Wayne Evans v. Duke Energy Indiana, Inc.

Pursuant to Ind. Appellate Rule 65(D), this
Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of establishing
the defense of res judicata, collateral
estoppel, or the law of the case.
APPELLANT PRO SE: ATTORNEY FOR APPELLEE:
WAYNE EVANS MARCUS M. BURGHER IV
Jeffersonville, Indiana Burgher & Burgher, PC
Corydon, Indiana
FILED
Oct 22 2012, 9:21 am
IN THE
CLERK
COURT OF APPEALS OF INDIANA of the supreme court,
court of appeals and
tax court
WAYNE EVANS, )
)
Appellant-Defendant, )
)
vs. ) No. 10A01-1111-PL-539
)
DUKE ENERGY INDIANA, INC., )
)
Appellee-Plaintiff. )
APPEAL FROM THE CLARK CIRCUIT COURT
The Honorable Daniel E. Moore, Judge
Cause No. 10C01-0906-PL-528
October 22, 2012
MEMORANDUM DECISION - NOT FOR PUBLICATION
CRONE, Judge
Case Summary
In 2008, Wayne Evans bought a tract of land that is subject to a perpetual easement
held by the electric company, Duke Energy Indiana, Inc. (“Duke”). The following year, he
submitted a proposal to construct a building that would encroach nearly halfway into the
sixty-foot easement. Duke filed a complaint, requesting preliminary and permanent
injunctions to prohibit Evans from constructing a building within the boundaries of the
easement. The trial court granted a preliminary injunction. During the proceedings on the
permanent injunction, Evans accused Duke of witness tampering and filed a motion for
sanctions. Duke filed a motion to strike Evans’s motion for sanctions as well as a request for
attorney’s fees, claiming that Evans’s accusation of criminal intimidation and obstruction of
justice was frivolous, unreasonable, and/or groundless. Following a bench trial, the court
issued an order granting Duke’s request for a permanent injunction. The trial court also
denied Evans’s motion for sanctions and granted Duke’s request for attorney’s fees.
Evans now appeals pro se, claiming that the trial court erred in granting Duke’s
request for a permanent injunction and in awarding Duke $612.50 in attorney’s fees. Finding
no error, we affirm.
Facts and Procedural History
In 1906, Jessie Young, the owner of a Clark County tract of land (“the property”),
conveyed the property to the Louisville and Northern Railway and Lighting Company
(“Louisville Lighting”). The deed was duly recorded. The conveyance required Jessie to
remove all buildings from the property. In 1937, Louisville Lighting’s successor in interest,
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Public Service Company of Indiana (“PSI”) quitclaimed its right of way to Arthur and Hattie
Young, but reserved to itself and its successors “all electric transmission and distribution
lines, substations, structures, equipment and appurtenances located on said Real Estate, and
the right to maintain, replace, renew, repair and remove the same or any part thereof upon or
from said Real Estate at any time.” Plaintiff’s Ex. C. Arthur and Hattie simultaneously
granted to PSI
a Right-of-Way and perpetual easement to construct, maintain and operate a
line or lines with the necessary poles, towers, structures, wires, cables, and
appurtenances for the transmission, distribution and delivery of electrical
energy to other persons and concerns and to the public in general, for light,
heat, power, telephone and/or other purposes in, upon, along and over the Real
Estate of the grantor.
Plaintiff’s Ex. D. The easement covered a sixty-foot swath across the property. Both the
deed and the easement were duly recorded.
As PSI’s successor in interest, Duke took over operation of a 69,000-volt uninsulated
electric transmission line within the boundaries of the 1937 easement on the property. In
2008, Evans purchased the property “[s]ubject to any and all easements and/or restrictions of
public record that may apply to the above described Real Estate.” Plaintiff’s Ex. A. In 2009,
he submitted a proposal to construct a building that would extend more than twenty-six feet
into Duke’s sixty-foot easement. In June 2009, Duke filed a motion for preliminary and
permanent injunctions to prevent Evans from encroaching on its easement. The trial court
granted the preliminary injunction, pending further proceedings.
