wallet.
[5] Deputy Snider asked Stoppenhagen to exit his vehicle, and as he exited the
vehicle, Deputy Snider observed a fairly large wet spot in Stoppenhagen’s groin
area. Deputy Snider did not perform field sobriety tests because the road was
snow and ice covered.
[6] Typically, Deputy Snider would just have had Stoppenhagen’s vehicle towed,
but Stoppenhagen requested that his vehicle not be towed, and Deputy Snider
allowed him to contact his girlfriend to remove the vehicle. Deputy Michael
Kugler responded to the scene to assist Deputy Snider. The deputies obtained
Stoppenhagen’s consent to move his vehicle because it was partially in the
roadway. Deputy Kugler moved Stoppenhagen’s vehicle and observed “an
open half . . . bottle of . . . harder alcohol” and a bottle of mouthwash between
the seats. Id. at 102.
[7] Deputy Snider transported Stoppenhagen to the Steuben County Jail for testing.
At the jail, he offered Stoppenhagen the opportunity to submit to standard field
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sobriety tests, but Stoppenhagen did not agree to take the tests and said that “he
had double vision and also both of his knees were bad and . . . he couldn’t walk
a straight line even if he was sober.” Id. at 81. Deputy Snider offered
Stoppenhagen the opportunity to submit to a chemical breath test, and he
agreed to take the test. Stoppenhagen had “issues with getting a good breath
and he started and stopped . . . several times,” and the first test came back
invalid. Id. at 86. Deputy Snider performed a second test, and the test
indicated .08.
[8] On February 2, 2012, the State charged Stoppenhagen with Count I, operating
a vehicle while intoxicated as a class C misdemeanor; Count IA, operating a
vehicle while intoxicated – second/subsequent offense as a class D felony;
Count II, operating a vehicle with at least .08 gram alcohol content as a class C
misdemeanor; and Count IIA, operating a vehicle with an ACE of .08 or more-
second/subsequent offense as a class D felony.
[9] On March 6, 2014, the court held a jury trial on Counts I and II and
Stoppenhagen was found guilty as charged. After a second phase of the trial on
Counts IA and IIA, the jury found Stoppenhagen guilty of those counts. After
reading the verdicts, the court stated: “The Court would then recognize and
accept those verdicts and find as a matter of law that they do merge and are
consolidated under one count A of the Information, a Class D Felony.
Judgment of Conviction is entered.” Id. at 150. The court merged the counts
into Count IA, entered judgment of conviction on that count, and ultimately
sentenced Stoppenhagen to two years in the Department of Correction.
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Discussion
[10] The issue is whether the evidence is sufficient to support Stoppenhagen’s
conviction for operating a vehicle while intoxicated as a class D felony. 1 When
reviewing claims of insufficiency of the evidence, we do not reweigh the
evidence or judge the credibility of witnesses. Jordan v. State, 656 N.E.2d 816,
817 (Ind. 1995), reh’g denied. Rather, we look to the evidence and the
reasonable inferences therefrom that support the verdict. Id. We will affirm the
conviction if there exists evidence of probative value from which a reasonable
1
Stoppenhagen also argues that the evidence was insufficient to sustain his conviction for operating a vehicle
with at least .08 grams of alcohol content. The record reveals that the court entered judgment of conviction
on the charge of operating while intoxicated as a class D felony and merged the other counts. In addition to
the court’s statement at trial that the court recognized the verdicts and found as a matter of law that they
merged and were consolidated under Count IA, the March 6, 2014 order titled “Judgment of Conviction
(Jury Trial)” states: “Counts are now merged into Count IA as a matter of law.” Appellant’s Appendix at 78.
