Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before
any court except for the purpose of
establishing the defense of res judicata,
Jul 30 2014, 9:44 am
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT TAD BOHLSEN:
KAREN CELESTINO-HORSEMAN
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN THE MATTER OF THE FINDING OF )
CONTEMPT AGAINST TAD BOHLSEN )
DURING THE PROCEEDINGS OF )
)
HEALTH AND HOSPITAL CORPORATION )
OF MARION COUNTY, )
)
Plaintiff, )
)
vs. ) No. 49A04-1401-PL-34
)
DICKSON STREET INVESTMENTS, LLC, )
)
Defendant. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable David Certo, Judge
Cause No. 49F12-1003-PL-13428
July 30, 2014
MEMORANDUM DECISION - NOT FOR PUBLICATION
BRADFORD, Judge
CASE SUMMARY
Appellant Tab Bohlsen is a partner in Defendant Dickson Street, LLP, which owned
an Indianapolis house that was severely damaged by fire in 2009 (“the House”). Plaintiff
Health and Hospital Corporation of Marion County (“HHC”) issued an order to repair and,
later, filed an unsafe building complaint against Dickson Street. Over the course of several
hearings, many of which Bohlsen failed to attend, the trial court found that Bohlsen had, at
one point, given false testimony under oath and reiterated a previous order that Bohlsen make
the necessary arrangements to demolish the House. The trial court later conducted a hearing
regarding whether Bohlsen should be held in contempt for his false statements, after which it
found Bohlsen in direct contempt and sentenced him to twenty-one days of incarceration.
Following Bohlsen’s motion for relief from judgment, the trial court amended its previous
order to provide that Bohlsen was guilty of indirect contempt. Bohlsen contends that he is
entitled to relief from the trial court’s judgment because (1) the trial court did not appoint a
special judge to hear the contempt allegation and (2) the trial court issued neither a rule to
show cause nor a contempt information. Finding no reversible error, we affirm.
FACTS AND PROCEDURAL HISTORY
Most of the facts underlying this appeal, which are not in dispute, were related by the
trial court in an order issued on June 22, 2011:
Findings of Fact
1) Dickson Street Investments, LLC, owns [the House, located] at 915-17
Woodruff Place West Drive.
2) On August 9, 2009, a fire severely damaged [the House]. [HHC] issued
an order to repair on August 11, 2009.
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3) On December 2, 2009, an administrative law judge for the Department
of Metropolitan Development held a hearing, and the Defendant failed
to appear. The administrative law judge determined that the parties had
proper notice and assessed a civil penalty on the Defendant of five
thousand dollars ($5,000) for “willful failure to comply” with the order
to repair.
4) On April 21, 2010, [HHC] filed an unsafe Building Civil Complaint in
Environmental Court seeking civil penalties, appointment of a receiver,
emergency demolition by a licensed contractor, and other relief.
5) On May 18, 2010, Tad Bohlsen appeared on behalf of Dickson Street
Investments, LLC, but without counsel and after the time he was
ordered to appear. After meeting with [HHC’s] attorney, Mr. Bohlsen
signed an agreed judgment on behalf of Dickson Street agreeing that
“Defendant admits each and every allegation of the Plaintiff’s
Complaint” and promising “to correct all violations existing at the
property listed above so that the property meets the minimum standards
as set forth in The Indiana Unsafe Building Act, IC 36-7-9, which
includes keeping the property clean and secure.” The agreed judgment
set a court date of June 1, 2010, at 9 a.m. to complete repairs to
“chimney, fence, windows, and doors” and to present a “plan for future
repairs” or face a five hundred dollar ($500) fine.
6) On June 1, 2010, despite signing the Agreed Judgment, Mr. Bohlsen
failed to appear in court. Commissioner Melissa Kramer heard
testimony from Inspector Martin Fields of the Marion County Health
Department about [the House]. Inspector Fields testified that the
property had no roof and that the City, not the owner, had removed a
portion of the roof that was in danger of collapse. He also testified that
the second floor had collapsed into the first floor and that the owner,
Dickson Street Investments, LLC, had not made any repairs to the
structure since the fire occurred. Mr. Fields stated that there are
occupied homes within ten (10) feet of either side of the burned
residence and that the County, not the owner, had boarded it. A
neighbor across the street, Susan Rice, testified that she and other
neighbors removed broken glass from the sidewalk in front of the
burned residence and that they also removed trash from the front yard
that the owner failed to abate.
Amy Jones, the attorney for [HHC], stated that Mr. Bohlsen failed to
appear on time on the morning of May 18 as ordered, causing an
inspector for [HHC] and several interested neighbors who wanted to
testify to lose the opportunity to do so. Because she did not receive the
testimony of the inspector or the neighbors, Ms. Jones stated that she
did not realize the severe damage to the residence and the potentially
3
imminent collapse of the roof. Ms. Jones stated that she never would
have entered into the agreed judgment with Dickson Street Investments
if Mr. Bohlsen had arrived on time and she and the Court had been able
to receive testimony about the condition of the residence.
After receiving the testimony and evidence, Commissioner Kramer
determined that “the property is in such a severe state that it warrants
demolition” and ordered Dickson Street Investments to appear for a
compliance hearing on June 8, 2010, at 9 a.m. She also imposed a fine
of one hundred dollars ($100) per day until the Defendant provided a
bid to demolish the unsafe structure and a time line for demolition.
Commissioner Kramer issued a body attachment for Mr. Bohlsen, the
managing partner of the Defendant who had appeared previously on
behalf of Dickson Street Investments, LLC, and promised to appear on
June 1.
