Nicolette Deal v. Tyce Deal

Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before
any court except for the purpose of
establishing the defense of res judicata,
FILED
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT: Oct 25 2012, 9:11 am
JAMES R. RECKER CLERK
of the supreme court,
court of appeals and
Indianapolis, Indiana tax court
IN THE
COURT OF APPEALS OF INDIANA
NICOLETTE DEAL, )
)
Appellant, )
)
vs. ) No. 71A04-1204-DR-178
)
TYCE DEAL, )
)
Appellee. )
APPEAL FROM THE ST. JOSEPH SUPERIOR COURT
The Honorable Margot F. Reagan, Judge
Cause No. 71D04-0902-DR-76
October 25, 2012
MEMORANDUM DECISION - NOT FOR PUBLICATION
PYLE, Judge
STATEMENT OF THE CASE
Nicolette Deal (“Mother”) appeals the trial court’s denial of her motion objecting to
the jurisdiction of the trial court.
We affirm.
ISSUE
Whether the trial court abused its discretion in denying Mother’s objection to
its exercise of jurisdiction to decide an issue remanded by this court to the trial
court prior to transfer of the case to a special judge.1
FACTS AND PROCEDURAL HISTORY
This case commenced when Tyce Deal (“Father”) filed with the St. Joseph Circuit
Court a petition to dissolve his marriage to Mother and to obtain custody of their minor child,
A.D. After hearings on the motion, St. Joseph Circuit Court Judge Margot Reagan dissolved
the marriage; awarded joint custody of A.D., with Father to have physical custody; granted
part of Mother’s request for rehabilitative maintenance; and divided the marital estate,
including Father’s pension. On November 14, 2010, Mother timely filed a notice of appeal.
This court issued a memorandum opinion affirming Judge Reagan’s decision on all
issues except the division of the marital estate. See N.D. v. T.D., No. 71A03-1011 DR-648
(Ind. Ct. App. August 17, 2011). Specifically, we determined that Judge Reagan failed to
make sufficient findings to show how Father’s pension was paid to Mother. Slip Op. at 7. In
1
We observe that Father did not file an appellee’s brief. Failure to file an appellee’s brief may result in
reversal of the trial court on the appellant’s showing of prima facie error. See Barger v. Barger, 887 N.E.2d
990, 992 n.3 (Ind. Ct. App. 2008).
2
doing so, we referred to a list of expenses presented at trial, and denominated as Exhibit 10,
which may or may not have supported Judge Reagan’s treatment of Father’s pension, i.e, the
amount of the pension owed to Mother was offset by certain expenses paid by Father. Id.
We remanded to Judge Reagan for “further consideration and findings on this issue . . . .”
Slip Op. at 8. We stated that “the trial court may, but need not, hold a new hearing on
remand.” Id.
On August 17, 2011, before Judge Reagan scheduled any hearing or took any action
on the remanded pension issue, Mother filed a motion for change of judge pursuant to
Indiana Rule of Trial Procedure 76(C)(3), which provides for a change of judge if “a court on
appeal orders a new trial, or if a court on appeal otherwise remands a case such that a further
hearing and receipt of evidence are required to reconsider all or some of the issues heard
during the earlier trial . . . .”
On August 22, 2011, Father filed motions to modify child support and transportation,
while Mother filed a motion to compel discovery. Judge Reagan scheduled a hearing
pertaining to these motions.
On August 23, 2011, Judge Reagan granted the motion for change of judge and
submitted a three-judge panel to the parties pursuant to Trial Rule 79(C). On September 7,
2011, after the parties had struck two of the judges from the panel, Judge Reagan appointed
the remaining judge, the Honorable Michael Scopelitis, as the special judge in the case.
Judge Scopelitis accepted the appointment on September 12, 2011.
3
Judge Scopelitis ruled on the two post-decree motions and asked for briefs on the
remanded pension issue. After receipt of the briefs, Judge Scopelitis sua sponte entered a
February 8, 2012 order stating the following:
(1) This issue is not subject to a motion for change of judge pursuant to
Indiana Trial Rule 76(C)(3). This case is, however, subject to a motion for
change of judge pursuant to Indiana Trial Rule 76(B) for purposes of hearing
post-decree petitions to modify that decree. In fact, this court has accepted
jurisdiction over two such filings by ruling on the same: Father’s Motion to
Modify Child Support Transportation for Parenting Time and Mother’s Motion
to Compel Third Party to Comply with Discovery Requests.
