Patrick McDonald v. State of Indiana

Pursuant to Ind. Appellate Rule 65(D), this
Memorandum Decision shall not be
regarded as precedent or cited before any Jun 20 2014, 10:02 am
court except for the purpose of
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
DAVID L. JOLEY GREGORY F. ZOELLER
Fort Wayne, Indiana Attorney General of Indiana
JAMES B. MARTIN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
PATRICK MCDONALD, )
)
Appellant-Defendant, )
)
vs. ) No. 02A05-1311-CR-557
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE ALLEN SUPERIOR COURT
The Honorable Robert E. Ross, Magistrate
Cause No. 02D04-1212-CM-6769
June 20, 2014
MEMORANDUM DECISION – NOT FOR PUBLICATION
BAKER, Judge
Six-foot two-inch, two hundred seventy-five pound Patrick McDonald drove his
vehicle to a law office where Michelle Santiago was working as a notary and legal
assistant. Santiago stood five feet eight inches tall. At some point, McDonald decided
to leave the office, but Santiago followed him to his vehicle and stated that he should not
go until he signed some legal documents.
Rather than backing up and pulling out of the parking space, McDonald drove
forward and struck Santiago twice with his vehicle. As a result, McDonald was charged
with Count I, Battery Resulting in Bodily Injury, 1 a class A misdemeanor, and Count II,
Criminal Recklessness with the Use of a Vehicle,2 a class A misdemeanor. McDonald
proceeded pro se at trial and was acquitted of battery but was found guilty of criminal
recklessness.
McDonald now appeals, claiming that the trial court erred in not sua sponte
instructing the jury on the issue of self-defense. McDonald also asserts that the trial court
erred in not allowing him to complete his closing argument and that the State failed to
rebut his claim of self-defense. We affirm the judgment of the trial court.
FACTS
On November 7, 2012, Michelle Santiago was working as a legal assistant at a
Fort Wayne law office. At some point, Santiago saw McDonald park his vehicle in front
1
Ind. Code § 35-42-2-1(1)(1)(A).
2
Ind. Code § 35-42-2-2(b)(1).
2
of the office building. Santiago knew McDonald from prior legal dealings and had
experienced some unpleasant interactions with him.
Santiago proceeded upstairs to the office from a break, and a short time later, the
receptionist telephoned to let her know that McDonald was at the front desk. Santiago
appeared but then told McDonald that she had to “grab her notary seal” to notarize his
signature on some documents. Tr. p. 128. However, when she returned, McDonald was
gone.
Santiago knew where McDonald was parked and proceeded to walk to
McDonald’s vehicle. In the meantime, McDonald left the office and rode the elevator
down with Alec Jaurigue, one of the file “runners,” who worked in the same building.
Jaurigue testified that McDonald “seemed kind of frantic [and] in a hurry.” Id. at 102.
Santiago saw McDonald get off of the elevator and told him that he should not
leave “until we get this completed.” Id. at 131. McDonald did not respond. Rather,
McDonald proceeded to his vehicle, entered it, and shut the door. When Santiago walked
in front of McDonald’s stationary vehicle, Santiago again told McDonald that he could
not leave until the “legal matters” were resolved. Id. at 132, 150, 152. At the time,
Santiago could see McDonald’s face and realized that she was in his line of vision. Even
though McDonald had room to back up his parked vehicle, he drove forward and struck
Santiago in the legs. Rather than stopping the vehicle, McDonald merely looked up,
glared at Santiago, and continued driving forward. Santiago ran three steps back, and
McDonald hit her again with the vehicle. McDonald then started to drive away.
3
Jaurigue heard the commotion between McDonald and Santiago. He also
observed McDonald sitting in the vehicle and saw Santiago standing by the open driver’s
side door. Jaurigue then saw McDonald close the door and noticed Santiago step about
one foot in front of the vehicle. Jaurigue saw McDonald hit Santiago with his vehicle.
Santiago did not recall attempting to get into McDonald’s vehicle, and she never
hit McDonald’s vehicle with her hand until after he struck her. Although Jaurigue saw
Santiago hit the window with her hand and attempt to open the driver’s door at some
point during the incident, she never physically grabbed McDonald and was not armed.