7) On June 8, 2010, Judge Michael Keele received testimony from Mr.
Bohlsen, who appeared in person and without counsel on behalf of
Dickson Street Investments, LLC. Mr. Bohlsen arrived late for court at
10:05 a.m. for a hearing set at 9:00 a.m. Mr. Bohlsen testified that he
had obtained three bids to fix the roof but did not present any bids to
the Court. He stated that the bank that issued a loan to Dickson Street
Investments on the property took all $180,000 in proceeds from
insurance on the residence, leaving no money for repairs. Mr. Bohlsen
also testified under oath that he had repaired the fence securing the
property and stated that he had come to court “to ask for a chance to get
bids to fix the roof,” a statement inconsistent with his testimony that he
had obtained bids to repair the roof.
Inspector Fields testified that the Defendant had performed no work at
the property and that there had been no improvements to the fence since
the last hearing. Inspector Fields also testified that the foundation at
[the House] had cracked and was breaking apart. Inspector Fields
stated that the reason [HHC] initially issued an order to repair instead
of an order to demolish is because the property is in a historic district
and requires additional approvals to demolish.
At the conclusion of the hearing, Judge Keele reaffirmed the order to
demolish and the one hundred dollar ($100) daily fine and ordered the
Defendant to apply to the Indianapolis Historic Preservation
Commission (IHPC) for a certificate of appropriateness (COA) to
demolish the structure. Judge Keele also ordered the Defendant to
appear on July 20, 2010, at 9:00 a.m. to demonstrate a time line for
demolition and extended the daily fine until the Defendant filed an
application to demolish, secured a bid to do so, and submitted a plan for
demolition to the Court.
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8) On July 20, the Court granted Dickson Street Investments an additional
week to file a motion to reconsider the demolition order.
9) On July 27, 2010, Commissioner Kramer heard Mr. Bohlsen’s request
for a continuance to hire an attorney and granted a “final continuance”
of one week to do so over the Plaintiff’s objection.
10) On August 31, 2010, Mr. Bohlsen did not appear for court as ordered,
nor did any attorney or legal representative appear on behalf of
Defendant Dickson Street Investments, LLC. However, a man named
Steve Waltman appeared and stated that he is a property manager for
Mr. Bohlsen and that Mr. Bohlsen had asked him to appear in court.
Over the Plaintiff’s objection, Mr. Waltman told the Court that he
“helps out” Mr. Bohlsen on various properties and that Mr. Bohlsen
was “out of town.” The Court also received a document by fax at 5:23
p.m. on the day before the hearing that purported to be a “Verified
Complaint Requesting Amendment of Order to Demolish and Motion
to Continue” signed by Mr. Bohlsen personally. The Plaintiff observed
that the motion had not been filed in compliance with the Court’s trial
rules and asked for a finding of contempt of court and jail time for Mr.
Bohlsen for his personal conduct. Commissioner Kramer denied the
request for continuance, rejected the purported “complaint” because it
had not been timely filed, issued a warrant for the arrest of Mr. Bohlsen
for contempt of her prior order to appear, fixed a cash bond of two
thousand, five hundred dollars ($2,500), and reset the matter one week
to August 10.
11) On August 10, 2010, Mr. Bohlsen again appeared without counsel as
the representative of Dickson Street Investments, LLC. He stated that
he missed court because he was “out of town for work, meeting with a
banker about the roof on this house.” Commissioner Kramer informed
Mr. Bohlsen that his behavior was “unacceptable,” and she noted the
numerous hearings that the Court had set and reset because Mr.
Bohlsen had not appeared on time or failed to appear at all.
Commissioner Kramer also stated that, “I gave you two continuances
that I should not have.” She reaffirmed her demolition order and fine
and gave Mr. Bohlsen one additional week to file paperwork with the
IHPC to demolish the structure, “or I will find you in contempt and put
you in jail.”
12) On August 17, 2010, Judge Pro Tem Cheryl Rivera was presiding. Mr.
Bohlsen appeared again, this time with attorney Jeff Berg, who entered
his appearance the day before. Mr. Berg apologized to the Court “on
behalf of my client for not taking this matter too seriously.” Mr. Berg
tendered a motion to set aside the judgment to demolish, which was
denied by the Court. [HHC]’s attorney noted that the Defendant had
5
not filed an application to demolish the structure and had paid no fee.
She asked again that Mr. Bohlsen be jailed for contempt. The Court
took the request under advisement and gave the Defendant another
week to file the paperwork to demolish [the House].
13) On August 24, 2010, Judge David Certo was presiding. Mr. Bohlsen
again appeared pro se on behalf of Dickson Street Investments, LLC,
and stated that he had tried repeatedly to contact his attorney, Mr. Berg,
and was unsure why he withdrew. Mr. Bohlsen denied that he
requested Mr. Berg to withdraw and stated that “I believe Mr. Berg
might have misunderstood something that was said.” Ms. Jones, the
attorney for [HHC], then produced the file stamped copy of Mr. Berg’s
motion to withdraw, which indicated Mr. Berg made the motion to
withdraw on August 20th after “Defendant requested that the
undersigned counsel withdraw his appearance in this matter.” She also
objected to Mr. Bohlsen’s conduct in court, including his lack of
attention to the proceedings by looking out the window and working on
his hand-held media device.
Mr. Bohlsen tendered to the Court a certificate of appropriateness from
the IHPC. In response, Ms. Jones demonstrated to the Court that Mr.
