In re the Paternity of D.M.: J.W. v. C.M.

May 08 2014, 10:01 am
FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
KAREN YVONNA RENFRO GREGORY F. ZOELLER
New Albany, Indiana Attorney General of Indiana
KRISTIN GARN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN RE THE PATERNITY OF D.M.: )
)
J.W., )
)
Appellant-Respondent, )
)
vs. ) No. 10A01-1306-JP-253
)
C.M., )
)
Appellee-Petitioner. )
APPEAL FROM THE CLARK CIRCUIT COURT
The Honorable Jerome F. Jacobi, Judge
The Honorable William A. Dawkins, Magistrate
Cause No. 10C02-1301-JP-23
May 8, 2014
OPINION - FOR PUBLICATION
ROBB, Judge
Case Summary and Issue
The State of Indiana filed a Verified Petition for the Establishment of Paternity
alleging J.W. was the father of C.M.’s stillborn child. J.W. filed a motion to dismiss alleging
the State’s petition failed to state a claim upon which relief could be granted. Following a
hearing, the trial court denied J.W.’s motion and ordered the parties to submit to genetic
testing. J.W. appeals the trial court’s order, raising the following issue for our review:
whether the trial court abused its discretion in denying his motion to dismiss and ordering
him to undergo genetic testing to establish paternity of a stillborn child when there were no
custody or support issues to be determined. Concluding the State had no authority to bring
this action and the trial court erred in allowing it to proceed, we reverse.
Facts and Procedural History
On July 25, 2012, C.M., a minor, gave birth at home to a stillborn child, D.M. C.M.
was unaware prior to this date that she was pregnant. C.M. alleged J.W., also a minor, was
D.M.’s father. J.W. denies this allegation.
C.M. and her mother asked the Clark County Prosecutor’s Office for assistance in
establishing paternity. C.M. “assigned her support rights to the State of Indiana pursuant to
an Assignment for Persons Not Receiving Public Assistance and Title IV-D of the Social
Security Act.” Appellant’s Appendix at 4. The State then filed a Verified Petition for the
Establishment of Paternity as next friend of D.M. and assignee of C.M.’s support rights
naming J.W. as the alleged father. J.W. filed a motion to dismiss, contending that because of
the circumstances of D.M.’s birth, there were no prenatal, birth, or postnatal expenses to be
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reimbursed, nor was C.M. receiving services or assistance from the State which could be
reimbursed. Therefore, J.W. alleged there was no cause of action for paternity by the State.
The trial court held a joint hearing on the petition to establish paternity and the motion
to dismiss. In support of the petition to establish paternity, C.M. testified that she was
unaware she was pregnant until she gave birth, that D.M. was stillborn, and that J.W. was the
only person with whom she had sexual relations. C.M.’s mother testified that they wanted
paternity established “[f]irst of all, for closure [and] for the respect of my, our family, as well
as theirs, to know the truth of what happened.” Transcript at 7-8. C.M.’s mother also
testified that there had been no costs due to the pregnancy. She did note they are now paying
for C.M.’s blood pressure medication, but she offered no evidence aside from her testimony
that the blood pressure condition was a result of or related to the pregnancy. She also noted
they had paid the costs of cremating D.M. The State acknowledged at the outset of the
hearing that no money is owed to the State, but later stated that it may seek reimbursement of
Medicaid costs in the future.1 The parties then offered argument on J.W.’s motion to dismiss.
After taking the matter under advisement, the trial court issued the following order:
This matter comes before the Court on the Petitioner mother’s request to
establish paternity. The court having heard testimony and argument from the
parties, now orders as follows:
1. This is a unique situation. [C.M.] is a minor . . . who is now
fourteen (14) years of age. The Respondent, [J.W.], is also a minor
. . . who is now fifteen (15) years of age;
2. [C.M.] delivered a stillborn child on July 25, 2012;
3. [C.M.] alleges that she was unaware of her pregnancy until the
child was delivered;
1
In its brief, the State asserts that it “was and is not seeking Medicaid reimbursement in this case . . .
.” Brief of the State of Indiana at 5 n.3.
3
4. [C.M.] has enlisted the services of the IV-D division to obtain
assistance with the establishment of paternity. There are no state-
owed moneys. She is not represented by counsel, and appeared for
hearing with her parents;
5. [J.W.] also appeared with his parents, and is represented by
counsel;
6. [J.W.] argues that the establishment of paternity serves no
legitimate purpose as there are no state-owed expenses, there is no
child support to be ordered, and that parenting time is not an issue.
Further, he alleges that the petition is filed to harass him and his
family. Likewise, [J.W.] urges the dismissal of this action;
7. [C.M.] argues that the child deserves to have a father legally
recognized, and that this is not about the recoupment of any monies;
8. [J.W.] signed no affidavit of paternity. He further is not
desirous of admitting paternity. Rather, he requests this court to
order DNA testing should it deny his motion to dismiss;
9. There is a dearth of guidance by our appellate courts. The only
applicable law appears to be IC § 31-14-5-8, which states, simply,
that the establishment of paternity is not barred by a stillborn child;
10. Certainly, trial courts are not tasked with establishing public
policy. However, while this court understands the argument that the
establishment of paternity here is not to determine custody,
parenting time or support, it would appear that the instant order of
DNA testing seems more in line with the legislature’s intent in
enacting the paternity statute. Specifically, IC § 31-14-1-1 states
that “[t]he general assembly favors the public policy of establishing
paternity . . . of a child born out of wedlock.”