Santiago did not threaten to hit McDonald or assault him.
On December 18, 2012, the State charged McDonald with battery resulting in
bodily injury and criminal recklessness, both class A misdemeanors. McDonald
proceeded pro se at a jury trial that commenced on September 12, 2013. McDonald did
not request or offer an instruction on self-defense, and when asked if he had reviewed the
final instructions that the trial court was going to give, McDonald affirmed that he had
done so and that they were acceptable.
During closing argument, McDonald raised the issue of self-defense for the first
time. McDonald maintained that had he not been lucky enough to lock his vehicle door,
McDonald would have been faced with the proposition of a “big guy” like himself
“having to whoop on a woman,” because she was trying to get into his vehicle. Tr. p.
183. McDonald stated that “under the provisions of Indiana Code section 35-41-3-2”:
4
A person is justified in using reasonable force, including deadly force, against any
other person and does not have a duty to retreat if that person reasonably believes
that force is necessary to prevent or terminate the other person’s unlawful attack
upon the person’s occupied motor vehicle.
Id. at 186.
In response, the trial court struck this argument in accordance with the deputy
prosecutor’s objection based on the belief that the above-stated law was incorrect when
McDonald committed the offenses. More particularly, the deputy prosecutor stated:
The law didn’t change until this year and the law that you just stated was not in
effect at the time of this crime. There was nothing about entry into a motor
vehicle in [the] Indiana code in November of 2012; and therefore, I’m moving to
strike your entire previous argument.
Tr. p. 187.3 McDonald acknowledged that he did not know when this provision became
effective and did not object to the trial court’s striking of this portion of his argument. Id.
3
Prior to 2012, Indiana Code section 35-41-3-2(b) and (c) provided that
(b) A person:
(1) is justified in using reasonable force, including deadly force, against another person; and
(2) does not have a duty to retreat;
if the person reasonably believes that the force is necessary to prevent or terminate the other person’s
unlawful entry of or attack on the person’s dwelling, curtilage, or occupied motor vehicle.
(c) With respect to property other than a dwelling, curtilage, or an occupied motor vehicle, a person is
justified in using reasonable force against another person if the person reasonably believes that the force
is necessary to immediately prevent or terminate the other person’s trespass on or criminal interference
with property lawfully in the person’s possession, lawfully in possession of a member of the person’s
immediate family, or belonging to a person whose property the person has authority to protect. However,
a person:
(1) is justified in using deadly force; and
(2) does not have a duty to retreat;
only if that force is justified under subsection (a).
5
At some point, the deputy prosecutor remarked that
This is an unflappable guy; he stood up to the State, he stood up to the Judge.
He’s a Special Forces guy. Michelle’s on foot, he’s in a car. He’s got her by a
half a foot in height, more than a hundred pound[s] in weight. And his testimony,
I asked him to repeat it twice, ‘You feared a physical attack by Michelle Santiago?
That’s what your story is today?’ And he said yes, he’s comfortable with that.
Tr. p. 195.
The jury acquitted McDonald of battery, but it found him guilty of criminal
recklessness. McDonald now appeals.
DISCUSSION AND DECISION
I. Sua Sponte Self-Defense Instruction
McDonald first argues that his conviction should be reversed because the trial
court did not sua sponte instruct the jury on the issue of self-defense. McDonald asserts
that the trial court should have defined the meaning of self-defense to the jury and that it
erred in telling the jury that McDonald’s “recitation of the law of self-defense in Indiana
was improper.” Appellant’s Br. p. 10.
We initially observe that pursuant to Trial Rule 51(C), a defendant who fails to
object to an instruction or fails to tender an instruction at trial waives the challenge to the
propriety of the instruction on appeal. See Baker v. State, 948 N.E.2d 1169, 1178 (Ind.
2011) (finding waiver because the defendant never objected to the instructions given or
offered an instruction of his own). Moreover, the failure to tender an instruction results
in waiver of the issue for review. Ortiz v. State, 766 N.E.2d 370, 375 (Ind. 2002).