Bohlsen signed into court late at 9:25 a.m. for a 9:00 a.m. hearing, left
court, went to the IHPC offices downtown, applied for and obtained a
COA to repair, not a certificate of appropriateness to demolish, as had
been ordered repeatedly, and returned to court for the hearing. When
asked by Judge Certo why he obtained a COA to repair (with an
application fee of $250) instead of a COA to demolish (which requires
an application fee of $1,000), Mr. Bohlsen said “I don’t know that there
is a huge difference between one or the other,” and “I felt that a COA to
repair is less expensive, so I thought money would be better spent on
repairing the property.” Mr. Bohlsen also stated that he was “not
interested” in demolishing the property. Judge Certo found Mr.
Bohlsen’s personal conduct in court to constitute direct contempt of
court, causing delay in the Court’s calendar and defiance toward the
Court and its orders. Judge Certo offered Mr. Bohlsen a choice of
paying a fine of $1,000 or spending two days in jail, and Mr. Bohlsen
chose to pay the fine. Judge Certo then reaffirmed the order to
demolish and reset the matter for September 7 for Dickson Street
Investments, LLC, to demonstrate compliance.
14) On August 27, 2010, Jeffrey Bellamy of the law firm Thrasher,
Buschman & Voelkel, P.C., entered an appearance on behalf of
Dickson Street Investments, LLC. On September 8, 2010, the Court
granted Mr. Bellamy’s motion to withdraw at Defendant’s request,
stating the Defendant had obtained other Counsel.
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15) On September 7, 2010, [HHC] and Defendant’s new attorney Patrick
Dietrick filed a joint motion to continue the case for the purpose of the
“Defendant to provide a COA with staff approval for roof repairs.”
The motion was signed by Mr. Dietrick.
16) On September 14, 2010, Judge Certo was presiding. Brandon Elward of
Collignon and Dietrick, P.C., appeared on behalf of Dickson Street
Investments, LLC, without Mr. Bohlsen. The parties stated that they
appeared in court on September 7 and signed an agreed order that gave
Dickson Street an opportunity to repair [the House] if the Defendant
secured a COA to repair the roof from the staff of the IHPC by
September 14. Although the Defendant had filed an application to
demolish the property to cure the prior direct contempt of Court,
Dickson Street Investments and Mr. Bohlsen failed to secure a COA to
repair the roof prior to the hearing on September 14 as agreed in the
joint motion to continue. On behalf of Dickson Street Investments, Mr.
Elward tendered a drawing of the proposed repairs that was dated
August 16 but was not submitted to the IHPC until the evening of
September 13, a price list from Menard’s for materials, and an estimate
that the roof would cost between $7,000 and $8,000 for materials and
approximately $5,000 for labor.
Mr. Bohlsen arrived to court 20 minutes after the hearing began. The
IHPC’s staff reviewer, Meg Purnsley, testified that the items presented
in court would not be sufficient to obtain a staff-approved COA for
roof repair and stated that she gave Mr. Bohlsen a detailed list of
additional items he needed to obtain the COA on September 10, four
days before the court hearing. Ms. Purnsley stated that she could issue
a staff-approved COA for roof repair “within a matter of minutes” if
the Defendant would provide the documents required to meet the
IHPC’s mandatory guidelines for staff approval. Mr. Bohlsen denied
that Ms. Purnsley ever gave him a list of requirements and continued to
talk about repairing [the House].
Mr. Bohlsen then testified under oath that he only saw “the duly elected
judge” (Judge Keele) one time and that “My discussion with him
indicated to me that it would be acceptable to repair the property.” Mr.
Bohlsen’s sworn testimony about Judge Keele’s statement and order
was an unambiguously false account of Judge Keele’s findings and
order of June 8, 2010. Mr. Bohlsen and his counsel then produced
drawings that they presented to Ms. Purnsley at 5 p.m. the night before
the hearing. Ms. Purnsley testified that the drawings were not to scale
or sufficiently detailed and that the Defendant had failed to include an
estimate of the cost of work, a time line for the project, and proof of
financial responsibility to carry out the repairs. Ms. Purnsley provided
7
a detailed list of items that would be required to obtain staff approval
for a COA to repair the roof, and the Court reiterated it for the parties.
Ms. Jones objected to any additional delay, noting that the property in
question was $14,187 in arrears on property taxes and again requested a
contempt finding and jail for Mr. Bohlsen personally. She produced for
the Court the joint motion to continue filed by the parties on September
7 wherein a continuance was granted on the Defendant’s promise to
appear on September 14 with a staff-approved COA to repair the roof.
Mr. Elward objected, stating that he never gave a copy of the terms of
the joint motion to continue to Mr. Bohlsen. Over [HHC]’s objection,
the Court gave the Defendant until September 17th at 9 a.m. to satisfy
the requirements of the IHPC and obtain a COA to repair or to verify
that he has abandoned his attempts to repair and will proceed with
demolition as previously ordered by four judicial officers. Mr. Bohlsen
was warned by the Court about his personal conduct and was informed
that “Failure to follow any order of the Court will result in jail time” for
him for his continued and willful hindering and disrupting the Court’s
calendar and disobeying the Court’s prior lawful orders.
17) On September 17, Mr. Bohlsen and attorney Patrick Dietrick appeared
on behalf of Dickson Street Investments. Despite the Court’s prior
orders, Mr. Bohlsen expressed his intention on behalf of Dickson Street
Investments, LLC, to repair [the House]. Although the Defendant had
not secured a COA to repair, the Court received testimony from
witnesses and exhibits intended to demonstrate that the Defendant
could do so. Ms. Purnsley testified that she informed Mr. Bohlsen that
he had not submitted proof of financial ability to complete the project
and that the estimate for repair, project time line, and scope of work did
not match the drawings of the project tendered by the Defendant. She
also pointed out that the notes on the cost estimate did not match the
repair notes and scope of work. To secure staff approval, Ms. Purnsley
testified that all the documents must be sufficiently detailed and the
contents must agree with each other. She testified that she notified Mr.