11. [J.W.’s] motion to dismiss this action is denied. Further, should
he insist on DNA testing, as is his right, his motion for testing is
granted. He shall bear the cost of such testing. He is further tasked
with contacting the IV-D office to arrange for payment and to make
himself available for fluid collection.
Appellant’s App. at 15-16. J.W. filed a motion to correct error which was denied. This
appeal ensued.
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Discussion and Decision
I. Standard of Review
We generally review de novo a ruling on a motion to dismiss a civil complaint for
failure to state a claim pursuant to Indiana Trial Rule 12(B)(6). Putnam Cnty. Sheriff v.
Price, 954 N.E.2d 451, 453 (Ind. 2011). However, Rule 12(B) provides:
If, on a motion, asserting the defense number (6), to dismiss for failure
of the pleading to state a claim upon which relief can be granted, matters
outside the pleading are presented to and not excluded by the court, the motion
shall be treated as one for summary judgment and disposed of as provided in
Rule 56. In such case, all parties shall be given reasonable opportunity to
present all material made pertinent to such a motion by Rule 56.
Although the proceedings in this case were not formally addressed as summary judgment, the
trial court held a joint hearing on the paternity petition and J.W.’s motion and heard
testimony, on which it clearly relied in denying J.W.’s motion. The parties also relied on the
testimony in arguing the motion and on appeal. We therefore will review this case as a denial
of summary judgment.
“The purpose of summary judgment is to terminate litigation for which there can be no
factual dispute and which can be determined as a matter of law.” Matter of Paternity of
J.J.H., 638 N.E.2d 815, 817 (Ind. Ct. App. 1994), trans. denied; see Ind. Trial Rule 56(C)
(summary judgment is appropriate if “there is no genuine issue as to any material fact and . . .
the moving party is entitled to a judgment as a matter of law.”). The appealing party has the
burden of persuading the reviewing court that the grant or denial of summary judgment was
erroneous. Knoebel v. Clark Cnty. Superior Court No. 1, 901 N.E.2d 529, 531-32 (Ind. Ct.
App. 2009). Where, as here, there are no disputed facts and the issue presented is a pure
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question of law, we review the matter de novo. Bennett v. CrownLife Ins. Co., 776 N.E.2d
1264, 1268 (Ind. Ct. App. 2002). As the trial court noted, “[t]here is a dearth of guidance” on
the particular point raised by this case.
II. Viability of a Paternity Action by the State
A. Title IV-D
The petition for paternity in this case was filed by the Clark County Prosecutor’s
Office on behalf of the Title IV-D office as assignee of support rights. Generally speaking,
Title IV-D of the Social Security Act outlines the procedures a state must establish to receive
federal funding under the Aid to Families with Dependent Children (“AFDC”) program. In
re Paternity of A.M.P., 896 N.E.2d 1188, 1191 (Ind. Ct. App. 2008). These procedures
include providing services “relating to the establishment of paternity or the establishment,
modification, or enforcement of child support obligations” for a child receiving AFDC
assistance or “any other child, if an individual applies for such services with respect to the
child . . . .” 42 U.S.C. § 654. Indiana’s implementation of these procedures is found at
Indiana Code chapter 31-25-3, which establishes a child support bureau charged with the
state’s administration of its Title IV-D plan, and Indiana Code chapter 31-25-4, which
describes the duties of the bureau.
Indiana Code section 31-25-4-17 describes the specific support-related services to be
provided by the bureau to Indiana’s Title IV-D Child Support Program (“Indiana’s Child
Support Program”) participants: collecting support payments, assisting in obtaining a support
order where none exists, and assisting “mothers of children born out of wedlock in
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establishing paternity and obtaining a support order,” among others. These same services
must also be made available to people who do not receive public assistance if they apply and
pay a fee.2 Ind. Code § 31-25-4-19. The bureau is given statutory authority to contract with
prosecuting attorneys or private attorneys to undertake those services. Ind. Code § 31-25-4-
13.1(b); Moore v. Liggins, 685 N.E.2d 57, 61-62 (Ind. Ct. App. 1997) (holding, under prior
version of statute, that non-recipient is entitled to seek assistance from the Title IV-D
program and the State has authority to pursue that relief). Thus, in general, C.M., though not
receiving Title IV-D assistance, is entitled to request the State’s assistance in pursuing a
paternity action and the State is authorized to do so.