6
In this case, McDonald has waived this argument because he did not offer his own
proposed instruction on self-defense to the trial court, and he did not object to the
instructions that were given. In fact, as noted above, McDonald acknowledged that the
proposed final instructions were acceptable, did not offer any suggested corrections or
additions regarding the instructions, and did not even mention self-defense. Moreover, as
recounted in the FACTS above, the evidence demonstrates that McDonald’s self-serving
statements would not have permitted him to prevail on a claim of self-defense—
particularly in light of his size compared with that of Santiago. For all these reasons, the
trial court was not required to create its own self-defense instruction and instruct the jury
as to the same. See Baker, 948 N.E.2d at 1178.
Notwithstanding the above, McDonald attempts to avoid waiver regarding the trial
court’s decision not to instruct the jury on self-defense on the grounds of fundamental
error. This doctrine is extremely narrow and applies only when the error constitutes a
blatant violation of basic principles, creating or potentially creating substantial harm, and
the resulting error denies the defendant fundamental due process. Covey v. State, 929
N.E.2d 813, 819 (Ind. Ct. App. 2010). Not every error will rise to the level of
fundamental error because the error must be so prejudicial to the defendant’s rights as to
make a fair trial impossible. See Ryan v. State, No. 49S02-1311-CR-734, slip op. at 11
(Ind. June 3, 2014) (observing that the effect of various instances of prosecutorial
misconduct did not make a fair trial for the defendant impossible). The Ryan Court
observed that
7
In evaluating the issue of fundamental error, our task in this case is to look at the
alleged misconduct in the context of all that happened and all relevant information
given to the jury—including evidence admitted at trial, closing argument, and jury
instructions—to determine whether the misconduct had such an undeniable and
substantial effect on the jury’s decision that a fair trial was impossible.
Id. at 4 (emphasis in original).
When this court examines fundamental error claims with regard to jury
instructions, we look to the instructions as a whole to determine whether they were
adequate. Emerson v. State, 952 N.E.2d 832, 838 (Ind. Ct. App. 2011), trans. denied.
The purpose of jury instructions is to inform the jury of the applicable law without
misleading the jury and to enable it to comprehend the case clearly and arrive at a just,
fair, and correct verdict. Munford v. State, 923 N.E.2d 11, 14 (Ind. Ct. App. 2010).
As noted above, there was no error in this case—much less fundamental error—
based on our discussion above regarding McDonald’s self-defense claim and his failure
to tender his own instructions. See Harris v. State, 377 N.E.2d 632, 634 (Ind. 1978)
(concluding that the trial court’s failure to give, sua sponte, an instruction on self-defense,
even though there was some evidence that might support a self-defense claim, did not
constitute fundamental error). As a result, McDonald’s claim fails.
II. Closing Argument Regarding Self-Defense
McDonald next claims that his conviction must be reversed because the trial court
did not permit him during closing argument to recite a portion of the statute that pertained
to self-defense. More particularly, McDonald claims that he correctly stated the law with
8
regard to self-defense and that the trial court erred in ordering that portion of his closing
argument stricken from the record.
As noted above, during closing argument, McDonald read the following to the
jury, quoting Indiana Code section 35-41-3-2(d):
A person is justified in using reasonable force, including deadly force, against any
other person and does not have a duty to retreat if that person reasonably believes
that force is necessary to prevent or terminate the other person’s unlawful attack
upon the person’s occupied motor vehicle.
Tr. p. 186.
Thereafter, the State objected and moved to strike McDonald’s comments on the
grounds that the law in effect when McDonald committed his offenses was different than
what was asserted during closing argument. McDonald made no attempt to correct the
State and remarked that he was not aware as to when the statute was enacted or amended.
Id.
In response, the trial court did strike this portion of the argument and stated “the
citation by the Defendant as to Indiana law regarding the entry of a motor vehicle just
recited is erroneous and you’re to disregard his statements in that regard.” Tr. p. 187-88.
Contrary to McDonald’s claims, the trial court did not “tell the jury that McDonald did
not have a right to self-defense in an occupied vehicle.” Appellant’s Br. p. 14.