Bohlsen by e-mail of the deficiencies in the application, particularly the
missing financial information. Mr. Bohlsen testified that he was
“trying to recall” if he had received the e-mail and then denied ever
getting it.
Mr. Bohlsen presented a bank statement to the Court dated August 31,
2010, for an entity called Pine Financial, but he failed to demonstrate
what that entity is, how it might be related to the project, or if he had
the authority to draw on its funds. Mr. Bohlsen testified that he and his
wife are the sole members of Dickson Street Investments, LLC, and
that Pine Financial is “another Indiana LLC” owned by Mr. Bohlsen
8
and his wife. He stated Pine Financial owned [the House] before
Dickson Street purchased it. Mr. Bohlsen also testified that he had
“other sources” of capital and that “we own other companies.” He
further stated in response to his attorney’s questions, “We are looking
for other sources” of funding and he is “shaking the bushes trying to
find money.” After receiving detailed and lengthy testimony, the Court
concluded that Dickson Street failed to secure a COA to repair as they
had promised and as the Court ordered. The Court also found that the
Defendant had not demonstrated financial ability to complete even the
first phase of repairs under a certificate of appropriateness to repair the
roof, even though the ability to pay is the most fundamental
requirement of any repair project.
In the face of the Court’s promise of direct contempt for Mr. Bohlsen’s
continued and willful lack of honesty in his testimony, wrongful blame
of IHPC staff for his inability to meet their requirements, and ongoing
disruption of the Court’s calendar, Mr. Bohlsen promised on behalf of
Dickson Street to demolish the structure as ordered by the Court. At
the conclusion of the hearing the Court entered a finding in its minutes
that Mr. Bohlsen and Dickson Street Investments, LLC, were not in
direct contempt on the promise to abandon repairs and demolish the
structure as ordered by three prior judicial officers. The Court set a
compliance hearing on demolition for November 18, 2010.
18) On November 16, 2010, the Court granted Collignon and Dietrick’s
motion to withdraw.
19) On November 17, 2010, the Court granted Mr. Collignon’s motion to
re-enter as attorney of record but denied a motion to continue the
compliance hearing because the daily fine imposed by Commissioner
Kramer and Judge Keele was ongoing and could be cured by the
Defendant filing an application to demolish, securing a bid to do so,
and submitting a plan for demolition to the Court.
20) On November 18, 2010, the parties agreed that the IHPC had continued
the hearing on Defendant’s application to demolish the structure, and
they agreed to reset the compliance hearing on December 16, after the
IHPC’s next meeting on December 1.
21) On December 7, 2010, the Court granted Collignon and Dietrick’s
motion to withdraw as counsel for the Defendant.
22) On December 15, 2010, Katherine Starks, William Richards, and Scott
Richards entered an appearance as counsel for the Defendant and
requested a continuance of the hearing set for December 15, as well as
a pre-trial conference. The Court denied the request to continue,
instead vacating the hearing and giving Ms. Starks the opportunity to
file any response to [HHC]’s reply to Defendant’s motion to recuse.
9
The Court also denied the request for pre-trial conference and reset the
compliance hearing on demolition and fines for January 6, 2011, at 9
a.m.
23) On January 6, 2011, attorney Ryan Frasher entered an appearance as
counsel for the Defendant. The Court received testimony that Ms.
Vickie Bohlsen, a member of Dickson Street and the wife of Mr.
Bohlsen, requested a continuance on Dickson Street’s application for a
COA to demolish at the IHPC’s meeting in November and that the
IHPC dismissed the application when Dickson Street’s property
manager Steve Waltman appeared at the IHPC’s meeting but was
unprepared to address the application. The Court also heard testimony
that the Defendant’s application for a certificate of appropriateness to
repair the property remained pending with the IHPC, although there had
been no improvements to the structure. The Court reset the matter to
February 1 and ordered the Defendant to pay $3,000 in outstanding
fines, withdraw the application for COA to repair the property, and to
comply with the IHPC’s procedures for application to demolish and
required notice to neighbors for the March IHPC meeting.
24) The Court’s hearing on February 1 was reset due to unsafe weather
conditions. On February 8 Mr. Frasher appeared for the Defendant.
The Court received testimony about a limb which fell from [the
House’s lot] onto a neighboring property, damaging a fence. The Court
also found the property was no longer secured from entry. In addition,
the Court found that the Defendant paid $3,000 in fines and that the
IHPC issued a certificate of appropriateness to repair the subject
property over the names of applicants “Steve Waltman for Tad Bohlsen
with Pine Financial.” The Court reset the matter for March 8 and
ordered the members of Dickson Street to appear to explain their non-
compliance with the Court’s orders, as Mr. Frasher could not do so.
The Court also ordered Dickson Street to pay another $3,000 of the
outstanding $22,000 in fines, to withdraw the COA to repair, and to
comply with all deadlines for applying for a COA to demolish the
property at the IHPC’s March meeting or face penalties for contempt.