The order also states: “Having accepted and filed said verdict, it is now ordered and adjudged by the court
that defendant, Robert Paul Stoppenhagen who is a male person, 72 years of age, is guilty of the crime of
Operating While Intoxicated/Prior, a Class D Felony as charged in the Information.” Id. The document
titled “Judgment of Conviction, Sentence and Commitment Order Upon Guilty Verdict by Jury” dated July
14, 2014 states:
Findings are entered that the jury of this cause delivered in open court the following
guilty verdict, to wit: OPERATING WHILE INTOXICATED, a CLASS D FELONY
on as charged in the Information. Having accepted and filed said verdict, IT IS
ORDERED THAT A JUDGMENT OF CONVICTION for the above stated offense is
entered and defendant is sentenced on the following terms . . . .
Id. at 88. Because the trial court merged the other counts and only one judgment was entered, we need not
address his claim with respect to the charge of operating while intoxicated with at least .08 grams of alcohol
content. See Carter v. State, 750 N.E.2d 778, 781 (Ind. 2001) (holding that “a jury verdict on which the court
did not enter judgment for one reason or another (merger, double jeopardy, etc.) is unproblematic”); Fry v.
State, 748 N.E.2d 369, 373 n.2 (Ind. 2001) (“Because the trial court merged the robbery conviction into the
conspiracy to commit robbery conviction, here we do not separately address the sufficiency of the evidence
with regard to the robbery conviction.”); Mann v. State, 754 N.E.2d 544, 550 n.6 (Ind. Ct. App. 2001) (noting
that the defendant argued that the trial court abused its discretion in allowing the State to amend the charging
information and in instructing the jury with respect to the other counts charged and holding that we need not
address these claims because the trial court merged those counts and only one judgment was entered), trans.
denied.
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trier of fact could find the defendant guilty beyond a reasonable doubt. Id. A
conviction may be based upon circumstantial evidence alone. Fought v. State,
898 N.E.2d 447, 450 (Ind. Ct. App. 2008). Reversal is appropriate only when
reasonable persons would not be able to form inferences as to each material
element of the offense. Id.
[11] The offense of operating a vehicle while intoxicated is governed by Ind. Code §
9-30-5-2, which provides that “a person who operates a vehicle while
intoxicated commits a Class C misdemeanor.” At the time of the offense, Ind.
Code § 9-30-5-32 provided that a person who violates Ind. Code § 9-30-5-2
commits a class D felony if the person has a prior conviction of operating while
intoxicated that occurred within five years immediately preceding the
occurrence of the violation of Ind. Code § 9-30-5-2. Thus, to convict
Stoppenhagen of operating a vehicle while intoxicated as a class D felony, the
State needed to prove that he operated a vehicle while intoxicated and that he
had a prior conviction of operating while intoxicated within five years.
[12] Stoppenhagen does not argue that his offense did not qualify as a class D
felony. Rather, he contends that the evidence was insufficient to demonstrate
that he: (A) operated the vehicle; and (B) was intoxicated.
2
Subsequently amended by Pub. L. No. 158-2013, § 159 (eff. July 1, 2014).
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A. Operating the Vehicle
[13] Stoppenhagen argues that the State failed to prove that he was “operating” a
vehicle and asserts that the State presented no evidence that the car was running
when the deputy first approached the scene or that the engine was running
when Deputy Snider approached the vehicle and asked for his license and
registration. Appellant’s Brief at 11. The State argues that there was clear
evidence in the record that Stoppenhagen operated the vehicle.
[14] The record reveals that Deputy Snider observed Stoppenhagen standing next to
his vehicle at Lane 140 on Lake George urinating with the driver’s door open
and the interior lights illuminated at approximately 2:40 a.m. The following
exchange occurred during direct examination of Deputy Snider:
Q Okay and ultimately did you make contact with [Stoppenhagen]?
A Yes, actually Mr. Stoppenhagen, when he saw me, he quickly got
back into his vehicle and attempted to leave. And that’s when I, so I
turned around and came back in my vehicle and then activated
emergency lighting.
Q Okay, so as he sees you, he hopped in his vehicle and began
driving?
A Yes.
[15] Transcript at 76-77. Stoppenhagen also told Deputy Snider that he had “just
left his girlfriend’s house.” Id. at 78. Based upon the record, we conclude that
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the State presented evidence of a probative nature from which a reasonable jury
could have found that Stoppenhagen operated his vehicle.3
B. Intoxication
[16] Stoppenhagen argues that the State failed to prove an essential element of the
crime, i.e., that he was operating his vehicle in an impaired condition.