However, the express purpose of Title IV-D, and by extension, the Indiana Child
Support Program, is to enforce support obligations owed to custodial parents and their
children by providing services—such as locating noncustodial parents, establishing paternity,
and obtaining child and spousal support—for all children for whom such assistance is
requested. 42 U.S.C. § 651 (“For the purpose of enforcing the support obligations owed . . .
and assuring that assistance in obtaining support will be available under this part to all
children (whether or not eligible for [AFDC] assistance . . .) for whom such assistance is
requested, there is hereby authorized to be appropriated for each fiscal year a sum sufficient
to carry out the purposes of this part.” (emphasis added)); see also Indiana Department of
Child Services, www.in.gov/dcs/2429.htm (explaining that Indiana’s Child Support Program
“is required to do a number of functions to assist in getting child support dollars to families”
2
The fee may be waived under certain circumstances such as this in which C.M. was receiving
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and that a county prosecutor’s Title IV-D office “represents only the best interest of the
child(ren).”) (last visited April 23, 2014). There is no question that child support is not an
issue in this action, and therefore no services to assist in obtaining or enforcing support rights
are required. Title IV-D services cannot be uncoupled from their purpose. Cf. Collier v.
Collier, 702 N.E.2d 351, 354-55 (Ind. 1998) (holding that even though “modification of an
existing support order” is not one of the services enumerated in what is now Indiana Code
section 31-25-4-17, necessary modification of a support order services the purpose of Title
IV-D laws and the State therefore has authority to assist in pursuing modification). Because
J.W. would owe no support to D.M. even if his paternity was established, the State has no
authority under Indiana’s Child Support Program to bring this paternity action.
B. Indiana’s Paternity Statutes
Although the State has no authority under Indiana’s Child Support Program to bring
an action to establish paternity of D.M., we also address its authority under Indiana’s
paternity statutes. A man’s paternity may be established only in an action brought under
Indiana Code article 31-14 or by his execution of a paternity affidavit. Ind. Code § 31-14-2-
1. The legislature has specifically stated that it “favors the public policy of establishing
paternity under this article of a child born out of wedlock.” Ind. Code § 31-14-1-1. Of
particular import to this case, the legislature has also declared that “[a]n action not otherwise
barred is not barred by . . . (1) the death or stillbirth of the child . . . .” Ind. Code § 31-14-5-8.
Medicaid benefits through the Hoosier Healthwise program.
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The purpose of the paternity article is to “provide proper legal procedures to enable . .
. children [born out of wedlock] to have the proper care, maintenance, education, protection,
support and opportunities, the same as children born in wedlock, and to establish the
necessary legal procedure to enforce such rights and privileges for such children.” Sullivan
v. O’Sullivan, 130 Ind. App. 142, 146, 162 N.E.2d 315, 317 (1959). Indiana Code section
31-14-4-2(a) provides that upon the request of the mother (among others), the prosecuting
attorney “shall file a paternity action and represent the child in that action.” (Emphasis
added.) Consistent with the purpose of the article and the language of the statute and in
recognition that the parties to a paternity action may have different interests, we have held
that the prosecutor’s only interest in bringing a paternity action is to represent the child’s
interests. Clark v. Kenley, 646 N.E.2d 76, 78-79 (Ind. Ct. App. 1995), trans. denied. “The
child’s interests in a paternity determination include inheritance rights, social security
survivor benefits, employee death benefits, and in some instances, proceeds of life insurance
policies. A child’s interests may also include the establishment of familial bonds,
indoctrination into cultural heritage, and knowledge of family medical history.” Id. at 79
(citation omitted). A stillborn child, however, has none of these interests. Consequently, the
State has no interest to represent in an action seeking to establish paternity of that child, and
therefore, the State has no authority under our statutes to bring this action to establish
paternity of D.M.
This outcome does not render Indiana Code section 31-14-5-8 a nullity. Paternity can
still be established for a stillborn child, just not in an action brought by the State. Indiana
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Code section 31-14-4-1 provides a list of persons or entities that may file a paternity action,
including the mother of the child, who may do so within two years of the child’s birth. See
Ind. Code § 31-14-5-3(b). Once a man is established as a child’s biological father, the issues
of support, custody and parenting time for the child are to be determined. See Ind. Code §
31-14-10-1. In the case of a stillborn child, support, custody, and parenting time are not at
issue. However, when paternity is established, the court “shall order the father to pay at least
fifty percent (50%) of the reasonable and necessary expenses of the mother’s pregnancy and
childbirth,” including the cost of prenatal care, the child’s delivery, the mother’s
hospitalization, and postnatal care. Ind. Code § 31-14-17-1. Therefore, in an appropriate
case, paternity of a stillborn child may be established for the purpose of recouping those
costs.3
Conclusion
As a matter of law, the State had no authority to pursue an action to establish paternity
of D.M. and the trial court therefore erred in allowing the paternity action to proceed by
ordering genetic testing. The judgment of the trial court is therefore reversed.
Reversed.
BARNES, J., and BROWN, J., concur.
3
Although we understand and sympathize with C.M. and her family and their wish to legally establish
paternity for purposes of closure, respect, and learning the truth, see tr. at 7-8, these are not issues that the
paternity statutes are intended to remedy.
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