25) On March 3 Mr. Frasher appeared and asserted that there was a new
member of Dickson Street named Mr. Mecwan, who appeared for the
Defendant. However, Mr. Mecwan was unable to answer any questions
about the case history, the physical condition or the property, or the
Court’s orders and testified that he had never visited the property. The
Court found that the Defendant failed to pay the $3,000 in outstanding
fines as ordered. The Court also found that the Defendant filed a one
page application for COA to demolish the property with the IHPC and
that it notified IHPC to withdraw the COA to repair. The Court noted
10
that the application listed a cost to demolish of “$15,000” but that the
time line for demolition dated August 20, 2010, stated that the
demolition would cost “$19,900.” The Court ordered the Defendant to
comply with the IHPC hearing on April 6 or for all members of
Dickson Street to appear in court on April 12 to show cause why they
should not be found in contempt. The Court found that the Defendant
removed the tree limb from the neighboring property, fixed the fence,
and secured the property.
26) On April 11 the Court granted Mr. Frasher’s motion to withdraw as
counsel for the Defendant.
27) On April 12 Mr. David Kress of Benesch Friedlander Coplan &
Aronoff appeared on behalf of the Defendant. Steve Waltman testified
that he directed a work crew to demolish the east structural wall of the
property without a permit and that Mr. Bohlsen directed him to file the
application for the COA to repair the property in January 2011. The
Court found that the Defendant failed to pay $3,000 toward the
outstanding fines as ordered and engaged in demolition work on the site
without a permit and in violation of the Court’s orders and local
ordinance. The Court also found that the IHPC issued a certificate of
appropriateness to demolish the property sought by Mr. Kress on behalf
of the Defendant, despite Mr. Kress’ request for a continuance at the
meeting. Because of the Defendant’s willful non-compliance with the
Court’s repeated orders to demolish the property, the Court ordered
[HHC] to board and then to demolish the unsafe structure.
28) On May 6 the Defendant notified the Court of its filing of a petition for
judicial review of the IHPC’s approval of the Defendant’s application
for a COA to demolish the property. The Defendant alleged that the
Commission wrongfully failed to grant the Defendant’s motion for a
continuance pursuant to its rules at the hearing on April 6 and asserted
that pursuant to “Rule 7 of the rules of the IHPC, all proceedings and
work on [the House] are automatically stayed.”
29) On May 17 the Court conducted a hearing. The Court found that the
Defendant failed to pay any outstanding fines as ordered since April 12.
Because there was no progress abating the violations, the Court
imposed a daily fine of $150 until the unsafe structure is demolished.
The Court reset the matter for June 28 for the Defendant to show cause
why it should not be held in contempt for failing to pay fines as
ordered, allegations of wrecking on the property without a permit,
obtaining a permit to make structural repairs to the property in violation
of the Court’s order to demolish, and the veracity of Mr. Bohlsen’s
statements in court and under oath on September 14th when he promised
on behalf of the Defendant to abandon all attempts to repair the
11
property and to demolish it.
30) On June 14 the Court reaffirmed its repeated orders from four judicial
officers to demolish the unsafe building.
Conclusions of Law
1) Almost two years after a fire that severely damaged [the House],
Defendant Dickson Street Investments, LLC, has not repaired or
demolished the property as required by law. Dickson Street
Investments has failed repeatedly to repair the property and has resisted
the orders of four judicial officers to demolish the unsafe structure,
despite the fact that the neighboring residences are occupied.
2) The Defendant continues to refuse to comply with the Court’s orders to
demolish the property, despite the Defendant’s promises to do so.
These promises to comply appear to have been made solely to avoid the
sanctions of direct contempt.
3) The Defendant filed an application for a COA to demolish the unsafe
property with the IHPC and was placed on the agenda by the IHPC at
its meeting on November 3, 2010. At that meeting the Defendant
requested a continuance until the December hearing, as provided in the
IHPC’s rules, and the IHPC granted the continuance. However, at the
IHPC meeting on December 3, the Defendant chose not to be prepared
to prosecute its petition, resulting in its dismissal by the IHPC. The
Defendant availed itself of its one mandatory continuance under the
IHPC’s rules but still failed to prosecute its petition. The Defendant
now complains about the IHPC’s grant of the very permit it requested a
second time. The Defendant’s petition fails to state any harm that the
Defendant suffered and only attempts to compound the delays that the
Defendant manufactured by failing to prosecute its first petition for a
COA to demolish. The Defendant’s petition for certiorari is defective
as a matter of law because IC 36-7-4-1003 and IC 36-7-1.1-10 only
permits a “person aggrieved” or an “aggrieved person” to appeal. In no
way has the Defendant been prejudiced by the IHPC’s grant of its
second application for a COA.
4) The Defendant’s complaint for judicial review of the IHPC’s approval
of its application was not perfected and should be dismissed because
the Defendant failed to serve notice of its appeal to all the parties,
specifically the Woodruff Place Civic League, Inc., as required by law.
Because the complaint is legally deficient on its face, it is not a valid
“petition” as intended by the Legislature in IC 36-7-4-1005 and IC 36-
7-11.1-10 and cannot require a delay in these proceedings or a stay of
the Court’s order to [HHC] to demolish the unsafe building.
12
5) When Judge McCarty declined jurisdiction and ordered the petition for
certiorari transferred to this Court, the Defendant requested a change of
judge, attempting to evade this Court and to delay these proceedings
again.
6) In the face of the Defendant’s continued and legally baseless efforts to
frustrate and avoid the Court’s orders, the Court reaffirms its order that
Health and Hospital Corporation demolish the unsafe structure at 915-
917 Woodruff Place East Drive forthwith to protect public Health and
safety.
Order
The Court’s prior orders for [HHC] to demolish the property are
reaffirmed.
Appellant’s App. pp. 81-90.