(2) The Court of Appeals did not affirm or reverse the trial court on the
pension issue. Instead, it remanded for the trial court to “. . . make clear
which, if any, substantial payments by father toward marital expenses during
the provisional period . . . it intended to treat as equivalent to mother’s receipt
of her portion of the Pension.” In other words, the Court of Appeals has
instructed the trial court to explain, “. . . which expenses the trial court credited
towards mother’s share of the pension and on which basis.” Accordingly, the
Court of Appeals remanded “. . . to the trial court for further consideration and
findings on this issue, . . . The trial court may, but need not, hold a new hearing
on remand.” Trial Rule 76 calls for a change of judge if a court on appeal
remands a case such that a further hearing and receipt of evidence are required
to reconsider all or some of the issues heard during the earlier trial. That is not
the case with this remand.
(3) The remand in this case does not represent a new or different issue
presented by either party or the Court of Appeals for which a change of judge
would be appropriate. Instead, the remand requests the trial judge who entered
the order to express in writing what she was thinking regarding her treatment
of Father’s pension and [to] do so in the form of additional findings consistent
with the Court of Appeal’s decision. In this case, no further hearing or further
evidence is required.
(App. 23-24) (emphasis in original).
Judge Scopelitis entered the following conclusions:
(1) That the issue to be addressed by the trial court under the direction of the
4
Indiana Court of Appeals decision entered August 17, 2011 is referred back to
The Honorable Margot Reagan for all further proceedings.
(2) All other post-judgment issues raised by either party have been transferred
to this judge despite the rather limited language of mother’s motion for change
of judge filed August 17, 2011 and the court’s order granting said motion
entered August 23, 2011 due to the fact that this judge has already accepted
jurisdiction by ruling upon at least two (2) post-decree motions filed by the
parties.
(App. 24).
On February 12, 2012, Mother filed a motion to reconsider. In her motion, among
other things, Mother stated the following:
1. That counsel concurs that the remand from the Indiana Court of Appeals
specifically states that the Court need not hold a hearing to determine any
substantial payments made by Father toward marital expenses. This is a
division of marital assets issue;
2. While the Court of Appeals remand specifically stated that a new hearing
was not necessary, nevertheless, it is required where the issue is division of
marital property. Green v. Green, 863 N.E.2d 473 (Ind. Ct. App. 2007); citing
to, State ex rel. Hahn v. Howard Circuit Court, 571 N.E.2d 540, 541 (Ind.
1991).
3. Moreover, the transfer court did hold a partial hearing to the extent of being
[apprised] of the issue on this and other matters [on] October 7, 2011 and then
ordered, predicated upon counsel’s motion, that opposing counsel submit
findings of fact and conclusions of law on the issue of the pension, which they
did;
(App. 25-26).
Judge Scopelitis denied the motion to reconsider and transferred the case to Judge
Reagan for resolution of the pension issue. In order to reacquaint herself with the issue,
Judge Reagan scheduled a hearing in which the parties’ attorneys could argue about the
5
contents of Exhibit 10 as it applied to payment of the pension to Mother.
Prior to the hearing, Mother filed an “Objection to Hearing for Lack of Jurisdiction.”
(App. 28). In pertinent part, the motion stated the following:
3. That Respondent Mother timely filed a change of judge [predicated] upon
[the remand from the Court of Appeals];
*****
7. Judge Scopelitis subsequently transferred the matter back to the trial court
[on] February 8, 2012, finding that since the Court of Appeals specifically did
not require a new hearing that the matter of the pension remained in the
original trial court;
*****
11. The Court has now set a hearing for March 19, 2012;
12. It is axiomatic that if the court is holding a hearing on this matter that a
hearing is required; either pursuant to case law or because the court intends to
take evidence, and a change of judge is required.
(App. 29).
Judge Reagan denied the motion and held a hearing on the pension issue as it relates
to Exhibit 10 of the original dissolution hearing.2 At the hearing, the attorneys explained
their interpretations of Exhibit 10 but presented no evidence. Afterwards, Judge Reagan
issued an order setting forth the reasons why “[Father’s] payments of [Mother’s] personal
expenses during the pending dissolution which were not required in the parties’ own
agreement . . . should be set over to [Father] to reimburse him by cancelling [Mother’s]
2
The court’s Chronological Case Summary states, “On Court’s own motion, cause is set for hearing . . . to
argue Court of Appeals remand.” (App. 9).