In January 2011, Evans filed a notice of witness tampering and motion for sanctions,
accusing Duke of criminal obstruction and intimidation of defense witnesses. Duke filed a
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motion to strike the pleading and a request for sanctions against Evans in the form of
attorney’s fees for a frivolous, unreasonable, and/or groundless filing. After numerous
hearings and a September 2011 bench trial, the trial court issued its judgment, granting
Duke’s motion for permanent injunction, denying Evans’s motion for sanctions, and
awarding Duke $612.50 in attorney’s fees. Evans now files this pro se appeal. Additional
facts will be provided as necessary.
Discussion and Decision
Evans contends that the trial court erred in enjoining him from building his proposed
structure and in imposing attorney’s fees. At the outset, we note that his filings are replete
with defects1 and that he has a duty to adhere to the same procedural rules as a litigant
represented by a licensed attorney. Steele v. McDonald’s Corp., 686 N.E.2d 137, 140 (Ind.
Ct. App. 1997), trans. denied (1998). Significant defects may result in waiver or dismissal.
Id. Notwithstanding, we find his arguments to be essentially sufficiency-of-evidence claims
and will address them on the merits.
I. Injunctive Relief
Evans claims that the trial court erred in granting Duke’s request for a permanent
injunction. The decision to grant an injunction lies within the sound discretion of the trial
court and will not be overturned unless it was arbitrary or amounted to an abuse of discretion.
Drees Co. v. Thompson, 868 N.E.2d 32, 41 (Ind. Ct. App. 2007), trans. denied. Where, as
here, the trial court issues findings of fact and conclusions thereon, we must determine
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For example, in his appellant’s brief, Evans fails to provide a properly formatted, complete statement
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whether the evidence supports the findings and whether the findings support the judgment
and will reverse only when the judgment is clearly erroneous. Barlow v. Sipes, 744 N.E.2d 1,
5 (Ind. Ct. App. 2001), trans. denied. Findings of fact are clearly erroneous when the record
lacks any evidence or reasonable inferences to support them. Id. On review, we consider
only the evidence most favorable to the judgment and construe findings together liberally in
favor of the judgment. Id.
In determining whether to grant a plaintiff’s request for a permanent injunction, the
trial court considers: (1) whether the plaintiff succeeds on the merits of his underlying claim;
(2) whether the plaintiff’s remedies at law are adequate; (3) whether the threatened injury to
the plaintiff outweighs the threatened harm a grant of relief would place upon the defendant;
and (4) whether the public interest would be disserved by granting relief. Id. Here, Evans
purchased the property by warranty deed, which states in part that the conveyance is
“[s]ubject to any and all easements and/or restrictions of public record that may apply to the
[property].” Plaintiff’s Ex. A. The conveyance to Duke’s predecessor in interest granted “a
Right-of-Way and perpetual easement to construct, maintain and operate a line or lines with
necessary poles, towers, structures, wires, cables, and appurtenances for the transmission,
distribution and delivery of electrical energy to other persons and concerns and to the public
in general for light, heat, power, telephone and or other purpose in, upon, along and over the
Real Estate of the grantor.” Plaintiff’s Ex. D. Duke’s easement consists of a sixty-foot-wide
strip across Evans’s property. Evans proposed to construct a building that would encroach
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upon the easement by more than twenty-six feet. The trial court found that Evans’s
construction of the building would make the operation of the electric line more dangerous,
thereby making it inconsistent with the use and enjoyment of the easement. Holding v. Ind.
& Mich. Elec. Co., 400 N.E.2d 1154, 1158 (Ind. Ct. App. 1980). The record clearly supports
the trial court’s finding that Duke should prevail on the merits of its claim for injunctive
relief.
Moreover, the evidence supports the trial court’s findings that Evans’s construction of
a building that would extend nearly halfway through the easement would (1) interfere with
Duke’s ability to operate, maintain, repair, and replace its utility lines; (2) prevent Duke from
constructing underground lines; (3) prevent Duke from constructing additional lines, poles,
towers, or cables to transmit, distribute, and deliver electrical energy to the public; and (4)
pose a heightened risk to the safety and well-being of Evans, Duke’s employees, and the
public. The trial court considered the National Electric Safety Code (“NESC”) and the
Electric Transmission Rights-of-Way Guidelines/Restrictions (“ETRG”) adopted by Duke.