On June 29, 2011, the House was demolished. At a hearing on July 12, 2011, counsel
for Dickson Street withdrew and Bohlsen did not appear as ordered. The trial court found
Bohlsen in contempt of court, issued an arrest warrant for him, and set a contempt hearing for
August 16, 2011. On August 16, 2011, Judge Certo conducted a hearing relating to whether
Bohlsen had misrepresented to him on September 14, 2010, what Judge Keel had told
Bohlsen on June 8, 2010. After taking Bohlsen’s testimony, Judge Certo found that Bohlsen
had given “unambiguously false” testimony that “could only have been intended to mislead
the court[,]” found Bohlsen in direct contempt, and sentenced him to twenty-one days of
incarceration. Appellant’s App. p. 21.
On August 22, 2013, Bohlsen filed a motion for relief from judgment. On December
24, 2013, the trial court issued its order on Bohlsen’s motion for relief from judgment, ruling
that it had incorrectly found him guilty of direct contempt. The trial court concluded,
however, that the procedural requirements for finding Bohlsen guilty of indirect contempt
13
had been satisfied and modified its ruling to reflect a finding of indirect contempt.
DISCUSSION AND DECISION
The trial court ultimately found Bohlsen to be guilty of indirect contempt of court. In
general, “[d]irect contempt involves actions occurring near the court, interfering with the
business of the court, of which the judge has personal knowledge. Indirect contempt
undermines the activities of the court but fails to satisfy one of the other direct contempt
requirements.” Hopping v. State, 637 N.E.2d 1294, 1296 (Ind. 1994). It is not in dispute that
Bohlsen’s false statements to the trial court would, at most, constitute indirect contempt of
court. See, e.g., In re Marriage of Neiswinger, 477 N.E.2d 257, 260 (Ind. 1985) (“We hold
that giving false testimony in the manner done here, the falsity of which could not be known
but only inferred by reference to later testimony and which, unlike, for example, a refusal to
testify, apparently caused no disturbance or disruption or palpable offense to the proceedings
does not warrant a summary conviction and, therefore, is not a direct contempt.”).
Indiana Code chapter 34-47-3 governs indirect contempt proceedings.
(a) In all cases of indirect contempts, the person charged with indirect
contempt is entitled:
(1) before answering the charge; or
(2) being punished for the contempt;
to be served with a rule of the court against which the contempt was alleged to
have been committed.
(b) The rule to show cause must:
(1) clearly and distinctly set forth the facts that are alleged to constitute the
contempt;
(2) specify the time and place of the facts with reasonable certainty, as to
inform the defendant of the nature and circumstances of the charge against
the defendant; and
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(3) specify a time and place at which the defendant is required to show
cause, in the court, why the defendant should not be attached and punished
for such contempt.
(c) The court shall, on proper showing, extend the time provided under
subsection (b)(3) to give the defendant a reasonable and just opportunity to be
purged of the contempt.
(d) A rule provided for under subsection (b) may not issue until the facts
alleged to constitute the contempt have been:
(1) brought to the knowledge of the court by an information; and
(2) duly verified by the oath of affirmation of some officers of the court or
other responsible person.
Ind. Code § 34-47-3-5.
Indiana Code section 34-47-3-7 provides for the appointment of a special judge to
hear and decide an allegation of indirect contempt under certain circumstances:
(a) Except as provided in subsection (b), this section applies to all cases of
indirect contempt of courts of this state, other than the supreme court or the
court of appeals.
(b) This section does not apply to indirect contempts growing out of willfully
resisting, hindering, delaying, or disobeying any lawful process or order of
court.
(c) The court against which the alleged contempt was committed shall, at the
time the rule to show cause is issued, nominate three (3) competent and
disinterested persons, each of whom shall be an available judge or member of
the Indiana bar, to be submitted to the parties in the action, from which the
state, by the prosecuting attorney, and the defendant shall immediately strike
off one (1) name each.
(d) The court shall appoint the person who remains unchallenged under
subsection (c) to preside in the cause as special judge.
(e) If the prosecuting attorney, the defendant, or the defendant’s attorney
refuse to strike off the names under subsection (c), then the clerk of the court
shall strike for them.
(f) If the person appointed under subsection (d) is an attorney and not a regular
judge, and if that person consents to serve, the person shall be qualified as
other judges. The person’s appointment and oath shall be filed with the clerk
and entered on the order book of the court. The appointed person may hear and
determine the cause until the cause is disposed of.
We now proceed to Bohlsen’s specific contentions.
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I. Whether the Trial Court Erred in Denying
Bohlsen’s Motion for Relief from Judgment
Bohlsen contends that the trial court erred in denying his motion for relief from
judgment because the trial court’s underlying judgment of indirect contempt is void. Indiana
Trial Rule 60(B)(6) provides that on a motion the court may relieve a party from a judgment
if “the judgment is void[.]” The weight of Indiana authority regarding the standard of review
of the denial of such a motion holds that
a motion under T.R. Rule 60(B)(6) alleging the judgment is void requires no
discretion on the part of the trial court because either the judgment is void or it
is valid. Schoffstall v. Failey (1979), 180 Ind. App. 528, 389 N.E.2d 361, 363.
Void judgments can be attacked, directly or collaterally, at any time.
International Alliance of Theatrical Stage Employees v. Sunshine Promotions,
Inc. (1990), Ind. App., 555 N.E.2d 1309, 1315.
Santiago v. Kilmer, 605 N.E.2d 237, 239 (Ind. Ct. App. 1992), trans. denied; see also
Farmers Mut. Ins. Co. v. M Jewell, LLC, 992 N.E.2d 751, 754 (Ind. Ct. App. 2013), trans.
denied; Yoder v. Colonial Nat’l Mortg., 920 N.E.2d 798, 801 (Ind. Ct. App. 2010); Laflamme
v. Goodwin, 911 N.E.2d 660, 664 (Ind. Ct. App. 2009); LePore v. Norwest Bank Ind., N.A.,
860 N.E.2d 632, 634 (Ind. Ct. App. 2007); Hotmix & Bituminous Equip. Inc. v. Hardrock
Equip. Corp., 719 N.E.2d 824, 826 (Ind. Ct. App. 1999).