6
potential one-half share of [Father’s] pension.” (App. 32-33). Mother now appeals the
denial of her motion attacking jurisdiction.3
DECISION
Mother contends that Judge Reagan abused her discretion in denying Mother’s
objection to Judge Reagan’s exercise of jurisdiction over the remanded pension issue. In
short, Mother argues that “[t]he initial grant of the change of judge pursuant to T.R. 76(C)(3)
. . . was properly made.” Mother’s Br. at 4.
A ruling on a motion for change of judge rests within the sound discretion of the trial
court and will be reversed only upon a showing of an abuse of that discretion. Wolfe v.
Wolfe, 793 N.E.2d 1164, 1166 (Ind. Ct. App. 2003), trans. denied. An abuse of discretion
occurs when the trial court’s decision is clearly against the logic and effect of the facts and
circumstances before the court or when the court has misinterpreted the law. Lake Holiday
Conservancy v. Davison, 808 N.E.2d 119, 121 (Ind. Ct. App. 2004).
A party may obtain a change of judge under Trial Rule 76(C)(3) only if an appellate
court remands a case “such that a further hearing and receipt of evidence are required to
reconsider all or some of the issues heard during the earlier trial . . . .” See also Hahn v.
Howard Circuit Court, 571 N.E.2d 540 (Ind. 1991). Here, at the time that Mother filed her
change of judge motion and Judge Reagan granted the motion, no hearing was scheduled and
no receipt of additional evidence was contemplated. Accordingly, there was no basis for
3
Mother does not challenge the merits of Judge Reagan’s final order.
7
transfer pursuant to Trial Rule 76(C)(3).4
However, Trial Rule 76(B) provides that after a final decree is entered in a dissolution
of marriage case, a party may take one automatic change of judge pertaining to petitions to
modify that decree. Other post-dissolution issues were pending in Judge Reagan’s court,
and, as Judge Scopelitis concluded, a change of judge was appropriate under Trial Rule
76(B).
When a motion for change of judge is premised upon Trial Rule 76(B), the motion is
prospective. Woodward v. Norton, 939 N.E.2d 657, 662 (Ind. Ct. App. 2010). In other
words, the right to the change of judge “is derived from the newly-filed [motion] and does
not relate back to pending matters.” Id. (citing In re Marriage of Turner, 785 N.E.2d 259,
262 (Ind. Ct. App. 2003)). Because the remanded pension issue was pending before Judge
Reagan at the time Mother filed her petition to change judge, Judge Reagan had jurisdiction
to decide the issue.
Mother argued below and on appeal that Judge Reagan’s scheduling of a hearing after
the remanded pension issue was transferred back to her by Judge Scopelitis is proof that a
change of judge under Trial Rule 76(C)(3) was warranted. Our review of the transcript
4
Mother argued in her motion to reconsider that a new hearing (presumably an evidentiary hearing) is always
necessary when the trial court is considering a division of marital property issue. (App. 25). This argument is
apparently based on the Green court’s parenthetical summary of Hahn. See Green, 863 N.E.2d at 476. There,
the parenthetical summary stated that “[w]hile the remand order . . . did not employ the words ‘new trial,’ it
nevertheless requires one upon the issue of the division of marital property.” Id. In Hahn, however, our
supreme court referred to a “new trial” under a provision formerly denominated as Trial Rule 76(5) and noted
that the precise issues remanded would necessitate a new trial upon “issues of fact.” 571 N.E.2d at 541. Here,
the remand order necessitates the review of an exhibit entered into evidence at the dissolution hearing. An
explanation on remand of how the already admitted evidence impacts the pension issue is required; an
evidentiary hearing is not.
8
discloses, however, that the “hearing” was a discussion among Judge Reagan and the
attorneys to reacquaint the judge with the contents of Exhibit 10. There was no admission of
evidence at the hearing, and both sides were afforded sufficient opportunity to make their
arguments.5
While it would have been a better practice for Judge Reagan to advise Mother of
retention of the remanded pension issue at the time of the transfer to Judge Scopelitis and to
have specifically informed Mother that transfer to Judge Scopelitis was based on Trial Rule
76(B), we cannot say that Judge Reagan divested jurisdiction to decide the remanded pension
issue to Judge Scopelitis. Accordingly, Judge Reagan did not abuse her discretion in denying
Mother’s motion outlining her objection to the exercise of jurisdiction.
Affirmed.
FRIEDLANDER, J. and BROWN, J. concur.
5
In her objection, Mother emphasized the term “hearing” without acknowledging that Trial Rule 76(C)(3)
refers to both a further hearing and receipt of evidence. Mother’s allegation that evidence was submitted at the
“hearing” before Judge Reagan is not supported by the transcript of the proceeding.
9