Stoppenhagen relies upon Warner v. State, 497 N.E.2d 259 (Ind. Ct. App. 1986).
He asserts that the jury was instructed pursuant to Ind. Code § 9-13-2-131 that
prima facie evidence of intoxication includes evidence that at the time of an
alleged violation there was at least eight-hundredths (.08) of a gram of alcohol
in two hundred ten (210) liters of a person’s breath, but “based upon the
holding in [Warner], proof of BAC of .08 or above is not sufficient to establish
that the driver was intoxicated as that term is defined by I.C. § 9-30-5-2(a).”
Appellant’s Brief at 15. The State argues that the record is replete with evidence
of Stoppenhagen’s intoxication and points to his urinating in the road, excuse
for urinating in the road, the wet spot on his pants, his slow and slurred speech,
his bloodshot and watery eyes, and his poor manual dexterity.
[17] At the time of the offense, Ind. Code § 9-13-2-86 provided that “[i]ntoxicated
means under the influence of . . . alcohol . . . so that there is an impaired
3
Stoppenhagen cites Mordacq v. State, 585 N.E.2d 22 (Ind. Ct. App. 1992); and Hiegel v. State, 538 N.E.2d 265
(Ind. Ct. App. 1989), trans. denied. Those cases did not include testimony from the police officer indicating
that he actually observed the defendant drive the vehicle as in this case. Thus, we do not find Mordacq or
Hiegel instructive.
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condition of thought and action and the loss of normal control of a person’s
faculties.”4 “The State need not present separate proof of impairment of action,
impairment of thought, and loss of control of faculties to establish an
individual’s intoxication.” Woodson v. State, 966 N.E.2d 135, 142 (Ind. Ct. App.
2012), trans. denied. Rather, a person’s impairment is to be determined by
considering his capability as a whole, not component by component, such that
impairment of any of these three abilities equals impairment. Id. Such
impairment can be established by evidence of: (1) the consumption of a
significant amount of alcohol; (2) impaired attention and reflexes; (3) watery or
bloodshot eyes; (4) the odor of alcohol on the breath; (5) unsteady balance; (6)
failure of field sobriety tests; and (7) slurred speech. Id. (citing Fought, 898
N.E.2d at 451). Ind. Code § 9-13-2-131 provides: “‘Prima facie evidence of
intoxication’ includes evidence that at the time of an alleged violation the
person had an alcohol concentration equivalent to at least eight-hundredths
(0.08) gram of alcohol per: (1) one hundred (100) milliliters of the person’s
blood; or (2) two hundred ten (210) liters of the person’s breath.”
[18] In Warner, a police officer was informed by two women that Robert Warner,
the driver of a pickup truck, attempted to pick them up and was bothering them.
497 N.E.2d at 260. The officer followed the truck for approximately seventeen
blocks and observed nothing unusual about its operation and decided to pull the
4
Subsequently amended by Pub. L. No. 196-2013, § 3 (eff. May 7, 2013).
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truck over to conduct an investigatory stop. Id. During a brief conversation,
the officer detected an odor of alcohol on Warner’s breath and that his eyes
appeared to be bloodshot. Id. Warner completed a field sobriety test with good
results. Id. The officer conducted a portable breathalyzer test and later
obtained a BAC Verifier Test which indicated that Warner had a blood alcohol
content of .23 percent. Id. Warner was convicted of operating a vehicle while
intoxicated as a class A misdemeanor. Id.