The standards differed, and whereas Evans’s proposed construction might not have been in
violation of the NESC standards, it would have been in violation of the ETRG restrictions.
Additionally, the easement states that
Grantee [Duke] shall and will indemnify and save the Grantors [Evans]
harmless from any and all damages, injuries, losses, claims, demands or costs
proximately caused by the fault, culpability or negligence of the Grantee
[Duke] in the construction, maintenance, and operation of said transmission
line or lines and the structure and appurtenances connected therewith over,
across and along the [property].
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Plaintiff’s Ex. D. Money damages would not be adequate to allow Duke to construct and
maintain its power lines, and the potential harm and disruption to the public posed by not
granting an injunction substantially outweighs the inconvenience to Evans in having to
situate his proposed building in another location.
Finally, to the extent that Evans relies on the NESC as dispositive2 and cites testimony
from neighbors that is inconsistent with Duke’s claims, he merely invites us to reweigh
evidence and judge witness credibility, which we may not do. Abernathy v. Bertram, 967
N.E.2d 510, 513 (Ind. Ct. App. 2012). Based on the foregoing, we conclude that the
evidence supports the trial court’s judgment granting Duke’s request for a permanent
injunction.
II. Attorney’s Fees
Evans also challenges the trial court’s order granting Duke’s request for attorney’s
fees. We review an award of attorney’s fees using an abuse of discretion standard. Thacker
v. Wentzel, 797 N.E.2d 342, 346 (Ind. Ct. App. 2003). An abuse of discretion occurs if the
trial court’s decision is clearly against the logic and effect of the facts and circumstances
before it. Id.
Indiana Code Section 34-52-1-1(b)(1) states, “In any civil action, the court may award
attorney’s fees as part of the cost to the prevailing party, if the court finds that either party …
2
“The National Electric Safety Code is not of and to itself determinative, but is only one of the factors
to be considered by the court in determining whether such encroachment occurs.” Holding, 400 N.E.2d at
1158. The record shows that the trial court gave consideration to the NESC.
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brought the action or defense on a claim or defense that is frivolous, unreasonable, or
groundless.”
A claim is frivolous (a) if it is taken primarily for the purpose of harassing or
maliciously injuring a person, or (b) if the lawyer is unable to make a good
faith and rational argument on the merits of the action, or (c) if the lawyer is
unable to support the action taken by a good faith and rational argument for an
extension, modification, or reversal of existing law. A claim is unreasonable
if, based on a totality of the circumstances, including the law and facts known
at the time of the filing, no reasonable attorney would consider that the claim
or defense was worthy of litigation or justified. And a claim is groundless if
no facts exist which support the legal claim relied on and presented by the
losing party.
Kopka, Landau & Pinkus v. Hansen, 874 N.E.2d 1065, 1074-75 (Ind. Ct. App. 2007)
(citations and internal quotation marks omitted).
Here, Evans filed a notice of witness tampering, claiming that Duke’s representative
committed criminal intimidation and obstruction of justice during a meeting with his
witnesses, the Jameses. Duke countered by filing a motion to strike and a request for
attorney’s fees pursuant to Indiana Code Section 34-52-1-1. At the hearing on these motions,
the Jameses both testified that they did not feel threatened during their meeting with Duke’s
representative. Tr. at 150-51, 153-54, 162-63, 167, 170. As such, the very witnesses that
Duke was alleged to have intimidated were the ones who debunked Evans’s claim. The trial
court found that Evans had presented no evidence to support his claim of witness tampering,
struck his pleading, and awarded Duke $612.50 in attorney’s fees based on Duke’s counsel’s
uncontroverted testimony that he charges $175 per hour and spent three and a half hours
responding to the witness-tampering claim. Id. at 169-70. Simply put, the record supports
both the imposition and the amount of the fee. Evans’s arguments to the contrary are merely
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invitations to reweigh evidence and judge witness credibility, which we may not do.
Abernathy, 967 N.E.2d at 513. Accordingly, we affirm the trial court in all respects.
Affirmed.
RILEY, J., and BAILEY, J., concur.
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