Bohlsen contends that the trial court’s judgment of indirect contempt is void because
the trial court did not appoint a special judge to hear and decide the matter. While we are
skeptical that the trial court’s judgment would indeed be “void” if it had been required to
appoint a special judge and failed to do so, we need not address the matter in such depth.
The Indiana Supreme Court has addressed the question and squarely held that the
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appointment of a special judge is not required in indirect contempt proceedings in civil cases.
In the case of Bangs v. Northern Indiana Power Co., 211 Ind. 628, 6 N.E.2d 563 (1937), the
Indiana Supreme Court evaluated a claim that a special judge should have been appointed to
conduct an indirect contempt proceeding, which was brought under a predecessor statute to
Indiana Code section 34-47-3-7:
The section further provides that from the names submitted by the court
‘the state of Indiana, by the prosecuting attorney, and the defendant, shall
immediately strike off one of such names each. * * * If the prosecuting
attorney or the defendant, or his attorney, refuse to strike off the names, then
the clerk of such court shall strike for them.’ Evidently the Legislature had in
mind criminal contempt cases in which the prosecuting attorney represented
the state. When the 1931 act is read in connection with other statutes upon the
subject of change of venue, and when it is considered that the facts here
involved constitute civil contempt, it is plain that the statute relied upon by
appellants does not apply, but applies only in the matter of the selection of
judges and the right to change of venue in criminal contempt cases.
Bangs v. N. Ind. Power Co., 211 Ind. at 633-34, 6 N.E.2d at 565 (asterisks in original).
As previously mentioned, Indiana Code section 34-47-3-7(c) provides that
The court against which the alleged contempt was committed shall, at the time
the rule to show cause is issued, nominate three (3) competent and
disinterested persons, each of whom shall be an available judge or member of
the Indiana bar, to be submitted to the parties in the action, from which the
state, by the prosecuting attorney, and the defendant shall immediately strike
off one (1) name each.
(Emphasis added).
We conclude, as did the Bangs court, that the requirement that the prosecuting
attorney strike one of the special judge nominees makes it clear that the appointment of a
special judge is only required in criminal cases, one of which this is not. The trial court did
not err in denying Bohlsen’s motion for relief from judgment on the basis that it erroneously
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failed to appoint a special judge.
II. Whether the Trial Court Abused its Discretion in
Denying Bohlsen’s Motion for Relief from Judgment
Bohlsen contends that the trial court abused its discretion in denying his motion for
relief from judgment. Our review of a trial court’s grant or denial of a motion for relief from
judgment pursuant to Trial Rule 60(B) is limited to determining whether the trial court
committed an abuse of discretion. Citimortgage, Inc. v. Barabas, 950 N.E.2d 12, 15 (Ind. Ct.
App. 2011). A trial court abuses its discretion when its ruling is clearly against the logic and
effect of the facts and circumstances before the court. TacCo Falcon Point, Inc. v. Atlantic
Ltd. P’ship XII, 937 N.E.2d 1212, 1218 (Ind. Ct. App. 2010). The burden is on the movant
for relief from judgment to demonstrate that the relief is both necessary and just. In re
Paternity of M.W., 949 N.E.2d 839, 842 (Ind. Ct. App. 2011). Trial Rule 60(B) “affords
relief in extraordinary circumstances which are not the result of any fault or negligence on
the part of the movant.” Goldsmith v. Jones, 761 N.E.2d 471, 474 (Ind. Ct. App. 2002).
Bohlsen contends that he is entitled to relief pursuant to Trial Rule 60(B)(8), which allows
for relief for “any reason justifying relief from the operation of the judgment[.]” Bohlsen
acknowledges that “[r]elief under this subsection is reserved for those cases where
exceptional circumstances justify extraordinary relief.” Lake Cnty. Trust Co. v. Gainer Bank,
N.A., 555 N.E.2d 1356, 1360 (Ind. Ct. App. 1990), trans. denied.
Bohlsen first argues that relief from the trial court’s judgment of contempt is justified
because the trial court issued an order on June 22, 2011, in which it found that he had
provided false testimony, which was later the subject of the contempt hearing of August 16,
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2011. Bohlsen seems to argue that all of this establishes that the trial court prejudged his
guilt and that the contempt hearing was therefore a mere formality. Bohlsen contends that
because the trial court had allegedly already made up its mind prior to the contempt hearing,
the appointment of a special judge was necessary. We have already determined, however,
that the appointment of a special judge to hear indirect contempt allegations is not required in
civil cases, and Bohlsen does not explain how such an appointment might have helped him in
any event.
Bohlsen also notes that the trial court issued neither a formal rule to show cause nor a
contempt information pursuant to Indiana Code section 34-47-3-5.
If no rule to show cause is issued in compliance with this statute, a court may
lack the authority to hold a person in contempt. See Carter v. Johnson, 745
N.E.2d 237, 241 (Ind. Ct. App. 2001). Strict compliance with the rule to show
cause statute may be excused if it is clear the alleged contemnor nevertheless
had clear notice of the accusations against him or her, for example because he
or she received a copy of an original contempt information that contained
detailed factual allegations, or if he or she appears at the contempt hearing and
admits to the factual basis for a contempt finding. See Lasater v. Lasater, 809
N.E.2d 380, 385-86 (Ind. Ct. App. 2004); Mitchell v. Stevenson, 677 N.E.2d
551, 560-61 (Ind. Ct. App. 1997), trans. denied.