[19] On appeal, the court concluded that when a defendant is charged with driving
while intoxicated, Ind. Code § 9-11-1-7 (Supp. 1984), which provided that prima
facie evidence of intoxication includes evidence that at the time of an alleged
violation there was ten-hundredths percent or more by weight of alcohol in the
person’s blood, did not apply to allow the State to make its case merely by
demonstrating that the defendant had a BAC of .10 percent or above. Id. at
262. The court also held that as an essential element of the crime, the State
must demonstrate that the driver was intoxicated, i.e., that he was under the
influence of alcohol such that there was an impaired condition of thought and
action and the loss of normal control of the driver’s faculties to such an extent
as to endanger any person.5 Id. The court ultimately found that the State failed
to present sufficient evidence of Warner’s intoxication and observed that
Warner drove seventeen blocks without the officer observing anything
5
The requirement that the impaired condition endanger a person was removed after 2001. See Ind. Code § 9-
13-2-86 (Supp. 2001); Tin Thang v. State, 10 N.E.3d 1256, 1262 (Ind. 2014).
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indicating Warner’s driving was impaired, Warner completed a field sobriety
test, and there was no evidence that his speech was slurred or that his thought
process was impaired in any way. Id. at 263.
[20] We note that two other panels from this court disagreed with the analysis in
Warner. See Boyd v. State, 519 N.E.2d 182, 184 n.4 (Ind. Ct. App. 1988)
(disagreeing with the holding in Warner); Clark v. State, 512 N.E.2d 223, 227 n.1
(Ind. Ct. App. 1987) (disagreeing with the holding in Warner).6 In Mullins v.
State, 646 N.E.2d 40, 48 (Ind. 1995), the Indiana Supreme Court addressed
what was required of the prosecution and the defense when the prosecution
offers breath-test results for admission as evidence and held that “[c]learly,
evidence showing that a defendant’s blood-alcohol level was 0.10 percent by
weight or greater is relevant to a prosecution under either § 9-30-5-1 or § 9-30-5-
2.” The court noted:
Breath-test results in a prosecution for operating a vehicle while
intoxicated under § 9-30-5-2 are also obviously relevant, but are
especially relevant in light of § 9-13-2-131 (Burns 1991), which
provides: “‘Prima facie evidence of intoxication’ includes evidence
that at the time of an alleged violation there was at least ten-
hundredths percent (0.10%) by weight of alcohol in the person’s
blood.” But see Warner v. State (1986), Ind. App., 497 N.E.2d 259 (in
order to sustain a conviction under § 9-11-2-2, the predecessor statute
to § 9-30-5-2, in addition to proof of a blood-alcohol level of 0.10
percent or greater, the State must also offer evidence of actual
6
In Clark, Judge Shields authored a concurring opinion and stated that she was in complete agreement with
the holding of Warner. 512 N.E.2d at 228.
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impairment), questioned by Clark v. State (1987), Ind. App., 512
N.E.2d 223, 228 n.1.
Id. at 48 n.9.
[21] Even assuming that Warner applies and the State cannot demonstrate
intoxication merely by showing that Stoppenhagen had a blood alcohol content
equal to or greater than .08, we cannot say that reversal is warranted. Deputy
Snider testified that Stoppenhagen’s speech was slow and slurred, his eyes were
red and watery, and he observed an odor of an alcoholic beverage coming from
inside the vehicle. Deputy Snider also observed that Stoppenhagen’s manual
dexterity was poor as he attempted to retrieve his license from his wallet.
Stoppenhagen urinated by his vehicle and had a fairly large wet spot on his
pants in his groin area. He told Deputy Snider that he had a drink
approximately an hour earlier, and Deputy Kugler observed an open bottle of
alcohol in Stoppenhagen’s vehicle. Further, Deputy Snider testified that he
received training in relation to the investigation of intoxicated individuals, had
encountered hundreds of intoxicated individuals, and believed that
Stoppenhagen was intoxicated.
[22] Based upon the record, we conclude that evidence of probative value exists
from which the jury could have found Stoppenhagen was intoxicated and guilty
beyond a reasonable doubt of operating a vehicle while intoxicated as a class D
felony.
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Conclusion
[23] For the foregoing reasons, we affirm Stoppenhagen’s conviction for operating a
vehicle while intoxicated as a class D felony.
[24] Affirmed.
Bailey, J., and Robb, J., concur.
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