Furthermore, after McDonald had already accepted the final jury instructions and offered
no corrections or instructions of his own, he was precluded from offering new jury
instructions in his closing argument. Put another way, McDonald’s argument seemingly
9
defeats the purpose and finality regarding jury instructions. McDonald directs us to no
authority—and we have found none—that permits him to circumvent the process by
reading an incomplete segment of the law to the jury on self-defense in his closing
argument. Thus, McDonald’s argument fails.
We also agree with the State’s contention that the trial court properly struck
McDonald’s incomplete recitation of the law of self-defense from his closing argument
because McDonald’s statements would have misled the jury with regard to the applicable
law. More particularly, McDonald quoted a mere segment on the law of self-defense that
he believed benefited his argument. In other words, McDonald would have been unable
to convince the jury on his self-defense claim even if he offered the entire statute
regarding that defense. Rather, it is apparent that McDonald chose a section of the self-
defense statute that would have misled the jury into believing that he could lawfully use
any force that he may have deemed necessary to protect his vehicle from damage. As a
result, we cannot say that the trial court erred in striking this portion of McDonald’s
closing argument.4
4
As an aside, we also note that McDonald clearly invited any alleged error with regard to the issue of
self-defense as a result of his acceptance of the instructions that the trial court gave. Thus, McDonald’s
claim also fails on this basis. See Kingery v. State, 659 N.E.2d 490, 494 (Ind. 1995) (holding that an error
invited by the complaining party is not reversible error). Furthermore, as noted above, McDonald did not
offer any instructions on self-defense of his own.
10
III. Rebuttal of Self-Defense Claim
McDonald next contends that his conviction must be reversed because the State
did not successfully rebut his claim of self-defense. Again, as noted above, the evidence
did not justify McDonald hitting Santiago with his vehicle in self-defense.
Even so, we review a challenge to the sufficiency of the evidence to rebut a self-
defense claim under the same standard as any sufficiency of the evidence argument.
Boyer v. State, 883 N.E.2d 158, 162 (Ind. Ct. App. 2008). In conducting this review, we
will not reweigh the evidence or judge the credibility of the witnesses. We will also not
disturb the trial court’s verdict if there is sufficient evidence of probative value to support
the trier of fact’s conclusions. Id. We will reverse a conviction where the defendant
claims self-defense only if no reasonable person could say that the State disproved self-
defense beyond a reasonable doubt. Id.
To present a valid claim of self-defense, a defendant must show that he is justified
in using reasonable force against another person to protect himself from what that person
reasonably believes to be the imminent use of unlawful force. I.C. § 35-41-3-2. When a
defendant has raised a self-defense claim, the State must disprove at least one of the
following elements beyond a reasonable doubt: “1) the defendant was in a place where
she [or he] had a right to be; 2) the defendant was without fault; and 3) the defendant had
a reasonable fear or apprehension of bodily harm.” Id. at 162.
The State may disprove one of these elements by affirmatively showing the
defendant did not act to defend herself or by relying on evidence elicited in its case-in-
11
chief. Hollowell v. State, 707 N.E.2d 1014, 1021 (Ind. Ct. App. 1999). Here, the State’s
evidence rebutted any suggestion by McDonald that he struck Santiago with his vehicle
in self-defense because the jury, as the finder of fact, could conclude that he failed to
show any reasonable fear or apprehension of harm.
More specifically, the deputy prosecutor elicited testimony from Santiago that she
had no weapons on her person when she encountered McDonald. Tr. p. 139. Also,
Santiago stated that she never physically grabbed McDonald. Id. at 132, 150, 152.
Santiago further testified that she did not even touch his vehicle until after he had hit her
with it. Id. at 137. The evidence unequivocally established that McDonald struck
Santiago twice with his vehicle.
In our view, under any interpretation of the facts and circumstances, McDonald’s
actions were unreasonable, and deadly force far exceeded anything even arguably
necessary under the circumstances. Thus, the State presented more than sufficient
evidence to rebut McDonald’s claim of self-defense, and we decline to set aside
McDonald’s conviction.
The judgment of the trial court is affirmed.
BARNES, J., and CRONE, J., concur.
12