In re Paternity of J.T.I., 875 N.E.2d 447, 451 (Ind. Ct. App. 2007). The overriding principle
to be served is that “due process requires notice, an opportunity to be heard, and an
opportunity to confront witnesses.” Ind. State Bd. of Educ. v. Brownsburg Cmt’y. Sch. Corp.,
842 N.E.2d 885, 889 (Ind. Ct. App. 2006).
The trial court made the following findings relevant to the question of whether
Bohlsen received the process that was due:
5. This Court provided Mr. Bohlsen with his due process rights and
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protections, as is indicated by the record:
a. On May 17, 2011, the Court’s Chronological Case Summary entry,
reflecting the Court’s order for the hearing that day, states:
…Defendant is ordered to show cause why it should not be found in
contempt on 28 June at 10 am for failing to pay fines as ordered,
allegations of wrecking on the property without a permit, obtaining
a permit for structural repair in January 2011 from IHPC, and
veracity of Mr. Bohlsen’s in court statements on 14 Sept 2010 about
Judge Keele’s order on in court promise to abandon attempt to
repair in lieu of being found in direct contempt of court on 17
September 2010. All members of Dickson Street Investments, LLC
ordered to appear…
b. On June 27, 2011, the Court “on its own motion reset [the] matter
due to scheduling conflicts.” The contempt hearing was
rescheduled for July 12, 2011 at 9:00 a.m.
c. On July 12, 2011, Mr. Kress, one of Mr. Bohlsen’s numerous
attorneys throughout this litigation, appeared and indicated that Mr.
Bohlsen fired him the prior Friday (July 8, 2011). Mr. Bohlsen,
however, did not appear, and the Court issued a warrant with a
$15,000 cash bond. The Court reset the contempt hearing for
August 16, 2011, at 9:00 a.m.
d. On July 29, 2011, Andrew B. Arnett filed an Appearance on behalf
of Mr. Bohlsen, a “non-party.” Counsel also filed a Motion to
Recall Bench Warrant, in which counsel asked the Court, among
other requests, to vacate the contempt finding from July 12, 2011.
As there had been no finding of contempt on July 12, 2011, the
Motion was denied on August 3, 2011, with an entry that the matter
would be heard “16 August on contempt for Mr. Bohlsen’s prior in
court statements.”
e. On August 15, 2011, “Defendant Tad Bohlsen, by counsel [Arnett]”
sought a continuance of the contempt hearing scheduled for August
16, 2011. The basis for the motion was that “[c]ounsel … has just
entered his appearance … needs more time to prepare for the
contempt hearing.”
f. The Court’s Order on August 15, 2011, as reflected in the ccs, and
faxed to counsel a t 3:40 p.m. on August 15, 2011, states:
Court denies Mr. Bohlsen’s Motion to Continue, as the date was
confirmed for his convenience on August 3rd, and the request for
continuance is not timely. The Court will extend courtesy to Mr.
Arnett, as it has to more than a dozen attorneys who have entered
appearances in this case on behalf of Mr. Bohlsen in various
capacities, including providing transcripts concerning the contempt
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allegations.
6. It is clear from the record that Bohlsen was aware, or should have been
aware, of the purpose of the contempt hearing, as well as the specific
allegation for which he was to answer. Lesh v. Chandler, 944 N.E.2d
942, 954 (Ind. Ct. App. 2011).
7. This Court also provided Bohlsen with an opportunity to present
testimony and evidence to the Court as to why he should not be held in
contempt.
8. At the previously-scheduled contempt hearing on August 16, 2011,
Bohlsen appeared in person and by counsel, Mr. Arnett. As this case
was an ongoing matter, the Court, over the Plaintiff’s objections, heard
only the contempt matters and not the other remaining allegations
which were the subject of the case.
9. On August 16, 2011, Bohlsen was provided the opportunity to explain
to the Court why he should not be held in contempt. At the conclusion
of the hearing, the Court was not persuaded that Bohlsen’s testimony
sufficiently denied, explained, or excused the facts underlying the
contempt proceeding. Because his personal conduct defied the Court’s
orders and attempted to deceive a judicial officer, the Court held
Bohlsen in contempt a second time and ordered Bohlsen to serve a 21-
day sentence of incarceration.
Appellant’s Br. pp. 25-26 (footnotes omitted).
The trial court’s findings on this question, none of which Bohlsen challenges, amply
support a conclusion that Bohlsen had clear notice of the allegations against him and when he
would be given the opportunity to defend himself. The CCS indicates that on May 17, 2011,
the trial court ordered Bohlsen to show cause why he should not be held in contempt for,
inter alia, his in-court statements “on 14 Sept 2010 about Judge Keele’s order on in court
promise to abandon attempt to repair[.]” Appellant’s App. p. 18. The CCS entry indicates
that the matter had been reset “to 16 Aug on contemptfor [sic] Mr. Bohlsen’s prior in court
statements[.]” Appellant’s App. p. 20. Bohlsen does not claim ignorance of these entries,
which clearly indicate the nature of the allegations against him and when they would be
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heard. Moreover, Bohlsen does not deny that he was given the opportunity to present
evidence at the hearing, which he did. Under the circumstances of this case, we conclude
that the trial court’s failure to issue a rule to show cause and a contempt information did not
deny Bohlsen due process.
The judgment of the trial court is affirmed.
RILEY, J., and ROBB, J., concur.
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